HomeMy WebLinkAboutOrdinance 9976'~
FIFTEENTH SUPPLEPiENTAL ORDINANCE
CITY OF DALLAS ORDINANCE
NO
CITY OF FORT WORTH ORDINANCE ~ ~~
NO
An ordinance passed concurrently by the City Councils, respectively, of
the Cities of Dallas and Fort Worth, authorizing the issuance of Dallas-Fort
Worth Regional Airport Joint Revenue Refunding Bonds, Series 1987, in the
aggregate principal amount of $15,390,000, bearing interest at the rates
specified, for the purpose of refunding $15,390,000 of Joint Revenue Bonds
maturing November 1, 1987, providing for the form of said bonds, appointing a
Paying Agent/Registrar and providing for the transfer and exchange of such
bonds, awarding the sale of such bonds to the purchasers thereof, authorizing
the Dallas-Fort Worth International Airport Board to deliver said bonds as
herein directed, providing that such bonds are on a parity with the
outstanding Dallas-Fort Worth Regional Airport Joint Revenue Bonds heretofore
issued and sold, adopting pertinent provisions of and supplementing the 1968
Regional Airport Concurrent Bond Ordinance and the Supplemental Regional
Airport Concurrent Bond Ordinances which authorized the issuance of
outstanding bonds, providing for the deposit of the proceeds of the Series
1987 Bonds into certain funds and into special escrow funds authorized to be
established hereby for the benefit of certain of the said bonds being
refunded, and directing that due observance of the covenants herein contained
be made by the Board, providing for severability, ordaining other matters
incident and relating to the subject and purpose hereof, and declaring an
emergency
WHEREAS, pursuant to applicable laws, including Art 1269j-5 1, Art
1269]-5 2, Art 717k, and 46d V A T C S and a certain contract and
agreement, dated April 15, 1968 (the "Contract and Agreement"), the City
Councils, respectively, of the Cities of Dallas and Fort Worth, by an
ordinance passed concurrently on November 11, 1968, and November 12, 1968 (the
"1968 Ordinance"), authorized the issuance of and sold their Dallas-Fort Worth
Regional Airport Joint Revenue Bonds, Series 1968 (the "Series 1968 Bonds"),
and by ordinances concurrently passed subsequently authorized the issuance of
and sold their Dallas-Fort Worth Regional Airport Joint Revenue Bonds, Series
1972, Dallas-Fort Worth Regional Airport Joint Revenue Refunding Bonds, Series
1976, Dallas-Fort Worth Regional Airport Joint Revenue Construction and
Refunding Bonds, Series 1977, Dallas-Fort Worth Regional Airport Joint Revenue
Bonds, Series 1978, Series 1982A and Series 1984, Dallas-Fort Worth Regional
Airport Joint Revenue Refunding Bonds, Series 1984A, and Dallas-Fort Worth
Regional Airport Joint Revenue Bonds, Series 1985, respectively, for the
purpose of paying the costs of the Dallas-Fort Worth International Airport
(formerly known as the "Dallas-Fort Worth Regional Airport") and for the
purpose of refunding certain bonds issued pursuant to the 1968 Ordinance as
supplemented, and
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WHEREAS, such subsequently issued bonds were issued in accordance with
the terms of the 1968 Ordinance and on a parity with the Series 1968 Bonds,
WHEREAS, said ordinances authorizing said outstanding bonds permit the
issuance of Refunding Bonds, on a parity with the Outstanding Bonds, to refund
any part or all of the Outstanding Bonds, and
IdHEREAS, in accordance with the Contract and Agreement said City Councils
have been requested by the Dallas-Fort Worth International Airport Board to
issue additional joint revenue bonds for such purpose, and
WHEREAS, it is deemed by said City Councils to be desirable, appropriate
and necessary to issue such bonds for such purpose, and
WHEREAS, the City Councils have each found and determined as to each that
the matters to which this Ordinance relates are matters of imperative public
need and necessity in the protection of the health, safety and morals of the
citizens of each of the Cities and, as such, that this Ordinance is an
emergency measure and shall be effective as to each City respectively upon its
adoption by its City Council, and the meetings were open to the public as
required by law, and that public notices of the time, place and purpose of
said meetings were given as required by Article 6252-17, V A T C S as
amended
NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE
CITY OF DALLAS, TEXAS
NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE
CITY OF FORT WORTH, TEXAS
ARTICLE I
TITLE, PREAMBLES AND RATIFICATION
Section 1 1 Short Title This Ordinance may be cited by the short
title, "Fifteenth Supplemental Regional Airport Concurrent Bond Ordinance"
Section 1 2 Adoption of Preambles All of the declarations and
findings contained in the preambles of this Ordinance are made a part hereof
and shall be fully effective as a part of the ordained subject matter of this
Ordinance
Section 1 3 Ratification All action heretofore taken (not
inconsistent with the provisions hereof) by the Cities, by the Board and by
the employees and officers of each directed toward the Airport and the
issuance of the bonds herein authorized is hereby ratified, approved and
confirmed
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ARTICLE II
DEFINITIONS AND CONSTRUCTION
Section 2 1 Adoption of Definitions The definitions set forth in
Article II of the 1968 Ordinance are made a part hereof and shall be as fully
effective as part of the subject matter of this Ordinance as if repeated in
full herein
Section 2 2 Additional Definitions In addition to the definitions set
forth in the said 1968 Ordinance, the terms defined in this Section for all
purposes of this Ordinance and of any ordinance amendatory hereof, supple-
mental or relating hereto, and of any instruments or documents appertaining
hereto, except where the context by clear implication shall otherwise require,
shall have the respective meanings herein specified as follows, to-wit
"MASTER PLAN" shall mean and refer to the Airport's Master Plan of
Development adopted on September 30, 1969, as amended from time-to-time
"1968 ORDINANCE" shall mean and refer to the 1968 Regional Airport
Concurrent Bond Ordinance passed by the City Councils of the Cities,
respectively, on November 11, 1968 and November 12, 1968
"1972 ORDINANCE" shall mean and refer to the Fifth Supplemental Regional
Airport Concurrent Bond Ordinance passed by the City Councils of the
Cities on March 6, 1972
"1976 ORDINANCE" shall mean and refer to the Seventh Supplemental
Regional Airport Concurrent Bond Ordinance passed by the City Councils of
the Cities on October 20, 1976, as amended November 8, 1976
"1977 ORDINANCE" shall mean and refer to the Eighth Supplemental Regional
Airport Concurrent Bond Ordinance passed by the City Councils of the
Cities on August 30 and August 31, 1977
"1978 ORDINANCE" shall mean and refer to the Ninth Supplemental Regional
Airport Concurrent Bond Ordinance passed by the City Councils of the
Cities on April 4 and April 5, 1978
"1982A ORDINANCE" shall mean and refer to the Eleventh Supplemental
Regional Airport Concurrent Bond Ordinance passed by the City Councils of
the Cities on November 16 and November 17, 1982
"1984 ORDINANCE" shall mean and refer to the Twelfth Supplemental
Regional Airport Concurrent Bond Ordinance passed by the City Councils of
the Cities on September 11 and September 12, 1984
"1984A ORDINANCE" shall mean and refer to the Thirteenth Regional Airport
Concurrent Bond Ordinance passed by the City Councils of the Cities on
October 9 and October 10, 1984
"1985 ORDINANCE" shall mean and refer to the Fourteenth Regional Airport
Concurrent Bond Ordinance passed by the City Councils of the Cities on
December 3 and December 4, 1985
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"OUTSTANDING BONDS" shall mean the outstanding Dallas-Fort Worth Regional
Airport Joint Revenue Bonds, Series 1972, authorized by the 1972
Ordinance, the Dallas-Fort Worth Regional Airport Joint Revenue Refunding
Bonds, Series 1976, authorized by the 1976 Ordinance, the Dallas-Fort
Worth Regional Airport Joint Revenue Construction and Refunding Bonds,
Series 1977, authorized by the 1977 Ordinance, the Dallas-Fort Worth
Regional Airport Joint Revenue Bonds, Series 1978, authorized by the 1978
Ordinance, the Dallas-Fort Worth Regional Airport Joint Revenue Bonds,
Series 1982A, authorized by the 1982A Ordinance, the Dallas-Fort Worth
Regional Airport Joint Revenue Bonds, Series 1984, authorized by the 1984
Ordinance, the Dallas-Fort Worth Regional Airport Joint Revenue Refunding
Bonds, Series 1984A, authorized by the 1984A Ordinance and the
Dallas-Fort Worth Regional Airport Joint Revenue Bonds, Series 1985,
authorized by the 1985 Ordinance
"PAYING AGENT/REGISTRAR" shall mean First RepublicBank Fort Worth,
National Association, Fort Worth, Texas with respect to the Series 1987
Bonds or any successor appointed pursuant to the provisions of Section
3 4 hereof
"REFUNDING BONDS" shall mean any refunding bonds issued pursuant to
Section 8 6 of the 1968 Ordinance for the purpose of refunding any Bonds
outstanding
"SERIES 1972 BONDS" shall mean the Dallas-Fort Worth. Regional Airport
Joint Revenue Bonds, Series 1972, authorized by the 1972 Ordinance
"SERIES 1976 BONDS" shall mean the Dallas-Fort Worth Regional Airport
Joint Revenue Refunding Bonds, Series 1976, authorized by the 1976
Ordinance
"SERIES 1977 BONDS" shall mean the Dallas-Fort Worth Regional Airport
Joint Revenue Construction and Refunding Bonds, Series 1977, authorized
by the 1977 Ordinance
"SERIES 1978 BONDS" shall mean the Dallas-Fort Worth Regional Airport
Joint Revenue Bonds, Series 1978, authorized by the 1978 Ordinance
"SERIES 1982A BONDS" shall mean the Dallas-Fort Worth Regional Airport
Joint Revenue Bonds, Series 1982A, authorized by the 1982A Ordinance
"SERIES 1984 BONDS" shall mean the Dallas-Fort Worth Regional Airport
Joint Revenue Bonds, Series 1984, authorized by the 1984 Ordinance
"SERIES 1984A BONDS" shall mean the Dallas-Fort Worth Regional Airport
Joint Revenue Refunding Bonds, Series 1984A, authorized by the 1984A
Ordinance
"SERIES 1985 BONDS" shall mean the Dallas-Fort Worth Regional Airport
Joint Revenue Bonds, Series 1985, authorized by the 198,5 Ordinance
"SERIES 1987 BONDS" shall mean the Dallas-Fort Worth Regional Airport
Joint Revenue Refunding Bonds, Series 1987 herein authorized to be issued
and sold
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ARTICLE III
THE BONDS
Section 3 1 Authorization So as. to protect the public safety and in
order to promote and advance the general welfare of the citizens of Dallas and
Fort Worth and the North Central Texas region, it is hereby declared necessary
that the Cities issue, and the Cities hereby authorize and direct the issuance
of the Dallas-Fort Worth Regional Airport Joint Revenue Refunding Bonds,
Series 1987, in the aggregate principal amount of $15,390,000, pursuant to the
provisions of Article 46d and Article 717k V A T C S for the purpose of
refunding the Series 1976 Bonds and Series 1977 Bonds maturing on November 1,
1987, and $1,145,000 of the Series 1982A Bonds maturing on November. 1, 1987
being Series 1982A Bonds numbered 601 to 829, inclusive (the "Refunded
Bonds"), now outstanding in the aggregate principal amount of $15,390,000 It
is hereby officially found and determined that the proceeds of the Series 1987
Bonds, "together with the money hereafter authorized and directed to be
transferred from the Interest and Sinking Fund to the Special Escrow Fund
pursuant to Article V hereof, will be sufficient to provide funds to pay the
principal of the Refunded Bonds and the interest thereon to November 1, 1987
The Series 1987 Bonds are issued as Refunding Bonds pursuant to and as
permitted by the 1968 Ordinance, and shall be on a parity with the Outstanding
Bonds remaining outstanding
Section 3 2 Date, Denominations and Maturities The Series 1987 Bonds
shall be dated October 1, 1987, shall be in the denomination of $5,000 each,
or any integral multiple thereof, shall be numbered consecutively from one
upward and shall mature and become due and payable on November 1 in the years
and in the amounts as follows
Years Amounts Years Amounts
1990 $ 190,000 1997 $ 650,000
1991 250,000 1998 700,000
1992 350,000 1999 830,000
1993 500,000 2000 600,000
1994 500,000 2003 10,000,000 '
1995 330,000 ~"~~
1996 490,000
Section 3 3 Interest Rates
A The Series 1987 Bonds shall bear interest from their date to their
stated maturities at the following rates
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all bonds scheduled to mature in the year 1990 6 500~a per annum,
all bonds scheduled to mature in the year 1991 6 750°o per annum,
all bonds scheduled to mature in the year 1992 7 OOOio per annum,
all bonds scheduled to mature in the year 1993 7 250% per annum,
all bonds scheduled to mature in the year 1994 7 500°o per annum,
all bonds scheduled to mature in the year 1995 7 700io per annum,
all bonds scheduled to mature in the year 1996 7 875°o per annum,
all bonds scheduled to mature in the year 1997 8 000°a per annum,
all bonds scheduled to mature in the year 1998 8 200~o per annum,
all bonds scheduled to mature in the year 1999 8 375% per annum,
all bonds scheduled to mature in the year 2000 8 500% per annum,
all bon scheduled to mature in the year 2003 8 750% per annum,
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Said interest shall be payable to the registered owner of any uch Series
s
1987 Bond in the manner pro vided and on the dates stated in t he F orm of Bond
set forth in Se ction 3 6 hereof
Section 3 4 Paying Agent/Registrar
A The Cities shall keep or cause to be kept initially at the principal
trust office of First RepublicBank Fort Worth, National Association, Fort
Worth, Texas, or such other bank, trust company, financial institution or
other agency named in accordance with the provisions of G of this Section 3 4
hereof (the "Paying Agent/Registrar") books or records of the registration and
transfer of the Series 1987 Bonds (the "Registration Books") and the Cities
hereby appoint the Paying Agent/Registrar as its registrar and transfer agent
to keep such books or records and make such transfers and registrations under
such reasonable regulations as the Cities and the Paying Agent/Registrar may
prescribe, and the Paying Agent/Registrar shall make such transfers and
registrations as herein provided It shall be the duty of the Paying
Agent/Registrar to obtain from the registered owner and record in the
Registration Books the address of such registered owner of each bond and such
other information as may be required by law to which payments with respect to
the Series 1987 Bonds shall be mailed, as herein provided The Cities or
their designee shall have the right to inspect the Registration Books during
regular business hours of the Paying Agent/Registrar, but otherwise the Paying
Agent/Registrar shall keep the Registration Books confidential and, unless
otherwise required by law, shall not permit their inspection by any other
entity Registration of each Series 1987 Bond may be transferred in the
Registration Books only upon presentation and surrender of such bond to the
Paying Agent/Registrar for transfer of registration and cancellation, together
with proper written instruments of assignment, in form and with guarantee of
signatures satisfactory to the Paying Agent/Registrar, evidencing the
assignment of the bond, or any portion thereof in any integral multiple of
$5,000, to the assignee or assignees thereof, and the right of such assignee
or assignees to have the bond or any such portion thereof registered in the
name of such assignee or assignees Upon the assignment and transfer of any
Series 1987 Bond or any portion thereof, a new substitute bond or bonds shall
be issued in exchange therefor in the manner herein provided
B The entity in whose name any Series 1987 Bond shall be registered in
the Registration Books at any time shall be treated as the absolute owner
thereof for all purposes of this Ordinance, whether or not such bond shall be
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overdue, and the Cities and the Paying Agent/Registrar shall not be affected
by any notice to the contrary, and payment of, or on account of, the principal
of, premium, if any, and interest on any such bond shall be made only to such
registered owner All such payments shall be valid and effectual to satisfy
and discharge the liability upon such bond to the extent of the sum or sums so
paid
C The Cities hereby further appoint the Paying Agent/Registrar to act
as the paying agent for paying the principal of and interest on the Series
1987 Bonds, and to act as its agent to exchange or replace Series 1987 Bonds,
all as provided in this Ordinance The Paying Agent/Registrar shall keep
proper records of all payments made by the Cities and the Paying
Agent/Registrar with respect to the Series 1987 Bonds, and of all exchanges of
such bonds, and all replacements of such bonds, as provided in this Ordinance
The Paying Agent/Registrar shall agree that, to the extent possible it will
transfer or exchange bonds in no more than 3 business days after receipt of
the Series 1987 Bonds to be transferred or exchanged, together with the
written instrument of transfer or request for exchange duly executed by the
holder or his duly authorized agent, in form satisfactory to the Paying
Agent/Registrar
D Each Series 1987 Bond may be exchanged for fully registered bonds in
the manner set forth herein Each bond issued and delivered pursuant to this
Ordinance, to the extent of the unpaid or unredeemed principal balance or
principal amount thereof, may, upon surrender of such bond at the principal
corporate trust office of the Paying Agent/Registrar, together with a written
request therefor duly executed by the registered owner or the assignee or
assignees thereof, or its or their duly authorized attorneys or representa-
tives, with guarantee of signatures satisfactory to the Paying Agent/Regis-
trar, at the option of the registered owner or such assignee or assignees, as
appropriate, be exchanged for fully registered bonds, without interest cou-
pons, in the form prescribed in the Form of Bond set forth in this Ordinance,
in the denomination of $5,000, or any integral multiple of $5,000 (subject to
the requirement hereinafter stated that each substitute bond shall have a
single stated maturity date), as requested in writing by such registered owner
or such assignee or assignees, in an aggregate principal amount equal to the
unpaid or unredeemed principal balance or principal amount of any Series 1987
Bond or Bonds so surrendered, and payable to the appropriate registered owner,
assignee or assignees, as the case may be If a portion of any Series 1987
Bond shall be redeemed prior to its scheduled maturity as provided herein, a
substitute bond or bonds having the same maturity date, bearing interest at
the same rate, in the denomination or denominations of any integral multiple
of $5,000 at the request of the registered owner, and in an aggregate princi-
pal amount equal to the unredeemed portion thereof, will be issued to the
registered owner upon surrender thereof for cancellation If any Series 1987
Bond or portion thereof is assigned and transferred, each bond issued in
exchange therefor shall have the same principal maturity date and bear inter-
est at the same rate as the bond for which it is being exchanged Each
substitute bond shall bear a letter and/or number to distinguish it from each
other bond The Paying Agent/Registrar shall exchange or replace Series 1987
Bonds as provided herein, and each fully registered bond or bonds delivered in
exchange for or replacement of any Series 1987 Bond or portion thereof as
permitted or required by any provision of this Ordinance shall constitute one
of the Series 1987 Bonds for all purposes of this Ordinance, and may again be
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exchanged or replaced It is specifically provided, however, that any Series
1987 Bond delivered in exchange for or replacement of another Series 1987 Bond
prior to the first scheduled interest payment date on the Series 1987 Bonds
(as stated on the face thereof) shall be dated the same date as such Series
1987 Bond, but each substitute bond so delivered on or after such first
scheduled interest payment date shall be dated as of the interest payment date
preceding the date on which such substitute bond is delivered, unless such
substitute bond is delivered on an interest payment date, in which c-ase it
shall be dated as of such date of delivery, provided, however, that if at the
time of delivery of any substitute bond the interest on the bond for which it
is being exchanged has not been paid, then such substitute bond shall be dated
as of the date to which such interest has been paid in full On each
substitute bond issued in exchange for or replacement of any Series 1987 Bond
or Bonds issued under this Ordinance there shall be printed thereon a Paying
Agent/Registrar's Authentication Certificate, in the form hereinafter set
forth An authorized representative of the Paying Agent/Registrar shall,
before the delivery of any such substitute bond, date such substitute bond in
the manner set forth above, and manually sign and date such Certificate, and
no such substitute bond shall be deemed to be issued or outstanding unless
such Certificate is so executed The Paying Agent/Registrar promptly shall
cancel all Series 1987 Bonds surrendered for exchange or replacement No
additional ordinances, orders or resolutions need be passed or adopted by the
City Council or any other body or person so as to accomplish the foregoing
exchange or replacement of any Series 1987 Bond or portion thereof, and the
Paying Agent/Registrar shall provide for the printing, execution and delivery
of the substitute bonds in the manner prescribed herein, and said bonds shall
be of type composition printed on paper with lithographed or steel engraved
borders of customary weight and strength Pursuant to Article 717k-6,
V A T C S and particularly Section 6 thereof, the duty of exchange or
replacement of any Series 1987 Bonds as aforesaid is hereby imposed upon the
Paying Agent/Registrar, and, upon the execution of the above Paying
Agent/Registrar's Authentication Certificate, the exchanged or replaced bond
shall be valid, incontestable and enforceable in the same manner and with the
same effect as the Series 1987 Bonds which originally were delivered pursuant
to this Ordinance, approved by the Attorney General, and registered by the
Comptroller of Public Accounts Neither the City nor the Paying Agent/Regis-
trar shall be required to transfer or exchange any Series 1987 Bond selected
for redemption when such redemption is scheduled to occur within 45 calendar
days, provided, however, such limitation shall not apply to an exchange by the
holder of an unredeemed balance of a Series 1987 Bond called for redemption in
part
E All Series 1987 Bonds issued in exchange or replacement of any other
Series 1987 Bond or portion thereof, (i) shall be issued in fully registered
form, without interest coupons, with the principal of and interest on such
Series 1987 Bonds to be payable only to the registered owners thereof, (ii)
may be redeemed prior to their scheduled maturities, (iii) may be transferred
and assigned, (iv) may be exchanged for other Series 1987 Bonds, (v) shall
have the characteristics, (vi) shall be signed and sealed, and (vii) the
principal of and interest on the Series 1987 Bonds shall be payable, all as
provided, and in the manner required or indicated, in the Form of Bond set
forth in this Ordinance
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F The Cities, acting by and through the Board, shall pay the Paying
Agent/Registrars reasonable and customary fees and charges for making
transfers and exchanges of Series 1987 Bonds, but the registered owner of any
Series 1987 Bond requesting such transfer or exchange shall pay any taxes or
other governmental charges required to be paid with respect thereto In
addition, the Cities hereby covenant with the registered owners of the Series
1987 Bonds that they will (i) pay the reasonable and standard or customary
fees and charges of the Paying Agent/Registrar for its services aitr. respect
to the payment the principal of and interest on the Series 1987 Bonds, when
due, and (ii) pay the fees and charges of the Paying Agent/Registrar for
services with respect to the transfer, exchange or registration of Series 1987
Bonds solely to the extent above provided
G The Cities covenant with the registered owners of the Series 1987
Bonds that at all times while the Series 1987 Bonds are outstanding the Cities
will provide a competent and legally qualified bank, trust company, financial
institution or other agency to act as and perform the services of Paying
Agent/Registrar for the Series 1987 Bonds under this Ordinance, and that the
Paying Agent/Registrar will be one entity The Cities reserve the right to,
and may, at its option, change the Paying Agent/Registrar upon not less than
60 days written notice to the Paying Agent/Registrar In the event that the
entity at any time acting as Paying Agent/Registrar (or its successor by
merger, acquisition, or other method) should resign or otherwise cease to act
as such, the Cities covenant that they promptly will appoint a competent and
legally qualified national or state banking institution which shall be a
corporation organized and doing business under the laws of the United States
of America or of any state, authorized under such laws to exercise trust
powers, subject to supervision or examination by federal or state authority,
and whose qualifications substantially are similar to the previous Paying
Agent/Registrar to act as Paying Agent/Registrar under this Ordinance Upon
any change in the Paying Agent/Registrar, the previous Paying Agent/Registrar
promptly shall transfer and deliver the Registration Books (or a copy
thereof), along with all other pertinent books and records relating to the
Series 1987 Bonds, to the new Paying Agent/Registrar designated and appointed
by the Cities Upon any change in the Paying Agent/Registrar, the Cities
promptly will cause a written notice thereof to be sent by the new Paying
Agent/Registrar to each registered owner of the Series 1987 Bonds, by United
States Mail, postage prepaid, which notice also shall give the address of the
new Paying Agent/Registrar By accepting the position and performing as such,
each Paying Agent/Registrar shall be deemed to have agreed to the provisions
of this Ordinance, and a certified copy of this Ordinance shall be delivered
to each Paying Agent/Registrar
Section 3 5 Prior Redemption
A The Series 1987 Bonds shall be redeemable at the election of the
Cities from any available moneys on November 1, 1997 or any date thereafter,
as a whole or in part, by lot, at a Redemption Price equal to the principal
amount thereof, together with accrued interest to the redemption date
B At least thirty (30) days before the date fixed for any such
redemption, the Board, acting on behalf of the Cities, shall cause a written
notice of such redemption to be given to the registered owner of each Series
1987 Bond or a portion thereof being called for redemption by depositing such
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notice in the United States Pfail, postage prepaid, addressed to each such
owner at the address appearing on the Registration Books maintained by the
Paying Agent/Registrar By the date fixed for any such redemption, due
provision shall be made with the Paying Agent/Registrar for the payment of the
principal amount of the Series 1987 Bonds to be so redeemed, plus any
applicable premium thereon, and accrued interest thereon to the date fixed for
redemption If such written notice of redemption is given, and if due
provision for payment is made, all as provided above, the Series 1987 Bonds,
or the portions thereof which are to be so redeemed, thereby automatically
shall be redeemed prior to maturity, and they shall not bear interest after
the date fixed for redemption, and shall not be regarded as being outstanding
except for the purpose of receiving the funds so provided for such payment
The Paying Agent/Registrar shall record in the Registration Books all such
redemptions of principal of the Series 1987 Bonds or any portion thereof If
a portion of any Series 1987 Bond shall be redeemed a substitute Series 1987
Bond or Series 1987 Bonds having the same maturity date, bearing interest at
the same rate, in any denomination or denominations in any integral multiple
of $5,000, at the written request of the registered owner, and in an aggregate
principal amount equal to the unredeemed portion thereof, will be issued to
the registered owner upon the surrender thereof for cancellation, at the
expense of the Cities, all as provided in this Ordinance
Section 3 6 Forms The form of all Series 1987 Bonds, including the
form of the Paying Agent/Registrar`s Certificate, the Form of Assignment, and
the form of the Registration Certificate of the Comptroller of Public Accounts
of the State of Texas to accompany the Series 1987 Bonds on the initial
delivery thereof, and shall be, respectively, substantially as follows, with
such necessary and appropriate variations, omissions and insertions as
permitted or required by this Ordinance, to-wit
(FORM OF BOND)
UNITED STATES OF AMERICA
STATE OF TEXAS
COUNTIES OF DALLAS AND TARRANT
DALLAS-FORT WORTH REGIONAL AIRPORT
JOINT REVENUE REFUNDING BOND
SERIES 1987
MATURITY DATE INTEREST RATE ORIGINAL ISSUE DATE CUSIP
Registered Owner
Principal Amount
On the Maturity Date specified above, the Cities of Dallas and Fort Worth
(herein collectively called the "Cities") municipal corporations duly
incorporated under the laws of the State of Texas, for value received, hereby
jointly promise to pay to the Registered Owner shown above, or to the
registered assignee hereof (either being hereinafter called the "registered
owner") solely from the revenues and funds described herein, the principal
amount shown above and to pay interest thereon, from the date of this bond
specified above, to the date of its scheduled maturity or the date of its
redemption prior to scheduled maturity, at the rate of interest per annum
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specified above, with said interest being payable on May 1, 1988, and
semiannually on each November 1 and Pfay 1 thereafter, except that if the
Paying Agent/Registrar's Authentication Certificate appearing on the face of
this bond is dated later than May 1, 1988, such interest is payable
semiannually on each November 1 and May 1 following such date
The terms and provisions of this bond are continued on the reverse side
hereof and shall for all purposes have the same effect as though fully set
forth at this place
The principal of and interest on this bond are payable in lawful money of
the United States of America, without exchange or collection charges The
principal of this bond shall be paid to the registered owner hereof upon
presentation and surrender of this bond at maturity or upon the date fixed for
its redemption prior to maturity, at the principal corporate trust office of
First RepublicBank Fort Worth, National Association, Fort Worth, Texas, which
is the initial "Paying Agent/Registrar" for this bond The payment of
interest on this bond shall be made by the Paying Agent/Registrar to the
registered owner hereof as shown by the Registration Books kept by the Paying
Agent/Registrar at the close of business on the "Record Date", which is the
15th day of the month next preceding such interest payment date by check drawn
by the Paying Agent/Registrar on, and payable solely from, funds of the Cities
required to be on deposit with the Paying Agent/Registrar for such purpose as
hereinafter provided, and such check shall be sent by the Paying
Agent/Registrar by United States mail, postage prepaid, on each such interest
payment date, to the registered owner hereof at its address as it appears on
the Registration Books kept by the Paying Agent/Registrar, as hereinafter
described or, in lieu of payment by check, by such other method, separately
agreed to in writing by the Paying Agent/Registrar and the holder hereof with
the risk and expense thereof to be borne solely by the holder In the event
of a non-payment of interest on one or more maturities on a scheduled payment
date, and for 30 days thereafter, a new Record Date for such interest payment
for such maturity or maturities (a "Special Record Date") will be established
by the Paying Agent/Registrar, if and when funds for the payment of such
interest have been received Notice of the Special Record Date and of the
scheduled payment date of the past due interest (the "Special Payment Date"
which shall be 15 days after the Special Record Date) shall be sent at least
five business days prior to the Special Record Date by United States mail,
first class, postage prepaid, to the address of each holder of a bond of such
maturity or maturities appearing on the books of the Paying Agent/Registrar at
the close of business on the last business day next preceding the date of
mailing of such notice The Cities covenant with the registered owner of this
bond that no later than each principal payment date and interest payment date
for this bond they will make available to the Paying Agent/Registrar, solely
from the revenues and funds described herein, the amounts required to provide
for the payment, in immediately available funds, of all principal of and
interest on the bonds, when due
If the date for the payment of the principal of or interest on this bond
shall be a Saturday, Sunday, a legal holiday or a day on which banking
institutions in the city where the Paying Agent/Registrar is located are
authorized by law or executive order to close, then the date for such payment
shall be the next succeeding day which is not such a Saturday, Sunday, legal
holiday or a day on which banking institutions are authorized to close, and
11
payment on such date shall have the same force and effect as if made on the
original date payment was due
The bonds of this series shall be redeemable at the option of the Cities
from any available moneys on November 1, 1997 or any date thereafter, as a
whole or in part, by lot, at a Redemption Price equal to the principal amount
thereof, together with accrued interest to the redemption date
At least thirty (30) days before the date fixed for any such redemption,
the Dallas-Fort Worth International Airport Board (the "Board"), acting on
"behalf of the Cities, shall cause a written notice of such redemption to be
given to the registered owner of each Bond or a portion thereof being called
for redemption by depositing such notice in the United States mail, postage
prepaid, addressed to each such registered owner at the address appearing on
the Registration Books maintained by the Paying Agent/Registrar By the date
fixed for any such redemption, due provision shall be made with the Paying
Agent/Registrar for the payment of the principal amount of the bonds to be so
redeemed, and accrued interest thereon to the date fixed for redemption If
such written notice of redemption is given, and if due provision for payment
is made, all as provided above, the bonds, which are to be so redeemed,
thereby automatically shall be redeemed prior to maturity, and they shall not
bear interest after the date fixed for redemption, and they shall not be
regarded as being outstanding except for the purpose of receiving the funds so
provided fo.r such payment The Paying Agent/Registrar shall record in the
Registration Books all such redemptions of principal of this bond or any
portion hereof If a portion of any bond shall be redeemed a substitute bond
or bonds having the same maturity date, bearing interest at the same rate, in
any denomination or denominations in any integral multiple of $5,000, at the
written request of the registered owner, and in aggregate principal amount
equal to the unredeemed portion thereof, will be issued to the registered
owner upon the surrender thereof for cancellation, at the expense of the
Cities
The bonds. of this series are issued under and pursuant to the laws of the
State of Texas and an ordinance passed concurrently on November 11 and
November 12, 1968, respectively, by the City Councils of the Cities of Dallas
and Fort Worth entitled "1968 Regional Airport Concurrent Bond Ordinance" (the
"1968 Ordinance") and, together with the outstanding Dallas-Fort Worth
Regional Airport Joint Revenue Bonds, Series 1972, the Dallas-Fort Worth
Regional Airport Joint Revenue Refunding Bonds, Series 1976, the Dallas-Fort
Worth Regional Airport Joint Revenue Construction and Refunding Bonds, Series
1977, Dallas-Fort Worth Regional Airport Joint Revenue Bonds, Series 1978,
Series 1982A and Series 1984, Dallas-Fort Worth Regional Airport Joint Revenue
Refunding Bonds, Series 1984A and the Dallas-Fort Worth Regional Airport Joint
Revenue Bonds, Series 1985 (herein collectively called the "Outstanding
Bonds") are equally and ratably secured by the revenues herein described
This bond is one of a duly authorized series of bonds of like tenor and
effect, except as to number, principal amount, interest rate, maturity and
right of prior redemption, aggregating $15,390,000, issued by the Cities for
the purpose of refunding certain of the Outstanding Bonds maturing on
November 1, 1987, pursuant to the Fifteenth Supplemental Regional Airport
Concurrent Bond Ordinance (the "Fifteenth Supplemental Ordinance") adopted by
the City Councils of said Cities supplemental to the 1968 Ordinance For the
12
purpose of providing for and securing the payment of the Outstanding Bonds and
this series of bonds, the Cities have jointly pledged their respective inter-
ests in the "Pledged Revenues" to be derived from the ownership and operation
of the Dallas-Fort Worth International Airport Such Pledged Revenues will be
on deposit from time to time in various funds created by the 1968 Ordinance
and Ordinances supplemental thereto Pledged Revenues are defined in the 1968
Ordinance to be the "-Gross Revenues" of said Airport less the amount required
to pay the Senior Lien Bonds mentioned next below The lien on the revenues
securing this series of bonds and the Outstanding Bonds is subordinate to the
lien securing outstanding bonds of the City of Fort Worth defined in said
Ordinance as "Senior Lien Bonds" Reference is made to the 1968 Ordinance, as
supplemented, and the ordinance authorizing this series of bonds for the
definition of Gross Revenues and for a description of the revenues and funds
charged with and pledged to the payment of the interest on and principal of
the Outstanding Bonds and the series of bonds of which this bond is one, the
nature and extent of the security thereof, a statement of the rights, duties
and obligations of each of the Cities, respectively, the rights and remedies
of bondholders in the event of default thereunder, and the rights and
priorities of the holders of said bonds, to all the provisions of which the
holder hereof by the acceptance of this bond assents and agrees
As provided in the 1968 Ordinance, the obligations of the Cities to pay
money hereon out of Pledged Revenues are joint, and not several, and except as
otherwise provided therein no claim, demand, suit or judgment shall ever be
asserted, entered or collected against or from one City without the other and
no individual liability shall ever exceed in the case of Dallas 7/llths of the
total amount thereof, and in the case of Fort Worth 4/llths of the total
amount thereof, and, except as otherwise provided in the 1968 Ordinance, such
sums shall be payable and collectable solely from the funds in which Pledged
Revenues shall from time to time be on deposit
•• The 1968 Ordinance, as supplemented, provides that, to the extent. therein
stated, the Board, acting on behalf of the Cities, shall fix and shall from
time to time revise the rate of compensation for use of and for services
rendered by or at the Dallas-Fort Worth International Airport which will be
fully sufficient to produce Pledged Revenues adequate to pay the operation and
maintenance expenses thereof plus 1 25 times the amounts required to be
deposited to the credit of the Interest and Sinking Fund (established by the
1968 Ordinance) for the payment of the principal of and interest on the parity
bonds from time to time outstanding thereunder as the same shall become due
and payable and to timely purchase or redeem such bonds prior to maturity as
required therein It is further provided in said Ordinance that to the extent
Pledged Revenues are not adequate for said purposes and for the additional
purpose of properly and adequately maintaining and operating said Airport, the
Cities pledge and obligate themselves to levy and collect the ad valorem tax
defined therein as the. "Maintenance Tax", and to devote the proceeds thereof
to the purpose of operating and maintaining said Airport in lieu of using
revenues for said purpose, subject at all times to the limits of said tax
provided by law and in said Ordinance As further provided in said Ordinance,
the obligations of the Cities to levy and collect such tax are several, and
not joint, and no action, claim, suit or demand shall be made against one City
for the default of the other, each City's respective obligation being limited
to the collection of its proportionate amount required from said tax for such
purposes, all as specified in said Ordinance
13
•• The registered owner hereof shall never have the right to demand payment
of this obligation out of any funds raised or to be raised by taxation
•• All bonds of this series are issuable solely as fully registered bonds,
without interest coupons, in the denomination of any integral multiple of
$5,000 As provided in the Fifteenth Supplemental Ordinance, this bond, or
any unredeemed portion hereof, may, at the request of the registered owner or
the assignee or assignees hereof, be assigned, transferred and exchanged for a
like aggregate principal amount of fully registered bonds, without interest
coupons, payable to the appropriate registered owner, assignee or assignees,
as the case may be, having the same maturity date, and bearing interest at the
same rate, in any denomination or denominations in any integral multiple of
$5,000 as requested in writing by the appropriate registered owner, assignee
or assignees, as the case may be, upon surrender of this bond to the Paying
Agent/Registrar for cancellation, all in accordance with the form and proce-
dures set forth in the Ordinance Among other requirements for such assign-
ment and transfer, this bond must be presented and surrendered to the Paying
Agent/Registrar, together with proper instruments of assignment, in form and
with guarantee of signatures satisfactory to the Paying Agent/Registrar,
evidencing assignment of this bond or any portion or portions hereof in any
integral multiple of $5,000 to the assignee or assignees in whose name or
names this bond or any such portion or portions hereof is or are to be
transferred and registered The form of assignment printed or endorsed on
this bond may be executed by the registered owner to evidence the assignment
hereof, but such method is not exclusive, and other instruments of assignment
satisfactory to the Paying Agent/Registrar may be used to evidence the
assignment of this bond or any portion or portions hereof from time to time by
the registered owner In the case of an assignment, transfer or exchange of a
bond or bonds or any portion or portions thereof, the fees and charges of the
Paying Agent/Registrar will be paid by the Cities, but any taxes or
governmental charges required to be paid with respect thereto shall be paid by
the one requesting such assignment, transfer or exchange as a condition
precedent to the exercise of such privilege In any circumstance, neither the
Cities nor the Paying Agent/Registrar shall be required to transfer or
exchange any bonds selected for redemption when such redemption is scheduled
to occur within 45 calendar days, provided, however, such limitation shall not
apply to an exchange by the holder of an unredeemed balance of a bond called
for redemption in part
~` In the event any Paying Agent/Registrar for the bonds is changed by the
Cities, resigns or otherwise ceases to act as such, the Cities have covenanted
in the Fifteenth Supplemental Ordinance that they promptly will appoint a
competent and legally qualified substitute therefor, whose qualifications
substantially are similar to the previous Paying Agent/Registrar it is
replacing, and promptly will cause written notice thereof to be mailed to the
registered owners of the bonds
By becoming the registered owner of this bond, the registered owner
thereby acknowledges all of the terms and provisions of the 1968 Ordinance as
supplemented, agrees to be bound by such terms and provisions, acknowledges
that said Ordinance is duly recorded and available for inspection in the
official minutes and records of the Cities, and agrees that the terms and
provisions of this bond and said Ordinance constitute a contract between each
registered owner hereof and the Cities
14
It is hereby certified and recited that all acts and things required by
the Constitution and laws of the State of Texas to be done, to exist and to be
performed precedent to and in the issuance of this bond and the series of
which it is one have been done, do exist and have been performed as so
required
IN WITNESS WHEREOF, the City Council of the City of Dallas, Texas, has
caused the facsimile seal of that City to be placed hereon and this bond to be
signed by the facsimile signature of its Piayor and countersigned by the
facsimile signatures of it Director of Finance and City Secretary, and the
City of Fort Worth, Texas, s caused the facsimile seal of that City to be
placed hereon and this bond be signed by the facsimile signature of its
Mayor, countersigned by the acsimile signature of its City .Secretary, and
approved as to form and legal' y by its City Attorney
COUNTERSIGNED
~1Director of Finance,
City of Dallas, Texas
City Secretary,
City of Dallas, Texas
COUNTERSIGNED
City Secretary,
City of Fort Worth, Texas
APPROVED AS TO FORM AND LEGALITY
City Attorney,
City of Fort Worth, Texas
Mayor, City of Dallas, Texas
Mayor, City of Fort Worth, Texas
15
(FORM OF COMPTROLLER'S CERTIFICATE ATTACHED TO
THE BONDS UPON INITIAL DELIVERY THEREOF)
OFFICE OF COMPTROLLER
STATE OF TEXAS
REGISTER NO
I hereby certify that there is on file and of record in my office a
certificate of the Attorney General of the State of Texas to the effect that
this Bond has been examined by him as required by law, and that he finds that
it has been issued in conformity with the Constitution and laws of the State
of Texas, and that it is a valid and binding special obligation of the Cities
of Dallas and Fort Worth, Texas, payable in the manner provided by and in the
ordinance authorizing same, and said Bond has this day been registered by me
WITNESS MY HAND and seal of office at Austin, Texas
Comptroller of Public Accounts of
the State of Texas
(Seal)
-~~ not to be on bond
ARTICLE IV
EXECUTION, APPROVAL, REGISTRATION, SALE
AND DELIVERY OF SERIES 1987 BONDS
Section 4 1 Method of Execution Each of the Series 1987 Bonds shall
be signed and executed on behalf of the City of Dallas by the facsimile
signature 'of its Mayor and countersigned by the facsimile signatures of its
Director of Finance and City Secretary, and the corporate seal of that City
shall be impressed or printed or lithographed on each bond Each of the
Series 1987 Bonds shall be signed and executed on behalf of the City of Fort
Worth by the facsimile signature of its Mayor and countersigned by the fac-
simile signature of its City Secretary, the same shall be approved as to form
and legality by the facsimile signature of the City Attorney of the City, and
its corporate seal shall be impressed or printed or lithographed upon each
bond All facsimile signatures placed upon the Series 1987 Bonds shall have
the same effect as if manually placed thereon, all as provided in Article
717j-1, V A T C S as amended
Section 4 2 Approval and Registration The Board is hereby author-
ized to have control and custody of the Series 1987 Bonds and all necessary
records and proceedings pertaining thereto pending their delivery, and the
Chairman and officers and employees of the Board and of the Cities are hereby
authorized and instructed to make such certifications and to execute such
18
instruments as may be necessary to accomplish the delivery of said bonds and
to assure the investigation, examination and approval thereof by the Attorney
General of the State of Texas and their registration upon the initial delivery
thereof by the State Comptroller of Public Accounts Upon registration of the
Series 1987 Bonds, the Comptroller of Public Accounts (or a deputy designated
in writing to act for him) shall manually sign t-he Comptroller's Registration
Certificate accompanying the Series 1987 Bonds, and the seal of the Comp-
troller shall be impressed, or placed in facsimile, on each such certificate
The Chairman of the Board and the Executive Director of the Airport shall be
further authorized to make such agreements with the purchasers of said bonds
as may be necessary to assure that the same will be delivered to such
purchasers in accordance with the terms of sale at the earliest practicable
date after the adoption of this Ordinance
Section 4 3 A The Safe Of the Bonds The Series 1987 Bonds are hereby
sold in accordance with law and shall be delivered to the Underwriters (listed
in Schedule I to the Underwriting Agreement, dated October 7, 1987), at the
price of $15,390,000, plus accrued interest on the Series 1987 Bonds from
October 1, 1987 to and through the day preceding the date of delivery and in
accordance with the terms and conditions set forth in said Underwriting
Agreement The Cities hereby agree and direct that the Series 1987 Bond
shall be offered and sold at the Original Issue Discounts as set forth on the
cover of the Official Statement relating to the Series 1987 Bonds approved by
the Dallas-Fort Worth International Airport Board One Series 1987 Bond in
the principal amount maturing on each maturity date as set forth in Article
III hereof shall be delivered to the Underwriters, and the Underwriters shall
have the right to exchange such Bonds as provided in Section 3 4 hereof
without cost
B Underwriting Agreement The Underwriting Agreement setting forth
the terms of the sale of the Series 1987 Bonds to the purchasers thereof
referred to in Section 4 3A above, including the Un Prwrit;nQ Fee and the_
reimbursement of the Ori final Issue Discount, is hereby accepte approve an
orized to e de ivere in execute orm to the said purchasers The
Underwriting Agreement shall be executed on behalf of the City of Dallas by
the City Manager with its corporate seal impressed thereon, attested by the
City Secretary, and approved as to form by the City Attorney The
Underwriting Agreement shall be executed on behalf of the City of Fort Worth
by the City Manager with its corporate seal impressed thereon, attested by the
City Secretary, and approved as to form and legality by the City Attorney
ARTICLE V
DISPOSITION OF BOND PROCEEDS
Section 5 1 Disposition of Bond Proceeds 1'he proceeds from the sale
of the Series 1987 Bonds, together with available funds herein provided, shall
be applied as follows
A To First RepublicBank Fort Worth, National Association, Fort Worth,
Texas, as paying agent for the Series 1982A Bonds and as Escrow Agent under
the Dallas-Fort Worth Regional Airport November 1, 1987 Maturity Joint Revenue
Bonds Special Escrow Fund created and established with said bank in accordance
with the terms of the Dallas-Fort Worth Regional Airport November 1, 1987
19
Maturity Joint Revenue Bonds Escrow Agreement dated October 22, 1987--(i)
$425,925 00 from the Interest and Sinking Fund representing amounts on deposit
therein pursuant to the Series 1976 Ordinance, the Series 1977 Ordinance and
the Series 1982A Ordinance for the November 1, 1987 payment of principal and
interest on the Refunded Bonds, (ii) $15,390,000 representing the proceeds of
the Series 1987 Bonds, other than the accrued interest received from the
purchasers of the Series 1987 Bonds, which amounts will be sufficient to
provide (a) for the payment of principal and interest coming due on the
Refunded Bonds on November 1, 19$7, (iii) $32,792 88 from the Operating
Revenue and Expense Fund representing the Paying Agent charges on the Refunded
Bonds and the other maturities of the Series 1976 Bonds, Series 1977 Bonds and
the Series 1982A Bonds, and (iv) to the Interest and Sinking Fund the amount
received representing the accrued interest received from the purchasers of the
Series 1987 Bonds to be applied to the May 1, 1988 interest payment on the
Series 1987 Bands
Section 5 2 AppliCatlon of FUnds The Cities hereby find and determine
that as a result of the refunding accomplished hereby as of the date of
closing with respect to the Series 1987 Bonds, $15,390,000 held by the Board
will be available and such amounts shall be used, first, to pay the costs of
issuance of the Series 1987 Bonds and, second, to fund a Mandatory Redemption
Account hereby established within the Interest and Sinking Fund Amounts on
deposit in the Mandatory Redemption Account may be held separate and apart
from the funds placed with the Treasurer and the moneys in such account,
together with the earnings thereon, unless otherwise needed for the purposes
of the Interest and Sinking Fund for which no other funds are available, shall
be applied in the amounts and at the direction of the Executive DirectorA
solely to the payment of principal of the Outstanding Bonds
ARTICLE VI
ADOPTION OF PROVISIONS OF CERTAIN ORDINANCES, PLEDGE,
INTEREST AND SINKING FUND
Section 6 1 Adoption The Series 1987 Bonds authorized hereby are
parity "Refunding Bonds" as the term is defined herein and as permitted to be
issued in the 1968 Ordinance, and in addition to the definitions set forth in
Article II of the 1968 Ordinance heretofore adopted, for purposes of this
Ordinance, Section 2 2 of Article II and Articles V through XI, both
inclusive, of the 1968 Ordinance, Sections 7 2 and 7 3 of the 1970 Ordinance,
Sections 7 2 and 7 4 of the 1976 Ordinance and Sections 6 4 and 7 2 of the
1977 Ordinance are hereby adopted by reference and shall be applicable to the
Series 1987 Bonds for all purposes, except to the extent hereinafter
specifically modified or supplemented
Section 6 2 Pledge The principal of and the interest on the Series
1987 Bonds and the Outstanding Bonds are and shall be secured by and payable
from a first lien on and pledge of the Pledged Revenues and the funds in which
they shall from time to time be on deposit Such revenues are hereby
irrevocably pledged to the payment of the -Outstanding Bonds, the Series 1987
Bonds and any other Bonds hereafter issued in accordance with the terms of the
1968 Ordinance y
20
Section 6 3 Interest and Sinking Fund In addition to all other
amounts required by the 1972 Ordinance, the 1976 Ordinance, the 1977
Ordinance, the 1978 Ordinance, the 1982A Ordinance, the 1984 Ordinance, the
1984A Ordinance and the 1985 Ordinance, so long as any of the Series 1987
Bonds remain outstanding and unpaid the Board shall transfer on or before the
1st day of each month, from the Operating Revenue and Expense Fund (except for
the amount of the accrued interest received from the purchasers of the Series
1987 Bonds) to 'the Interest and Sinking Fund, after taking into account
unexpended investment earnings on deposit in the Interest and Sinking Fund
A beginning on November 1, 1987, in equal monthly installments an
amount necessary to provide 1/5th of the amount of interest to become due on
the Series 1987 Bonds on May 1, 1988, and thereafter in equal monthly
installments an amount necessary to provide 1/6th of the amount of interest to
become due on the Series 1987 Bonds on November 1, 1988 and on each succeeding
interest payment date thereafter,
B beginning on October 1, 1989 for the Series 1987 Bonds maturing
November 1, 1990 to 2000, both inclusive, an amount necessary to provide in
twelve equal installments the amount of principal of the Series 1987 Bonds
maturing on November 1 following each of the twelve month periods ending
September 30, 1990, through September 30, 2000, and
C beginning on October 1, 2002^ and on the 1st day of each month
thereafter through September 1, 2003Aan amount necessary to provide in twelve
equal installments the amount of principal of the Series 1987 Bonds maturing
on November 1 following the twelve-month period ending September 30, 2003^.
Section 6 4 Transfers to Paying Agent/Registrar The Director of
Finance shall make transfers of funds on deposit in the Interest and Sinking
Fund for payment of the principal of and interest on the Series 1987 Bonds to
the Paying Agent/Registrar on the applicable due dates and redemption dates in
immediately available funds
ARTICLE VIl
MISCELLANEOUS COVENANTS AND PROVISIONS
Section 7 1 Use of Bond Proceeds
A The Cities covenant to and with the purchasers of the Series 1987
Bonds that they will make no use of the proceeds of such Bonds at any time
throughout the term of such Bonds which, if such use had been reasonably
expected on the date of delivery of such Bonds to and payment for such Bonds
by the purchasers, would have caused such Bonds to be arbitrage bonds within
the meaning of Section 148 of the Internal Revenue Code of 1986, as amended,
or any regulations or rulings pertaining thereto, and by this covenant the
Cities are obligated to comply with the requirements of the aforesaid Section
148 and all applicable and pertinent Department of the Treasury regulations
relating to arbitrage bonds The Cities further covenant that the proceeds of
such Bonds will not otherwise be used directly or indirectly so as to cause
all or any part of such Bonds to be or become arbitrage bonds within the
meaning of the aforesaid Section 148, or any regulations or rulings pertaining
thereto The Cities further covenant to comply with the requirements of
21
Sections 148(d) and 148(f) of the Code including restrictions on reserve fund
investments and limitations on investments in nonpurpose obligations and the
requirement of such Section that certain earnings on nonpurpose obligations be
paid to the United States
B The Cities covenant to and with the purchasers of the Series 1987
Bonds that they will make no use of the proceeds of such Bonds at any time
throughout the term of such Bonds which use is inconsistent with Section
103(b) (4)(D) of the Internal Revenue Code of 1954, as amended, and any
regulations or rulings pertaining thereto, and would or will cause the
interest to be paid on the Series 1987 Bonds to not be exempt from all present
federal income taxes under existing statutes, regulations, published rulings
and court decisions except possibly as provided by Section 103(b) of said
Code, with respect to any Series 1987 Bond for any period during which such
Bond is held by a person who is a substantial user of the facilities financed
or refinanced with the proceeds of the Series 1987 Bonds, or by a "related
person" as defined in Section 103(b) of said Code
C The Cities covenant to and with the purchasers of the Series 1987
Bonds that the facilities financed or to be financed with the proceeds of the
Refunded Bonds have or will have a remaining average reasonably expected
economic life of at least 84 percent of the average maturity of the Series
1987 Bonds determined under Section 147(b) of the Internal Revenue Code of
1986, as amended
Section 7 2 Covenant Not to Impair The Cities covenant that the
Dallas-Fort Worth Regional Airport Use Agreement, entered into between the
Board and various airlines, as amended by the Second Amendment, dated as of
October 1, 1981, the Passenger Service Special Facilities Agreement, dated as
of April 1, 1972, and the Capital Improvement Trust Account Agreement dated as
of April 1, 1972, as amended as of October 1, 1981, will not be amended,
altered or rescinded in any manner so as to impair the rights or security of
the holders of the Bonds
Section 7 3 Observance of Covenants The Board, the officers,
employees and agents are hereby directed to observe, comply with and carry out
the terms and provisions of this Ordinance
Section 7 4 Damaged, Mutilated, Lost, Stolen or Destroyed Bonds
A In the event any outstanding Series 1987 Bond is damaged, mutilated,
lost, stolen or destroyed, the Paying Agent/Registrar shall cause to be
printed, executed and delivered, a new bond of the same principal amount,
maturity and interest rate, as the damaged, mutilated, lost, stolen or
destroyed Series 1987 Bond, in replacement for such Series 1987 Bond in the
manner hereinafter provided
B Application for replacement of damaged, mutilated, lost, stolen or
destroyed Series 1987 Bonds shall be made to the Paying Agent/Registrar In
every case of loss, theft or destruction of a Series 1987 Bond, the applicant
for a replacement bond shall furnish to the Cities and to the Paying
Agent/Registrar such security or indemnity as may be required by them to save
each of them harmless from any loss or damage with respect thereto Also, in
every case of loss, theft or destruction of a Series 1987 Bond, the applicant
22
shall furnish to the Cities and to the Paying Agent/Registrar evidence to
their satisfaction of the loss, theft or destruction of such Series 1987 Bond,
as the case may be In every case of damage or mutilation of a Series 1987
Bond, the applicant shall surrender to the Paying Agent/Registrar for
cancellation the Series 1987 Bond so damaged or mutilated
C Notwithstanding the foregoing provisions of this Section, in the
event any such Series 1987 Bond shall have matured, and no default has
occurred which is then continuing in the payment of the principal of,
redemption premium, if any, or interest on the Series 1987 Bond, the Cities
may authorize the payment of the same (without surrender thereof except in the
case of a damaged or mutilated Series 1987 Bond) instead of issuing a
replacement Series 1987 Bond, provided security or indemnity is furnished as
above provided in this Section
D Prior to the issuance of any replacement bond, the Paying
Agent/Registrar shall charge the owner of such Series 1987 Bond with all
legal, printing and other expenses in connection therewith Every replacement
bond issued pursuant to the provisions of this Section by virtue of the fact
that any Series 1987 Bond is lost, stolen or destroyed shall constitute a
contractual obligation of the Cities whether or not the lost, stolen or
destroyed Series 1987 Bond shall be found at any time, or be enforceable by
anyone, and shall be entitled to all the benefits of this Ordinance equally
and proportionately with any and all other Series 1987 Bonds duly issued under
this Ordinance
E In accordance with Section 6 of Art 717k-6, V A T C S this Section
of this Ordinance shall constitute authority for the issuance of any such
replacement bond without necessity of further action by the governing body of
the Cities or any other body or person, and the duty of the replacement of
such bonds is hereby authorized and imposed upon the Paying Agent/Registrar,
and the Paying Agent/Registrar shall authenticate and deliver such bonds in
the form and manner and with the effect, as provided in Section 3 4D of this
Ordinance for Series 1987 Bonds issued in exchange for other Series 1987
Bonds
ARTICLE VIII
AMENDMENTS TO ORDINANCE
This Ordinance may be amended by concurrent ordinances adopted by the
City Councils, in the same manner as provided in the 1968 Ordinance for the
amendment of the 1968 Ordinance
ARTICLE IX
SEVERABILITY, REPEAL AND COUNTERPARTS
Section 9 1 Ordinance Irrepealable After any of the Series 1987 Bonds
shall be issued, this Ordinance shall constitute a contract between the Cities
and the owner or owners of the Series 1987 Bonds from time to time
outstanding, and this Ordinance shall be and remain irrepealable until the
Series 1987 Bonds and the interest thereon shall be fully paid, cancelled,
refunded or discharged or provision for the payment thereof shall be made
23
Section 9 2 Severability If any Section, paragraph, clause or pro-
vision of this Ordinance shall for any reason be held to be invalid or un-
enforceable, the invalidity or unenforceability of such Section, paragraph,
clause or provision shall not affect any of the remaining provisions of this
Ordinance If any Section, paragraph, clause or provision of the Contract and
Agreement shall for any reason be held to be invalid or unenforceable, the
invalidity or unenforceability of such Section, paragraph, clause or provision
shall not affect any° of the remaining provisions of the Contract and Agree-
ment, or of any other provisions of this Ordinance not dependent directly for
effectiveness upon the provision of the Contract and Agreement thus declared
to be invalid and unenforceable
Section 9 3 Repealer All orders, resolutions and ordinances, or parts
thereof, inconsistent herewith are hereby repealed to the extent of any such
inconsistency
Section 9 4 Counterparts This Ordinance may be executed in counter-
parts, and when duly passed by both Cities, and separate counterparts are duly
executed by each City, the Ordinance shall be in full force and effect
APPROVED AND ADOPTED BY THE DALLAS CITY COUNCIL
THIS OCTOBER 7, 1987
APPROVED AS TO FORM
Analeslie Muncy,
City Attorney,
City of Dallas, Texas
PASSED OCTOBER 6, 1987
(SEAL)
ATTEST
City Secretary,
City of Fort Worth, Texas
APPROVED AS TO FORM AND LEGALITY
Mayor, City of Fort Worth, Texas
_ 24
t;ity Attorney,
City of Fort Worth, Texas
25
,-
THE. STATE OF TEXAS
COUNTY OF DALLAS
CITY OF DALLAS
I, Robert S Sloan, City Secretary of the City of Dallas, Texas, do
hereby certify
1 That the above and foregoing is a true and correct copy of an
excerpt from the minutes of the City Council of the City of Dallas, had
in regular meeting, October 7, 1987, authorizing the issuance of
Dallas-Fort Worth Regional Airport Joint Revenue Refunding Bonds, Series
1987 in the aggregate principal amount of $15,390,000 which ordinance is
duly of record in the minutes of said City Council
2 That said meeting was open to the public, and public notice of
the time, place and purpose of said meeting was given, all as required by
Vernon's Ann Texas Civ St Article 6252-17, as amended
WITNESS MY HAND and seal of the City of Dallas, Texas, this 7th day of
October, 1987
City Secretary, City of Dallas,
Texas
(SEAL)
THE STATE OF TEXAS
COUNTY OF TARRANT
CITY OF FORT WORTH
I, Ruth Howard, City Secretary of the City of Fort Worth, Texas, do
hereby certify
1 That the above and foregoing is a true and correct copy of an
Ordinance, duly presented and passed by the City Council of the City of
Fort Worth, Texas, at a regular meeting held on October 6, 1987, as same
appears of record in the Office of the City Secretary
2 That said meeting was open to the public, and public notice of
the time, place and purpose of said meeting was given, all as required by
Vernon's Ann Texas Civ St Article 6252-17, as amended
WITNESS MY HAND and the Official Seal of the City of Fort Worth, Texas,
this 6th day of October, 1987
City Secretary, City of Fort
Worth, Texas
(SEAL)
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