HomeMy WebLinkAboutResolution 4938-05-2018 A RESOLUTION
NO. 4938-05-2018
APPROVING A FINANCING AGREEMENT FOR FORT WORTH PUBLIC
IMPROVEMENT DISTRICT NO. 17 (ROCK CREEK RANCH); AND PROVIDING AN
EFFECTIVE DATE
WHEREAS, the City Council (the "City Council") of the City of Fort Worth, Texas (the "City") in
connection with the Fort Worth Public Improvement District No. 17 (Rock Creek Ranch) (the "District'), the
Chisolm Trail Ranch development outside of the District(the"CTR Development'),and the Brewer Road project
common to both (the "Project') desires to approve the Financing Agreement and Limited Amendment to PID
Reimbursement Agreement City of Fort Worth/Rock Creek Ranch/Chisholm Trail Ranch—Brewer Road Project
(the "Financing Agreement'), by and among the City, Walton Development & Management TX, LLC, as
developer for the District,and WM Sub CTR,LP,a Texas limited partnership and affiliate of Walton Development
& Management TX, LLC, as developer of the CTR Development, which sets forth the parties understanding and
agreement related to the construction,acquisition and financing of the Project;
NOW THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF FORT
WORTH,TEXAS THAT:
SECTION 1. The Financing Agreement is hereby authorized and approved in substantially the final form
attached hereto as EXHIBIT A and incorporated herein as a part hereof for all purposes and the City Manager or
Assistant City Manager of the City is hereby authorized and directed to execute and deliver such agreement with
such changes as may be required to carry out the purpose of this Resolution.
SECTION 2. This Resolution is effective immediately upon adoption and approval.
Adopted this 15th day of May, 2018.
ATTE S FART
1.O
By: ----
Name: Ronald P. Gonzales
CAS'.
Title: Assistant City Secretary
ORTWO
EXHIBIT A
FINANCING AGREEMENT
CERTIFICATE OF ASSISTANT CITY SECRETARY
THE STATE OF TEXAS §
COUNTIES OF TARRANT, DENTON, PARKER,WISE AND JOHNSON §
CITY OF FORT WORTH §
1, the undersigned Assistant City Secretary of the City of Fort Worth, Texas (the "W'), hereby
certify as follows:
1. The City Council of the City convened in Regular Session on May 15, 2018, at the
scheduled meeting place thereof, and the roll was called of the duly constituted officers and members of
said City Council,to-wit:
Betsy Price Mayor
Carlos E.Flores Councilmember(District 2)
Brian Byrd Councilmember(District 3)
Cary Moon Councilmember(District 4)
Gyna Bivens Councilmember(District 5)
Jungus Jordan Councilmember(District 6)
Dennis Shingleton Councilmember(District 7)
Kelly Allen Gray Councilmember(District 8)
Ann Zadeh ��QQ Councilmember(District 9)
and all of said persons, except MOO) c- &VtM_' were present, thus constituting a quorum.
Whereupon, among other business, the following was transacted at said meeting: the attached Resolution
entitled: e,
RESOLUTION N0.415a-O5' 2C��
APPROVING A FINANCING AGREEMENT FOR FORT WORTH PUBLIC
IMPROVEMENT DISTRICT NO. 17 (ROCK CREEK RANCH); AND PROVIDING
AN EFFECTIVE DATE
was duly introduced for consideration and passage. It was then duly moved and seconded that said
resolution be passed; and, after due discussion, said motion, carrying with it the passage of said
Resolution,prevailed and carried by the following vote:
Ayes: /- Noes: �' Abstentions:
2. A true, full and correct copy of the aforesaid Resolution passed at the meeting described
above is attached to and follows this Certificate; said Resolution has been duly recorded in the official
minutes of said City Council; the above and foregoing paragraph is a true and correct excerpt from said
minutes of said meeting pertaining to the passage of said Resolution; the persons named in the above and
foregoing paragraph, at the time of said meeting and the passage of said Resolution, were the duly
chosen, qualified and acting members of said City Council as indicated therein; each of said officers and
member was duly and sufficiently notified officially and personally in advance, of the time, place and
purpose of the aforesaid meeting and that said Resolution would be introduced and considered for
passage at said meeting; and said meeting was open to the public, and public notice of the time, place and
purpose of said meeting was given,all as required by Chapter 551 of the Texas Government Code.
SIGNED AND SEALED this �� day of _,2018.
OR)-
R r Assistant City Secretary
�0. O City of Fort Worth,Texas
( RSE Z
�XAS
Signature Page to Assistant Certificate of Secretary
EXHIBIT A
FINANCING AGREEMENT
FINANCING AGREEMENT
AND
LIMITED AMENDMENT TO PID REIMBURSEMENT AGREEMENT
City of Fort Worth/Rock Creek Ranch/Chisholm Trail Ranch—Brewer Road Project
THIS FINANCING AGREEMENT AND LIMITED AMENDMENT TO PID
REIMBURSEMENT AGREEMENT (this "Agreement') is entered into as of , 2018, by
and among Walton Development & Management TX, LLC, a Delaware limited liability
company (the "Developer"), WM Sub CTR, LP, a Texas limited partnership ("WM CTR" and,
collectively with the Developer, the "Walton Entities"), and the City of Fort Worth, a home rule
municipality (the "City"). The Developer, WM CTR, and the City are individually referred to as
a "Party" and collectively as the "Parties". Capitalized terms not otherwise defined herein shall
have the meanings assigned to them in the Memorandum of Understanding dated August 1, 2017
and attached hereto as Exhibit A(the"MOV).
RECITALS:
WHEREAS, Rock Creek Ranch is a planned residential and mixed-use project of
approximately 1,755.613 acres within the City and owned by certain affiliates of Walton
International Group (USA), Inc., an Arizona corporation("Walton USA"); and
WHEREAS, on December 13, 2016, the City Council of the City passed and approved
Resolution No. 4724-12-2016 creating the City of Fort Worth Public Improvement District No.
17 (Rock Creek Ranch) encompassing Rock Creek Ranch (the "District') for the purpose of
financing certain infrastructure to benefit property within the District; and
WHEREAS, the District is divided into an Eastern Improvement Area and a Western
Improvement Area (as such terms are defined in the Service and Assessment Plan, defined
below); and
WHEREAS, the owners of Rock Creek Ranch have engaged the Developer to perform
certain preliminary development and concept planning services; and
WHEREAS, the City and the Developer previously entered into the PID Reimbursement
Agreement, attached hereto as Exhibit B, which agreement provided for the reimbursement of
certain costs from assessment revenues levied within the District, or from bonds issued and
secured by the same; and
WHEREAS, on August 15,2017,the City approved the Service and Assessment Plan (as
defined below), levying the Major Improvement Special Assessments on the Eastern
Improvement Area and Western Improvement Area of the District (as such terms are defined in
the Service and Assessment Plan); and
Financing Agreement Page 1 of 34
WHEREAS, on September 14, 2017, the City delivered its Major Improvement Bonds
(as defined below) for the purpose of financing certain water and sewer infrastructure to benefit
property within the District; and
WHEREAS, the Major Improvement Bonds were the first issuance of bonds by the City
secured by assessments levied within the District; and
WHEREAS, the City, the Developer, and WM CTR have determined that construction
of a road to be known as "Brewer Road" (the "Brewer Road Project") is necessary to manage
the anticipated growth of the City, including the estimated growth related to Chisholm Trail
Ranch(as defined below) and, eventually,the District, and
WHEREAS, Brewer Road will initially be constructed as a two-lane road but is planned
to ultimately be expanded into a four-lane divided road; and
WHEREAS, the Brewer Road Project includes roadway improvements inside and
outside of the District; and
WHEREAS, "Chisholm Trail Ranch" is a master-planned and mixed-use development
of approximately 600 acres within the City located to the north of the District, the single-family
residential portion of which is owned by WM CTR, an affiliate of Walton USA: and
WHEREAS, WM CTR engaged the Developer to cause the development of newly
platted single-family lots within Chisholm Trail Ranch for the purpose of delivering developed
lots under the terms of certain lot sale agreements between WM CTR and homebuilders; and
WHEREAS, the City, the Developer, and WM CTR have worked collaboratively to
determine certain infrastructure needs to serve the District, Chisholm Trail Ranch, and the
greater needs of the City; and
WHEREAS, the City contemplates issuing a second series of bonds secured by certain
assessments levied in the District (the "Roadway Improvement Bonds," as defined below), for
the purpose of financing a portion of the Brewer Road Project benefitting the District; and
WHEREAS, the City contemplates contributing an additional amount from lawfully
available funds, which may consist of proceeds from sale of a series of obligations secured by
the ad valorem taxes of the City, (the"City Contribution," as defined below) to finance a portion
of the Brewer Road Project inside and outside the boundaries of the District; and
WHEREAS, the Walton Entities intend to cash-fund contributions for portions of the
Brewer Road Project that benefit the non-assessed University Property (as defined in the Service
and Assessment Plan) within the District (the "University Property Contribution," as defined
below), and the Chisholm Trail Ranch outside the District (the "Chisholm Trail Contribution");
and
WHEREAS, the City expects that the funds necessary to fund the Brewer Road Project
will be available concurrently; and
Financing Agreement Page 2 of 34
WHEREAS, the Parties previously entered into the MOU for the purpose of providing a
basic, non-binding framework for the construction and financing of the Brewer Road Project;
and
WHEREAS, the Parties are entering into this Agreement for the purpose of updating and
finalizing certain estimated costs set forth in the MOU, and to provide a binding agreement with
respect to the sharing of such costs; and
WHEREAS, City and the Developer desire to amend the PID Reimbursement
Agreement for the limited purposes set forth herein; and
NOW THEREFORE,the Parties hereby agree as follows:
ARTICLE 1
DEFINITIONS
Section 1.01 "Agreement"has the meaning set forth in the introductory paragraph.
Section 1.02 "Appraisal"has the meaning set forth in Section 4.05(a).
Section 1.03 "Brewer Road Project"has the meaning set forth in the recitals.
Section 1.04 "Certificate for Payment'has the meaning set forth in Section 4.03(b),
Section 1.05 "Certificate for Payment. Intra District Costs" has the meaning set forth in
Section 4.03(a).
Section 1.06 "Certificate for Payment: Outside-District Costs" has the meaning set forth in
Section 4.03(b).
Section 1.07 "City" means the City of Fort Worth, Texas, a home rule municipality.
Section 1.08 "Chisholm Trail Contribution"has the meaning set forth in Section 3.01(b)(1).
Section 1.09 "Chisholm Trail Property Improvement Accounf' is defined in the Indenture.
Section 1.10 "Chisholm Trail Ranch"has the meaning set forth in the recitals.
Section 1.11 "Chisholm Trail Ranch Costs" has the meaning set forth in Section 3.01(b)(1).
Section 1.12 "City Contribution" has the meaning set forth in Section 3.02.
Section 1.13 "City Contribution: Intra-District" has the meaning set forth in Section
3.01(a)(2)A.
Section 1.14 "City Contribution: Outside-Districf' has the meaning set forth in Section
3.01(b)(2).
Section 1.15 "Closing Disbursement Request'has the meaning set forth in Section 4.03.
Financing Agreement Page 3 of 34
Section 1.16 "Developer" means Walton Development & Management TX, LLC, a Delaware
limited liability company.
Section 1.17 "District Project Management Amount" has the meanings set forth in Section
3.01(a)(2)B.i.
Section 1.18 "Developer Consultant Amount"has the meaning set forth in Section 4.05(b).
Section 1.19 "District" means City of Fort Worth Public Improvement District No. 17 (Rock
Creek Ranch).
Section 1.20 "District Developer Consultant Amount" has the meaning set forth in Section
3.01(a)(2)B.ii.2.
Section 1.21 "District ROW Acquisition Amount" has the meaning set forth in Section
3.01(a)(2)B.ii.
Section 1.22 "Estimated Total Cost"has the meaning set forth in Section 2.02.
Section 1.23 "General City Road Costs"has the meaning set forth in Section 3.01(b)(2).
Section 1.24 "Gross Roadway Improvement Bond Contribution" has the meaning set forth in
Section 3.01(a)(2)B.
Section 1.25 "Indenture" means that certain Indenture entered into between the City and the
Trustee with respect to the Roadway Improvement Bonds.
Section 1.26 "Intra-District Costs" means the Brewer Road Project costs for roadway
improvements inside the District, including (a) the PID Costs to be funded by (1)
the Gross Roadway Improvement Bond Contribution, and (2) the City
Contribution: Intra-PID, and (b) the costs of the University Roadway
Improvements (as defined in the Service and Assessment Plan) to be funded by
the University Property Contribution.
Section 1.27 "Major Improvement Bonds" means the Special Assessment Revenue Bonds,
Series 2017 (Fort Worth Public Improvement District No. 17 (Rock Creek Ranch)
Major Improvement Project), in the aggregate principal amount of$12,685,000.
Section 1.28 "MO U' has the meaning set forth in the introductory paragraph.
Section 1.29 "Outside-District Costs" means the Brewer Road Project costs for the Outside-
District Roadway Improvements, to be funded by (a) the City Contribution:
Outside-District, and (b) the Chisholm Trail Contribution.
Section 1.30 "Outside District Roadway Improvements" is defined in the Indenture, and
means that portion of the Brewer Road Project outside of the District.
Financing Agreement Page 4 of 34
Section 1.31 "PID Costs" are described in Section 3.01(a), and mean the Actual Costs of the
Roadway Improvements (as such terms are defined in the Service and Assessment
Plan)benefiting the District.
Section 1.32 "PID Reimbursement Agreement" means that certain PID Reimbursement
Agreement — Fort Worth Public Improvement District No. 17 (Rock Creek
Ranch) entered into by and between the City and the Developer attached hereto as
Exhibit B.
Section 1.33 "Project Management Fee" has the definition set forth in the Service and
Assessment Plan.
Section 1.34 "Project Management Amount"has the meaning set forth in Section 4.05(c).
Section 1.35 "Roadway Improvements" is defined in the Service and Assessment Plan.
Section 1.36 "Roadway Improvement Account"has the meaning set forth in the Indenture.
Section 1.37 "Roadway Improvement Bonds" is defined in the Service and Assessment Plan.
Section 1.38 "ROWAcquisition Amount"has the meaning set forth in Section 3.01(a)(2)B.ii.
Section 1.39 "Service and Assessment Plan" means that Service and Assessment Plan of the
District approved by the City Council on August 15, 2017 pursuant to Ordinance
No. 22832-08-2017, as updated from time to time.
Section 1.40 "Trustee" means the Trustee under the Indenture.
Section 1.41 "University Developer Consultant Amount" has the meaning set forth in Section
3.01(a)(1)13.
Section 1.42 "University Project Management Amount" has the meaning set forth in Section
3.01(a)(1)A.
Section 1.43 "University Project Management Account" is defined in the Indenture.
Section 1.44 "University Property" is defined in the Service and Assessment Plan.
Section 1.45 "University Property Contribution" has the meaning set forth in Section
3.01(a)(1).
Section 1.46 "University Property Costs"has the meaning set forth in Section 3.01(a).
Section 1.47 "University Roadway Improvements" is defined in the Service and Assessment
Plan.
Section 1.48 "University Property Improvement Account" is defined in the Indenture.
Financing Agreement Page 5 of 34
Section 1.49 "University ROW Acquisition Amount" has the meaning set forth in Section
3.01(a)(1)B.
Section 1.50 "Walton Entities" means, collectively, the Developer and WM CTR.
Section 1.51 "Walton USA" means Walton International Group (USA), Inc., an Arizona
corporation.
Section 1.52 "WM CTR" means WM Sub CTR, LP, a Texas limited partnership.
ARTICLE 2
GENERAL SCOPE; ESTIMATED COST
Section 2.01 The Brewer Road Project consists of construction of approximately 10,200 linear
feet of Brewer Road through the Western Improvement Area of the District as a two-lane road
for the benefit of such property and the University Roadway Improvements for the benefit of the
University Property, as well as construction of portions of Brewer Road outside of the District to
serve Chisholm Trail Ranch and the City. The current plans for the alignment of the Brewer
Road Project as prepared by Goodwin and Marshall, Inc., are attached as Schedule I, such plans
have not received final approval from the City and are included for illustration purposes only.
Section 2.02 The estimated and updated total cost of the Brewer Road Project, excluding
financing costs which may include costs associated with the issuance of bonds, notes or other
obligations by the City, is $9,464,235.25 (the "Estimated Total Cost"). The Estimated Total
Cost includes the Intra-District Costs and the Outside-District Costs.
ARTICLE 3
PROJECT FINANCING
Section 3.01 The Estimated Total Cost is to be paid as follows:
(a) Intra-District Costs: The Intra-District Costs are estimated to be $7,589,639.14
and include (i) the costs of the Roadway Improvements benefiting the property within
the District (the "PID Costs"), and (ii) the cost of the University Roadway
Improvements benefitting the University Property (the "University Property Costs").
The Intra-District Costs are to be paid as follows:
(1) University Property Costs. An amount equal to $657,992.50 is to be
deposited with the Trustee by the Developer for the payment of costs associated
with the benefit to the non-assessed University Property within the District (the
"University Property Contribution"). University Property Costs are payable from
the University Property Contribution as follows:
A. $7,885.54 is to be deposited to the University Project Management
Account under the Indenture for the payment of Project Management Fees
allocable to the University Property (the "University Project Management
Amount");
Financing Agreement Page 6 of 34
B. $650,106.96 is to be deposited to the University Property
Improvement Account under the Indenture and applied as follows:
i. Up to $32,511.06 is to be applied to the payment, at or
following closing, of the acquisition costs of a certain right-of-
way allocable to the University (the "University ROW
Acquisition Amount"), subject to the Section 4.05(a);
ii. $13,004.42 is to be applied to the payment, at or immediately
following closing, of certain of the Developer's consultant
fees allocable to the University (the "University Developer
Consultant Amount"); and
iii. the balance of the University Property Contribution after
subtracting the University Project Management Amount, the
University ROW Acquisition Amount and the University
Consultant Amount (estimated to be $604,591.48), is to be
applied to the payment of all remaining University Roadway
Improvements.
(2) PID Costs: The PID Costs are payable as follows:
A. An amount up to $3,184,545.83, payable from the City
Contribution (as defined below) pursuant to the terms of Section 3.02
below to pay a portion of the PID Costs (the "City Contribution: Intra-
District").
B. An amount equal to $3,747,100.81, payable from a portion of the
proceeds of the Roadway Improvement Bonds (the "Gross Roadway
Improvement Bond Contribution") and subject to the successful delivery
thereof, is to be deposited with the Trustee by or at the direction of the
City to pay the PID Costs. PID Costs are payable from the Gross Roadway
Improvement Bond Contribution as follows:
i. $83,070.46 is to be deposited to the District Project
Management Account under the Indenture for the payment of
Project Management Fees allocable to the District (the
"District Project Management Amount");
ii. $3,664,030.35 is to be deposited to the Roadway
Improvement Account under the Indenture and to be applied
as follows:
1. Up to $342,488.94 is to be applied to the payment, at or
following closing, of the acquisition costs of a certain
right-of-way allocable to the District (the "District ROW
Acquisition Amount"), subject to the Section 4.05(a);
Financing Agreement Page 7 of 34
2. $136,995.58 is to be applied to the payment, at or
immediately following closing, of certain of the
Developer's consultant fees allocable to the District (the
"District Developer Consultant Amount"); and
3. the balance of the Gross Roadway Improvement Bond
Contribution after subtracting the District Project
Management Amount, the District ROW Acquisition
Amount and the District Developer Consultant Amount,
(estimated to be $3,184,545.83) is to be applied to the
payment of remaining PID Costs.
(b) Outside-District Costs: The Outside-District Costs are estimated to be
$1,874,596.11, and include the costs of those portions of the Brewer Road Project
outside of the District (the "Outside-District Roadway Improvements") (i) benefitting
the Chisholm Trail Ranch (the "Chisholm Trail Ranch Costs"), and (ii) benefitting the
City, generally ("General City Road Costs").
(1) Chisholm Trail Ranch Costs: An amount equal to $635,002.31 is to be
deposited to the Chisholm Trail Property Improvement Account under the
Indenture by or on behalf of WM CTR for the payment of the Chisholm Trail
Ranch Costs outside the District (the "Chisholm Trail Contribution").
(2) General City Road Costs: An amount up to $1,239,593.79, payable from
the City Contribution (as defined below) pursuant to the terms of Section 3.02
below for the payment of General City Road Costs outside the District (the "City
Contribution: Outside-District").
Section 3.02 City Contribution. An amount up to $4,424,139.62, which is equal to the sum of
the amounts set forth in Sections 3.01(a)(2)A and 3.01(b)(2) above (the City Contribution: Intra-
District and the City Contribution: Outside-District are referred to collectively herein as the "City
Contribution"), is to be paid by the City to the Developer or its designee from lawfully available
funds for disbursement pursuant to the terms of the this Agreement and the PID Reimbursement
Agreement. No portion of the City Contribution will be deposited under the Indenture or
pledged for the benefit of the any bondholders under the Indenture. It is anticipated that the City
Contribution will be paid from lawfully appropriated funds of the City and/or the proceeds of a
series of tax notes to be issued by the City. Upon the issuance of tax notes, the proceeds
therefrom applicable to the City Contribution will be held in a separate account of the City for
the sole purpose of making the payments described hereunder, with such subaccounts as the City
in its sole discretion deems desirable or appropriate for the purpose of accounting for the City
Contribution (including the City Contribution: Intra-District, and the City Contribution: Outside-
District). Following approval of the applicable Certificate for Payment, the City will disburse
approved amounts directly to the Developer or the designated payee.
Section 3.03 The Gross Roadway Improvement Bond Contribution is to be deposited under the
Indenture on the date of closing of the Roadway Improvement Bonds. Amounts equal to the
University Property Contribution and to the Chisholm Trail Contribution are to be deposited
Financing Agreement Page 8 of 34
under the Indenture no later than three (3) business days prior to the scheduled closing date of
the Roadway Improvement Bonds.
ARTICLE 4
ACCOUNTING; DISBURSEMENT; COST OVERRUNS; SAVINGS
Section 4.01 Accounting. The Walton Entities shall account separately for the Intra-District
Costs and the Outside-District Costs.
Section 4.02 Closing Disbursements. The Closing Disbursement Request to be provided by the
Developer no less than five (5) business days prior to the scheduled closing date for the Roadway
Improvement Bonds pursuant to Section 3.4 of the PID Reimbursement Agreement shall be in
the form attached hereto as Exhibit C (the "Closing Disbursement Request").
Section 4.03 Additional Disbursements; Certificate for Payment. Each Certificate for Payment
to be delivered by the Developer pursuant to Section 3.4 of the PID Reimbursement Agreement
shall be:
(a) For Intra-District Costs, in the form attached hereto as Exhibit D-1 (the
"Certificate for Payment:Intra-District Costs"); and
(b) For Outside-District Costs, in the form attached hereto as Exhibit D-2 (the
"Certificate for Payment: Outside-District Costs" and, collectively with the Certificate
for Payment: Intra-District Costs, the "Certificate for Payment").
Section 4.04 Procedures; Final Determination, City Representative. The Certificate for
Payment submission, review and approval provisions of Section 3.4 of the PID Reimbursement
Agreement shall continue to apply for any Certificate for Payment: Intra-District Costs, and such
provisions are hereby deemed applicable and are incorporated by reference with respect to the
submission of any Certificate for Payment: Outside-District Costs. In approving any Certificate
for Payment, the City's determination that a Certificate for Payment complies with the terms
hereof or of any other terms incorporated by reference, shall be considered final. In accordance
with Section 2.16 and Section 3.4 of the PID Reimbursement Agreement, the Chief Financial
Officer J Director of Financial Management Services, and any designee thereof, are hereby
confirmed as the authorized City Representatives (as defined in the PID Reimbursement
Agreement), responsible for approving and executing any Certificate for Payment or Closing
Disbursement Request.
Section 4.05 Disbursement.
(a) The District ROW Acquisition Amount and the University ROW Acquisition
Amount(collectively, the "ROW Acquisition Amount") are to be paid at or immediately
following closing from the Roadway Improvement Account and the University Property
Improvement Account, respectively. The payment of the ROW Acquisition Amount
pursuant to Section 3.01(a)(1)B.i and Section 3.01(a)(2)B.ii.1 is subject to the City's
receipt of a final appraisal with respect to the value of the applicable right-of-ways (the
"AppraisaP'). The Developer is solely responsible to the extent the acquisition costs of
Financing Agreement Page 9 of 34
the applicable right-of-ways, as set forth in the Appraisal, exceed the estimated ROW
Acquisition Amount($375,000).
(b) The District Developer Consultant Amount and the University Developer
Consultant Amount (collectively, the "Developer Consultant Amount") are to be paid at
or immediately following closing from the Roadway Improvement Account and the
University Property Improvement Account, respectively.
(c) The District Project Management Amount and the University Project
Management Amount (collectively, the "Project Management Amount") are to be paid
from the District Project Management Account and the University Project Management
Account, respectively, on a pro-rata basis based upon the outstanding balances of the
aforementioned accounts. The overall Project Management Amount is to be paid on a
percentage completion basis, as described in the Service and Assessment Plan.
(d) Each disbursement for the payment of all Intra-District Costs other than the
ROW Acquisition Amount, the Developer Consultant Amount and the Project
Management Amount, shall be paid as follows:
(1) From the Roadway Improvement Account: 45.67% of the total requested
disbursement amount,
(2) From University Property Improvement Account: 8.67% of the total
requested disbursement amount; and
(3) From the City Contribution: Intra-District: 45.67% of the total requested
disbursement amount.
(e) Each disbursement for payment of the Outside-District Costs shall be paid as
follows:
(1) from the Chisholm Trail Property Improvement Account: 33.87% of the
total requested disbursement amount; and
(2) from the City Contribution: Outside-District: 66.13% of the total requested
disbursement amount.
Section 4.06 Savinjzs. The Indenture shall provide that in the event any funds remain in any
account under the Indenture after the completion of all costs to be paid therefrom, (a) such funds
shall be returned, in the case of the University Property Contribution and the Chisholm Trail
Contribution, to the Developer and WM CTR, respectively, and (b) such funds shall be applied
to the redemption of Roadway Improvement Bonds or as otherwise set forth in the Indenture, in
the case of the Gross Roadway Improvement Bond Contribution. Any unexpended amounts
from the City Contribution may be reallocated for any purpose deemed appropriate by the City in
its sole discretion.
Section 4.07 Overruns.
Financing Agreement Page 10 of 34
(a) Intra-District Cost Overruns. Except for the ROW Acquisition Amount, the
Project Management Amount and the Developer Consultant Amount, all Intra-District
Costs overruns shall be shared by the Developer and the City on an equal basis. For the
avoidance of doubt, the City will have no responsibility for any ROW Acquisition
Amount, Project Management Amount or Developer Consultant Amount in excess of the
amounts set forth in ARTICLE 3 above. A cost overrun shall be determined to exist in
the event Intra-District Costs remain after (1)the balances of the Roadway Improvement
Account and University Property Improvement Account have been reduced to $0, and
(2)the aggregate City Contribution: Intra-District payments total $3,184,545.83.
(b) Outside-District Cost Overruns. All Outside-District Costs overruns shall be
shared by WM CTR and the City on an equal basis. A cost overrun shall be determined
to exist in the event Outside-District Costs remain after (1) the Chisolm Trail Property
Improvement Account balance has been reduced to $0, and (2) the aggregate City
Contribution: Outside-District payments total $1,239,593.79.
Section 4.08 Right-of-Way. The Right-of-Way being purchased pursuant to Section
3.01(a)(1)B.i and Section 3.01(a)(2)B.ii.l (the "Purchased Right-of-Ways") is being purchased
from affiliates of the Developer and has an appraised value of$700,000. $375,000 is being paid
to the affiliates of the Developer in cash pursuant to Section 3.01(a)(1)B.i and Section
3.01(a)(2)B.ii.l. The balance of the consideration is currently intended to be paid to such
affiliates of the Developer in the form of a reduction of impact fees chargeable to the Developer
or its affilites in the amount equal to $325,000.
ARTICLE 5
LIMITED AMENDMENT OF PID REIMBURSEMENT AGREEMENT
Section 5.01 Solely with respect to the Roadway Improvement Bonds, the definitions of
"Certificate for Payment" and "Closing Disbursement Request" in Section 2.13 and 2.18,
respectively, of the PID Reimbursement Agreement are hereby deleted and replaced in their
entirety with the following:
"2.13 "Certificate for Payment" shall have the meaning assigned to it in the Financing
Agreement and Limited Amendment to PID Reimbursement Agreement City of Fort
Worth / Rock Creek Ranch / Chisholm Trail Ranch — Brewer Road Project, by and
among the City, Walton Development & Management TX, LLC, and WM Sub CTR, LP,
a Texas limited partnership (the"Financing Agreement")."
"2.18 "Closing Disbursement Request" shall have the meaning assigned to it in the
Financing Agreement."
Section 5.02 Except as specifically set forth above, the PID Reimbursement Agreement
remains in full force and effect. For the avoidance of doubt, the amendments set forth above are
not applicable to the PID Reimbursement Agreement to the extent that it is applicable to the
Major Improvement Bonds (as defined therein).
ARTICLE 6
OBLIGATIONS LIMITED; DEFAULT
Financing Agreement Page 11 of 34
Section 6.01 OBLIGATIONS LIMITED. THE OBLIGATIONS OF THE CITY UNDER
THIS AGREEMENT SHALL NOT, UNDER ANY CIRCUMSTANCES, GIVE RISE TO OR
CREATE A CHARGE AGAINST THE GENERAL CREDIT OR TAXING POWER OF THE
CITY OR A DEBT OR OTHER OBLIGATION OF THE CITY PAYABLE FROM ANY
SOURCE OTHER THAN FROM THE ROADWAY IMPROVEMENT BOND PROCEEDS
DEPOSITED TO THE APPLICABLE PROJECT FUND UNDER THE INDENTURE OR
FROM THE CITY CONTRIBUTION OF FUNDS LAWFULLY AVAILABLE AND
APPROPRIATED FOR THE PURPOSES SET FORTH UNDER THIS AGREEMENT. NONE
OF THE CITY OR ANY OF ITS ELECTED OR APPOINTED OFFICIALS OR ANY OF ITS
OFFICERS, EMPLOYEES, CONSULTANTS OR REPRESENTATIVES SHALL INCUR
ANY LIABILITY HEREUNDER TO THE WALTON ENTITIES OR ANY OTHER PARTY
IN THEIR INDIVIDUAL CAPACITIES BY REASON OF THIS AGREEMENT OR THEIR
ACTS OR OMISSIONS UNDER THIS AGREEMENT.
Section 6.02 Any failure by the Developer to perform an obligation imposed on it by this
Agreement shall constitute a"Default"under the PID Reimbursement Agreement, as that term is
defined therein.
ARTICLE 7
MISCELLANEOUS
Section 7.01 Term. This Agreement shall terminate upon the date on which a final Certificate
for Payment is submitted under the Indenture.
Section 7.02 Severability. The Parties acknowledge and agree that if any part, term or
provision of this Agreement is determined by the courts to be invalid, illegal or in conflict with
any law of the State of Texas, the validity of the remaining portions or provisions shall not be
affected thereby.
Section 7.03 Governing Law; Venue. This Agreement is entered into in the State of Texas and
shall be construed and interpreted in accordance with its laws. Should any action, whether real
or asserted, at law or in equity, arise out of the execution, performance, or attempted
performance of this Agreement, venue for said action shall lie exclusively in the courts in Tarrant
County, Texas.
Section 7.04 Review of Counsel. The Parties acknowledge that each Party and its counsel have
had the opportunity to review and revise this Agreement and that the normal rules of
construction to the effect that any ambiguities are to be resolved against the drafting party shall
not be employed in the interpretation of this Agreement or exhibits hereto.
Section 7.05 Independent Contractor. The Parties shall operate hereunder as independent
contractors, and no Party shall be considered or construed to be an officer, agent, servant, or
employee of any other Party.
Section 7.06 Assignment. No Party may assign this Agreement without the prior written
consent of the other Parties.
Financing Agreement Page 12 of 34
Section 7.07 Non-Waiver. The failure of any Party to insist upon the performance of any term
or provision of this Agreement or to exercise any right herein conferred shall not be construed as
a waiver or relinquishment to any extent of that Party's right to assert or rely on any such term or
right on any future occasion.
Section 7.08 Governmental Powers. The Parties agree and understand that the City does not
waive or surrender any of its governmental powers by execution of this Agreement, including the
right to assert the defense of governmental immunity.
Section 7.09 Amendment; Conflicts. No amendment, modification, or alteration of the terms of
this Agreement shall be binding unless the same is in writing, dated subsequent to the date
hereof, and duly executed by the Parties. In the event of any conflict between this Agreement and
any provision of the Indenture,the provisions and intent of the Indenture controls.
Section 7.10 Entire Agreement. This written instrument (together with any attachments,
exhibits, appendices, and documents incorporated by reference) constitutes the entire
understanding between the Parties concerning this transaction, and any prior or
contemporaneous, oral or written agreement that purports to vary from the terms hereof shall be
void.
Section 7.11 Signature Authority. Each person signing this Agreement hereby warrants that he
or she has the legal authority to execute this Agreement on behalf of his or her respective Party,
and that such binding authority has been granted by proper order, resolution, ordinance or other
authorization of the entity. Each other Party is fully entitled to rely on this warranty and
representation in entering into this Agreement.
Section 7.12 Counterparts. This Agreement may be executed in multiple counterparts, which,
when taken together, shall be deemed one original. This Agreement may be delivered by the
exchange of signed signature pages by facsimile transmission or by electronic mail with a "pdf'
copy or other replicating image attached, and any printed or copied version of any signature page
so delivered shall have the same force and effect as an originally signed version of such signature
page.
Section 7.13 No Third Party Beneficiaries. Nothing in this Agreement is intended to or shall
be construed to confer upon any person or entity other than the Parties any rights under or by
reason of this Agreement.
Section 7.14 No Boycott of Israel. The Walton Entities represent that, to the extent this
Agreement constitutes a contract for goods or services within the meaning of Section 2270.002
of the Texas Government Code, as amended, solely for purposes of compliance with Chapter
2270 of the Texas Government Code, and subject to applicable Federal law, neither the Walton
Entities, nor any wholly owned subsidiary, majority-owned subsidiary, parent company or
affiliate of the Walton Entities (i) boycotts Israel or (ii) will boycott Israel through the term of
this agreement. The terms "boycotts Israel" and "boycott Israel" as used in this paragraph mean
refusing to deal with, terminating business activities with, or otherwise taking any action that is
intended to penalize, inflict economic harm on, or limit commercial relations specifically with
Financing Agreement Page 13 of 34
Israel, or with a person or entity doing business in Israel or in an Israeli-controlled territory, but
does not include an action made for ordinary business purposes
Section 7.15 Prohibited Business Relationships. The Walton Entities represent that, to the
extent this Agreement constitutes a governmental contract within the meaning of Section
2252.151 of the Texas Government Code, as amended, solely for purposes of compliance with
Subchapter F of Chapter 2252 of the Texas Government Code, and except to the extent otherwise
required by applicable federal law, neither the Walton Entities, nor any wholly owned subsidiary,
majority-owned subsidiary, parent company or affiliate of the Walton Entities (i) engages in
business with Iran, Sudan, or any foreign terrorist organization as described in Chapters 806 or
807 of the Texas Government Code, or Subchapter F of Chapter 2252 of the Texas Government
Code, or (ii) is a company listed by the Texas Comptroller of Public Accounts under Sections
806.051, 807.051, or 2252.153 of the Texas Government Code. The term "foreign terrorist
organization" in this paragraph means an organization designated as a foreign terrorist
organization by the United States Secretary of State as authorized by 8 U.S.C. Section 1189.
THE REMAINDER OF THIS PAGE INTENTIONALLY LEFT BLANK
SIGNATURE PAGES TO FOLLOW
Financing Agreement Page 14 of 34
IN WITNESS WHEREOF, the Parties have executed this Agreement in Fort Worth, Texas, to be
effective as of the date first written above.
CITY OF FORT WORTH
By:
Susan Alanis
Assistant City Manager
Approved as to Form and Legality:
By:
Denis C. McElroy
Assistant City Attorney
Contract Authorization:
M&C
Attest:
By:
Mary J. Kayser, City Secretary
Financing Agreement Page 15 of 34
IN WITNESS WHEREOF, the Parties have executed this Agreement in Fort Worth, Texas, to be
effective as of the date first written above.
WALTON DEVELOPMENT& MANAGEMENT TX,LLC
a Delaware limited liability company,
By:
Name: John Vick
Title: President
Financing Agreement Page 16 of 34
IN WITNESS WHEREOF, the Parties have executed this Agreement in Fort Worth, Texas, to be
effective as of the date first written above.
WM SUB CTR,LP
a Texas limited partnership,
By: WM Sub CTR GP,LLC
a Delaware limited liability company,
its General Partner
By: WM Holdings OI,LLC
a Delaware limited liability company
its Sole Member and Manager
By: Walton WMOI Investor,LLC,
a Delaware limited liability company,
its Manager
By: WDH Management,Inc.
a Delaware corporation,
its Manager
By:
Name: John Vick
Its: Vice President
Financing Agreement Page 17 of 34
Exhibit A
Memorandum of Understanding
Financing Agreement Page 18 of 34
Exhibit B
PID Reimbursement Agreement
Financing Agreement Page 19 of 34
Exhibit C
CLOSING DISBURSEMENT REQUEST: INTRA-DISTRICT COSTS
Reference is made to that certain Indenture of Trust by and between the City and the
Trustee dated as of , 20_ (the "Indenture") relating to the "City of Fort Worth, Texas,
Special Assessment Revenue Bonds, Series 2018 (Fort Worth Public Improvement District
No. 17 (Rock Creek Ranch) Roadway Improvement Project)" (the "Roadway Improvement
Bonds"), to the PID Reimbursement Agreement — Fort Worth Public Improvement District No.
17 (Rock Creek Ranch) between the City and the Developer, effective August 25, 2017 (the
"Reimbursement Agreement"), and to the Financing Agreement and Limited Amendment to PID
Reimbursement Agreement, effective , 2018, between the City, the Developer, and WM
Sub CTR LP, a Texas limited partnership (the "Financing Agreement"). Unless otherwise
defined, any capitalized terms used herein shall have the meanings ascribed to them in the
Indenture.
The undersigned is an agent for Walton Development & Management TX, LLC, a
Delaware limited liability company (the "Developer") and requests payment to the Developer (or
to the person designated by the Developer) from the applicable accounts of the Project Fund
from (the "Trustee") in the amount of
($ ) to be transferred from such accounts upon the
delivery of the Roadway Improvement Bonds for costs incurred by the Developer in relation to
the issuance of the Roadway Improvement Bonds, as follows.
In connection with the above referenced payment, the Developer represents and warrants
to the City as follows:
1. The undersigned is a duly authorized officer of the Developer, is qualified to execute this
Closing Disbursement Request on behalf of the Developer, and is knowledgeable as to the
matters set forth herein.
2. The payment requested for the below referenced costs incurred by the Developer in
relation to the issuance of the Roadway Improvement Bonds at the time of the delivery of the
Roadway Improvement Bonds have not been the subject of any prior payment request submitted
to the City.
3. The amount listed for the below referenced costs is a true and accurate representation of
the costs incurred by the Developer in relation to the issuance of the Roadway Improvement
Bonds as of the time of the delivery of the Roadway Improvement Bonds, and such costs are in
compliance with the Service and Assessment Plan.
4. If payment is made directly to the Developer, the Developer confirms that the payments
listed on the Developer's summary attached to this certificate have been, or will be, timely made
to the vendor or vendors shown on such summary and related supporting documents.
5. The Developer is in compliance with the terms and provisions of the Reimbursement
Agreement, the Indenture, the Financing Agreement and the Service and Assessment Plan.
6. The Developer has timely paid all ad valorem taxes and annual installments of special
assessments it owes or an entity the Developer controls owes, located in the Fort Worth Public
2180.021\71092.1
Improvement District No. 17 (Rock Creek Ranch) and has no outstanding delinquencies for such
taxes or assessments.
7. All conditions set forth in the Indenture for the payment hereby requested have been
satisfied.
8. The Developer agrees to cooperate with the City in conducting its review of the requested
payment, and agrees to provide additional information and documentation as is reasonably
necessary for the City to complete said review.
Payments requested hereunder shall be made as directed below:
[NAME OF PAYEE]
[APPLICABLE ACCOUNT OF THE PROJECT FUND]
[AMOUNT]
Bank: []
Swift Code: []
ABA number: []
Account Name: []
Account#: []
2180.021\71092.1
I hereby declare that the above representations and warranties are true and correct.
WALTON DEVELOPMENT & MANAGEMENT TX, LLC,
a Delaware limited liability company
By: Walton Development & Management (USA), Inc.,
an Arizona corporation, its sole Member and Manager
By:
Name:
Title:
2180.021\71092.1
APPROVAL OF REQUEST BY CITY
The City is in receipt of the attached Closing Disbursement Request, acknowledges the
Closing Disbursement Request, and finds the Closing Disbursement Request to be in order.
After reviewing the Closing Disbursement Request, the City approves the Closing Disbursement
Request and shall include said payments in the City Certificate submitted to the Trustee directing
payments to be made from the applicable accounts of the Project Fund upon delivery of the
Roadway Improvement Bonds.
CITY OF FORT WORTH, TEXAS
By:
Name:
Title:
Date:
2180.021\71092.1
Exhibit D-1
CERTIFICATE FOR PAYMENT: INTRA-PID COSTS
Certificate Number
Reference is made to that certain Indenture of Trust by and between the City and the Trustee
dated as of , 20_, (the "Indenture") relating to the ["City of Fort Worth, Texas, Special
Assessment Revenue Bonds, Series 2018 (Fort Worth Public Improvement District No. 17
(Rock Creek Ranch) Roadway Improvement Project)"] (the "Roadway Improvement Bonds"), to
the PID Reimbursement Agreement— Fort Worth Public Improvement District No. 17 (Rock Creek
Ranch) between the City and the Developer, effective August 15, 2017 (the "Reimbursement
Agreement"), and to the Financing Agreement and Limited Amendment to PID Reimbursement
Agreement, effective , 2018, between the City, the Developer, and WM Sub CTR LP, a Texas
limited partnership (the "Financing A reg ement"). Unless otherwise defined, any capitalized terms
used herein shall have the meanings ascribed to them in the Indenture.
The undersigned is an agent for Walton Development & Management TX, LLC, a Delaware
limited liability company (the "Developer") and requests payment to the Developer (or to the person
designated by the Developer) from the sources and in the amounts set forth below for labor,
materials, fees, and/or other general costs related to the creation, acquisition, or construction of
certain Roadway Improvements providing a special benefit to property within the Fort Worth Public
Improvement District No. 17 (Rock Creek Ranch).
In connection with the above referenced payment, the Developer represents and warrants to
the City as follows:
1. The undersigned is a duly authorized officer of the Developer, is qualified to execute
this Certificate for Payment Form on behalf of the Developer, and is knowledgeable as to the matters
set forth herein.
2. The payment requested for the below referenced Roadway Improvements has not
been the subject of any prior payment request submitted for the same work to the City or, if
previously requested, no disbursement was made with respect thereto.
3. The amount listed for the Roadway Improvements below is a true and accurate
representation of the Roadway Improvements associated with the creation, acquisition, or
construction of said Roadway Improvements, and such costs (i) are in compliance with the Financing
Agreement and the Reimbursement Agreement, and (ii) are consistent with the Service and
Assessment Plan.
4. If payment is made directly to the Developer, the Developer confirms that the
payments listed on the Developer's summary attached to this certificate have been, or will be, timely
made to the vendor or vendors shown on such summary and related supporting documents.
5. The Developer is in compliance with the terms and provisions of the Reimbursement
Agreement,the Indenture, the Financing Agreement and the Service and Assessment Plan.
2180.021\71092.1
6. The Developer has timely paid all ad valorem taxes and annual installments of special
assessments it owes or an entity the Developer controls owes, located in the Fort Worth Public
Improvement District No. 17 (Rock Creek Ranch) and has no outstanding delinquencies for such
taxes or assessments.
7. All conditions set forth in the Indenture, Financing Agreement and Reimbursement
Agreement for the payment hereby requested have been satisfied.
8. The work with respect to the Roadway Improvements referenced below (or its
completed segment) has been completed, and the City has inspected such Roadway Improvements
(or its completed segment), if applicable.
9. The Developer agrees to cooperate with the City in conducting its review of the
requested payment, and agrees to provide additional information and documentation as is reasonably
necessary for the City to complete said review.
10. No more than ninety-five percent (95%) of the budgeted or contracted hard costs for
major improvements or any phase of Roadway Improvements identified may be paid until the work
with respect to such Roadway Improvements (or completed segment) has been completed and the
City has accepted such Roadway Improvements (or completed segment). One hundred percent
(100%) of soft costs (e.g., engineering costs, inspection fees and the like) may be paid prior to City
acceptance of such Roadway Improvements (or completed segment).
Payments requested are as follows:
Requested Disbursements from
Accounts under the Indenture Amount To Be Paid
Amount From by the City and
PAYEE Amount From University applied against the Total Amount
Roadway Property City Contribution: Requested
Improvement
Account Improvement Intra-District
Account
[NAME OF PAYEE]
Bank: $ $ $
Swift Code: $
ABA number:
Account Name:
Account#:
The PID Costs, excluding the Proiect Management Fees, ROW Acquisition Amount, and Developer
Consultant Amountrequested above are allocated on a pro rata basis between the Roadway
Improvement Account, the University Property Improvement Account and the City Contribution:
Intra-District (as defined in the Financing Agreement). For the avoidance of doubt, the percentage
allocation to be applied for the payment of PID Costs after subtracting the Project Management
Amount, ROW Acquisition Amount and the Developer Consultant Amount are as follows: (1)
Roadway Improvement Account: 45.67%; (2) University Property Improvement Account: 8.67%;
and(3) City Contribution:Intra-District: 45.67%.
2180.021v10e2.1
Amount for District ROW Amount for University ROW
PAYEE Acquisition Amount from Acquisition Amount from Total Amount
Roadway Improvement Account University Property Requested
Improvement Account
[NAME OF PAYEE]
Bank:
Swift Code: $[342,488.94] $[32,511.06] $[375,000]
ABA number:
Account Name:
Account#:
Amount for District Developer Amount for University
PAYEE Consultant Amount from Developer Consultant Amount Total Amount
Roadway Improvement Account from University Property Requested
Improvement Account
[NAME OF PAYEE]
Bank:
Swift Code: $[136,995.58] $[13,004.42] $[150,000]
ABA number:
Account Name:
Account#:
Amount for District Project Amount for University Project
Management Amount from Management Amount from University
PAYEE District Project Management Project Management Account2
Account'
[NAME OF PAYEE]
Bank:
Swift Code: $ $
ABA number:
Account Name:
Account#:
Attached hereto are receipts, purchase orders, change orders, and similar instruments which
support and validate the above requested payments. Also attached hereto are "bills paid" affidavits
and supporting documentation in the standard form for City construction projects, none of which will
be verified by the Trustee.
Project Management Fees are to be paid on a percentage completion basis,per the SAP.
2 Project Management Fees are to be paid on a percentage completion basis,per the SAP.
2180.021\71092.1
Pursuant to the Financing Agreement and the Reimbursement Agreement, after receiving this
payment request, the City has inspected the Roadway Improvements (or completed segment) and
confirmed that said work has been completed in accordance with approved plans and all applicable
governmental laws, rules, and regulations.
[Rest of Page Left Intentionally Blank]
2180.021\71092.1
I hereby declare that the above representations and warranties are true and correct.
WALTON DEVELOPMENT & MANAGEMENT TX, LLC,
a Delaware limited liability company
By: Walton Development& Management (USA), Inc.,
an Arizona corporation, its sole Member and Manager
By:
Name:
Title:
2180.021\71092.1
APPROVAL OF REQUEST BY CITY
The City is in receipt of the attached Certificate for Payment, acknowledges the Certificate for
Payment, acknowledges that the Roadway Improvements (or its completed segment) covered by
the certificate have been inspected by the City, and otherwise finds the Certificate for Payment to
be in order. After reviewing the Certificate for Payment, the City approves the Certificate for
Payment and shall, as described above, make payments from the applicable City accounts and
submit a City Certificate the Trustee directing payments to be made from the applicable accounts
under the Indenture to the Developer or to any person designated by the Developer.
CITY OF FORT WORTH, TEXAS
By:
Name:
Title:
Date:
2180.021\71092.1
Exhibit D-2
CERTIFICATE FOR PAYMENT: OUTSIDE-DISTRICT COSTS
Reference is made to that certain Indenture of Trust by and between the City and the Trustee
dated as of , 20_ (the "Indenture") relating to the ["City of Fort Worth, Texas, Special
Assessment Revenue Bonds, Series 2018 (Fort Worth Public Improvement District No. 17
(Rock Creek Ranch) Roadway Improvement Project)"] (the "Roadway Improvement Bonds"), to
the PID Reimbursement Agreement— Fort Worth Public Improvement District No. 17 (Rock Creek
Ranch) between the City and the Developer, effective August 15, 2017 (the "Reimbursement
Agreement"), and to the Financing Agreement and Limited Amendment to PID Reimbursement
Agreement, effective , 2018, between the City, the Developer, and WM Sub CTR LP, a Texas
limited partnership (the "Financing_Agreement"). Unless otherwise defined, any capitalized terms
used herein shall have the meanings ascribed to them in the Indenture.
The undersigned is an agent for Walton Development & Management TX, LLC, a Delaware
limited liability company (the "Developer") and requests payment to the Developer (or to the person
designated by the Developer) from the sources and in the amounts set forth below for labor,
materials, fees, and/or other general costs related to the creation, acquisition, or construction of
certain Roadway Improvements providing benefit to property outside the Fort Worth Public
Improvement District No. 17 (Rock Creek Ranch) and consisting of the City in general and of land
owned by WM Sub CTR LP or an affiliate.
In connection with the above referenced payment, the Developer represents and warrants to
the City as follows:
I. The undersigned is a duly authorized officer of the Developer, is qualified to execute
this Certificate for Payment Form on behalf of the Developer, and is knowledgeable as to the matters
set forth herein.
2. The payment requested for the below referenced Roadway Improvements has not
been the subject of any prior payment request submitted for the same work to the City or, if
previously requested, no disbursement was made with respect thereto.
3. The amount listed for the Roadway Improvements below is a true and accurate
representation of the Roadway Improvements associated with the creation, acquisition, or
construction of said Roadway Improvements, and such costs (i) are in compliance with the Financing
Agreement and the Reimbursement Agreement, and (ii) are consistent with the Service and
Assessment Plan.
4. If payment is made directly to the Developer, the Developer confirms that the
payments listed on the Developer's summary attached to this certificate have been, or will be, timely
made to the vendor or vendors shown on such summary and related supporting documents.
5. The Developer is in compliance with the terms and provisions of the Reimbursement
Agreement,the Indenture, the Financing Agreement and the Service and Assessment Plan.
2180.021\71092.1
6. The Developer has timely paid all ad valorem taxes and annual installments of special
assessments it owes or an entity the Developer controls owes, located in the Fort Worth Public
Improvement District No. 17 (Rock Creek Ranch) and has no outstanding delinquencies for such
taxes or assessments.
7. All conditions set forth in the Financing Agreement, the Reimbursement Agreement
and the Indenture for the payment hereby requested have been satisfied.
8. The work with respect to the Roadway Improvements referenced below (or its
completed segment) has been completed, and the City has inspected such Roadway Improvements
(or its completed segment), if applicable.
9. The Developer agrees to cooperate with the City in conducting its review of the
requested payment, and agrees to provide additional information and documentation as is reasonably
necessary for the City to complete said review.
10. No more than ninety-five percent (95%) of the budgeted or contracted hard costs for
major improvements or any phase of Roadway Improvements identified may be paid until the work
with respect to such Roadway Improvements (or completed segment) has been completed and the
City has accepted such Roadway Improvements (or completed segment). One hundred percent
(100%) of soft costs (e.g., engineering costs, inspection fees and the like) may be paid prior to City
acceptance of such Roadway Improvements (or completed segment).
Payments requested are as follows:
AMOUNT AMOUNT
REQUESTED FROM REQUESTED FROM TOTAL
CITY TO BE CHISHOLM TRAIL AMOUNT
PAYEE APPLIED AGAINST CONTRIBUTION REQUESTED
CONTRIBUTION: ACCOUNT OF THE
OUTSIDE-DISTRICT INDENTURE
[NAME OF PAYEE]
Bank:
Swift Code: $ $ $
ABA number:
Account Name:
Account#:
The costs of the Roadway Improvements requested above are allocated between the
Chisholm Trail Contribution Account and lawfully available funds of the City on a basis of 33.87%
from the Chisholm Trail Contribution Account and 66.13% from the City Contribution: Outside-
District, consistent with allocation of costs set forth in the Financing Agreement.
Attached hereto are receipts, purchase orders, change orders, and similar instruments which
support and validate the above requested payments. Also attached hereto are "bills paid" affidavits
and supporting documentation in the standard form for City construction projects, none of which will
be verified by the Trustee.
2180.021\71092.1
Pursuant to the Financing Agreement and the Reimbursement Agreement, after receiving this
payment request, the City has inspected the Roadway Improvements (or completed segment) and
confirmed that said work has been completed in accordance with approved plans and all applicable
governmental laws, rules, and regulations.
[Rest of Page Left Intentionally Blank]
2180.021\71092.1
I hereby declare that the above representations and warranties are true and correct.
WALTON DEVELOPMENT & MANAGEMENT TX, LLC,
a Delaware limited liability company
By: Walton Development & Management (USA), Inc.,
an Arizona corporation, its sole Member and Manager
By:
Name:
Title:
2180.021\71092.1
APPROVAL OF REOUEST BY CITY
The City is in receipt of the attached Certificate for Payment, acknowledges the Certificate for
Payment, acknowledges that the Outside-District Roadway Improvements (or its completed
segment) covered by the certificate have been inspected by the City, and otherwise finds the
Certificate for Payment to be in order. After reviewing the Certificate for Payment, the City
approves the Certificate for Payment and shall, as described above, make payments from the
applicable City accounts and submit a City Certificate the Trustee directing payments to be made
from the applicable accounts under the Indenture to the Developer or to any person designated
by the Developer.
CITY OF FORT WORTH, TEXAS
By:
Name:
Title:
Date:
2180.021\71092.1