HomeMy WebLinkAboutOrdinance 9525• Q °~
FOURTEENTH SUPPLEMENTAL ORDINANCE'"
CITY OF D;~LLAS ORDINANCE
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CITY OF FORT WORTH ORDINANCE
"° 9525
An ordinance passed concurrently by the City Councils, respectively, of
the Cities of Dallas and Fort Worth, authorizing the issuance of Dallas-Fort
Worth Regional Airport Joint Revenue Bonds, Series 1985, in the aggregate
principal amount of $153,000,000, bearing interest at the rates specified, for
the purpose of paying part of the cost'' of constructing, equipping and
otherwise improving the jointly owned Dallas-Fort Worth International Airport
of the Cities, providing for the form of said bonds, appointing a Paying
Agent/Registrar and providing for the transfer and exchange of such bonds,
awarding the sale of such bonds to the purchasers thereof, authorizing the
Dallas-Fort Worth International Airport Board to deliver said bonds as herein
directed, providing that such bonds are on a parity with the outstanding
Dallas-Fort Worth Regional Airport Joint Revenue Bonds heretofore issued and
sold, adopting pertinent provisions of and supplementing the 1968 Regional
Airport Concurrent Bond Ordinance and the Supplemental Regional Airport
Concurrent Bond Ordinances which authorized the issuance of outstanding bonds,
providing for the deposit of the proceeds of the Series 1985 Bonds into
certain funds of the Joint Airport Funds, and directing that due observance of
the covenants herein contained be made by the Board, providing for
severability, ordaining other matters incident and relating to the subject and
purpose hereof, and declaring an emergency
WHEREAS, pursuant to applicable laws, including Art 1269]-5 1 and 46d
V A T C S and a certain contract and agreement, dated April 15, 1968 (the
"Contract and Agreement"), the City Councils, respectively, of the Cities of
Dallas and Fort Worth, by an ordinance passed concurrently on November 11,
1968, and November 12, 1968 (the "1968 Ordinance"), authorized the issuance of
and sold their Dallas-Fort Worth Regional Airport Joint Revenue Bonds, Series
1968 (the "Series 1968 Bonds"), and by ordinances passed concurrently and
subsequently authorized the issuance of and sold their Dallas-Fort Worth
Regional Airport Joint Revenue Bonds, Series 1970, Series 1970A, Series 1971,
Series 1971A, Series 1972, Series 1973, Dallas-Fort Worth Regional Airport
Joint Revenue Refunding Bonds, Series 1976, Dallas-Fort Worth Regional Airport
Joint Revenue Construction and Refunding Bonds, Series 1977., Dallas-Fort Worth
Regional Airport Joint Revenue Bonds, Series 1978, Series 1982, Series 1982A
and .Series 1984, and Dallas-Fort Worth Regional Airport Joint Revenue
Refunding Bonds, Series 1984A, respectively, for the purpose of paying the
costs of the Dallas-Fort Worth International Airport (formerly known as the
"Dallas-Fort Worth Regional Airport") and for the purpose of refunding certain
bonds issued pursuant to the 1968 Ordinance as supplemented, and
WHEREAS, such subsequently issued bonds were issued in accordance with
the terms of the 1968 Ordinance and on a parity with the Series 1968 Bonds ,
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WHEREAS, said ordinances authorizing said outstanding bonds permit the
issuance of Additional Parity Bonds for the purpose of improving,
constructing, replacing or otherwise extending the Airport provided that
certain requirements for the issuance of Additional Parity Bonds are met,
including a certification from an Airport Consultant concerning the
anticipated revenues of the Airport, and
WHEREAS, all such requirements have been met, including the certification
by an Airport Consultant to the effect that during each Fiscal Year while the
outstanding Bonds and the proposed Additional Parity Bonds are scheduled to be
outstanding, the estimated Pledged Revenues will be at least equal to (1) the
estimated Operation and Maintenance Expenses during each fiscal year, plus (2)
an amount not less than 1 25 times the average annual principal and interest
requirements of all then outstanding Bonds and the proposed Additional Parity
Bonds, and
WHEREAS, in accordance with the Contract and Agreement said City Councils
have been requested by the Dallas-Fort Worth International Airport Board to
issue additional joint revenue bonds for such purpose, and
WHEREAS, it is deemed by said City Councils to be desirable, appropriate
and necessary to issue such bonds for such purpose, and
WHEREAS, the City Councils have each found and determined as to each that
the matters to which this Ordinance relates are matters of imperative public
need and necessity in the protection of the health, safety and morals of the
citizens of each of the Cities and; as such, that this Ordinance is an
emergency measure and shall be effective as to each City respectively upon its
adoption by its City Council, and the meetings were open to the public as
required by law, and that public notices of the time, place and purpose of
said meetings were given as required by Article 6252-17, V A T C S as
amended
NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE
CITY OF DALLAS, TEXAS:
NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE
CITY OF FORT WORTH, TEXAS
ARTICLE I
TITLE, PREAMBLES AND RATIFICATION
Section 1 1 SHORT TITLE This Ordinance may be cited by the short
title, "-Fourteenth Supplemental Regional Airport Concurrent Bond Ordinance"
Section 1 2 ADOPTION OF PREAMBLES All of the declarations and
findings contained in the preambles of this Ordinance are made a part hereof
and shall be fully effective as a part of the ordained subject matter of this
Ordinance
Section 1 3 RATIFICATION All action heretofore taken (not
inconsistent with the provisions hereof) by the Cities, by the Board and by
the employees and officers of each directed toward the Airport and the
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issuance of the bonds herein authorized is hereby ratified, approved and
confirmed
ARTICLE II
DEFINITIONS AND CONSTRUCTION
Section 2 1 ADOPTION OF DEFINITIONS The definitions set forth in
Article II of the 1968 Ordinance are made a part hereof and shall be as fully
effective as part of the subject matter of this Ordinance as if repeated in
full herein
Section 2 2 ADDITIONAL DEFINITIONS. In addition to the definitions
set forth in the said 1968 Ordinance, the terms defined in this Section for
all purposes of this Ordinance and of any ordinance amendatory hereof, supple-
mental or relating hereto, and of any instruments or documents appertaining
hereto, except where the context by clear implication shall otherwise require,
shall have the respective meanings herein specified as follows, to-wit
"COSTS OF THE 1985 PROJECT" shall mean the Costs of the Airport related
to the construction of the 19$5 Project and the financing related
thereto
"MASTER PLAN" shall mean and refer to the Airp rt's PSaster Plan of
Development adopted on September 30, 1969, as amended from time-to-time
"1968 ORDINANCE" shall mean and refer to the 1968 Regional Airport
Concurrent Bond Ordinance passed by the City Councils of the Cities,
respectively, on November 11, 1968~and November 12, 1968
"1970 ORDINANCE" shall mean and refer to the First Supplemental Regional
Airport Concurrent Bond Ordinance passed by the City Councils of the
Cities on April 14, 1970
"1970A ORDINANCE " shall mean and refer to the Second Supplemental
Regional Airport Concurrent Bond Ordinance passed by the City Councils of
the Cities on November 2, 1970
"1971 ORDINANCE" shall mean and refer to the Third Supplemental Regional
Airport Concurrent Bond Ordinance passed by the City Councils of the
Cities on February 10, 1971
"1971A ORDINANCE" shall mean and refer to the Fourth Supplemental
Regional Airport Concurrent Bond Ordinance passed by the City Councils of
the Cities on August 23, 1971
"1972 ORDINANCE" shall mean and refer to the Fifth Supplemental Regional
Airport Concurrent Bond Ordinance passed by the City Councils of the
Cities on March 6, 1972
"1973 ORDINANCE" shall mean and refer to the Sixth Supplemental Regional
Airport Concurrent Bond Ordinance passed by the City Councils of the
Cities on October 1, 1973
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"1976 ORDINANCE" shall mean and refer to the Seventh Supplemental
Regional Airport Concurrent Bond Ordinance passed by the City Councils of
the Cities on~October 20, 1976, as amended November 8, 1976
"1977 ORDINANCE" shall mean and refer to the Eighth Supplemental Regional
Airport Concurrent Bond Ordinance passed by the City Councils of the
Cities on August 30 and August 31, 1977
"1978 ORDINANCE" shall mean and refer to the Ninth Supplemental Regional
Airport Concurrent Bond Ordinance passed by the City Councils of the
Cities on April 4 and April 5, 1978'
"1982 ORDINANCE" shall mean and refer to the Tenth Supplemental Regional
Airport Concurrent Bond Ordinance passed by the City Councils of the
Cities on March 3, 1982
"1982A ORDINANCE" shall mean and refer to the Eleventh Supplemental
Regional Airport Concurrent Bond Ordinance passed by the City Councils of
the Cities on November 16 and November 17, 1982
"1984 ORDINANCE" shall mean and refer to the Twelfth Supplemental
Regional Airport Concurrent Bond Ordinance passed by the City Councils of
the Cities on September 11 and September 12, 1984
"1984A ORDINANCE" shall mean and :refer to the Thirteenth Regional Airport
Concurrent Bond Ordinance passed by the City Councils of the Cities on
October 9 and October 10, 1984
"1985 PROJECT" shall mean those terminal airfield and support facilities
and related improvements at the Airport which conform to the Master Plan,
or will conform to the Master PAan as revised, to be constructed with
part of the proceeds of the Series 1985 Bonds
"OUTSTANDING BONDS" shall mean th'e outstanding Dallas-Fort Worth Regional
Airport Joint Revenue Bonds, Series 1970, authorized by the 1970 Or-
dinance, the Dallas-Fort Worth Regional Airport Joint Revenue Bonds,
Series 1970A, authorized by the 1970A Ordinance, the Dallas-Fort Worth
Regional Airport Joint Revenue Bonds, Series 1971, authorized by the 1971
Ordinance, the Dallas-Fort Worth Regional Airport Joint Revenue Bonds,
Series 1971A, authorized by the 1971A Ordinance, the Dallas-Fort Worth
Regional Airport Joint Revenue Bonds, Series 1972, authorized by the 1972
Ordinance, the Dallas-Fort Worth~Regional Airport Joint Revenue Refunding
Bonds, Series 1976, authorized by the 1976 Ordinance, the Dallas-Fort
Worth Regional Airport Joint Revenue Construction and Refunding Bonds,
Series 1977, authorized by the 1977 Ordinance, the Dallas-Fort Worth
Regional Airport Joint Revenue Bonds, Series 1978, authorized by the 1978
Ordinance, the Dallas-Fort Worth Regional Airport Joint Revenue Bonds,
Series 1982A, authorized by the 1982A Ordinance, the Dallas-Fort Worth
Regional Airport Joint Revenue Bonds, Series 1984, authorized by the 1984
Ordinance and the Dallas-Fort Worth Regional Airport Joint Revenue
Refunding Bonds, Series 1984A, authorized by the 1984A Ordinance
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"PAYING AGENT/REGISTRAR" shall mean InterFirst Bank Dallas, N A Dallas,
Texas with respect- to the Series 1985 Bonds or any successor appointed
pursuant to the provisions of Section 3 4 hereof
"REFUNDING BONDS" shall mean and refunding bonds issued pursuant to
Section 8 6 of the 1968 Ordinance for the purpose of refunding any Bonds
outstanding
"SERIES 1970 BONDS" shall mean the Dallas-Fort Worth Regional Airport
Joint Revenue Bonds, Series 1970, authorized by the 1970 Ordinance
"SERIES 1970A BONDS" shall mean the Dallas-Fort Worth Regional Airport
Joint Revenue Bonds, Series 1970A, authorized by the 1970A Ordinance
"SERIES 1971 BONDS" shall mean the Dallas-Fort Worth Regional Airport
Joint Revenue Bonds, Series 1971, authorized by the 1971 Ordinance
"SERIES 1971A BONDS" shall mean the Dallas-Fort Worth Regional Airport
Joint Revenue Bonds, Series 1971A, authorized by the 1971A Ordinance
"SERIES 1972 BONDS" shall mean the Dallas-Fort Worth Regional Airport
Joint Revenue Bonds, Series 1972, authorized by the 1972 Ordinance
"SERIES 1973 BONDS" shall mean the Dallas-Fort Worth Regional Airport
Joint Revenue Bonds, Series 1973, authorized by the 1973 Ordinance
rrSERIES 1976 BONDS" shall mean the Dallas-Fort Worth Regional Airport
Joint Revenue Refunding Bonds, Series 1976, authorized by the 1976
Ordinance
"SERIES 1977 BONDS" shall mean the Dallas-Fort Worth Regional Airport
Joint Revenue Construction and Refunding Bonds, Series 1977, authorized
by the 1977 Ordinance
"SERIES 1978 BONDS" shall mean 'the Dallas-Fort Worth Regional Airport
Joint Revenue Bonds, Series 1978, authorized by the 1978 Ordinance
"SERIES 1982 BONDS" shall mean the Dallas-Fort Worth Regional Airport
Joint Revenue Bonds, Series 1982, authorized by the 1982 Ordinance
"SERIES 1982A BONDS" shall mean the Dallas-Fort Worth Regional Airport
Joint Revenue Bonds, Series 1982A, authorized by the 1982A Ordinance
"SERIES 1984 BONDS" shall mean the Dallas-Fort Worth Regional Airport
Joint Revenue Bonds, Series 1984, authorized by the 1984 Ordinance
"SERIES 1984A BONDS" shall mean the Dallas-Fort Worth Regional Airport
Joint Revenue Refunding Bonds, Series 1984A, authorized by the 1984A
Ordinance
"SERIES 1985 BONDS" shall mean the Dallas-Fort k'orth Regional Airport
Joint Revenue Bonds, Series 1985, herein authorized to be issued and
sold
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ARTICLE III
THE BONDS
Section 3 1 AUTHORIZATION So as to protect the public safety and in
order to promote and advance the general welfare of the citizens of Dallas and
Fort Worth and the North Central Texas region, it is hereby declared necessary
that the Cities issue, and the Cities hereby authorize and direct the issuance
of the Dallas-Fort Worth Regional Airport Joint Revenue Bonds, Series 1985, in
the aggregate principal amount of $153,000,000, pursuant to the provisions of
Article 46d and Article 1269]-5 1 V A T C S for the purpose of paying part of
the Costs of the 1985 Project
Section 3 2 DATE, DENOMINATIONS AND MATURITIES The Series 1985
Bonds shall be dated November 1, 1985, shall be in the denomination of $5,000
each, or any integral multiple thereof, shall be numbered consecutively from
one upward and shall mature and become due and payable on November 1 in the
years and in the amounts as follows
Years Amounts
1988 $ 500,000
1989 900,000
1990 1,000,000
1991 1,000,000
1992 1,000,000
1993 1,000,000
1994 1,000,000
1995 1,100,000
Section 3 3 INTEREST RATES.
Years Amounts
1996 1,100,000
1997 1,100,000
1998 1,500,000
1999 2,000,000
2000 1,800,000
2005 15,000,000
2015 123,000,000
A The Series 1985 Bonds shall bear interest from their date to their
stated maturities at the following rates
all bonds scheduled to mature in the year 1988
all bonds scheduled to mature in the year 1989
all bonds scheduled to mature in the year 1990
all bonds scheduled to mature in the year 1991
all bonds scheduled to mature in the year 1992
all bonds scheduled to mature in the year 1993
all bonds scheduled to mature in the year 1994
all bonds scheduled to mature in the year 1995
all bonds scheduled to mature in the year 1996
all bonds scheduled to mature in the year 1997
all bonds scheduled to mature in the year 1998
all bonds scheduled to mature in the year 1999
all bonds scheduled to mature in the year 2000
all bonds scheduled to mature in the year 2005
all bonds scheduled to mature in the year 2015
11 600% per annum,
11 600% per annum,
11 600°; per annum,
11 600% per annum,
11 600% per annum,
11 600°o per annum,
11 600% per annum,
it 600% per annum,
11 600°% per annum,
11 600°; per annum;
8 600% per annum,
8 700% per annum,
8 800°; per annum,
9 000°o per annum,
9 125% per annum,
Said interest shall be, payable to the registered owner of any such Series
1985 Bond in the manner provided and on the dates stated in the Form of Bond
set forth in Section 3 6 hereof
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Section 3 4 PAYING AGENT/REGISTRAR
A The Cities shall keep or cause to be kept initially at the principal
trust office of InterFirst Bank Dallas, N A Dallas, Texas, or such other
bank, trust company, financial institution or other agency named in accordance
with the provisions of G of this Section 3 4 hereof (the "Paying
Agent/Registrar") books or records of the registration and transfer of the
Series 1985 Bonds. (the "Registration Books") and the Cities hereby appoint the
Paying Agent/Registrar as its registrar and transfer agent to keep such books
or records and make such transfers and registrations under such reasonable
regulations as the Cities and the Paying Agent/Registrar may prescribe, and
the Paying Agent/Registrar shall make such transfers and registrations as
herein provided It shall be the duty of the Paying Agent/Registrar to obtain
from the registered owner and record in the Registration Books the address of
such registered owner of each bond and such other information as may be
required by law to which payments with respect to the Series 1985 Bonds shall
be mailed, as herein provided The Cities or their designee shall have the
right to inspect the Registration Books during regular business hours of the
Paying Agent/Registrar, but otherwise the Paying Agent/Registrar shall keep
the Registration Books confidential and, unless otherwise required by law,
shall not permit their inspection by any other entity Registration of each
Series 1985 Bond may be transferred in the Registration Books only upon
presentation and surrender of such bond to the Paying Agent/Registrar for
transfer of registration and cancellation, together with proper written
instruments of assignment, in form and with guarantee of signatures
satisfactory to the Paying Agent/Registrar, evidencing the assignment of the
bond, or any portion thereof in any integral multiple of $5,000, to the
assignee or assignees thereof, and the right of such assignee or assignees to
have the bond or any such portion thereof registered in the name of such
assignee or assignees Upon the assignment and transfer of any Series 1985
Bond or any portion thereof, a new substitute bond or bonds shall be issued in
exchange therefor in the manner herein provided
B The entity in whose name any Series 1985 Bond shall be registered in
the Registration Books at any time shall be treated as the absolute owner
thereof for all purposes of this Ordinance, whether or not such bond shall be
overdue, and the Cities and the Paying Agent/Registrar shall not be affected
by any notice to the contrary, and payment of, or on account of, the principal
of, premium, if any, and interest on any such bond shall be made only to such
registered owner All such payments shall be valid and effectual to satisfy
and discharge the liability upon such bond to the extent of the sum or sums so
paid
C The Cities hereby further appoint the Paying Agent/Registrar to act
as the -paying agent for paying the principal of and interest on the Series
1985 Bonds, and to act as its agent to exchange or replace Series 1985 Bonds,
all as provided in this Ordinance The Paying Agent/Registrar shall keep
proper records of all payments made by the Cities and the Paying
Agent/Registrar with respect to the Series 1985 Bonds, and of all exchanges of
such bonds, and all replacements of such bonds, as provided in this Ordinance
The Paying Agent/Registrar shall agree that, to the extent possible it will
transfer or exchange bonds in no more than 3 business days after receipt of
the Series 1985 Bonds to be transferred or exchanged, together with the
written instrument of transfer or request for exchange duly executed by the
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holder or his duly authorized agent, in form satisfactory to the Paying
Agent/Registrar
D Each Series 1985 Bond may be exchanged for fully registered bonds in
the manner set forth herein Each bond issued and delivered pursuant to this
Ordinance, to the extent of the unpaid or unredeemed principal balance or
principal amount thereof, may, upon surrender of such bond at the principal
corporate trust office of the Paying Agent/Registrar, together with a written
request therefor duly executed by the registered owner or the assignee or
assignees thereof, or its or their duly authorized attorneys or representa-
tives, with guarantee of signatures satisfactory to the Paying Agent/Regis-
trar, at the option of the registered owner or such assignee or assignees, as
appropriate, be exchanged for fully registered bonds, without interest cou-
pons, in the form prescribed in the Form of Bond set forth in this Ordinance,
in the denomination of $5,000, or any integral multiple of $5,000 (subject to
the requirement hereinafter stated that each substitute bond shall have a
single stated maturity date), as requested in writing by such registered owner
or such assignee or assignees, in an aggregate principal amount equal to the
unpaid or unredeemed principal balance or principal amount of any Series 1985
Bond or Bonds so surrendered, and payable to the appropriate registered owner,
assignee or assignees, as the case may be If a portion of any Series 1985
Bond shall be redeemed prior to its scheduled maturity as provided herein, a
substitute bond or bonds having the same maturity date, bearing interest at
the same rate, in the denomination or denominations of any integral multiple
of $5,000 at the request of the registered owner, and in an aggregate princi-
pal amount equal to the unredeemed portion thereof, will be issued to the
registered owner upon surrender thereof for cancellation If any Series 1985
Bond or portion thereof is assigned and transferred, each bond issued in
exchange therefor shall have the same principal maturity date and bear inter-
est at the same rate as the bond for which it is being exchanged Each
substitute bond shall bear a letter and/or number to distinguish it from each
other bond The Paying Agent/Registrar shall exchange or replace Series 1985
Bonds as provided herein, and each fully registered bond or bonds delivered in
exchange for or replacement of any Series 1985 Bond or portion thereof as
permitted or required by any provision of this Ordinance shall constitute one
of the Series 1985 Bonds for all purposes of this Ordinance, and may again be
exchanged or replaced It is specifically provided, however, that any Series
1985 Bond delivered in exchange for or replacement of another Series 1985 Bond
prior to the first scheduled interest payment date on the Series 1985 Bonds
(as stated on the face thereof) shall be dated the same date as such Series
1985 Bond, but each substitute bond so delivered on or after such first
scheduled interest payment date shall be dated as of the interest payment date
preceding the date on which such substitute bond is delivered, unless such
substitute bond is delivered on an interest payment date, in which case it
shall be dated as of such date of delivery, provided, however, that if at the
time of delivery of any substitute bond the interest on the bond for which it
is being exchanged has not been paid, then such substitute bond shall be dated
as of the date to which such interest has been paid in full On each
substitute bond issued in exchange for or replacement of any Series 1985 Bond
or Bonds issued under this Ordinance there shall be printed thereon a Paying
Agent/Registrar's Authentication Certificate, in the form hereinafter set
forth An authorized representative of the Paying Agent/Registrar shall,
before the delivery of any such substitute bond, date such substitute bond in
the manner set forth above, and manually sign and date such Certificate, and
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no such substitute bond shall be deemed to be issued or outstanding unless
such Certificate is so executed The Paying Agent/Registrar promptly shall
cancel all Series 1985 Bonds surrendered for exchange or replacement No
additional ordinances, orders or resolutions need be passed or adopted by the
City Council or any other body or person so as to accomplish the foregoing
exchange or replacement of any Series 1985 Bond or portion thereof, and the
Paying Agent/Registrar shall provide for the printing, execution and delivery
of the substitute bonds in the manner prescribed herein, and said bonds shall
be of type composition printed on paper with lithographed or steel engraved
borders of customary weight and strength Pursuant to Article 717k-6,
V A T C S , and particularly Section 6 thereof, the duty of exchange or
replacement of any Series 1985 Bonds as aforesaid is hereby imposed upon the
Paying Agent/Registrar, and, upon. the execution of the above Paying
Agent/Registrar's Authentication Certificate, the exchanged or replaced bond
shall be valid, incontestable and enforceable in the same. manner and with the
same effect as the Series 1985 Bonds which originally were delivered pursuant
to this Ordinance, approved by the Attorney General, and registered by the
Comptroller of Public Accounts Neither the City nor the Paying Agent/Regis-
trar shall be required to transfer or exchange any Series 1985 Bond selected
for redemption when such redemption is scheduled to occur within 45 calendar
days, provided, however, such limitation shall not apply to an exchange by the
holder of an unredeemed balance of a Series 1985 Bond called for redemption in
part
E All Series 1985 Bonds issued in exchange or replacement of any other
Series 1985 Bond or portion thereof, (i) shall be issued in fully registered
form, without interest coupons, with the principal of and interest on such
Series 1985 Bonds to be payable only to the registered owners thereof, (ii)
may be redeemed prior to their scheduled maturities, (iii) may be transferred
and assigned, (iv) may be exchanged for other Series 1985 Bonds, (v) shall
have the characteristics, (vi) shall be signed and sealed, and (vii) the
principal of and interest on the Series 1985 Bonds shall be payable, all as
provided, and in the manner required or indicated, in the Form of Bond set
forth in this Ordinance
F The Cities shall pay the Paying Agent/Registrar`s reasonable and
customary fees and charges for making transfers and exchanges of Series 1985
Bonds, but the registered owner of any Series 1985 Bond requesting such
transfer or exchange shall pay any taxes or other governmental charges
required to be paid with respect thereto In addition, the Cities hereby
covenant with the registered owners of the Series 1985 Bonds that they will
(i) pay the reasonable and standard or customary fees and charges of the
Paying Agent/Registrar for its services with respect to the payment the
principal of and interest on the Series 1985 Bonds, when due, and (ii) pay the
fees and charges of the Paying Agent/Registrar for services with respect to
the transfer, exchange or registration of Series 1985 Bonds solely to the
extent above provided
G The Cities covenant with the registered owners of the Series 1985
Bonds that at all times while the Series 1985 Bonds are outstanding the Cities
will provide a competent and legally qualified bank, trust company, financial
institution or other agency to act as and perform the services of Paying
Agent/Registrar for the Series 1985 Bonds under this Ordinance, and that the
Paying Agent/Registrar will be one entity The Cities reserve the .right to,
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and may, at its option, change the Paying Agent/Registrar upon not less than
60 days written notice to the Paying Agent/Registrar In the event that the
entity at any time acting as Paying Agent/Registrar (or its successor by
merger, acquisition, or other method) should resign or otherwise cease to act
as such, the Cities covenant that they promptly will appoint a competent and
legally qualified national or state banking institution which shall be a
corporation organized and doing business under the laws of the United States
of America or of any state, authorized under such laws to exercise trust
powers, subject to supervision or examination by federal or state authority,
and whose qualifications substantially are similar to the previous Paying
Agent/Registrar to act as Paying Agent/Registrar under this Ordinance Upon
any change in the Paying Agent/Registrar, the previous Paying Agent/Registrar
promptly shall transfer and deliver the Registration Books (or a copy
thereof), along with all other pertinent books and records relating to the
Series 1985 Bonds, to the new Paying Agent/Registrar designated and appointed
by the Cities Upon any change in the Paying .Agent/Registrar, the Cities
promptly will cause a written notice thereof to be sent by the new Paying
Agent/Registrar to each registered owner of the Series 1985 Bonds, by United
States Mail, postage prepaid, which notice also shall give the address of the
new Paying Agent/Registrar By accepting the position and performing as such,
each Paying Agent/Registrar shall be deemed to have agreed to the provisions
of this Ordinance, and a certified copy of this Ordinance shall be delivered
to each Paying Agent/Registrar
Section 3 5 PRIOR REDEMPTION.
A The Series 1985 Bonds shall be redeemable at the election of the
Cities from any available moneys other than moneys on deposit in the Interest
and Sinking Fund, hereinafter described, on November 1, 1995 or any date
thereafter, as a whole or in part by lot, at the respective Redemption Prices
(expressed as percentages of the principal amount) set forth below, together
with accrued interest to the redemption date
Period during which redeemed Redemption
(both dates inclusive) Price (°;)
November 1, 1995 - October 31, 1996 1022
November 1, 1996 - October 31, 1997 102
November 1, 1997 - October 31, 1998 1012
November 1, 1998 - October 31, 1999 101
November 1, 1999 - October 31, 2000 1002
November 1, 2000 and thereafter 100
B The Series 1985 Bonds maturing November 1, 2005 shall be redeemed
prior to stated maturity in part by lot on November 1 in each of the years
2003 and 2004, and the Series 1985 Bonds maturing on November 1, 2015 shall be
redeemed prior to stated maturity in part by lot on November 1 in each of the
years 2006 through 2014, from moneys required by Section 6 3C of this
Ordinance to be deposited to the credit of the Interest and Sinking Fund at
the principal amount thereof and accrued interest to date of redemption,
without premium
C At least thirty (30) days before the date fixed for any such
redemption, the Board, acting on behalf of the Cities, shall cause a written
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notice of such redemption to be given to the registered owner of each Series
1985 Bond or a portion thereof being called for redemption by depositing such
notice in the United States Mail, postage prepaid, addressed to each such
owner at the address appearing on the Registration Books maintained by the
Paying Agent/Registrar By the date fixed for any such redemption, due
provision shall be made with the Paying Agent/Registrar. for the payment of the
principal amount of the Series 1985 Bonds to be so redeemed, plus any
applicable premium thereon, and accrued interest thereon to the date fixed for
redemption If such written notice of redemption is given, and if due
provision for payment is made, all as provided above, the Series 1985 Bonds,
or the portions thereof which are to be so redeemed, thereby automatically
shall be redeemed prior to maturity, and they shall not bear interest after
the date fixed for redemption, and shall not be regarded as being outstanding
except for the purpose of receiving the funds so provided for such payment
The Paying Agent/Registrar shall record in the Registration Books all such
redemptions of principal of the Series 1985 Bonds or any portion thereof If
a portion of any Series 1985 Bond shall be redeemed a substitute Series 1985
Bond or Series 1985 Bonds having the same maturity date, bearing interest at
the same rate, in any denomination or denominations in any integral multiple
of $5,000, at the written request of the registered owner, and in an aggregate
principal amount equal to the unredeemed portion thereof, will be issued to
the registered owner upon the surrender thereof for cancellation, at the
expense of the Cities, all as provided in this Ordinance
D The Board, acting on behalf of the Cities, shall at least forty-five
(45) days before the date fixed for any such redemption conduct the selection
of the Series 1985 Bonds or portions thereof to be redeemed so that
restrictions can be imposed by the Paying Agent/Registrar with respect to
transfers and exchanges as provided in Section 3 4 D hereof
Section 3 6 FORMS The form of all Series 1985 Bonds, including the
form of the Paying Agent/Registrar's Certificate, the Form of Assignment, and
the form of the Registration Certificate of the Comptroller of Public Accounts
of the State of Texas to accompany the Series 1985 Bonds on the initial
delivery thereof, and shall be, respectively, substantially as follows, with
such necessary and appropriate variations, omissions and insertions as
permitted~or required by this Ordinance, to-wit
(FORM OF BOND)
UNITED STATES OF AMERICA
STATE OF TEXAS
COUNTIES OF DALLAS AND TARRANT
DALLAS-FORT WORTH REGIONAL AIRPORT
JOINT REVENUE BOND
SERIES 1985
MATURITY DATE INTEREST RATE ORIGINAL ISSUE DATE CUSIP
On the Maturity Date specified
(herein collectively called the
incorporated under the laws of the
jointly promise to pay to
assignee hereof (either being he
solely from the revenues and funds
above, the Cities of Dallas and Fort Worth
"Cities") municipal corporations duly
State of Texas, for value received, hereby
or to the registered
reinafter called the "registered owner")
described herein, the principal amount of
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and to pay interest thereon, from
the date of this bond specified above, to the date of its scheduled maturity
or the date of its redemption prior to scheduled maturity, at the rate of
interest per annum specified above, with said interest being payable on
May 1, 1986, and semiannually on each November 1 and May 1 thereafter, except
that if the Paying Agent/Registrar's Authentication Certificate appearing on
the face of this bond is dated later than May 1, 1986, such interest is
payable semiannually on each November 1 and May 1 following such date
The terms and provisions of this bond are continued on the reverse side
hereof and shall for all purposes have the same effect as though fully set
forth at this place
* The principal of and interest on this bond are payable in lawful money of
the United States of America, without exchange or collection charges The
principal of this bond shall be paid to the registered owner hereof upon
presentation and surrender of this bond at maturity or upon the date fixed for
its redemption prior to maturity, at the principal corporate trust office of
InterFirst Bank Dallas, N A Dallas, Texas, which is the initial "Paying
Agent/Registrar" for this bond The payment of interest on this bond shall be
made by the Paying Agent/Registrar to the registered owner hereof as shown by
the Registration Books kept by the Paying Agent/Registrar at the close of
business on the "Record Date", which is the 15th day of the month next
preceding such interest payment date by check drawn by the Paying
Agent/Registrar on, and payable solely from, funds of the Cities required to
be on deposit with the Paying Agent/Registrar for such purpose as hereinafter
provided, and such check shall be sent by the Paying Agent/Registrar by United
States mail, postage prepaid, on each such interest payment date, to the
registered owner hereof at its address as it appears on the Registration Books
kept by the Paying Agent/Registrar, as hereinafter described or, in lieu of
payment by check, by such other method, separately agreed to in writing by the
Paying Agent/Registrar and the holder hereof with the risk and expense thereof
to be borne solely by the holder In the event of anon-payment of interest
on one or more maturities on a scheduled payment date, and for 30 days
thereafter, a new Record Date for such interest payment for such maturity or
maturities (a "Special Record Date") will be established by the Paying
Agent/Registrar, if and when funds for the payment of such interest have been
received Notice of the Special Record Date and of the scheduled payment date
of the past due interest (the "Special Payment Date" which shall be 15 days
after the Special Record Date) shall be sent at least five business days prior
to the Special Record Date by United States mail, first class, postage
prepaid, to the address of each holder of a bond of such maturity or
maturities appearing on the books of the Paying Agent/Registrar at the close
of business on the last business day next preceding the date of mailing of
such notice The Cities covenant with the registered owner of this bond that
no later than each principal payment date and interest payment date for this
bond they will make available to the Paying Agent/Registrar, solely from the
revenues and funds described herein, the amounts required to provide for the
payment, in immediately available funds, of all principal of and interest on
the bonds, when due
* If the date for the payment of the principal of or interest on this bond
shall be a Saturday, Sunday, a legal holiday or a day on which banking
institutions in the city where the Paying Agent/Registrar is located are
13
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authorized by law or executive order to close, then the date for such payment
shall be the next succeeding day which is not such a Saturday, Sunday, legal
holiday or a day on which banking institutions are authorized to close, and
payment on such date shall have the same force and effect as if made on the
original date payment was due
~` The bonds of this series shall be redeemable at the option of the Cities
from any available moneys other than moneys on deposit in the Interest and
Sinking Fund, on November 1, 1995 or any date thereafter, as a whole or in
part by lot, at the respective Redemption Prices (expressed as percentages of
the principal amount) set forth below, together with accrued interest to the
redemption date
Period during which redeemed Redemption
(both dates inclusive) Price(~o
November 1, 1995 - October 31, 1996 1022
November 1, 1996 - October 31, 1997 102
November 1, 1997 -October 31, 1998 1012
November 1, 1998 - October 31, 1999 101
November 1, 1999 -October 31, 2000 1002
November 1, 2000 and thereafte r 100
-` The bonds maturing November 1, 2005 shall be redeemed prior to stated
maturity in part by lot on November 1 in each of the years 2003 and 2004 and
the bonds maturing on November 1, 2015 shall be redeemed prior to stated
maturity in part by lot on November 1 in each of the years 2006 through 2014,
from moneys required to be deposited to the credit of the Interest and Sinking
Fund at the principal amount thereof and accrued interest to date of
redemption, without premium
At least thirty (30) days before the date fixed for any such redemption,
the Dallas-Fort Worth International Airport Board (the "Board"), acting on
behalf of the Cities, shall cause a written notice of such redemption to be
given to the registered owner of each Bond or a portion thereof being called
for redemption by depositing such notice in the United States mail, postage
prepaid, addressed to each such registered owner at the address appearing on
the Registration Books maintained by the Paying Agent/Registrar By the date
fixed for any such redemption, due provision shall be made with the Paying
Agent/Registrar for the payment of the principal amount of the bonds to be so
redeemed, plus any applicable premium thereon, and accrued interest thereon to
the date fixed for redemption If such written notice of redemption is given,
and if due provision for payment is made, all as provided above, the bonds,
which are to be so redeemed, thereby automatically shall be redeemed prior to
maturity, and they shall not bear interest after the date fixed for redemp-
tion, and they shall not be regarded as being outstanding except for the
purpose of receiving the funds so provided for such payment The Paying
Agent/Registrar shall record in the Registration Books all such redemptions of
principal of this bond or any portion hereof If a portion of any bond shall
be redeemed a substitute bond or bonds having the same maturity date, bearing
interest at the same rate, in any denomination or denominations in any inte-
gral multiple of $5,000, at the written request of the registered owner, and
in aggregate principal amount equal to the unredeemed portion thereof, will be
14
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issued to the registered owner upon the surrender thereof for cancellation, at
the expense of the Cities
The bonds of this series are issued under and pursuant to the laws of the
State of Texas and an ordinance passed concurrently on November 11 and
November 12, 1968, respectively, by the City Councils of the Cities of Dallas
and Fort Worth entitled "1968 Regional Airport Concurrent Bond Ordinance" (the
"1968 Ordinance") and, together with the outstanding Dallas-Fort Worth
Regional Airport Joint Revenue Bonds, Series 1970, Series 1970A, Series 1971,
Series 1971A, Series 1972, the Dallas-Fort Worth Regional Airport Joint
Revenue Refunding Bonds, Series 1976, the Dallas-Fort Worth Regional Airport
Joint Revenue Construction and Refunding Bonds, Series 1977, Dallas-Fort Worth
Regional Airport Joint Revenue Bonds, Series 1978, Series 1982A and Series
1984 and Dallas-Fort Worth Regional Airport Joint Revenue Refunding Bonds,
Series 1984A (herein collectively called the "Outstanding Bonds") are equally
and ratably secured by the revenues herein described
~'~ This bond is one of a duly authorized series of bonds of like tenor and
effect, except as to number, principal amount, interest rate, maturity and
right of prior redemption, aggregating $153,000,000, issued by the Cities for
the purpose of paying the Costs of the 1985 Project, such term contemplating
and relating to the construction of the improvements to the Dallas-Fort Worth
International Airport, pursuant to the Fourteenth Supplemental Regional
Airport Concurrent Bond Ordinance (the "Fourteenth Supplemental Ordinance")
adopted by the City Councils of said Cities supplemental to the 1968
Ordinance For the purpose of providing for and securing the payment of the
Outstanding Bonds and this series of bonds, the Cities have jointly pledged
their respective interests in the "Pledged Revenues" to be derived from the
ownership and operation of the Dallas-Fort Worth International Airport Such
Pledged Revenues will be on deposit from time to time in various funds created
by the 1968 Ordinance and Ordinances supplemental thereto Pledged Revenues
are defined in the 1968 Ordinance to be the "Gross Revenues" of said Airport
less the amount required to pay the Senior Lien Bonds mentioned next below
The lien on the revenues securing this series of bonds and the Outstanding
Bonds is subordinate to the lien securing outstanding bonds of the City of
Fort Worth defined in said Ordinance as "Senior Lien Bonds" Reference is
made to the 1968 Ordinance, as supplemented, and the ordinance authorizing
this series of bonds for the definition of Gross Revenues and for a
description of the revenues and funds charged with and pledged to the payment
of the interest on and principal of the Outstanding Bonds and the series of
bonds of which this bond is one, the nature and extent of the security
thereof, a statement of the rights, duties and obligations of each of the
Cities, respectively, the rights and remedies of bondholders in the event of
default thereunder, and the rights and priorities of the holders of said
bonds, to all the provisions of which the holder hereof by the acceptance of
this bond assents and agrees
* As provided in the 1968 Ordinance, the obligations of the Cities to pay
money hereon out of Pledged Revenues are joint, and not several, and except as
otherwise provided therein no claim, demand, suit or judgment shall ever be
asserted, entered or collected against or from one City without the other and
no individual liability shall ever exceed in the case of Dallas 7/llths of the
total amount thereof, and in the case of Fort Worth 4/llths of the total
amount thereof, and, except as otherwise provided in the 1968 Ordinance, such
15
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sums shall be payable and collectable solely from the funds in which Pledged
Revenues shall from time to time be on deposit
* The 1968 Ordinance, as supplemented, provides that, to the extent therein
stated, the Board, acting on behalf of the Cities, shall fix and shall from
time to time revise the rate of compensation for use of and for services
rendered by or at the Dallas-Fort Worth International Airport which will be
fully sufficient to produce Pledged Revenues adequate to pay the operation and
maintenance expenses thereof plus 1 25 times the amounts required to be
deposited to the credit of the Interest and Sinking Fund (established by the
1968 Ordinance) for the payment of the principal of and interest on the parity
bonds from time to time outstanding thereunder as the same shall become due
and payable and to timely purchase or redeem such bonds prior to maturity as
required therein It is further provided in said Ordinance that to the extent
Pledged Revenues are not adequate for said purposes and for the additional
purpose of properly and adequately maintaining and operating said Airport, the
Cities pledge and obligate themselves to levy and collect the ad valorem tax
defined therein as the "Maintenance Tax", and to devote the proceeds thereof
to the purpose of operating and maintaining said Airport in lieu of using
revenues for said purpose, subject at all times to the limits of said tax
provided by law and in said Ordinance As further provided in said Ordinance,
the obligations of the Cities to levy and collect such tax are several, and
not joint, and no action, claim, suit or demand shall be made against one City
for the default of the other, each City's respective obligation being limited
to the collection of its proportionate amount required from said tax for such
purposes, all as specified in said Ordinance
-` The registered owner hereof shall never have the right to demand payment
of this obligation out of any funds raised or to be raised by taxation
All bonds of this series are issuable solely as fully registered bonds,
without interest coupons, in the denomination of any integral multiple of
$5,000 As provided in the Fourteenth Supplemental Ordinance, this bond, or
any unredeemed portion hereof, may, at the request of the registered owner or
the assignee or assignees hereof, be assigned, transferred and exchanged for a
like aggregate principal amount of fully registered bonds, without interest
coupons, payable to the appropriate registered owner, assignee or assignees,
as the case may be, having the same maturity date, and bearing interest at the
same rate, in any denomination or denominations in any integral multiple of
$5,000 as requested in writing by the appropriate registered owner, assignee
or assignees, as the case may be, upon surrender of this bond to the Paying
Agent/Registrar for cancellation, all in accordance with the form and proce-
dures set forth in the Ordinance Among other requirements for such assign-
ment and transfer, this bond roust be presented and surrendered to the Paying
Agent/Registrar, together with proper instruments of assignment, in form and
with guarantee of signatures satisfactory to the Paying Agent/Registrar,
evidencing assignment of this bond or any portion or portions hereof in any
integral multiple of $5,000 to the assignee or assignees in whose name or
names this bond or any such portion or portions hereof is or are to be
transferred and registered The form of assignment printed or endorsed on
this bond may be executed by the registered owner to evidence the assignment
hereof, but such method is not exclusive, and other instruments of assignment
satisfactory to the Paying Agent/Registrar may be used to evidence the
assignment of this bond or any portion or portions hereof from time to time by
16
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the registered owner In the case of an assignment, transfer or exchange of a
bond or bonds or any portion or portions thereof, the fees and charges of the
Paying Agent/Registrar will be paid by the Cities, but any taxes or
governmental charges required to be paid with respect thereto shall be paid by
the one requesting such assignment, transfer or exchange as a condition
precedent to the exercise of such privilege In any circumstance, neither the
Cities nor the Paying Agent/Registrar shall be required to transfer or
exchange any bonds selected for redemption when such redemption is scheduled
to occur within 45 calendar days, provided, however, such limitation shall not
apply to an exchange by the holder of an unredeemed balance of a bond called
for redemption in part
* In the event any Paying Agent/Registrar for the bonds is changed by the
Cities, resigns or otherwise ceases to act as such, the Cities have covenanted
in the Fourteenth Supplemental Ordinance that they promptly will appoint a
competent and legally qualified substitute therefor, whose qualifications
substantially are similar to the previous Paying Agent/Registrar it is
replacing, and promptly will cause written notice thereof to be mailed to the
registered owners of the bonds
* By becoming the registered owner of this bond, the registered owner
thereby acknowledges all of the terms and provisions of the 1968 Ordinance as
supplemented, agrees to be bound by such terms and provisions, acknowledges
that said Ordinance is duly recorded and available for inspection in the
official minutes and records of the Cities, and agrees that the terms and
provisions of this bond and said Ordinance constitute a contract between each
registered owner hereof and the Cities
It is hereby certified and recited that all acts and things required by
the Constitution• and laws of the State of Texas to be done, to exist and to be
performed precedent to and in the issuance of this bond and the series of
which it is one have been done, do exist and have been performed as so
required
IN WITNESS WHEREOF, the City Council of the City of Dallas, Texas, has
caused the facsimile seal of that City to be placed hereon and this bond to be
signed by the facsimile signature of its Mayor and countersigned by the
facsimile signatures of its Director of Finance and City Secretary, and the
City of Fort Worth, Texas, has caused the facsimile seal of that City to be
placed hereon and this bond to be signed by the facsimile signature of its
Mayor, countersigned by the facsimile signature of its City Secretary, and
approved as to form and legality by its City Attorney
COUNTERSIGNED:
Director of Finance,
City of Dallas, Texas
Mayor, City of Dallas, Texas
City Secretary,
17
City of Dallas, Texas
COUNTERSIGNED:
City Secretary,
City of Fort Worth, Texas
APPROVED AS TO FORM AND LEGALITY
City Attorney,
City of Fort Worth, Texas
Mayor, City of Fort Worth, Texas
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(FORM OF COMPTROLLER'S CERTIFICATE ATTACHED TO
THE BONDS UPON INITIAL DELIVERY THEREOF)
OFFICE OF COMPTROLLER
STATE OF TEXAS
REG i STER NO
I hereby certify that there is on file and of record in my office a
certificate of the Attorney General of the State of Texas to the effect that
this Bond has been examined by him as required by law, and that he finds that
it has been issued in conformity with the Constitution and laws of the State
of Texas, and that it is a valid and binding special obligation of the Cities
of Dallas and Fort Worth, Texas, payable in the manner provided by and in the
ordinance authorizing same, and said Bond has this day been registered by me
WITNESS MY HAND and seal of office at Austin, Texas
Comptroller of Public Accounts of
the State of Texas
(Seal)
%'~'~1f not to be on bond
ARTICLE IV
EXECUTION, APPROVAL, REGISTRATION, SALE
AND DELIVERY OF SERIES 1985 BONDS
Section 4 1 METHOD OF EXECUTION. Each of the Series 1985 Bonds
shall be signed .and executed on behalf of the City of Dallas by the facsimile
signature of its Mayor and countersigned by the facsimile signatures of its
Director of Finance and City Secretary, and the corporate seal of that City
shall be impressed or printed or lithographed on each bond Each of the
Series 1985 Bonds shall be signed and executed on behalf of the City of Fort
Worth by the facsimile signature of its Mayor and countersigned by the fac-
simile signature of its City Secretary, the same shall be approved as to form
and legality by the facsimile signature of the City Attorney of the City, and
its corporate seal shall be impressed or printed or lithographed upon each
bond All facsimile signatures placed upon the Series 1985 Bonds shall have
the same effect as if manually placed thereon, all as provided in Article
717j-1, V A T C S as amended
Section 4 2 APPROVAL AND REGISTRATION The Board is hereby
authorized to have control and custody of the Series 1985 Bonds and all
necessary records and proceedings pertaining thereto pending their delivery,
and the Chairman and officers and employees of the Board and of the Cities are
hereby authorized and instructed to make such certifications and to execute
21
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such instruments as may be necessary to accomplish the delivery of said bonds
and to assure the investigation, examination and approval thereof by the
Attorney General of the State of Texas and their registration upon the initial
delivery thereof by the State Comptroller of Public Accounts Upon
registration of the Series 1985 Bonds, the Comptroller of Public Accounts (or
a deputy designated in writing to act for him) shall manually sign the
Comptroller's Registration Certificate accompanying the Series 1985 Bonds, and
the seal of the Comptroller shall be impressed, or placed in facsimile, on
each such certificate The Chairman of the Board and the Interim Executive
Director of the Airport shall be further authorized to make such agreements
with the purchasers of said bonds as may be necessary to assure that the same
will be delivered to such purchasers in accordance with the terms of sale at
the earliest practicable date after the adoption of this Ordinance
Section 4 3 A THE SALE OF THE BONDS The sale of the Series 1985
Bonds to Bear, Stearns & Co Inc (the "Purchaser"), at a price of
$149,972,955 00 plus accrued interest to date of delivery, is hereby
authorized, ratified and confirmed One Series 1985 Bond in the principal
amount maturing on each maturity date as set forth in Article III hereof shall
be delivered to the Purchaser, and the Purchaser shall have the right to
exchange such Bonds as provided in Section 3 4 hereof without cost
ARTICLE V
DISPOSITION OF BOND PROCEEDS
Section 5 1 RESERVE FUND From the proceeds from the sale of the
Series 1985 Bonds, there shall be deposited to the Reserve Fund, in accordance
with the requirements of the 1970 Ordinance, $11,500,000, an amount sufficient
to cause the total amount in the Reserve Fund to be equal to not less than the
average total annual deposits required for the payment of the principal of and
interest on the Series 1985 Bonds and the Outstanding Bonds
Section 5 2 CONSTRUCTION FUND Except as otherwise provided in
Section 5 1, all proceeds derived from the sale of the Series 1985 Bonds shall
be deposited promptly upon the receipt thereof to the credit of the Construc-
tion Fund and said proceeds shall be used solely for the purpose of defraying
a part of the Costs of the 1985 Project (including interest accruing during
construction on the Series 1985 Project) in accordance with the 1968 Ordinance
and Section 6 3 of this Ordinance, and shall be accounted for and expended for
said purposes at the time, in the order and as provided in the 1968 Ordinance
ARTICLE VI
ADOPTION OF PROVISIONS OF CERTAIN ORDINANCES, PLEDGE,
INTEREST AND SINKING FUND
Section 6 1 ADOPTION The Series 1985 Bonds are authorized as
"Additional Parity Bonds." as the terms are defined herein and as permitted to
be issued in the 1968 Ordinance, and in addition to the definitions set forth
in Article II of the 1968 Ordinance heretofore adopted, for purposes of this
Ordinance, Section 2 2 of Article II and Articles V through XI, both
inclusive, of the 1968 Ordinance, Sections 7 2 and 7 3 of the 1970 Ordinance,
Sections 7 2 and 7 4 of the 1976 Ordinance and Sections 6 4 and 7 2 of the
1977 Ordinance are hereby adopted by reference and shall be applicable to the
22
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Series 1985 Bonds for all purposes, except to the extent hereinafter
specifically modified or. supplemented
Section 6 2 PLEDGE The principal of and the interest on the Series
1985 Bonds and the Outstanding Bonds are and shall be secured by and payable
from a first lien on and pledge of the Pledged Revenues and the funds in which
they shall from time to time be on deposit Such revenues are hereby
irrevocably pledged to the payment of the Outstanding Bonds, the Series 1985
Bonds and any other Bonds hereafter issued in accordance with the terms of the
1968 Ordinance
Section 6 3 INTEREST AND SINKING FUND. In addition to all other
amounts required by the 1970 Ordinance, the 1970A Ordinance, the 1971
Ordinance, the 1971A Ordinance, the 1972 Ordinance, the 1976 Ordinance, the
1977 Ordinance, the 1978 Ordinance, the 1982A Ordinance, the 1984 Ordinance
and the 1984A Ordinance, so long as any of the Series 1985 Bonds remain
outstanding and unpaid the Board shall transfer on or before the 1st day of
each month, from the Operating Revenue and Expense Fund (except for the
amounts of (1) the accrued interest received from the purchasers of the Series
1985 Bonds and (2) the interest to come due on the Series 1985 Bonds on and
before November 1, 1987, deposited in the Construction Fund from the proceeds
of the sale of such bonds, each of which will be transferred from the
Construction Fund) to the Interest and Sinking Fund, after taking into account
unexpended investment earnings on deposit in the Interest and Sinking Fund
A beginning on January 1, 1986, in equal monthly installments an amount
necessary to provide 1/4th of the amount of interest to become due on the
Series 1985 Bonds on May 1, 1986, and thereafter in equal monthly installments
an amount necessary to provide 1/6th of the amount of interest to become due
on the Series 1985 Bonds on November 1, 1986 and on each succeeding interest
payment date thereafter,
B beginning on October 1, 1988 for the Series 1985 Bonds maturing
November 1, 1988 to 2000, both inclusive, an amount necessary to provide in
twelve equal installments the amount of principal of the Series 1985 Bonds
maturing on November 1 following each of the twelve month periods ending
September 30, 1988, through September 30, 2000, and
C beginning on October 1, 2002, and on the 1st day of each month
thereafter through September 1, 2015 for each twelve month period ending on
September 30, 1/12 of the amounts indicated, as follows
2003 $2,600,000 2010 $4,700,000
2004 3,000,000 2011 5,200,000
2005 9,400,000 2012 5,500,000
2006 3,400,000 2013 27,900,000
2007 3,700,000 2014 30,600,000
2008 4,000,000 2015 33,500,000
2009 4,500,000
The sinking fund payments required by this sub-paragraph C may be used to
purchase Series 1985 Bonds as permitted in Section 7 4 of the 1968 Ordinance,
and to the extent not so used, shall be used to redeem prior to stated
maturity by lot or to pay at final maturity, on November 1 in each of the
23
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years 2003 through 2005, both inclusive, the Series 1985 Bonds maturing on
November 1, 2005 and on November 1 in each of the years 2006 through 2015,
both inclusive, the Series 1985 Bonds maturing on November 1, 2015, at the
principal amount thereof and accrued interest to date of redemption or
maturity without premium If it shall be determined that the annual transfers
to the Interest and Sinking Fund required by this sub-paragraph C will produce
a surplus in the Interest and Sinking Fund at maturity of the Series 1985
Bonds, the annual sinking fund payments required by this sub-paragraph C on
account of the Series 1985 Bonds shall be reduced in approximately equal
amounts
Section 6 4 TRANSFERS TO PAYING AGENT/REGISTRAR. The Director
of Finance shall make transfers of funds on deposit in the Interest and
Sinking Fund for payment of the principal of and interest on the Series 1985
Bonds to the Paying Agent/Registrar on the applicable due dates and redemption
dates in immediately available funds
ARTICLE VII
MISCELLANEOUS COVENANTS AND PROVISIONS
Section 7 1 USE OF BOND PROCEEDS.
A The Cities covenant to and with the purchasers of the Series 1985
Bonds that they will make no use of the proceeds of such Bonds at any time
throughout the term of such Bonds which, if such use had been reasonably
expected on the date of delivery of such Bonds to and payment for such Bonds
by the purchasers, would have caused such Bonds to be arbitrage bonds within
the meaning of Section 103(c) of the Internal Revenue Code of 1954, as
amended, or any regulations or rulings pertaining thereto, and by this
covenant the Cities are obligated to comply with the requirements of the
aforesaid Section 103(c) and all applicable and pertinent Department of the
Treasury regulations relating to arbitrage bonds The Cities further covenant
that the proceeds of such Bonds will not otherwise be used directly or
indirectly so as to cause all or any part of such Bonds to be or become
arbitrage bonds within the meaning of the aforesaid Section 103(c), or any
regulations or rulings pertaining thereto The Cities further covenant to
comply with the requirements of Section 103(c)(6) of the Code including
limitations on investments in nonpurpose obligations and the requirement of
such Section that certain earnings on nonpurpose obligations be paid to the
United States
B The Cities covenant to and with the purchasers of the Series 1985
Bonds that they will make no use of the proceeds of such Bonds at any time
throughout the term of such Bonds which use is inconsistent with Section
103(b) (4) or (7) of the Internal Revenue Code of 1954, as amended, and any
regulations or rulings pertaining thereto, and would or will cause the
interest to be paid on the Series 1985 Bonds to not be exempt from all present
federal income taxes under existing statutes, regulations, published rulings
and court decisions except possibly as provided by Section 103(b) of said
Code, with respect to any Series 1985 Bond for any period during which such
Bond is held by a person who is a substantial user of the 1985 Project, or by
a "related person" as defined in Section 103(b) of said Code
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Section 7 2 COVENANT NOT TO IMPAIR The Cities covenant that the
Dallas-Fort Worth Regional Airport Use Agreement, entered into between the
Board and various airlines, as amended by the Second Amendment, dated as of
October 1, 1981, the Passenger Service Special Facilities Agreement, dated as
of April 1, 1972, and the Capital Improvement Trust Account Agreement dated as
of April 1, 1972, as amended as of October 1, 1981, will not be amended,
altered or rescinded in any manner so as to impair the rights or security of
the holders of the Bonds
Section 7 3 OBSERVANCE .OF COVENANTS The Board, the officers, em-
ployees and agents are hereby directed to observe, comply with and carry out
the terms and provisions of this Ordinance
Section 7 4 DAMAGED, MUTILATED, LOST, STOLEN, OR DESTROYED
BONDS
A In the event any outstanding Series 1985 Bond is damaged, mutilated,
lost, stolen or destroyed, the Paying Agent/Registrar shall cause to be
printed, executed and delivered, a new bond of the same principal amount,
maturity and interest rate, as the damaged, mutilated, lost, stolen or
destroyed Series 1985 Bond, in replacement for such Series 1985 Bond in the
manner hereinafter provided
B Application for replacement of damaged, mutilated, lost, stolen or
destroyed Series 1985 Bonds shall be made to the Paying Agent/Registrar In
every case of loss, theft or destruction of a Series 1985 Bond, the applicant
for a replacement bond shall furnish to the Cities and to the Paying
Agent/Registrar such security or indemnity as may be required by them to save
each of them harmless from any loss or damage with respect thereto Also, in
every case of loss, theft or destruction of a Series 1985 Bond, the applicant
shall furnish to the Cities and to the Paying Agent/Registrar evidence to
their' satisfaction of the loss, theft or destruction of such Series 1985 Bond,
as the case may be In every case of damage or mutilation of a Series 1985
Bond, the applicant shall surrender to the Paying Agent/Registrar for
cancellation the Series 1985 Bond so damaged or mutilated
C Notwithstanding the foregoing provisions of this Section, in the
event any such Series 1985 Bond shall have matured, and no default has
occurred which is then continuing in the payment of the principal of,
redemption premium, if any, or interest on the Series 1985 Bond, the Cities
may authorize the payment of the same (without surrender thereof except in the
case of a damaged or mutilated Series 1985 Bond) instead of issuing a
replacement Series 1985 Bond, provided security or indemnity is furnished as
above provided in this Section
D Prior to the issuance of any replacement bond, the Paying
Agent/Registrar shall charge the owner of such Series. 1985 Bond with all
legal, printing and other expenses in connection therewith Every replacement
bond issued pursuant to the provisions of this Section by virtue of the fact
that any Series 1985 Bond is lost, stolen or destroyed shall constitute a
contractual obligation of the Cities whether or not the lost, stolen or
destroyed Series 1985 Bond shall be found at any time, or be enforceable by
anyone, and shall be entitled to all the benefits of this Ordinance equally
and proportionately with any and all other Series 1985 Bonds duly issued under
this Ordinance
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E In accordance with Section 6 or Art 717k-6, V A T C S , this Section
of this Ordinance shall constitute authority for the issuance of any such
replacement bond without necessity of further action by the governing body of
the Cities or any other body or person, and the duty of the replacement of
such bonds is hereby authorized and imposed upon the Paying Agent/Registrar,
and the Paying Agent/Registrar shall authenticate and deliver such bonds in
the form and manner and with the effect, as provided in Section 3 4D of this
Ordinance for Series 1985 Bonds issued in exchange for other Series 1985
Bonds
ARTICLE VIII
AMENDMENTS TO ORDINANCE
This Ordinance may be amended by concurrent ordinances adopted by the
City Councils, in the same manner as provided in the 1968 Ordinance for the
amendment of the 1968 Ordinance
ARTICLE IX
SEVERABILITI', REPEAL AND COUNTERPARTS
Section 9 1 ORDINANCE IRREPEALABLE After any of the Series 1985
Bonds shall be issued, this Ordinance shall constitute a contract between the
Cities and the owner or owners of the Series 1985 Bonds from time to time
outstanding, and this Ordinance shall be and remain irrepealable until the
Series 1985 Bonds and the interest thereon shall be fully paid, cancelled,
refunded or discharged or provision for the payment thereof shall be made
Section 9 2 SEVERABILITY If any Section, paragraph, clause or pro-
vision of this Ordinance shall for any reason be held to be invalid or un-
enforceable, the invalidity or unenforceability of such Section, paragraph,
clause or provision shall not affect any of the remaining provisions of this
Ordinance If any Section, paragraph, clause or provision of the Contract and
Agreement shall for any reason be held to be invalid or unenforceable, the
invalidity or unenforceability of such Section, paragraph, clause or provision
shall not affect any of the remaining provisions of the Contract and Agree-
ment, or of any other provisions of this Ordinance not dependent directly for
effectiveness upon the provision of the Contract and Agreement thus declared
to be invalid and unenforceable
Section 9 3 REPEALER All orders, resolutions and ordinances, or parts
thereof, inconsistent herewith are hereby repealed to the extent of any such
inconsistency
Section 9 4 COUNTERPARTS. This Ordinance may be executed in counter-
parts, and when duly passed by both Cities, and separate counterparts are duly
executed by each City, the Ordinance shall be in full force and effect
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APPROVED AND ADOPTED BY THE DALLAS CITY COUNCIL
THIS DECEMBER 4, 1985..
APPRO ED AS TO FORM.
Analeslie Muncy,
City Attorney,
City of Dallas, Texas
PASSED
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Mayor, City of For Wort ,Texas
,~
orth, Texas
A PROVED AS TO FO ND LEGALITY.
C~
City Attorney,
City of Fort Worth, Texas
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THE STATE OF TEXAS
COUNTY OF DALLAS
CITY OF DALLAS
I, Robert S Sloan, City Secretary of the City of Dallas, Texas, do
hereby certify
1 That the above and foregoing is a true and correct copy of an
excerpt from the minutes of the City Council of the City of Dallas, had
in regular meeting, December 4, 1985, authorizing the issuance of
Dallas-Fort Worth Regional Airport Joint Revenue Refunding Bonds, Series
1985 in the aggregate principal amount of $153,000,000 which ordinance is
duly of record in the minutes of said City Council
2 That said meeting was open to the public, and public notice of
the time, place and purpose of said meeting was given, all as required by
Vernon`s Ann Texas Civ St Article 6252-17, as amended
WITNESS MY HAND and seal of the City of Dallas, Texas, this 4th day of
December; x1985
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' * ~~ City Secretary, City of Dallas,
- ° Texas
Y~(SEAL) ~'~~
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THE~STATE OF TEXAS
COUNTY OF TARRANT
CITY OF FORT WORTH
I, Ruth Alexander, City Secretary of the City of Fort Worth, Texas, do
hereby certify
1 That the above and foregoing is a true and correct copy of an
Ordinance, duly presented and passed by the City Council of the City of
Fort Worth, Texas, at a regular meeting held on December 3, 1985, as same
appears of record in the Office of the City Secretary
2 That said meeting was open to the public, and public notice of
the time, place and purpose of said meeting was given, all as required by
Vernon's. Ann Texas Civ St Article 6252-17, as amended
WITNESS MY HAND and the Official Seal of the City of Fort Worth, Texas,
t~~3rd day of December, 1985
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~f~ ~ Y Worth, Texas
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FORM OF PAYING AGENT/REGISTRAR'S AUTHENTICATION CERTIFICATE
PAYING AGENT/REGISTRAR'S AUTHENTICATION CERTIFICATE
It is hereby certified that this bond has been issued under the
provisions of said Ordinance described on the face of this bond, and that this
bond has been issued in exchange for or replacement of a bond, bonds, or a
portion of a bond or bonds of an issue which originally was approved by the
Attorney General of the State of Texas and registered by the Comptroller of
Public Accounts of the State of Texas
Dated
Paying Agent/Registrar
By
Authorized Signature
FORM OF ASSIGNMENT.
ASSIGNMENT
FOR VALUE RECEIVED, the undersigned hereby sells, assigns and transfers
unto
Please insert Social Security or Taxpayer
Identification Number of Transferee
(Please print or typewrite name and address, including zip code of Transferee)
the within Bond and all rights thereunder, and hereby irrevocably constitutes
and appoints
attorney to register the transfer of the within Bond on the books kept for
registration thereof with full power of substitution in the premises
Dated
Signature Guaranteed
*1f to be on reverse of bond
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NOTICE Signature(s) must be guaran-
teed by a member firm of the New York
Stock Exchange or a commercial bank
or trust company
NOTICE The signature above must
correspond with the name of the
Registered Owner as it appears
upon the front of this Bond in
every particular, without altera-
tion or enlargement or any change
whatsoever
20