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HomeMy WebLinkAboutContract 51337 TEXAS DEPARTMENT OF HOUSING AND COMMUNITY AFFAIRS CONTRACT NUMBER 56180002950 FOR THE cl 1� FY 2018 U.S.DEPARTMENT OF ENERGY WEATHERIZATION ASSISTANCE PROGRAM (CFDA#81.042) SEP 2 �VQRZ\\ G�QFS�CR� J Awarding Federal Agency: United States Department of Energy G\(`{ TDHCA Federal Award Number: DE-EE-7952 Award Year(Year of Award from DOE to TDHCA): 2010ITY SECRETARY Unique Entity Identifier Number: 073170458 CONTRACT NO. SECTION 1. PARTIES TO THE CONTRACT This 2018 Department of Energy ("DOE") Weatherization Assistance Program Contract ("Contract") is made by and between the Texas Department of Housing and Community Affairs, a public and official agency of the State of Texas ("Department")and City of Fort Worth,a political subdivision of the State of Texas("Subrecipient"). SECTION 2. CONTRACT TERM This Contract shall commence on July 01, 2018, and, unless earlier terminated, shall end on June 30, 2019 ("Contract Term"). SECTION 3. SUBRECIPIENT PERFORMANCE A. Subrecipient shall implement a Weatherization Assistance Program ("WAP") in accordance with the provisions of Part A of the Energy Conservation in Existing Buildings Act of 1976, as amended (42 U.S.C. §6861 et seq.) ("WAP Act"), the Department of Energy Act as amended (42 U.S.C. §8621 et seq.) ("DOE Act"), the U.S. Department of Energy ("DOE") implementing regulations codified in 10 CFR Parts 440 and 600("WAP Regulations'), any applicable Office of Management and Budget ("OMB") Circulars, Chapters 2105 and 2306 of the Texas Government Code, the Texas DOE State Plan including the Department's Weatherization Health and Safety Plan, as revised from time to time, currently posted on the Department's website at http://www.tdhca.state.tx.us/community-affairs/wap/docs/17-DOE-WAP.pdf, and the implementing State regulations at Title 10, Part I, Chapters 1 and 2 of the Texas Administrative Code and Title 10, Part I, Chapter 6, Subchapters A, and D of the Texas Administrative Code, as amended or supplemented from time to time (collectively, "WAP State Rules"). The work will be completed in accordance with the International Energy Conservation Code and the minimum requirements set in the State of Texas adopted International Residential Code or in jurisdictions authorized by State law to adopt later editions. B. Subrecipient shall, on an equitable basis throughout its service area, develop and implement a Weatherization Assistance Program ("WAP") in the counties and in accordance with the terms of this Contract; the "Budget and Performance Statement" attached hereto as Exhibit A; the Personal Responsibility and Work Opportunity Act of 1996("PRWORA") Requirements for the WAP attached hereto as Exhibit B; the Documentation of Disability requirements attached hereto as Exhibit C; Materials and Work Standards attached hereto as Exhibit D; the Certifications attached hereto as Addendums A, B, and C; the assurances, certifications, and all other statements made by Subrecipient in its application funding under this Contract; and with all other terms, provisions, and requirements herein set forth. All such Exhibits and Certifications are incorporated herein for all relevant purposes. Subrecipient shall develop and implement the WAP to assist in achieving a prescribed level of energy efficiency in the dwellings of low-income persons. WAP services can be provided to owner occupied units as well as rental units. C. Priority will be given, in no particular order, to (1) households with Elderly Persons as defined in WAP State Rules, (2) Persons with Disabilities as defined in Section 6.2 of the WAP State Rules, (3) households with young children that are age five (5) or younger, (4) households with a high energy burden and/or (5) households with high energy consumption. Before commencing any weatherization work, Subrecipients are required to complete energy audits. D. Subrecipient is responsible for providing services as required by the DOE Standard Work Specifications ("SWS"). The SWS requirements for Single family homes, Manufactured and Multifamily housing can be accessed at https:Hsws.rLrel.gov/. Failure to follow the specifications may cause payment to a subcontractor may be withheld. r c�cSQ� OFFICIAL RECORD Page 1 of 27 CIT' SECRETARY' v , v _� % FT.WORTH TX E. Subrecipient shall refund to Department any sum of money which has been paid to Subrecipient by Department, which Department determines has resulted in an overpayment, or has not been spent in accordance with the terms of this Contract. Subrecipient shall make such refund no later than the date specified in the notice that repayment is required,but if no date is specified,within fifteen(15)days. SECTION 4. DEPARTMENT FINANCIAL OBLIGATIONS A. In consideration of Subrecipient's satisfactory performance of this Contract, Department shall reimburse Subrecipient for the actual allowable costs incurred by Subrecipient in an amount up to $264,021.00 as specified in the"Budget and Performance Statement,"attached hereto as Exhibit A and the terms of this Contract. B. Department's obligations under this Contract are contingent upon the actual receipt and availability by Department of adequate 2018 DOE WAP federal funds. If sufficient funds are not available to make payments under this Contract, Department shall notify Subrecipient in writing within a reasonable time after such fact is determined. Department may then terminate this Contract and will not be liable for the failure to make any payment to Subrecipient under this Contract. Department acknowledges that it has received obligations from those sources which,if paid,will be sufficient to pay the allowable costs incurred by Subrecipient under this Contract. C. Per Section 6.4 of the WAP State Rules, the Department reserves the right to deobligate funds under this Contract. Any decision to obligate additional funds or deobligate funds shall be made in writing by Department in its sole but reasonable discretion based upon the status of funding under grants to Department and Contractor's overall compliance with the terms of this Contract. D. Department is not liable for any cost incurred by Subrecipient which: (1) is incurred to weatherize a dwelling unit which is not an eligible dwelling unit as defined in Section 440.22 of the WAP Regulations; (2) is incurred to weatherize a dwelling unit which is designated for acquisition or clearance by a federal, state, or local program within twelve months from the date weatherization of the dwelling unit is scheduled to be completed; (3) is incurred to weatherize a dwelling unit previously weatherized with WAP funds, except as provided for in Section 440.18(e)(2)of the WAP Regulations; (4) is for Subrecipient's administrative costs incurred in excess of the maximum limitation set forth in Section 8 of this Contract; (5) is not incurred during the Contract Term; (6) is not reported to Department on a monthly expenditure or performance report, within forty five (45) days following the end of the Contract Term; (7) is subject to reimbursement by a source other than Department; (8) is made in violation of any provision of this Contract or any provision of federal or state law or regulation, including,but not limited to,those enumerated in this Contract;or (9) are services that do not meet the standard set forth in https:Hsws.nrel.gov/. E. Notwithstanding any other provision of this Contract, Department shall only be liable to Subrecipient for eligible costs incurred or performances rendered for activities specified in the WAP Act and Section 8 of this Contract. SECTION S. METHOD OF PAYMENT/CASH BALANCES A. Each month, Subrecipient may request an advance payment of WAP funds under this Contract. As per the Uniform Grant Management Standards, 34 T.A.C. §20.421 et seg. (herein "UGMS"), Subrecipient's requests for advances shall be limited to the amount needed and be timed to be in accordance with actual immediate cash_requirements of the Subrecipient in carrying out the purpose of this Contract. B. The timing and amount of cash advances shall be as close as administratively feasible, not to exceed a thirty (30) day projection of the actual disbursements by the Subrecipient to direct program costs and the proportionate share of any allowable indirect costs. Page 2 of 27 C. Subsection 4(A) of this Contract notwithstanding, the Department reserves the right to use a modified cost reimbursement method of payment for all funds, whereby reimbursement of costs incurred by a Subrecipient is made only after the Department has reviewed and approved backup documentation provided by the Subrecipient to support such costs for all funds if (1) Department determines that Subrecipient has maintained excess cash balances; (2) Department identifies any deficiency in the cash controls or financial management system maintained by Subrecipient; (3) Department identifies any deficiency in the quality of weatherization work performed by Subrecipient; (4) Department determines that a modified cost reimbursement method would benefit the program; (5) Department's funding sources require the use of a modified cost reimbursement method; or (6) Subrecipient fails to comply with any of the reporting requirements of Section 10 of this Contract. D. All funds paid to Subrecipient under this Contract are paid in trust for the exclusive benefit of the eligible dwelling units of the weatherization assistance program and for the payment of the allowable expenditures identified in Section 8 of this Contract. E. Department may offset or withhold any amounts otherwise owed to Subrecipient under this Contract against any amount owed by Subrecipient to Department arising under this Contract. SECTION 6. ADMINISTRATIVE REQUIREMENTS,COST PRINCIPLES AND AUDIT REQUIREMENTS A. Uniform cost principles for political subdivisions are set forth in 2 CFR Part 200. Except as expressly modified by law or the terms of this Contract, Subrecipient shall also comply with the cost principles and uniform administrative requirements set forth in the UGMS. All references therein to "local government" shall be construed to mean Subrecipient. B. 2 CFR Part 200, Subpart F, sets forth audit standards for governmental organizations and other organizations expending Federal funds. The expenditure threshold of federal or state funds requiring an audit is$750,000. C. The Subrecipient shall include language in any subcontract that provides the Department the ability to directly review, monitor, and/or audit the operational and financial performance and/or records of work performed under this Contract. D. Department reserves the right to conduct additional audits of the funds received and performances rendered under this Contract. Subrecipient agrees to permit Department or its authorized representative to audit Subrecipient's records and to obtain any documents,materials,or information necessary to facilitate such audit. E. For any fiscal year ending within or immediately after the Contract Term, Subrecipient must submit an "Audit Certification Form"(available from the Department)within sixty(60)days after the Subrecipient's fiscal year end. SECTION 7. TERMINATION AND SUSPENSION A. Department may terminate this Contract, in whole or in part, at any time Department determines that there is cause for termination. Cause for termination includes but is not limited to Subrecipient's failure to comply with any term of this Contract. Department shall notify Subrecipient in writing no less than thirty (30) days prior to the date of termination. B. Nothing in this Section 7 shall be construed to limit Department's authority to withhold payment and immediately suspend this Contract if Department identifies possible instances of fraud, abuse, waste, fiscal mismanagement, health and safety concerns, or other deficiencies in Subrecipient's performance. Suspension shall be a temporary measure pending either corrective action by Subrecipient or a decision by Department to terminate this Contract. C. Department shall not be liable for any costs incurred by Subrecipient after termination or during suspension of this Contract. D. Notwithstanding any exercise by Department of its right of termination or suspension, Subrecipient shall not be relieved of any liability to Department for damages by virtue of any breach of this Contract by Subrecipient. Department may withhold any payment due to Subrecipient until such time as the exact amount of damages due to Department is agreed upon or is otherwise determined in writing between parties. E. Subrecipient's failure to expend.the funds provided under this Contract in a timely manner may result in either the termination of this Contract or Subrecipient's ineligibility to receive additional funding under WAP, or a reduction in the original allocation of funds to Subrecipient. SECTION 8. ALLOWABLE EXPENDITURES A. The allowability of Subrecipient's costs incurred in the performance of this Contract shall be determined in accordance with the provisions of Sections 5 and 6 of this Contract and the regulations set forth in Section 440.18 of the WAP Regulations,subject to the limitations and exceptions set forth in this Section 8. Page 3 of 27 B. To the maximum extent practicable, Subrecipient shall utilize funds provided under this Contract for the purchase of weatherization materials. All weatherization measures installed must have an approved State of Texas Energy Audit savings-to-investment ratio ("SIR") of one or greater unless otherwise indicated as health and safety or incidental repair items. Weatherization measures installed shall begin with those having the greatest SIR (on approved State of Texas Energy Audit) and proceed in descending order to the measures with the smallest SIR or until the maximum allowable per unit expenditures are achieved. Subrecipient shall weatherize eligible dwelling units using only weatherization materials which meet or exceed the standards prescribed by DOE in Appendix A of Part 440 of the WAP Regulations, State of Texas adopted International Residential Code ("IRC") or jurisdictions authorized by State Iaw to adopt later editions. C. Allowable WAP expenditures under this Contract include: (1) purchase and delivery of weatherization materials as defined in Section 440.3 of the WAP Regulations, but not to include storm doors; (2) weatherization materials and labor for allowable weatherization measures (air and duct infiltration, window and doors, insulation, HVAC and base load reduction measures) if such will result in improved energy efficiency as demonstrated by SIR of one or better in the approved State of Texas Energy Audit and, whenever available,heating and cooling systems must have an Energy Star rating; (3) transportation of weatherization and repair materials, tools, equipment, and work crews to a storage site and to the site of weatherization work; (4) maintenance,operation,and insurance of vehicles used to transport weatherization materials; (5) maintenance of tools and equipment; (6) purchase of tools,equipment,and vehicles(purchase of vehicles must be approved in advance by DOE); (7) employment of on-site supervisory personnel; (8) storage of weatherization materials,tools,and equipment; (9) incidental repairs (such as repairs to roofs, walls, floors, and other parts of a dwelling unit) if such repairs are necessary for the effective performance or preservation of weatherization measures (If incidental repairs are necessary to make the installation of the weatherization measures effective, the cost of incidental repair measures charged to WAP funds awarded under this Contract shall not exceed the cost of weatherization measures charged to WAP funds and shall have a whole house SIR of one (1) or greater on the approved State of Texas Energy Audit.);and (10) allowable health and safety measures. D. Health and Safety funds not expended may be moved to the labor, materials, and program support category. These changes will require a contract action; therefore, Subrecipient must provide written notification to the Department at least forty-five(45)days prior to the end of the Contract Term before these funds can be moved. E. Administrative costs incurred by Subrecipient in performing this Contract are to be based on actual programmatic expenditures and shall be allowed up to the amount outlined in the "Budget and Performance Statement" attached hereto as Exhibit A. Allowable administrative costs may include reasonable costs associated with Subrecipient's administrative personnel, travel office space, equipment, and supplies which are necessary for the administration of WAP. Administrative costs are earned based upon the allowable percentage of total allowable expenditures, excluding the allowance for Department/DOE Training Travel or special equipment purchases. Subrecipient may use any or all of the funds allowed for administrative purposes under this Contract for the purchase and delivery of weatherization materials. These changes will require a contract action; therefore, Subrecipient must provide written notification to the Department at least forty-five (45) days prior to the end of the Contract Term before these funds can be moved. F. The cost of liability insurance for the weatherization program for personal injury and for property damage, shall not exceed Two Thousand and No/100 Dollars ($2,000.00) and shall be an allowable WAP expenditure under the "Budget and Performance Statement"attached hereto as Exhibit A. G. Fiscal audit expenses for the weatherization program shall not exceed Eight Hundred and/No Dollars ($800.00) and shall be allowed under the "Budget and Performance Statement" attached hereto as Exhibit A, subject to Section 14 of this Contract,Procurement Standards. H. To the maximum extent practicable, Subrecipient shall secure the services of volunteers to weatherize dwelling units under the direction of qualified supervisors. Page 4 of 27 SECTION 9. RECORD KEEPING REQUIREMENTS A. GENERAL. Subrecipient shall comply with the record keeping requirements set forth at Section 440.24 of the WAP Regulations and Section 1.409 of the WAP State Rules and with such additional record keeping requirements as specified herein by Department. B. FILE DOCUMENTATION. For each dwelling unit weatherized with funds received from WAP under this Contract, Subrecipient shall maintain a file containing the following information, including the following Department forms found in the Community Affairs Division section of the Department's website at http://www.tdhca.state.tx.us/community-affairs/wap/guidance.htm#forms: (1) Signed and completed Application for Weatherization Services indicating the ages of the residents, presence in the household of children age five (5) or younger, Elderly Persons (60 years or older), as defined in the WAP State Rules, and Persons with Disabilities as defined in the WAP State Rules. Date of Application for Weatherization Services and associated documents must be within 12 months of the start date indicated on the building weatherization report("BWR"); (2) Twelve month consumer billing history for utilities; (3) Consumption disclosure release form(for access to consumption data for use in surveys and studies); (4) Eligibility and Eligibility documentation: a. Subrecipient should follow 10 T.A.C.§6.4 for income eligibility. b. Documentation/verification of client income for the thirty (30) days preceding their application for all household members eighteen (18) years and older, or Declaration of Income Statement ("DIS") (if applicable). In order to use the DIS form, each Subrecipient shall develop and implement a written policy and procedure on the use of the form, including policies requiring a client statement of efforts to obtain documentation of income with a client signature;. Proof of income documentation requirements are the same for both single and multifamily housing, unless the building is identified by the U.S. Department of Housing and Urban Development ("HUD") and included on a list published by DOE, that building meets certain income eligibility and may meet other WAP requirements without the need for further evaluation or verification. All proof of income must reflect earnings from within 12 months of the start date indicated on the building weatherization report(`BWR"). C. No dwelling unit shall be weatherized without documentation that the dwelling unit is an eligible dwelling unit as defined in Section 440.22 of the WAP Regulations; (5) BWR to include certification of final inspection and Justification for Omission of Priorities if applicable; (6) Invoices of materials purchased or inventory removal sheets; (7) Invoices of labor; (8) If a rental unit,Landlord Agreement form,Landlord Financial Participation form and Landlord Permission to Perform Assessment&Inspections for Rental Units"form and all other landlord forms found in the Community Affairs Division section of the Department's website at http://www.tdhca.state.tx.us/community-affairs/wap/docs/10-WAPLandlord.pdf; (9) "Notice of Denial and Appeal Rights,"if applicable; (10) Signed and dated "Building Assessment" form that contains complete Energy Audit Data, to include at a minimum,existing efficiencies of all heating and cooling appliances; (11) "Attic Inspection"form(local design allowed); (12) "Wall Inspection"form(local design allowed); (13) Documentation of pre weatherization carbon monoxide readings for all combustible appliances; (14) Documentation of post weatherization carbon monoxide readings for all combustible appliances; (15) "Blower Door Performance Standards and Data Sheet"; (16) "Duct Blower Data Sheet"; (17)Refrigerator metering information; (18) Signed client"Refrigerator Replacement Form"(if applicable); (19) Completed,signed and dated"Priority List"form(if applicable); (20) A complete copy of the approved State of Texas Energy Audit; (21)A complete"Energy Audit Data Collection Form"(local design allowed); (22) A complete electronic copy of the approved State of Texas Energy Audit; (23) Signed client receipt of the"Unified Weatherization Elements Notification Form"that includes Lead Hazard information,identification of Mold Like Substance,and State Historical Preservation information; (24) Signed client receipt of "Mold-Like Substance Notification and Release Form for Texas Weatherization Programs';and (25) Completed,signed and dated"Radon Informed Consent Form". Page 5 of 27 C. MULTIFAMILY MASTER FILE. For each multi-family project weatherized with funds received from WAP under this Contract,Subrecipient shall maintain a master file containing the following information: (1) "Multifamily Project Building Data Checklist"; (2) "Multifamily Project Completion Checklist"(by a multifamily Quality Control Inspector); (3) "Landlord Permission to Perform an Assessment and Inspections for Rental Units"; (4) "Landlord Agreement"form; (5) "Landlord Financial Participation Form";and (6) Significant Data Required in all Multifamily Projects. D. MATERIAL STANDARDS. Materials standards documentation for weatherization materials purchased under this Contract must be maintained. These standards must meet the requirements according to Appendix A of Part 440 of the WAP Regulations. E. ACCESS TO RECORDS. Subrecipient shall give the federal and state funding agencies, the Comptroller General of the United States, and Department access to and the right to reproduce all records pertaining to this Contract. All such records shall be maintained for at least three years after final payment has been made and all other pending matters are closed and in accordance with Sections 600.153 and 600.642 of the WAP Regulations. Subrecipient shall include the requirements of this Subsection E in all subcontracts. F. OPEN RECORDS. All WAP records maintained by Subrecipient, except records made confidential by law, shall be available for inspection by the public during Subrecipient's normal business hours to the extent required by the Texas Public Information Act(Chapter 552 of the Texas Government Code). G. HOUSEHOLD ASSESSMENT. Subrecipient must conduct a full household assessment addressing all possible allowable weatherization measures. H. RECORD RETENTION. All records pertinent to this Contract shall be retained by Subrecipient for a period of three (3) years except if any litigation, claim, negotiation, audit, monitoring, inspection or other action has started before the expiration of the required record retention period, records must be retained until completion of the action and resolution of all issues which arise from it,or until the end of the required period,whichever is later. SECTION 10. REPORTING REQUIREMENTS A. Subrecipient shall electronically submit to Department no later than fifteen (15) days after the end of each month of the Contract Term a performance report listing demographic information on all units completed in the previous month and an expenditure report listing all expenditures of funds under this Contract during the previous month. These reports are due even if Subrecipient has no new activity to report during the month. Both reports shall be submitted electronically. B. Subrecipient shall electronically submit to Department no later than forty-five (45) days after the end of the Contract Term a final expenditure and programmatic report. The failure of Subrecipient to provide a full accounting of all funds expended under this Contract may result in ineligibility to receive additional funds or additional contracts. C. Subrecipient shall submit to Department no later than forty-five (45) days after the end of the Contract Term an inventory of all vehicles, tools, and equipment with a unit acquisition cost of $5,000.00 or more and/or a useful life of more than one year, if purchased in whole or in part with funds received under this or previous weatherization assistance program contracts. The inventory shall reflect the vehicles, tools, and equipment on hand as of the last day of the Contract Term. D. Subrecipient shall update the Previously Weatherized Units database no later than fifteen (15) days after the end of each month of the Contract Term for units weatherized under this Contract. E. Subrecipient shall submit other reports, data, and information on the performance of this Contract as may be required by DOE pursuant to Section 440.25 of the WAP Regulations, by the U.S. Department of Health and Human Services,or by Department. F. If Subrecipient fails to submit, in a timely and satisfactory manner, any report or response required by this Contract, including responses to monitoring reports, Department may withhold any and all payments otherwise due or requested by Subrecipient hereunder. Payments may be withheld until such time as the delinquent report or response is received by Department. If the delinquent report or response is not received within forty-five (45) days of its due date, Department may suspend or terminate this Contract. If Subrecipient receives Weatherization Program funds from the Department over two or more Contracts of subsequent terms, funds may be withheld or this Contract suspended or terminated by Subrecipient's failure to submit a past due report or response (including a report of audit)from a prior Contract Term. Page 6 of 27 G. Subrecipient shall provide the Department with a Data Universal Numbering System ("DUNS") number and a Central Contractor Registration ("CCR") System number to be used as the Unique Entity Identifier Number on all contracts and agreements. The DUNS number must be provided in a document from Dun and Bradstreet and the current CCR number must be submitted from a document retrieved from the website at https://www.bpn.gov/ccr/default.aspx. These documents must be provided to the Department prior to the processing first payment to Subrecipient. Subrecipient shall maintain a current DUNS number and CCR number for the entire Contract Term. SECTION 11. CHANGES AND AMENDMENTS A Any change, addition or deletion to the terms of this Contract required by a change in federal or state law or regulation is automatically incorporated herein and is effective on the date designated by such law or regulation, so long as the amendment request is submitted to the Department in writing and the Department approves it. B. Except as specifically provided otherwise in this Contract, any changes, additions, or deletions to the terms of this Contract shall be in writing and executed by both parties to this Contract. If any Party returns an executed copy by facsimile machine or electronic transmission, the signing party intends the copy of its authorized signature printed by the receiving machine or the electronic transmission,to be its original signature. C. Written requests for Contract amendment must be received by the Department in accordance with the requirements in accordance with Section 6.3 of the WAP State Rules. SECTION 12. PROGRAM INCOME Subrecipient shall account for and expend program income derived from activities financed in whole or in part with funds provided under this Contract in accordance with in accordance 2 CFR §200.80 and 10 CFR §600.124. Unexpended Program income must be returned to the Department at the end of the Contract Term. Program income that is received after the end of the Contract Term must be returned to the Department within ten(10)calendar days. SECTION 13. INDEPENDENT SUBRECIPIENT It is agreed that Department is contracting with Subrecipient as an independent contractor. SECTION 14. PROCUREMENT STANDARDS A. Subrecipient shall comply with 2 CFR Part 200,10 CFR§600.236(b-i)and 10 TAC §1.404. B. Subrecipient may not use funds provided under this Contract to purchase personal property, equipment, goods, or services with a unit acquisition cost (the net invoice unit price of an item of equipment) of more than $5,000 unless Subrecipient has received the prior written approval of Department for such purchase. C. All vehicle purchases must have the prior written approval from the Department and DOE. SECTION 15. SUBCONTRACTS A. Subrecipient may not subcontract the primary performance of this Contract, including but not limited to evaluation of the household under 10 TAC §6.4 and §6.406, expenditure and performance reporting and drawing funds through the Community Affairs Contract System. Subrecipient may subcontract for the delivery of weatherization activities without obtaining Department's prior approval. Any subcontract for the delivery of weatherization activities will be subject to monitoring by the Department as per Section 19 of this Contract. Subrecipient shall inspect all subcontractors' work and shall be responsible for ensuring that it is completed in a good and workmanlike manner. Subrecipient shall make no payment to subcontractor until all work is complete and has passed a final inspection. B. In no event shall any provision of this Section 15, specifically the requirement that Subrecipient obtain Department's prior written approval of a subcontractor, be construed as relieving Subrecipient of the responsibility for ensuring that the performances rendered under all subcontracts are rendered so as to comply with all of the terms of this Contract, as if such performances rendered were rendered by Subrecipient. Department's approval hereunder does not constitute adoption, ratification, or acceptance of Subrecipient's or subcontractor's performance hereunder. Department maintains the right to monitor and require Subrecipient's full compliance with the terms of this Contract. Department's approval hereunder does not waive any right of action which may exist or which may subsequently accrue to Department under this Contract. C. Every initial assessment, every approved State of Texas Energy Audit, and every final inspection is the sole responsibility of the Subrecipient. Subrecipients may request in writing that the Department permit the Subrecipient to subcontract the performance of assessments, audits and final inspections. The Department will review each request separately to determine whether the request will be granted. Page 7 of 27 SECTION 16. MANAGEMENT OF EQUIPMENT AND INVENTORY A. Subrecipient acknowledges that any vehicles, tools, and equipment with a unit acquisition cost of $5,000 or more and/or a useful life of more than one year, if purchased in whole or in part with funds received under this or previous weatherization assistance program Contracts, are not assets of either the Subrecipient or the Department but are held in trust for the Weatherization Assistance Program and as such are assets of the Weatherization Assistance Program. Any equipment, tools, or vehicles having a useful life of more than one year and an acquisition cost of$5,000 or more per unit must receive prior approval from the Department before the purchase is made. B. Subrecipient shall develop and implement a property management system, which conforms to the uniform administrative requirements referenced in Section 6 of this Contract. Subrecipient shall not use, transfer, or dispose of any property acquired in whole or in part with funds provided under this or a previous weatherization assistance program contract except in accordance with its own property management system. C. Upon termination or non-renewal of this Contract, the Department may transfer the title of equipment to a third party named by the Department.Such a transfer shall be subject to the following standards: (1) The equipment shall be appropriately identified in the award or otherwise made known to the recipient in writing. (2) The Department will issue disposition instructions after receipt of final inventory. D. Subrecipient shall establish adequate safeguards to prevent loss, damage, or theft of property acquired hereunder and shall promptly report to Department any loss, damage, or theft of property with an acquisition cost of $5,000 or more. E. In addition to the inventory of vehicles, tools, and equipment required under Section 10 of this Contract, Subrecipient shall take a physical inventory of all WAP materials and shall reconcile the results with its property records at least once every year. Any differences between quantities determined by the inventory and those shown in the property records shall be investigated by Subrecipient to determine the cause of the difference. SECTION 17. BONDING AND INSURANCE REQUIREMENTS A. If Subrecipient will enter in to a contract for weatherization activities with a third-party in the amount of $25,000 or greater, Subrecipient must execute with the contractor a payment bond in the full amount of the contract. If the Subrecipient enters into a contract with a prime contractor in excess of $100,000, a performance bond in the full amount of the contract is also required. These bonds must be executed by a corporate surety authorized to do business in Texas, a list of which may be obtained from the State Insurance Department. Such assurances of completion will run to the Department as obligee and must be documented prior to the start of weatherization activities. B. Subrecipient is basically a self-funded entity in accordance with Chapter 2259 of the Texas Government Code subject to statutory tort laws and, as such, generally, it does not maintain a commercial general liability insurance and/or auto liability policy. C. Subrecipient should review existing policies to determine if lead contamination is covered. If it is not, Subrecipient should consider securing adequate lead coverage for all construction projects. Additional liability insurance costs may be paid from administrative funds subject to the limitations set forth in Sections 8(F)and 8(G)of this Contract. D. Subrecipients must also require all contracting independent subcontractors to have general liability insurance. If pollution occurrence insurance is elected by the Subrecipient, this insurance coverage must apply for its independent subcontractors or the independent subcontractors must obtain the coverage. E. Subrecipients must also require all contracting independent subcontractors to have general liability insurance. If pollution occurrence insurance is elected by the Subrecipient, this insurance coverage must apply for its independent subcontractors or the independent subcontractors must obtain the coverage. SECTION 18. LITIGATION AND CLAIMS Subrecipient shall give Department immediate written notice of any claim or action filed with a court or administrative agency against Subrecipient and arising out of the performance of this Contract or any subcontract hereunder. Subrecipient shall furnish to Department copies of all pertinent papers received by Subrecipient with respect to such action or claim. SECTION 19. TECHNICAL ASSISTANCE AND MONITORING A. Department may issue technical guidance to explain the riles and provide directions on the terms of this Contract. Installation of weatherization materials shall be in accordance with the Standard Work Specifications("SWS"). Page 8 of 27 B. Department or its designee may conduct on and off-site monitoring and evaluation of Subrecipient's compliance with the terms of this Contract. Department's monitoring may include a review of the efficiency, economy, and efficacy of Subrecipient's performance. Department will notify Subrecipient in writing of any deficiencies noted during such monitoring. Department may provide training and technical assistance to Subrecipient in correcting the deficiencies noted. Department may require corrective action to remedy deficiencies noted in Subrecipient's accounting, personnel, procurement, and management procedures and systems in order to comply with State or Federal requirements. Department may conduct follow-up visits to review the previously noted deficiencies and to assess the Subrecipient's efforts made to correct them. Repeated deficiencies may result in disallowed costs. Department may terminate or suspend this Contract or invoke other remedies Department determines to be appropriate in the event monitoring reveals material deficiencies in Subrecipient's performance, or Subrecipient fails to correct any deficiency within a reasonable period of time, as determined by the Department. Department or its designee may conduct an ongoing program evaluation throughout the Contract Term. SECTION 20. LEGAL AUTHORITY A. Subrecipient assures and guarantees that it possesses the legal authority to enter into this Contract, to receive and manage the funds authorized by this Contract, and to perform the services Subrecipient has obligated itself to perform hereunder. The execution, delivery, and performance of this Contract will not violate Subrecipient's constitutive documents or any requirement to which Subrecipient is subject and represents the legal, valid, and binding agreement of Subrecipient,enforceable in accordance with its terms. B. The person signing this Contract on behalf of Subrecipient hereby warrants that he/she has been authorized by Subrecipient to execute this Contract on behalf of Subrecipient and to validly and legally bind Subrecipient to all terms,provisions and performances herein. C. Department shall have the right to suspend or terminate this Contract if there is a dispute as to the legal authority of either Subrecipient or the person signing this Contract on behalf of Subrecipient, to enter into this Contract or to render performances hereunder. Subrecipient is liable to Department for any money it has received for performance of the provisions of this Contract, if the Department has terminated this Contract for reason enumerated in this Section 20. D. Subrecipient understands that it is an event of default under this Contract upon the liquidation, termination, dissolution, merger, consolidation or failure to maintain good standing in the State of Texas, and such is not cured prior to causing material harm to Subrecipient's ability to perform under the terms of this Contract. SECTION 21. COMPLIANCE WITH LAWS A. FEDERAL, STATE AND LOCAL LAW. Subrecipient shall comply with the WAP Act, WAP Regulations, any applicable Office of Management and Budget ("OMB") Circulars, the Texas DOE WAP State Plan; the WAP State Rules,and all federal,state,and local laws and regulations applicable to the performance of this Contract. B. DRUG-FREE WORKPLACE ACT OF 1988. The Subrecipient affirms by signing this Contract and Addendum B that it is implementing the Drug-Free Workplace Act of 1988. C. LIMITED ENGLISH PROFICIENCY ("LEP"). Subrecipients must provide program applications, forms, and educational materials in English, Spanish, and any appropriate language, based on the needs of the service area and in compliance with the requirements in Executive Order 13166 of August 11, 2000 reprinted at 65 F.R 50121, August 16, 2000 Improving Access to Services with LEP at 67 F.R. 41455. To ensure compliance, the Subrecipient must take reasonable steps to insure that persons with LEP have meaningful access to the program. Meaningful access may entail providing language assistance services, including oral and written translation, where necessary. D. PROTECTED HEALTH INFORMATION. If Subrecipient collects or receives documentation for disability, medical records or any other medical information in the course of administering the DOE program, Subrecipient shall comply with the Protected Health Information state and federal laws and regulations, as applicable, under 10 TAC §1.24, Chapter 181 of the Texas Health and Safety Code, the Health Insurance Portability and Accountability Act of 1996 ("HIPAA") (Pub.L. 104-191, 110 Stat. 1936, enacted August 21, 1996) the HIPAA Privacy Rules (45 CFR Part 160 and Subparts A and E of 45 CFR Part 164). Page 9 of 27 SECTION 22. PREVENTION OF FRAUD AND ABUSE A. Subrecipient shall establish, maintain, and utilize internal control systems and procedures sufficient to prevent, detect, and correct incidents of waste, fraud, and abuse in the WAP and to provide for the proper and effective management of all program and fiscal activities funded by this Contract. Subrecipient's internal control systems and all transactions and other significant events must be clearly documented and the documentation made readily available for review by Department. B. Subrecipient shall give Department complete access to all of its records, employees, and agents for the purpose of monitoring or investigating the WAP. Subrecipient shall fully cooperate with Department's efforts to detect, investigate, and prevent waste, fraud, and abuse. Subrecipient shall immediately notify the Department of any identified instances of waste,fraud,or abuse. C. Subrecipient may not discriminate against any employee or other person who reports a violation of the terms of this Contract or of any law or regulation to Department or to any appropriate law enforcement authority, if the report is made in good faith. SECTION 23. CERTIFICATION REGARDING UNDOCUMENTED WORKERS Pursuant to Chapter 2264 of the Texas Government Code, by execution of this Contract, Subrecipient certifies that it, or a branch, division, or department of Subrecipient does not and will not knowingly employ an undocumented worker, where "undocumented worker" means an individual who, at the time of employment, is not lawfully admitted for permanent residence to the United States or authorized under law to be employed in that manner in the United States. If, after receiving a public subsidy, Subrecipient or a branch, division, or department of Subrecipient is convicted of a violation under 8 U.S.C. §1324a(f), Subrecipient shall repay the public subsidy with interest, at a rate of five percent (5%)per annum,not later than the 120th day after the date the Department notifies Subrecipient of the violation. SECTION 24. CONFLICT OF INTEREST/NEPOTISM A. Subrecipient shall maintain written standards of conduct governing the performance of its employees engaged in the award and administration of contracts. Failure to maintain written standards of conduct and to follow and enforce the written standards is a condition of default under this Contract and may result in termination of the Contract or deobligation of funds. In addition, the written standards must meet the requirements in 2 CFR §200.318. B. No employee, officer, or agent of Subrecipient shall participate in the selection, award, or administration of a contract supported by federal funds if a real or apparent conflict of interest would be involved. Such a conflict would arise when the employee, officer, or agent, any member of his or her immediate family, his or her partner, or an organization which employs or is about to employ any of the parties indicated herein, has a financial or other interest in the firm selected for an award. C. The officers, employees, and agents of the Subrecipient shall neither solicit nor accept gratuities, favors, or anything of monetary value from contractors, or parties to subagreements. Subrecipients may set standards for situations in which the financial interest is not substantial or the gift is an unsolicited item of nominal value. The standards of conduct shall provide for disciplinary actions to be applied for violations of such standards by officers, employees,or agents of the Subrecipient. D. Subrecipients who are local governmental entities shall, in addition to the requirements of this Section 24, follow the requirements of Chapter 171 of the Local Government Code regarding conflicts of interest of officers of municipalities,counties,and certain other local governments. E. Failure to maintain written standards of conduct and to follow and enforce the written standards is a condition of default under this Contract and may result in termination of the Contract or deobligation of funds. SECTION 25. POLITICAL ACTIVITY AND LEGISLATIVE INFLUENCE PROHIBITED A. Funds provided under this Contract shall not be used for influencing the outcome of any election, or the passage or defeat of any legislative measure. This prohibition shall not be construed to prevent any state official or employee from furnishing to any member of its governing body upon request, or to any other local or state official or employee or to any citizen information in the hands of the employee or official not considered under law to be confidential information. B. Funds provided under this Contract may not be used directly or indirectly to hire employees or in any other way fund or support candidates for the legislative, executive, or judicial branches of government, the State of Texas, or the government of the United States. Page 10 of 27 C. None of the funds provided under this Contract shall be used to pay any person or organization for influencing or attempting to influence an officer or employee of any agency, a member of Congress, officer or employee of Congress, or an employee of a member of Congress in connection with obtaining any Federal contract, grant or any other award governed by the Byrd Anti-Lobbying Amendment (31 U.S.C. §1352) as the Development Owner and each of its tiers have certified by their execution of the "Certification Regarding Lobbying for Contracts, Grants, Loans, and Cooperative Agreements" attached hereto as Addendum A and incorporated herein for all relevant purposes. SECTION 26. NON-DISCRIMINATION AND EQUAL OPPORTUNITY A. A person shall not be excluded from participation in, be denied the benefits of, be subjected to discrimination under, or be denied employment in the administration of or in connection with any program or activity funded in whole or in part with funds made available under this Contract, on the grounds of race, color, religion, sex, national origin,age,disability,political affiliation or belief. B. Subrecipient agrees to carry out an Equal Employment Opportunity Program in keeping with the principles as provided in President's Executive Order 11246 of September 24, 1965. C. Subrecipient must meet the standards under (i) Section 504 of the Rehabilitation Act of 1973(5 U.S.C. §794), (ii) Fair Housing Act (42 U.S.C. §3601 et seq.), and (iii) Titles II and III of the Americans with Disabilities Act (42 U.S.C. §§12131-12189; 47 U.S.C. §§155, 201, 218 and 255) as implemented by U. S. Department of Justice at 28 CFR Parts 35 and 36. D. Subrecipient will include the substance of this Section 26 in all subcontracts. SECTION 27. CERTIFICATION REGARDING CERTAIN DISASTER RELIEF CONTRACTS The Department may not award a Contract that includes proposed financial participation by a person who, during the five year period preceding the date of this Contract, has been convicted of violating a federal law in connection with a contract awarded by the federal government for relief, recovery, or reconstruction efforts as a result of Hurricane Rita, as defined by Section 39.459, Utilities Code, Hurricane Katrina, or any other disaster occurring after September 24, 2005; or assessed a penalty in a federal, civil or administrative enforcement action in connection with a contract awarded by the federal government for relief, recovery, or reconstruction efforts as a result of Hurricane Rita, as defined by Section 39.459 of the Utilities Code,Hurricane Katrina,or any other disaster occurring after September 24,2005. By execution of this Contract, the Subrecipient/Local Operator hereby certifies that it is eligible to participate in this Program and acknowledges that this Contract may be terminated and payment withheld if this certification is inaccurate. SECTION 28. TRAINING AND TECHNICAL ASSISTANCE FUNDS A. TRAINING. Training and technical assistance funds shall be used for State sponsored, DOE sponsored, and other relevant workshops and conferences provided the agenda includes topics directly related to administering WAP in accordance with Section 6.9 of the WAP State Rules. B. TRAVEL. Travel funds are to be used only for Department-approved training events. Subrecipient shall adhere to 2 CFR Part 200 and either its board-approved travel policy, or in the absence of such a policy, the State of Texas travel policies. Subrecipient's written travel policy shall delineate the rates which Subrecipient shall use in computing the travel and per diem expenses of its board members and employees. SECTION 29. MAINTENANCE OF EFFORT Funds provided to Subrecipient under this Contract may not be substituted for funds or resources from any other source, nor may they in any way serve to reduce the funds or resources, which would have been available to or provided through Subrecipient,had this Contract never been executed. Page I I of 27 SECTION 30. DEBARRED AND SUSPENDED PARTIES By signing this Contract, Subrecipient certifies that neither it nor its current principle parties are included in the Excluded Parties List System ("EPLS") maintained by the General Services Administration ("GSA") as provided in the Certification Regarding Debarment, Suspension and Other Responsibility Matters attached hereto as Addendum C and incorporated herein for all relevant purposes. The terms "covered transaction", "debarred", "suspended", "ineligible", "lower tier covered transaction", "participant", "person", "primary covered transaction", "principal", "proposal", and "voluntarily excluded", as used in the certification attached as Addendum C, have the meaning set out in the Definitions and Coverage sections of rules implementing Executive Order 12549. Subrecipient also certifies that it will not make any award provided by this Contract to any person who is proposed for debarment under 48 CFR Part 9, Subpart 9.4 or which is debarred, suspended or otherwise excluded from or ineligible for participation in federal assistance programs under Executive Order 12549. Subrecipient agrees that prior to entering into any agreement with a potential subcontractor that the verification process to comply with this requirement will be accomplished by checking the System for Award Management ("SAM") at www.sam.gov and including a copy of the results in its project files. Subrecipient may decide the frequency by which it determines the eligibility of its subcontractors. Subrecipient may rely upon a certification of a prospective subcontractor that is not proposed for debarment under 48 CFR Part 9, Subpart 9.4, debarred, suspended, ineligible, or voluntarily excluded from the covered transaction, unless Subrecipient knows that the certification is erroneous. Failure of Subrecipient to furnish the certification attached hereto as Addendum C or an explanation of why it cannot provide said certification shall disqualify Subrecipient from participation under this Contract. The certification or explanation will be considered in connection with the Department's determination whether to continue with this Contract. Subrecipient shall provide immediate written notice to Department if at any time Subrecipient learns that the certification was erroneous when submitted or has become erroneous by reason of changed circumstances. Subrecipient further agrees by executing this Contract that it will include the certification provision titled "Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusive-Subcontracts," as set out in Addendum C,without modification,and this language under this Section 30,in all its subcontracts. SECTION 31. NO WAIVER No right or remedy given to Department by this Contract shall preclude the existence of any other right or remedy, nor hall any action taken in the exercise of any right or remedy be deemed a waiver of any other right or remedy. The failure of Department to exercise any right or remedy on any occasion shall not constitute a waiver of Department's right to exercise that or any other right or remedy at a later time. SECTION 32. ORAL AND WRITTEN AGREEMENTS A. All oral and written agreements between the parties relating to the subject matter of this Contract have been reduced to writing and are contained in this Contract. B. The attachments enumerated and denominated below are a part of this Contract and constitute promised performances under this Contract: 1. Addendum A,Certification Regarding Lobbying for Contracts,Grants,Loans,and Cooperative Agreements 2. Addendum B-Certification Regarding Drug-Free Workplace Requirements 3. Addendum C-Certification Regarding Debarment,Suspension and Other Responsibility Matters 4. Exhibit A,Budget and Performance Statement 5. Exhibit B,PRWORA Requirements 6. Exhibit C,Documentation of Disability 7. Exhibit D,Materials and Work Standards SECTION 33. SEVERABILITY If any section or provision portion of this Contract is held to be invalid or unenforceable by a court of competent jurisdiction,the remainder of it shall remain valid and binding. SECTION 34. HISTORICAL PRESERVATION Prior to the expenditure of Federal funds to alter any structure or site, the Subrecipient is required to comply with the requirements of Section 106 of the National Historic Preservation Act (16 U.S.C. 470) ("NHPA"). The Department has provided guidance through the best practice document posted on the Department's website at http://www.tdhca.state.tx.us/community-affairs/wap/docs/WAP-BP-HistoricPresFIowehart.pdf. Page 12 of 27 SECTION 35. USE OF ALCOHOLIC BEVERAGES Funds provided under this Contract may not be used for the payment of salaries to any Subrecipient's employees who use alcoholic beverages while on active duty, for travel expenses expended for alcoholic beverages, or for the purchase of alcoholic beverages. SECTION 36. APPEALS PROCESS In compliance with the WAP Act, Subrecipient must provide an opportunity for a fair administrative hearing to individuals whose application for assistance is denied, terminated or not acted upon in a timely manner. Subrecipient must establish a denial of service complaint procedure in accordance with Section 5.505 of the WAP State Rules. SECTION 37. FAITH BASED AND SECTARIAN ACTIVITY Funds provided under this Contract may not be used for sectarian or explicitly religious activities such as worship, religious instruction or prose lytization,and must be for the benefit of persons regardless of religious affiliation. SECTION 38. FORCE MAJURE If the obligations are delayed by the following, an equitable adjustment will be made for delay or failure to perform hereunder: A. Any of the following events: (i) catastrophic weather conditions or other extraordinary elements of nature or acts of God; (ii) acts of war (declared or undeclared), (iii) acts of terrorism, insurrection, riots, civil disorders, rebellion or sabotage; and (iv) quarantines, embargoes and other similar unusual actions of federal, provincial, local or foreign Governmental Authorities;and B. The non-performing party is without fault in causing or failing to prevent the occurrence of such event, and such occurrence could not have been circumvented by reasonable precautions and could not have been prevented or circumvented through the use of commercially reasonable alternative sources,workaround plans or other means. SECTION 39. ALTERNATIVE DISPUTE RESOLUTION In accordance with Section 2306.082 of the Texas Government Code, it is the Department's policy to encourage the use of appropriate alternative dispute resolution procedures ("ADR") under the Governmental Dispute Resolution Act and the Negotiated Rulemaking Act (Chapters 2009 and 2006 respectively, Texas Government Code), to assist in the fair and expeditious resolution of internal and external disputes involving the Department and the use of negotiated rulemaking procedures for the adoption of Department rules. As described in Chapter 154, Civil Practices and Remedies Code, ADR procedures include mediation. Except as prohibited by Department's ex parte communications policy, Department encourages informal communications between Department staff and the Subrecipient, to exchange information and informally resolve disputes. Department also has administrative appeals processes to fairly and expeditiously resolve disputes. If at any time the Subrecipient would like to engage Department in an ADR procedure, the Subrecipient may send a proposal to Department's Dispute Resolution Coordinator. For additional information on Department's ADR policy, see Department's Alternative Dispute Resolution and Negotiated Rulemaking at 10 TAC §1.17. SECTION 40. TIME IS OF THE ESSENCE Time is of the essence with respect to Subrecipient's compliance with all covenants,agreements,terms and conditions of this Contract. SECTION 41. COUNTERPARTS AND FACSIMILIE SIGNATURES This Contract may be executed in one or more counterparts each of which shall be deemed an original but all of which together shall constitute one and the same instrument. Signed signature pages may be transmitted by facsimile or other electronic transmission,and any such signature shall have the same legal effect as an original. SECTION 42. NUMBER,GENDER Unless the context requires otherwise, the words of the masculine gender shall include the feminine, and singular words shall include the plural. Page 13 of 27 SECTION 43. NOTICE A. If notice is provided concerning this Contract,notice may be given at the following(herein referred to as"Notice Address"): As to Department: TEXAS DEPARTMENT OF HOUSING AND COMMUNITY AFFAIRS P.0.Box 13941 Austin,Texas 78711-3941 Attention: Michael De Young,Director of Community Affairs Telephone:(512)475-2125 Fax:(512)475-3935 michael.deyoung@tdhca.state.tx.us As to Subrecipient: City of Fort Worth 200 Texas Street Annex,3rd Floor Fort Worth,TX 761026312 Attention:Fernando Costa,Assistant City Manager Telephone:(817)392-6122 Fax:(817)392-6134 Email:femando.costa@fortworthtexas.gov B. All notices or other communications hereunder shall be deemed given when delivered, mailed by overnight service, or five days after mailing by certified or registered mail, postage prepaid, return receipt requested, addressed to the appropriate Notice Address as defined in the above Subsection A of this Section 43. SECTION 44. VENUE AND JURISDICTION This Contract is delivered and intended to be performed in the State of Texas. For purposes of litigation pursuant to this Contract,venue shall lie in Travis County,Texas. SECTION 45. COPYRIGHT Subrecipient may copyright materials developed in the performance of this Contract or with funds expended under this Contract. If copyrighted materials are developed in the under this Contract, the Department and DOE shall each have a royalty-free, nonexclusive, and irrevocable right to reproduce, publish, or otherwise use, and to authorize others to use, the copyrighted work for government purposes. SECTION 46. ASSIGNMENT This Contract is made by Department to Subrecipient only. Accordingly,it is not assignable without the written consent and agreement of Department,which consent may be withheld in Department's sole discretion. SECTION 47. SPECIAL CONDITIONS A. APPLICATIONS. Subrecipient shall accept applications for WAP benefits at sites that are geographically accessible to all households in the service area. Subrecipient shall provide elderly and disabled individuals the means to submit applications for WAP benefits without leaving their residence or by securing transportation for them to the sites that accept such applications. B. ADDITIONAL TERMS AND CONDITIONS.Reserved for EARAC Conditions,if any. Page 14 of 27 EXECUTED to be effective on: 7/1/2018 City of Fort Worth a political subdivision of the State of Texas By: Fernando Costa Title: Assistant City Manager Date: August 27,2018 1:12 pm TEXAS DEPARTMENT OF HOUSING AND COMMUNITY AFFAIRS, a public and official agency of the State of Texas By: Timothy K.Irvine Title: Its duly authorized officer or representative Date: August 28,2018 11:20 am Page 15 of 27 TEXAS DEPARTMENT OF HOUSING AND COMMUNITY AFFAIRS CONTRACT NO. 56180002950 FY 2018 U. S. DEPARTMENT OF ENERGY WEATHERIZATION ASSISTANCE PROGRAM APPROVED AS TO FORM AND LEGALITY: Z�_ - Pai e e �T % Nn �1 _ Assistant City Attorney ATTEST: F0 1(44 J. rayW1 I U _ City Secretary M&C C-284735 Dated: November 14, 2017 CITY OF FORT WORTH By: Fernando Costa(signed electronically-see attached contract) Title: Assistant City manager Date: August 27, 2018 TEXAS DEPARTMENT OF HOUSING AND COMMUNITY AFFAIRS By: Timothy K. Irvine (signed electronically-see attached contract) Title: Its duly authorized officer or representative Date: August 28, 2018 Contract Compliance Manager: By signing below, I acknowledge that I am the person responsible for the monitoring and administration of this contract, including ensuring all performance and reporting requirements. Barbara Asbury, Co iance and Monitoring Manager Neighborhood Seos OFFICIAL RECORD CITY SECRETARY FT.WORTH,TX TEXAS DEPARTMENT OF HOUSING AND COMMUNITY AFFAIRS CONTRACT NUMBER 56180002950 FOR THE FY 2018 U.S.DEPARTMENT OF ENERGY WEATHERIZATION ASSISTANCE PROGRAM (CFDA#81.042) ADDENDUM A Certification Regarding Lobbying for Contracts,Grants,Loans,and Cooperative Agreements City of Fort Worth a political subdivision of the State of Texas The undersigned certifies,to the best of its knowledge and belief,that: I. No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of an agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment or modification of any Federal contract,grant,loan,or cooperative agreement. 2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit standard form -LLL, "Disclosure Form to Report Lobbying",in accordance with its instructions. 3. The undersigned shall require that the language of this certification be included in the award documents for all sub-awards at all tiers (including subcontracts, sub-grants, and contracts under grants, loans, and cooperative agreements)and that all sub-recipients shall certify and disclose accordingly. This certification is material representation of fact on which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by Section 1352, Title 31 of the U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than$10,000 and not more than$100,000 for each such failure. STATEMENT FOR LOAN GUARANTEES AND LOAN INSURANCE The undersigned certifies,to the best of its knowledge and belief,that: If any funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this commitment providing for the United States to insure or guarantee a loan, the undersigned shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions. Submission of this statement is a prerequisite for making or entering into this transaction imposed by Section 1352, Title 31, U.S. Code. Any person who fails to file the required statement shall be subject to a civil penalty of not less than$10,000 and not more than$100,000 for each such failure. City of Fort Worth a political subdivision of the State of Texas By: Fernando Costa Title: Assistant City Manager Date: August 27,2018 1:12 pm Page 16 of 27 TEXAS DEPARTMENT OF HOUSING AND COMMUNITY AFFAIRS CONTRACT NUMBER 56180002950 FOR THE FY 2018 U.S.DEPARTMENT OF ENERGY WEATHERIZATION ASSISTANCE PROGRAM (CFDA#81.042) ADDENDUM B Certification Regarding Drug-Free Workplace Requirements City of Fort Worth a political subdivision of the State of Texas This certification is required by the regulations implementing the Drug-Free Workplace Act of 1988: 45 CFR Part 76, Subpart, F. Sections 76.630(c) and (d)(2) and 76.645(a)(1) and (b) provide that a Federal agency may designate a central receipt point for STATE-WIDE AND STATE AGENCY-WIDE certifications, and for notification of criminal drag convictions. For the Department of Health and Human Services, the central point is: Division of Grants Management and Oversight, Office of Management and Acquisition, Department of Health and Human Services, Room 517-D,200 Independence Avenue,SW Washington,DC 20201. The undersigned certifies that it will or will continue to provide a drug-free workplace by: (a) Publishing a statement notifying employees that the unlawful manufacture, distribution, dispensing, possession, or use of a controlled substance is prohibited in the grantee's workplace and specifying the actions that will be taken against employees for violation of such prohibition; (b)Establishing an ongoing drug-free awareness program to inform employees about- (1) The dangers of drug abuse in the workplace; (2) The grantee's policy of maintaining a drug-free workplace; (3) Any available drug counseling,rehabilitation,and employee assistance programs;and (4) The penalties that may be imposed upon employees for drug abuse violations occurring in the workplace; (c) Making it a requirement that each employee to be engaged in the performance of the grant be given a copy of the statement required by paragraph(a); (d) Notifying the employee in the statement required by paragraph (a) that, as a condition of employment under the grant,the employee will- (1) Abide by the terms of the statement;and (2) Notify the employer in writing of his or her conviction for a violation of a criminal drug statute occurring in the workplace no later than five calendar days after such conviction; (e) Notifying the agency in writing, within 10 calendar days after receiving notice under paragraph (d)(2) from an employee or otherwise receiving actual notice of such conviction. Employers of convicted employees must provide notice, including position title, to every grant officer or other designee on whose grant activity the convicted employee was working, unless the Federal agency has designated a central point for the receipt of such notices. Notice shall include the identification number(s)of each affected grant; (f) Taking one of the following actions, within 30 calendar days of receiving notice under paragraph (d)(2), with respect to any employee who is so convicted- (1) Taking appropriate personnel action against such an employee, up to and including termination, consistent with the requirements of the Rehabilitation Act of 1973,as amended;or (2) Requiring such employee to participate satisfactorily in a drug abuse assistance or rehabilitation program approved for such purposes by a Federal, State, or local health, law enforcement, or other appropriate agency; (g) Making a good faith effort to continue to maintain a drug-free workplace through implementation of paragraphs (a),(b),(c),(d),(e)and(f). Place(s) of Performance [site(s) for the performance of work done in connection with the specific grant] (include street address,city,county,state,zip code): City of Fort Worth 200 Texas Street Annex,3rd Floor Fort Worth,TX 761026312 Page 17 of 27 Workplace identifications must include the actual address of buildings (or parts of buildings) or other sites where work under the grant takes place. Categorical descriptions may be used (e.g., all vehicles of a mass transit authority or State highway department while in operation, State employees in each local unemployment office, performers in concert halls or radio studios). If Subrecipient does not identify the workplaces at the time of application, or upon award, if there is no application, the Subrecipient must keep the identity of the workplace(s) on file in its office and make the information available for Federal inspection. Failure to identify all known workplaces constitutes a violation of the Subrecipient's drug-free workplace requirements. This certification is a material representation of fact upon which reliance is placed when the Department awards the grant. If it is later determined that Subrecipient knowingly rendered a false certification, or otherwise violates the requirements of the Drug-Free Workplace Act, Department, in addition to any other remedies available to the Federal Government,may take action authorized under the Drug-Free Workplace Act. City of Fort Worth a political subdivision of the State of Texas By: Fernando Costa Title: Assistant City Manager Date: August 27,2018 1:12 pm Page 18 of 27 TEXAS DEPARTMENT OF HOUSING AND COMMUNITY AFFAIRS CONTRACT NUMBER 56180002950 FOR THE FY 2018 U.S.DEPARTMENT OF ENERGY WEATHERIZATION ASSISTANCE PROGRAM (CFDA#81.042) ADDENDUM C CERTIFICATION REGARDING DEBARMENT,SUSPENSION AND OTHER RESPONSIBILITY MATTERS City of Fort Worth a political subdivision of the State of Texas The undersigned certifies,to the best of its knowledge and belief,that it and its principals: (a) Are not presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded by any Federal department or agency; (b) Have not within a three-year period preceding this proposal been convicted of or had a civil judgment rendered against them for commission of fraud or a criminal offense in connection with obtaining, attempting to obtain, or performing a public (Federal, State or local) transaction or contract under a public transaction; violation of Federal or State antitrust statutes or commission of embezzlement, theft, forgery, bribery, falsification or destruction of records,making false statements,or receiving stolen property; (c) Are not presently indicted for or otherwise criminally or civilly charged by a governmental entity (Federal, State or local)with commission of any of the offenses enumerated in paragraph(1)(b)of this certification;and (d) Have not within a three-year period preceding this application/proposal had one or more public transactions (Federal,State or local)terminated for cause or default. Where the undersigned Subrecipient is unable to certify to any of the statements in this certification, such Subrecipient shall attach an explanation of why it cannot provide said certification to this Contract. The undersigned Subrecipient further agrees and certifies that it will include the below clause titled "Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion-Subcontracts/Lower Tier Covered Transaction,"without modification,in all subcontracts and in all solicitations for subcontracts: "CERTIFICATION REGARDING DEBARMENT,SUSPENSION,INELIGIBILITY AND VOLUNTARY EXCLUSION-SUBCONTRACTS/LOWER TIER COVERED TRANSACTIONS (1) The prospective lower tier participant/subcontractor certifies, by submission of this proposal, that neither it nor its principals is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal department or agency. (2) Where the prospective lower tier participant/subcontractor is unable to certify to any of the statements in this certification,such prospective participant shall attach an explanation to this proposal. LOWER TIER PARTICIPANT/SUBCONTRACTOR: [Signature] Printed Name: Title: Date: " This certification is a material representation of fact upon which reliance is placed when the Department awards the grant. If it is later determined that Subrecipient knowingly rendered an erroneous certification, in addition to any other remedies available to the Federal Government,the Department may terminate this Contract for cause or default. City of Fort Worth a political subdivision of the State of Texas By: Fernando Costa Title: Assistant City Manager Date: August 27,2018 1:12 pm Page 19 of 27 TEXAS DEPARTMENT OF HOUSING AND COMMUNITY AFFAIRS CONTRACT NUMBER 56180002950 FOR THE FY 2018 U.S.DEPARTMENT OF ENERGY WEATHERIZATION ASSISTANCE PROGRAM (CFDA#81.042) EXHIBIT A BUDGET AND PERFORMANCE STATEMENT City of Fort Worth a political subdivision of the State of Texas DEPARTMENT FINANCIAL OBLIGATIONS $240,996.00 DOE WAP FUNDS CURRENTLY AVAILABLE $23,025.00 TRAINING&TECHNICAL ASSISTANCE FUNDS CURRENTLY AVAILABLE $240,996.00 TOTAL ANTICIPATED DOE WAP FUNDS $23,025.00 TOTAL ANTICIPATED TRAINING&TECHNICAL ASSISTANCE FUNDS Additional funds may be obligated via Amendment(s). Funds may only be obligated and expended during the current Contract Term.Unexpended fund balances will be recaptured. BUDGET FOR AVAILABLE ALLOCATIONS 1 CATEGORIES FUNDS Administration $26,402.00 Liability/Pollution Occurrence Insurance $5,891.00 Fiscal Audit $800.00 Materials/Program Support/Labor $176,718.00 Health and Safety $31,185.00 SUB-TOTAL $240,996.00 Training and Technical Assistance $23,025.00 TOTAL $264,021.00 FOOTNOTES TO BUDGET FOR AVAILABLE ALLOCATIONS: • Denotes that the Subrecipient must request in writing any amendment needed to a budget category before TDHCA will make any amendments. The only categories that can be reduced are the Administration, Insurance, Fiscal Audit,Training and Technical Assistance and/or the Health and Safety categories. • Denotes maximum dollar amount permitted for administration based on 10.00% of the total allowable expenditures excluding travel for training. • Denotes maximum$2,000 for liability insurance and the remaining balance for pollution occurrence insurance. • Denotes the maximum allowed for Health and Safety expenditures. Page 20 of 27 PERFORMANCE Subrecipient's service area consists of the following Texas counties: TARRANT Work orders must be submitted to weatherization contractors no later than June 30, 2018 for any weatherization activities to be completed under this Contract. All weatherization activities including final inspection must be completed no later than July 31,2019. Subrecipient may incur costs associated with the closeout of this Contract. These activities include but are not limited to: payment of invoices, and quality assurance activities for a period no to exceed 45 days from the end of the Contract Term defined in Section 2 of this Contract. These costs shall be reported on the final report described in Section 10 of this Contract. Subrecipient shall provide weatherization program services sufficient to expend the Contract funds during the Contract Term. WAP costs per unit (materials, labor, and program support), excluding health and safety expenses, shall not exceed 57,261.00 total cost per unit without prior written approval from the Department. The cumulative total cost per unit(materials,labor,and program support),shall not exceed the maximum allowable by end of the Contract Term. Subrecipient has a federally approved indirect cost rate of 0.00%. Page 21 of 27 TEXAS DEPARTMENT OF HOUSING AND COMMUNITY AFFAIRS CONTRACT NO.56180002950 FOR THE FY 2013 FY 2018 U.S.DEPARTMENT OF ENERGY WEATHERIZATION ASSISTANCE PROGRAM (CFDA#81.042) EXHIBIT B PRWORA REQUIREMENTS City of Fort Worth a political subdivision of the State of Texas If an individual is applying for WAP funds, a Subrecipient must verify that the individual applying for WAP funds is a qualified recipient for funding under the Personal Responsibility and Work Opportunity Act of 1996, ("PRWORA"), Pub. L. 104-193, 110 Stat. 2105, codified at 8 U.S.C. § 1601 et. seq., as amended by the Omnibus Appropriations Act, 1997,Pub.L. 104-208. To ensure that a non-qualified applicant does not receive "federal public benefits," a unit of general purpose government that administers "federal public benefit programs" is required to determine, and to verify, the individual's alienage status before granting eligibility. .(8 U.S.C. §1642(a) and (b)) Subrecipient must use the SAVE verification system to verify and document qualified alien eligibility. An exception to the requirement of verification of alienage status applies when the applicant's eligibility is determined by a non-profit charitable organization. To be eligible for this exemption, an organization must be both "nonprofit" and "charitable." An organization is "nonprofit" if it is organized and operated for purposes other than making gains or profits for the organization, its member or its shareholders, and is precluded from distributing any gains or profits to its members or shareholders. An organization is "charitable" if it is organized and operated for charitable purposes. The term "charitable" should be interpreted in its generally accepted legal sense as developed by judicial decisions. It includes organizations dedicated to relief of the poor and distressed or the underprivileged, as well as religiously-affiliated organizations and educational organizations. (Federal Register on November 17, 1997 at 62 Fed. Reg.61344) CERTIFICATION REGARDING USE OF THE SYSTEMATIC ALIEN VERIFICATION FOR ENTITLEMENTS(SAVE)SYSTEM Subrecipient shall: (1) System Use. (a) Establish the identity of the applicants and require each applicant to present the applicant's immigration or naturalization documentation that contains the information (e.g., alien registration number) required by the SAVE Program; (b) Physically examine the documentation presented by the applicant and determine whether the document(s) reasonably appear(s)to be genuine and to relate to the individual; (c) Provide to the SAVE Program the information the SAVE Program requires to respond to Subrecipient requests for verification of immigration or naturalized or derived citizenship status information, including (1) information from the applicant's immigration or naturalization documentation for initial automated verification, (2) additional information obtained from the alien's immigration or naturalization documentation for automated additional verification, and (3) completed Forms G-845 and other documents and information required for manual additional verification. For manual only verification, ensure that Forms G-845 and other documents and information required for manual verification are provided; (d) Ensure that, prior to using the Verification Information System, all employees designated by Subrecipient to use SAVE on behalf of the Subrecipient ("Users") performing verification procedures complete SAVE required training including: reading the SAVE Program Guide, taking the latest version of Web tutorial(s), http://www.uscis.gov/save/what-save/save-webinars, and maintaining a working knowledge of requirements contained therein and in this Contract as updated. Documentation of training must be maintained by the Subrecipient for monitoring review; (e) Ensure that Users are provided with and maintain User Ids only while they have a need to perform verification procedures; Page 22 of 27 (f) Ensure all Users performing verification procedures comply with all requirements contained in the SAVE Program Guide,web-based tutorial,this Contract,and updates to these requirements; (g) Ensure that all Users performing verification procedures have contact information for the SAVE Program and SAVE Monitoring and Compliance. Contact information can be found at http://www.uscis.gov/portal/site/uscis/me nuitein.eb 1 d 4 c 2 a 3 e 5 b 9 a c 8 9 2 4 3 c 6 a 7 5 4 3 f 6 d 1 a/? vgnextoid=0d37dffd790293IOVgnVCMI00000082ca60aRCRD&vgnextchanne1=0d37dffd790293IOVgnVCM100000 082ca60aRCRD (h) Ensure all Users perform any additional verification procedures the SAVE Program requires and/or the applicant requests after the Subrecipient initiates a request for verification; (i) Use any information provided by DHS-USCIS under this Contract solely for the purpose of determining the eligibility of persons applying for the benefit issued by the Subrecipient and limit use of such information in accordance with this and all other provisions of this Contract; 0) Comply with the requirements of the Federal Information Security Management Act (FISMA (PL-107-347), Title III, Section 301) and OMB guidance as applicable to electronic storage, transport of records between agencies, and the internal processing of records received by either agency under the terms of this Contract; (k) Safeguard such information and access methods to ensure that it is not used for any other purpose than described in this Contract and protect its confidentiality; including ensuring that it is not disclosed to any unauthorized person(s) without the prior written consent of DHS-USCIS. Each applicant seeing access to information regarding him/her may do so by submitting a written signed request to DHS-USCIS. Instructions for submitting request may be found at http://www.uscis.gov/USCIS/Verification/SAVE/SAVE_Native_Documents/Fact_Sheet_HowToCorrectYourRecordsw ithUSCIS.pdf(subject to revision and reposting on the SAVE Website and Online Resources); (1) Comply with the Privacy Act, 5 U.S.C. §552a, the Texas Public Information Act and other applicable laws, regulations, and policies, including but not limited to all OMB and DHS privacy guidance, in conducting verification procedures pursuant to this Contract, and in safeguarding, maintaining, and disclosing any data provided or received pursuant to this Contract; (m) Comply with federal laws prohibiting discrimination against applicants and discriminatory use of the SAVE Program based upon the national origin,color,race,gender,religion,or disability of the applicant; (n) Provide all benefit-applicants who are denied benefits based solely or in part on the SAVE response with adequate written notice of the denial and the information necessary to contact DHS-USCIS so that such individual may correct their records in a timely manner, if necessary. A Fact Sheet that includes the process by which applicants may contact D H S - U S C I S i s p o s t e d a t http://www.uscis.gov/USCIS/Verification/SAVE/SAVE_Native_Documents/Fact_Sheet_HowToCorrectYourRecordsw ithUSCIS.pdf,(subject to revision and reposting on the SAVE Website and Online Resources); (o) Provide all benefit-applicants who are denied benefits based solely or in part on the SAVE response with the opportunity to use the Subrecipient's existing process to appeal the denial and to contact DHS-USCIS to correct their records prior to a final decision,if necessary;and (p) Refrain from using SAVE, or assisting any person or entity, to comply with the employment eligibility verification requirements of Section 274A of the Immigration and Nationality Act,8 U.S.C. §1324a. (2)Monitoring and Compliance. (a) Allow Department and SAVE Monitoring and Compliance to monitor and review all records and documents related to the use, abuse, misuse, fraudulent use or improper use of SAVE by the Subrecipient, including, but not limited to original applicant consent documents required by the Privacy Act,5 U.S.C.§552a or other applicable authority; (b) Notify the Department's Compliance Division immediately whenever there is reason to believe a violation of this agreement has occurred; (c) Notify the Department's Compliance Division immediately whenever there is reason to believe an information breach has occurred as a result of User or Subrecipient action or inaction pursuant to Office of Management and Budget (OMB) Memorandum M-07-16, "Safeguarding Against and Responding to the Breach of Personally Identifiable Information;" Page 23 of 27 (d) Allow Department and SAVE Monitoring and Compliance to monitor and review all records and documents related to the use, abuse, misuse, fraudulent use or improper use of SAVE by any User, including, but not limited to original applicant consent documents required by the Privacy Act,5 U.S.C. §552a or other applicable authority; (e) Allow Department and SAVE Monitoring and Compliance to conduct desk audits and/or site visits to review Subrecipient's compliance with this Exhibit B and all other SAVE-related policy, procedures, guidance and law applicable to conducting verification and safeguarding, maintaining, and disclosing any data provided or received pursuant to this Contract; (f) Allow Department and SAVE Monitoring and Compliance to perform audits of Subrecipient's User Ids use and access, SAVE Training Records, SAVE financial records, SAVE biographical information, system profiles and usage patterns and other relevant data; (g) Allow Department and SAVE Monitoring and Compliance to interview any and all Users and any and all contact persons or other personnel within the Subrecipient's organization or relevant contractors regarding any and all questions or problems which may arise in connection with the Subrecipient's participation in SAVE; (h) Allow Department and SAVE Monitoring and Compliance to monitor system access and usage and to assist SAVE users as necessary to ensure compliance with the terms of this Exhibit B and the SAVE Program requirements by its authorized agents or designees;and (i) Take corrective measures in a timely manner to address all lawful requirements and recommendations on every written finding including but not limited to those of the Department or SAVE Monitoring and Compliance regarding waste, fraud, and abuse, and discrimination or any misuse of the system, non-compliance with the terms, conditions and safeguards of this Exhibit B,SAVE Program procedures or other applicable law,regulation or policy. (3) Criminal Penalties.. (a) DHS-USCIS reserves the right to use information from TDHCA or Subrecipient for any purpose permitted by law, including,but not limited to,the prosecution of violations of Federal administrative or criminal law. (b) The Subrecipient acknowledges that the information it receives from DHS-USCIS is governed by the Privacy Act, 5 U.S.C. §552a(i)(1), and that any person who obtains this information under false pretenses or uses it for any purpose other than as provided for in this Contract may be subject to criminal penalties. (4) Third Party Liability. (a) Each party to this contract shall be solely responsible for its own defense against any claim or action by third parties arising out of or related to the execution and/or performance of this contract, whether civil or criminal, and retain responsibility for the payment of any corresponding liability. (b) Nothing in this contract is intended, or should be construed, to create any right or benefit, substantive or procedural, enforceable at law by any third party against the United States, its agencies, officers, or employees, the State of Texas, its agencies,officers,or employees,or the Subrecipient. (5) Points of Contact Michael De Young Director of Community Affairs Division Texas Department of Housing and Community Affairs Community Affairs Division P.O.Box 13941 Austin,TX 78711-3941 Phone:(512)475-2125 Email:michael.deyoungi tdhca.state.tx.us USCIS SAVE Program MS 2620 U.S.Citizenship and Immigration Services Department of Homeland Security Washington,DC 20529-2620 ATTN:SAVE Operations Phone: (888)464-4218 Email: saveregistration2dhs.gov Page 24 of 27 USCIS SAVE Monitoring and Compliance MS 2640 U.S.Citizenship and Immigration Services Department of Homeland Security Washington,DC 20529-2640 Phone: (888)464-4218 Email: save.monitoring a,dhs.gov Page 25 of 27 TEXAS DEPARTMENT OF HOUSING AND COMMUNITY AFFAIRS CONTRACT NUMBER 56180002950 FOR THE FY 2018 U.S.DEPARTMENT OF ENERGY WEATHERIZATI0N ASSISTANCE PROGRAM (CFDA#81.042) EXHIBIT C DOCUMENTATION OF DISABILITY City of Fort Worth a political subdivision of the State of Texas 1. All WAP repairs, purchases and/or replacements of heating/cooling units are allowable only for eligible units for which a whole house assessment has been completed and either health and safety issues documented or an Energy Audit showing a Savings-to-Investment Ratio of 1 or greater for the repair, purchase and/or replacement has been completed. No other reason for repair, purchase and/or replacements, including medical reasons, shall be accepted. Under NO CIRCUMSTANCES should clients'medical information be collected or kept by Subrecipients. 2. Except if required by federal law, documentation of disability must NOT include protected health information as defined in the Texas Health and Safety Code,Subtitle I,Chapter I81. Page 26 of 27 TEXAS DEPARTMENT OF HOUSING AND COMMUNITY AFFAIRS CONTRACT NUMBER 56180002950 FOR THE FY 2018 U.S.DEPARTMENT OF ENERGY WEATHERIZATION ASSISTANCE PROGRAM (CFDA#81.042) EXHIBIT D MATERIALS AND WORK STANDARDS City of Fort Worth a political subdivision of the State of Texas 1. Subrecipient shall weatherize eligible dwelling units using only weatherization materials which meet or exceed the standards prescribed by DOE in Appendix A of 10 CFR Part 440. 2. All weatherization measures installed shall meet or exceed the standards prescribed by DOE in Weatherization Program Notice(WPN) 15-4 regarding Standard Work Specifications(SWS). SWS is required on every unit. 3. All weatherization work must be performed in accordance to the DOE-approved energy audit procedures, 10 CFR Part 440 Appendix A, State of Texas adopted International Residential Code (or that of jurisdictions authorized by State law to adopt later editions). 4. Subrecipient will include the substance of this Exhibit in all subcontracts. Page 27 of 27 City of Fort Worth, Texas Mayor and Council Communication COUNCIL ACTION: Approved on 11/14/2017 -Ordinance No. 22995-11-2017 DATE: Tuesday,November 14,2017 REFERENCE NO.: **C-28473 LOG NAME: 19NS TDHCA-DOE 2018 SUBJECT: Authorize Acceptance of 2018 U.S.Department of Energy Weatherization Assistance Program Grant Funds, a Federally Funded Program Sponsored by the U.S. Department of Energy Designed to Provide Assistance for Low to Moderate Income Residents to Perform Home Modifications to Reduce Overall Energy Costs from the Texas Department of Housing and Community Affairs in an Amount Up to$400,000.00,Authorize Execution of Related Contracts, Adopt Appropriation Ordinance and Waive Indirect Costs(ALL COUNCIL DISTRICTS) RECOMMENDATION: It is recommended that the City Council: 1. Authorize the acceptance of U.S.Department of Energy Weatherization Assistance Program grant funds from the Texas Department of Housing and Community Affairs for the 2018 Weatherization Assistance Program in an amount up to$400,000.00; 2. Authorize the execution of related contracts,including any amendments, extensions and renewals,in accordance with City policies and regulations, with the Texas Department of Housing and Community Affairs for the grant funds for the program year beginning on January 1,2018 and ending on December 31,2018; 3. Adopt the attached appropriation ordinance increasing estimated receipts and appropriations in the Grants Fund in the amount of $400,000.00,subject to receipt of the grant;and 4.Waive indirect costs in the amount of$10,395.00. DISCUSSION: The City has operated the Weatherization Assistance Program(WAP)with grant funds from the Texas Department of Housing and Community Affairs (TDHCA)since 1982. This funding is in addition to the Low Income Housing Energy Assistance Program funds provided by TDHCA,which funds approximately$1,000,000.00 on an annual basis. The program provides weatherization services for low-income residents in Tarrant County. Weatherization measures include attic insulation,weather stripping,caulking,repair and replacement of windows and doors and other minor repairs. Administrative costs are restricted to 10 percent based on the total allowable expenditures for the WAP. The City has weatherized approximately 35 houses with funding from this grant between January and September 2017 and will target completing 50 houses in 2018. Overall,the WAP has completed 113 units during this same period in Fort Worth and Tarrant County. A waiver by the City of indirect costs will maximize program benefits. The 2018 United States Department of Energy Weatherization Assistance Program grant provides for 1.25 full time positions with estimated direct salaries of$63,000.00. The addition of indirect costs would result in reduction of services and staff.The estimated indirect cost to be waived is$10,395.00. This program services ALL COUNCIL DISTRICTS. This contract will be with a governmental entity,state agency or public institution of higher education:Texas Department of Housing and Community Affairs. FISCAL INFORMATION/CERTIFICATION: The Director of Finance certifies that,upon approval of the above recommendations,receipt of the grant and adoption of the attached appropriation ordinance,funds will be available in the current operating budget,as appropriated,of the Grants Fund.This is a reimbursement grant. FUND IDENTIFIERS(,FIDs)s 10 Department Account Project Program Activity Budget Reference# Amount Fund ID ID year (Chartfield 2) FROM Department Account Project Program Activity Budget Reference# Amount Fund ID ID year (Chartfield 2) CERTIFICATIONS: Submitted for City Manager's Office by: Fernando Costa (6122) Originating Department Head: Aubrey Thagard (8187) Additional Information Contact: Sonia Singleton (5774) ATTACHMENTS 1. 19NS TDHCA-DOE 2018 521001�,A018.docx (Pubic)