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HomeMy WebLinkAboutResolution 3194-04-2005 r A Resolution NO 31g~-04~ X05 ABATING RATEMAKING PROCEEDING AND ACCEPTING SETTLEMENT WITH TXU ELECTRIC DELIVERY WHEREAS on September 7 2004 the City of Fort Worth, :acting under its original jurisdiction to regulate electric transmission and distribution utilities and as a member of the Steering Committee of Cities served by TXU (Steering Committee) did pass Resolution No 3119 requiring TXU Electric Delivery (Electric Delivery) to show cause why its rates should not be reduced, and WHEREAS Electric Delivery and the Steering Committee engaged m settlement discussions regarding abatement of any full-scale rate investigation and interim relief that may be available to Cities, and WHEREAS rt remains impractical, if not impossible, to deliver rate relief to the vast majority of residential customers until the expiration of price to beat (PTB) on January 1 2007 and WHEREAS the unfair and adverse impacts of street lighting and water pumping tariffs that Cities have experienced since the implementation of retail deregulation on January 1 2002 can be addressed on an interim basis pending a final order in a future rate case through a :financial distribution from the Steering Committee of funds received from Electric Delivery as part of a Settlement; and WHEREAS the coupling of interim relief with the Steering Committee s recognition that resources should be devoted to the 2005 Legislative Session to promote overall enhancements in electric retail competition for the benefit of all end-users, and WHEREAS the Steering Committee and Electric Delivery have entered into a Settlement Agreement pending approval by the 20 Cities that passed show-cause resolutions, and WHEREAS Electric Delivery has agreed to improve communication, coordination and timing of construction in rights of way permit development of a tariff that will allow city mandated underground placement of distribution facilities, modify certain franchise renewal negotiation positions and improve meter reading on certain city accounts that are estimated, and WHEREAS Electric Delivery has committed to the Steering Committee during the period of rate case abatement to share information on certain company operations and procedures that should enhance the Cities ability to appropriately exercise regulatory responsibilities m the rate proceeding that Electric Delivery has agreed to file on or before July 1 2006 and ~~~ WHEREAS that Agreement calls for immediate and long-term benefits to flow to all city members of the Steering Committee which m turn have indirect but positive benefit to all city residents and public safety to general. NOW THEREFORE BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF FORT WORTH, 1 The Show-Cause proceeding tmtiated against TXU Electric Delivery in Resolution No 3119 is abated and no rate case filing will be expected from Electric Delivery before July 1 2006 2. The Settlement Agreement between the Cities Steering Committee and TXU Electric Delivery is hereby ratified. Adopted this ~~~ day of ~~.~ ~„'°___-, 2005 APPROVED CITY COUNCIL APR 1 9 2005 ~ ~ City Secretary of the City of Fort Worth, Texas ~~~ ~ ~ SETTLEMENT AGREEMENT This Settlement Agreement ("Agreement") is made and entered into between TXU Electric Delivery Company ("Electric Delivery") and the Steering Committee of Cities Served by TXU Electric Delivery Company on behalf of all cities listed on Exhibit A to this Agreement ("Cities"), hereinafter referred to jointly herein as `Signatories. WHEREAS, the city councils of 23 cities who are members of Cities passed resolutions in 2004 requiring Electric Delivery to file with those crties information that demonstrates good cause for showing that Electric Delivery's transmission and distribution rates should not be reduced (hereinafter referred to as `Show Cause Actions"); WHEREAS, other cities who aze members of Cities are contemplating initiating similar Show Cause Actions against Electric Delivery• WHEREAS, Cities and Electric Delivery desire to resolve all outstanding issues related to the existing and potential Show Cause Actions and other regulatory issues; and WHEREAS, after extensive negotiations, Cities and Electric Delivery have reached a compromise and settlement to resolve those issues. NOW 'WHEREFORE, the Signatories, through their undersigned representatives, hereby agree to the following: 1 Electric Delivery agrees to propose and support in its next system-wide rate case or city rate inquiry one or more municipal rates, each without a demand ratchet, that together will cover all municipal accounts, including a street lighting rate and municipal pumping rate that will be lower than they otherwise would be. Cities agree to provide to Electric Delivery any information needed to design the rates described in this paragraph. 2. Electric Delivery agrees to file asystem-wide rate case at the Public Utility Commission of Texas ("PUC") no later than July 1 2006, based on a test yeaz ending December 31 2005 unless Cities and Electric Delivery mutually agree that such a filing is unnecessary For those cities that do not have a City Council meeting in July 2006, Electric Delivery will extend its effective date to accomplish suspension by August 31 2006. However if Electric Delivery files a system-wide rate case at the PUC on or before June 1 2006, then Electric Delivery will not extend its effective date. 3 Cities agree that Electric Delivery is not required to respond to any pending Show Cause Action initiated by any city listed on Exhibit A to this Agreement prior to July 1 2006. Cities further agree to abate or dismiss all pending Show Cause Actions, not to pursue any abated Show Cause Actions, and not to initiate similar actions before July 1 2006, provided the provisions of this Settlement Agreement are honored. Cities agree not to intervene in, or participate in any manner in, any show cause action initiated at the PUC or in any other jurisdiction pnor to the proceeding described in paragraph 2, or in any appeals of such show cause actions, except as necessary to protect the tariff or tariff-efforts associated with paragraph 1 or to protect the city or • its residents from being prejudiced in any show cause action pending on appeal at the PUC. If Cities intervene in a show cause action pending on appeal at the PUC, then Cities agree not to take any position in that proceeding that is inconsistent with its obligations under this Settlement Agreement. 4 Li consideration for Cities' obligations under this Agreement, Electric Delivery agrees to make a cash payment of $8.5 million to Cities by the later of Mazch 31 2005 or two weeks after receiving notice from Cities that (1) all cities listed on Exhibit B to this Settlement Agreement have abated or dismissed show cause actions pending against Electric Delivery and (2) each city on Exhibit C to this Settlement Agreement has passed a resolution ratifiying this Settlement Agreement or provided to Cities a letter in substantially the same form as Exhibit D to this Settlement Agreement that has been signed by an authorized representative of the city Starting Mazch 31 2006, and each March 31~` thereafter Electric Delivery will make an annual cash payment of $8 million to Cities. Electric Delivery's obligation to make this payment ceases on the date upon which Cities fail to comply with their obligations under this Agreement or the date upon which the tariffs approved ui Electric Delivery's next system-wide rate case at the PUC or in a city rate inquiry become effective on a temporary or permanent basis ("Termination Date"); provided, however, in the yeaz the new tariffs become effective, the annual payment shall be prorated until the Termination Date. 5 Electric Delivery agrees to w-irk with Cities to improve the timeliness of streetlight maintenance and to develop a process so that every city-owned and Electric Delivery-owned • street light is assigned an identifiable geographic location. Signatories agree to establish a task force of senior employees that will develop, by June 30, 2005, the process and planned rollout for the street light assignment project. Electric Delivery also agrees to provide to Cities a specific contact person (or persons) within Electric Delivery who will be responsible for handling all unresolved Cities' requests with respect to streetlights, including, but not limited to, billing, maintenance, installation, removal, and account initiation and closure. Signatories agree to diligently pursue resolution of the issues discussed in this pazagraph, however, failure to reach an agreement with respect to these issues will not constitute a breach of this Settlement Agreement by either Cities or Electric Delivery 6 Electric Delivery agrees to work with Cities to establish improved communication, coordination, and timing of construction concerning relocations of Electric Delivery's facilities in public right of way Signatories agree to establish a task force of senior employees that will develop, by June 30, 2005, the process and planned rollout of an improved relocation process. Signatories agree to diligently pursue resolution of the issues discussed in tlus paragraph; however, failure to reach an agreement with respect to these issues will not constitute a breach of this Settlement Agreement by either Cities or Electric Delivery 7 Electric Delivery agrees to discuss with Cities the payment of franchise fees on a quarterly basis regardless of whether the basis for a quarterly payment is historic or prospective and the standardization of a franchise renewal process that permits transition from a prospective basis to a historic basis where the franchise is up for renewal. Signatories agree to diligently pursue discussion of the issues discussed in this paragraph, however, failure to reach a resolution C7 of these issues will not constitute a breach of this Settlement Agreement by either Cities or Electric Delivery 8. Electric Delivery agrees to negotiate with Cities, and Cities agree to approve, a tariff that permits Cities to request undergrounding of new or existing distribution facilities. The tariff shall ensure full cost recovery by Electric Delivery through a surchazge in the requesting city in the event that no third party is required by Electric Delivery's tariff, or applicable city ordinance, to pay for undergrounding costs. That tariff will also allow Cities to request undergrounding of transmission lines to the extent Electric Delivery detenriines that (a) such undergrounding is feasible, (b) such undergrounding is consistent with the PUC's Substantive Rules and ERCOT's requirements, and (c) Electric Delivery can recover the costs of such undergrounding through a surchazge in the requesting city Electric Delivery will not be obligated to file the tariff for city approval until after the expiration of the Price to Beat or the modification of the Price to Beat in a manner that allows pass through of tariff chazges to the ultimate consumer 9 Electric Delivery agrees to provide quarterly updates to representatives designated by Cities and their consultants concerning Electric Delivery's capital expenditure projects and affiliate transactions, the creation and regulatory treatment of a Pension and Health Benefits Reserve for Electric Delivery possible workable pazameters for performance based rates for Electric Delivery and other topics as agreed upon by the Signatories. Electric Delivery will work with Cities to provide information requested by Cities concerning those topics. 10. Electric Delivery shall pay up to $10,000 per month in regulatory expenses directly to Cities' consultants, after receipt of appropriate documentation and invoices, provided said expenses maybe deferred for recovery Cities agree to support recovery of such costs in Electric Delivery's next rate case. Should recovery be denied by the PUC, then the payments will immediately cease. 11 Electric Delivery agrees to work with Cities to establish better communications between the Cities and Electric Delivery with respect to access to city meters for monthly reading. Each city shall provide in writing, by Mazch 31 2005, a contact person for inaccessible meters for city accounts, and shall promptly notify Electric Delivery of any change in the contact person. In months where a meter reader is unable to gain access to the premises to read the meter on regular meter reading trips, or in months when meters aze not read, Electric Delivery agrees to provide the customer with a postcazd and request the customer to read the meter and return the card to Electric Delivery If the postcazd is not received by Electric Delivery in time for billing, Electric Delivery may estimate the meter reading and issue a bill. Electric Delivery agrees that all municipal meters will be read at least once every three months by it or by the respective city The failure of a city to designate a contact person for inaccessible meters affects only that city and does not adversely impact any other city or mitigate responsibilities and benefits otherwise inherent to this Agreement. 12. Electric Delivery agrees to reimburse Cities for the expenses incurred related to the Shuw Cause Actions in an amount not to exceed $100,000 after receipt of appropriate documentat~un and invoices, and Cities agree that those costs can be deferred for recovery in its next rate c:ue and agree to support deferral and recovery in that case. Notwithstanding any provisi~ms m existing applicable franchise agreements to the contrary Electric Delivery agrees to reimburse Cities for reasonable and necessary expenses incurred in Electric Delivery's next rate case in an amount not to exceed $2,000,000. The rate case expense reimbursements will be made monthly beginning with the first month after the consultants aze hired. Cities further agree not to contest the recovery of Cities' rate case expenses and Electric Delivery's reasonable and necessary rate case expenses in Electric Delivery's next rate case. Electric Delivery further agrees to pay and Cities agrees to accept, $150,000 in settlement of all previously disputed regulatory expenses. Electric Delivery will not seek reimbursement of that $150,000 amount in Electric Delivery's rates. 13 Electric Delivery agrees that, in franchise negotiations, it will not seek to extend the prohibition on reimbursement of municipal rate case expenses beyond June 2008 14 Electric Delivery agrees that if the 2005 Texas Legislature considers the implementation of a nodal pricing system in ERCOT then Electric Delivery will provide information to the Legislature concerning the importance of a vibrant electric transmission system and the benefits of the expansion of transmission facilities in helping to reduce congestion costs. 15 Signatories acknowledge that Electric Deli:~ery intends to offer certain terms of this Settlement Agreement to cities served by Electric Delivery that aze not listed on Exhibit A ("Negotiations'. Electric Delivery agrees that all cities listed on Exhibit A are entitled to Most Favored Nations protection during those Negotiations and that any benefits that Electric Delivery • agrees to provide to any city during those Negotiations that aze not already included in this Settlement Agreement will be offered to all cities listed on Exhibit A. Cities acknowledge and agree that to receive any additional benefits from Electric Delivery additional consideration from Cities to Electric Delivery may be required. 16. The Signatories agree that the amounts paid by Electric Delivery to Cities pursuant to paragraphs 4 10, and 12 of this Agreement are paid solely in consideration for Cities' abatement or dismissal of, and forbeazance from filing or pursuing, Show Cause Actions against Electric Delivery and Cities' agreement to abide by the terms of this Agreement, and to reimburse Cities expenses associated with the Show Cause Actions and other regulatory proceedings. To the extent that the amounts paid may be in excess of Cities expenses, the excess is paid solely in order to settle the matters that aze the subject of this Agreement. Signatories recognize and agree that the payments specified in this Agreement are not a rate reduction, refund, rebate, discount, preference or privilege of any kind for services provided by Electric Delivery or any of its affiliates or predecessors in interest under any tariff, whether in the past, now or in the future. As such, the provision of electric delivery service to Cities by Electric Delivery or any affiliate or predecessor has been and will continue to be governed solely by the rates, terms, and conditions of the applicable tariffs. 17 Cities agree that for aten-day period following the date this Settlement Agreement is executed, neither Cities nor the cities listed on Exhibit A will make any public statements or take any public action concerning the existence of a settlement or the terms of the Settlement Agreement. • 4 • • • 18. This Agreement shall become effective only upon the execution of this Agreement and the entry of resolutions or orders abating or dismissing the Show Cause Actions. 19 Each person executing this Agreement represents that he or she is authorized to sign this Agreement on behalf of the party represented. 20 The Signatories expressly acknowledge and agree that oral and written statements made by any party or its representative during the course of the settlement negotiations that led to this Agreement cannot be used or portrayed as an admission or concession of any sort and shall not be admissible as evidence in any proceeding in any forum. Executed on this the `LZ day of February, 2005, by the Signatories hereto, by and through their undersigned duly authorized representatives. TXU Electric Delivery Company Steering Committee of Cities Served by TXU Electric Delivery Company on behalf of all cities listed on Exhibit A to this Agreement l ~ ~.~ i r 5 Exhibit A • City of Addison City of Highland Park City of Allen City of Honey Grove City of Alvarado City of Howe City of Andrews City of Hurst City of Archer City City of Hutto City of Arlington City of Irving City of Belton City of Jolly City of Benbrook City of Josephine City of Big Spring City of Justin City of Breckenridge City of Kaufman City of Bridgeport City of Keller City of Brownwood City of Kerens City of Buffalo City of Lakeside City of Burkburnett City of Lamesa City of Burleson City of Lindale City of Caddo Mills City of Little River Academy City of Cameron City of Luella City of Canton City of Malakoff City of Carrollton City of Mansfield City of Celina City of McKinney City of Centerville City of Midland City of Cleburne City of Milford City of Colleyville City of Murphy City of Collinsville City of Murchison City of Comanche City of Corinth City of New Chapel Hill City of North Richland Hills City of Crowley City of O'Donnell City of Dallas City of Oak Leaf City of Dalworthington City of Oak Point Gardens City of Odessa City of DeLeon City of Ovilla City of Denison City of Palestine City of Early City of Pantego City of Eastland City of Paris City of Edgecliff Village City of Plano City of Euless City of Ranger City of Farmers Branch City of Rhome City of Flower Mound City of Richardson City of Forest Hill City of Richland Hills City of Fort Worth City of Roanoke City of Frisco City of Robinson City of Frost City of Rockwall City of Glenn Heights City of Rosser City of Grand Prairie City of Rowlett City of Granger City of Sherman City of Grapevine City of Snyder City of Gunter City of Southlake City of Harker Heights City of Sulphur Springs City of Heath City of Sunnyvale City of Henrietta City of Sweetwater • City of Hewitt City of Temple City of The Colony City of Tyler City of University Park City of Venus City of Waco City of Watauga City of White Settlement City of Wichita Falls City of Woodway Exhibit B City of Arlington City of Benbrook City of Brownwood City of Burleson City of Carrollton City of Dallas City of Dalwotthington Gazdens City of Denison City of Ft. Worth City of Hazker Heights City of Heath City of Pantego City of Plano City of Richland Hills City of Robinson City of Rockwall City of Snyder City of Sulphur Springs City of The Colony City of Woodway • Exhibit C City of Addison City of Tyler City of Allen City of University Park City of Andrews City of Waco City of Archer City City of Watauga City of Belton City of White Settlement City of Big Spring City of Wichita Falls City of Breckenridge City of Bridgeport City of Burkburnett City of Celina City of Cleburne City of Colleyville City of DeLeon City of Early City of Eastland City of Euless City of Farmers Branch City of Flower Mound City of Forest Hill City of Frisco City of Glenn Heights City of Grand Prairie City of Grapevine City of Henrietta City of Highland Park City of Howe City of Hurst City of Irving City of Keller City of Lakeside City of Lamesa City of Lindale City of Little River Academy City of Mansfield City of McKinney City of Midland City of Murphy City of North Richland Hills City of Oak Point City of ODonnell City of Odessa City of Palestine City of Paris City of Richardson City of Roanoke City of Rowlett City of Sherman City of Southlake City of Sunnyvale City of Sweetwater City of Temple City of Fort Worth, Texas • Mayor and Council Communication COUNCIL ACTION Approved on 4/19/2005 .Res #3194-04-2005 DATE Tuesday April 19 2005 LOG NAME 03TXU REFERENCE NO C-20665 SUBJECT Adopt Resolution Abating Ratemaking Proceeding and Ratifying Settlement Agreement between Steering Committee of Cities Served by TXU and TXU Electric Delivery Company RECOMMENDATION It is recommended that the City Council adopt the Resolution abating the ratemaking proceeding against TXU Electric Delivery Company and ratifying the Settlement Agreement between the Steering Committee of Cities Served by TXU and TXU Electric Delivery Company DISCUSSION The City of Fort Worth is a member of a standing coalition of cities known as the Steering Committee of Cities Served by TXU (Steering Committee) authorized by the City Council by M&C G-11549 on July 30 1996 On July 15 2004 the Steering Committee recommended that its member cities adopt a Resolution requiring TXU Electric Delivery Company to show cause why its Transmission and Distribution (TS~D) rates should not be reduced On September 7 2004 the City Council adopted Resolution No 3119 initiating a ratemaking proceeding against TXU Electric Delivery The Steering Committee and TXU Electric Delivery entered into settlement discussions in the Fall of 2004 Attorneys for the Steering Committee advised committee members that a potential rate reduction could not be passed on to residential customers until after TXU Energy's Price-to Beat (PTB} rates expire in 2007 Members of the Steering Committee explained to TXU Electric Delivery that certain tariffs for municipal accounts were especially unfair The Steering Committee and TXU Electric Delivery signed a Settlement Agreement on February 22 2005 subject to ratification by all member cities that passed ashow-cause resolution A copy of the Settlement Agreement is attached The agreement abates the rate proceeding at least fourteen months to better coincide with the expiration of the PTB rates grants the Steering Committee access to information necessary to determine fair and reasonable rates, reimburses cities rate case expenses in this and some other unrelated rate cases, and provides interim relief on certain municipal tariffs. FISCAL INFORMATION/CERTIFICATION The Finance Director certifies that the Budget and Management Services Department, Utility Administration Division will be responsible for collecting any funds that may be due the City as a result of this settlement. Logname 03TXU Pace 1 of 2 TO Fund/AccountlCenters FROM Fund/Account/Centers Submitted for City Manager's Office bv: .Richard Zavala (Acting) (6183) ~ Brid ette Garrett 8518 Origrinating Department Head. 9 ( ) Additiona) Information Contact: Danny Reed (6145) Logname• 03TXU Page 2 of 2