HomeMy WebLinkAboutContract 45466-A3 CITY SECRETARY
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Amendment No.3 to the
Record Keeping Services Agreement
Between Teachers Insurance and Annuity Association of America (TIAA)
And City of Fort Worth
Dated April 1,2014
Effective as of August 24,2016, or such later date as the parties shall agree by Notice, the Record
Keeping Services Agreement("Agreement'), dated April 1,2014,between Teachers Insurance and
Annuity Association of America ("TIAA") and City of Fort Worth ("City") as Sponsor of the City of
Fort Worth 457 Deferred Compensation Plan (the "Plan(s)"), is hereby amended as follows:
1. Schedule B is hereby amended to read as follows:
Plan Funding Options
TIAA-CREF Mutual Funds
The annual 12b-1 fee that TIAA shall receive for services rendered for the TIAA-CREF Mutual
Funds listed below is 0 basis points.
Fund Name Share Class Ticker
TIAA-CREF International Equity Index Fund Institutional TCIEX
TIAA-CREF Lifecycle Retirement Income Fund Institutional TLRIX
TIAA-CREF Lifecycle Fundsill
TIAA-CREF Lifecycle 2010 Fund Institutional TCTIX
TIAA-CREF Lifecycle 2015 Fund Institutional TCNIX
The actual Lifecycle Funds currently available as funding options under the Plans are detailed in Schedule B of this Agreement. TIAA
will deem Schedule B to this Agreement to be amended to include a new Lifecycle Fund when a new Lifecycle Fund becomes available
and is subsequently approved by the City to be added as a funding option under the Plans. Any additional funds,that are not part of the
Lifecycle family of funds,will need a signed and executed Amendment to the Record Keeping Agreement prior to being added as a
funding option under the Plans.
Client/D:063299
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Page 1 of 4 CITY SECRETARY
FT. WORTH, TX
TIAA
Fund Name Share Class Ticker
TIAA-CREF Lifecycle 2020 Fund Institutional TCWIX
TIAA-CREF Lifecycle 2025 Fund Institutional TCYIX
TIAA-CREF Lifecycle 2030 Fund Institutional TCRIX
TIAA-CREF Lifecycle 2035 Fund Institutional TCIIX
TIAA-CREF Lifecycle 2040 Fund Institutional TCOIX
TIAA-CREF Lifecycle 2045 Fund Institutional TTFIX
TIAA-CREF Lifecycle 2050 Fund Institutional TFTIX
TIAA-CREF Lifecycle 2055 Fund Institutional TTRIX
TIAA-CREF Lifecycle 2060 Fund Institutional TLXNX
Non-Proprietary Mutual Funds
Annual 12b-1 and Revenue Share that TIAA
Fund Name receives(in basis points) Ticker
American Funds New Economy R4 35 RNGEX
American Funds SMALLCAP World R4 35 RSLEX
BlackRock High Yield Bond Instl 15 BHYIX
DFA Emerging Markets Small Cap I 0 DEMSX
DFA Real Estate Securities I 0 DFREX
Goldman Sachs Small Cap Value Instl 15 GSSIX
Harbor International Administrative 25 HRINX
Invesco Diversified Dividend R5 35 DDFIX
Metropolitan West Total Return Bond I 10 MWTIX
Scout Mid Cap 35 UMBMX
Templeton Global Bond Adv 25 TGBAX
Vanguard Institutional Index I 0 VINIX
Vanguard Mid Cap Index Adm 0 VIMAX
Vanguard Small Cap Index Adm 0 VSMAX
Vanguard Total Bond Market Index Adm 0 VBTLX
Vanguard Treasury Money Mkt Inv 0 VUSXX
Client ID:065299
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L TIAA
Collective Investment Trust
Annual 12b-1 and Revenue Share that
Fund Name TIAA receives (in basis points) Ticker
ICMA-RC VantageTrust PLUS Fund R9+ 3 ICMB#
TIAA Brokerage Account
Notwithstanding any other provision of the Agreement to which this Schedule is attached to the
contrary, the following provisions shall apply to the TIAA Brokerage Account. If so directed by the
City and subject to TIAA's acceptance of a properly executed TIAA Retirement Plan Self-Directed
Brokerage Account Application of a Plan participant or Beneficiary, all or a portion of the assets of the
accounts of a Plan shall be segregated into individual TIAA Brokerage Accounts established for the
benefit of Plan participants and Beneficiaries. Pursuant to the terms of the applicable Plan, each
participant or Beneficiary shall have the power to direct the investment and reinvestment of assets in the
TIAA Brokerage Account established for his or her benefit, subject to such administrative rules and
procedures as TIAA may establish. Pursuant to the terms of the applicable Plan, participants and
Beneficiaries shall provide instructions regarding the investment of the TIAA Brokerage Account
directly to the broker appointed for purposes of executing transactions under the account. For 403(b)
Plans, investments in the TIAA Brokerage Account shall be limited to mutual funds in accordance with
Internal Revenue Code Section 403(b)(7).
a
Teachers Insurance and Annuity Association of America
By:
Date: 6/29/2016
Print Name: Stephanie Morano
Title: Manager, Client Agreement Team
Client!D:065299
OFFICIAL RECORD
vl.o
CITY SECRETARY
Page 3 of 4
FT. WORTH,TX
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:, TIAA
City of Qt Worth
By u~' Date:--2
Print Name: ,--S U-S a'-7t-v41,z-x-t s
Title: �`7�1f; �� a' �r APFROV LD AS TO
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Client ID:065299
V1.0
OFFICIAL RECORD
Page 4 of 4 CITY SECRETARY
FT. WORTH, TX