HomeMy WebLinkAboutContract 36976-CA1CITY sECRETARY� Jq l
CONTRACT NO•
ASSIGNMENT OF TAX ABATEMENT AGREEMENT
This Assignment of Tax Abatement Agreement is made and entered into by
and between Waterview Estates, L.P., Pars Investment, Inc., General Partner ("Assignor") and
CTMGT Waterview Estates FL-1, LLC., ("Assignee") and the City of Fort Worth, ("City")
RECITALS
A. Waterview Estates, L.P., Pars Investment, Inc., General Partner and the City of Fort
Worth, Texas (the "City") entered into that certain Tax Abatement Agreement
("Agreement") for Property Located 5752 Maui Drive; Lot 33; Block 4; Waterfront at
Enchanted Bay; an Addition to the City of Fort Worth, Tarrant County, Texas,
according to the plat recorded and filed in Cabinet A; Slide No. 11723, Plat Records,
Tarrant County, Texas ("Property") which is located in the Lake Arlington
Neighborhood Empowerment Zone, such Agreement approved by the City Council of
Fort Worth November 6, 2007, City Secretary Contract Number 36976
("Agreement"):
B. Section 5 of the Agreement permits Assignor to assign all of its rights under the
Agreement to Assignee, without obtaining the prior consent of the City Council:
C. Waterview Estates, L.P. has formed CTMGT Waterview Estates FL-1, LLC under the
direction of Waterview Estates, L.P. to manage the remaining properties in Waterview
Estates not yet sold to a builder.
D. Pursuant to that certain Special Warranty Deed dated as of September 27, 2013
recorded under Tarrant County Deed Records, Assignor conveyed the Property to
CTMGT Waterview Estates FL4, LLC, and Assignee acquired title to the real
property, which is the subject of the Agreement.
AGREEMENT
NOW THEREFORE, in consideration of the mutual terms and conditions herein
contained and other good and valuable consideration, the receipt and sufficiency of which are
hereby acknowledged, the parties hereby agree as follows:
1. Assignment. Assignor hereby ASSIGNS, TRANSFERS AND CONVEYS all rights,
duties, obligations, title and interest under the Agreement to Assignee.
2. Acceptance. Assignee hereby accepts the Assignment granted herein, and assumes all
of Assignor's rights, duties and obligations arising under the Agreement.
3. Effective Date. The effective date of this Assignment is September 27, 2013
("Effective Date"). All rights, duties and obligations under the Agreement arising,
accruing or relating to the period before the Effective Date are allocated to Assi nor
all rights, duties and obligations arising, accruing or relating tEFFICIAL
d thereaft��
shall be allocated to Assignee. RECCRETARYAssignment of Tax Abatement Contract #36976 frRTH, TX
RECEIVE 0 NOV 2 0 2013 Waterview Estates, LP to CTMGT, LLC
1
4. Release and Surrender of Assignor. Except as otherwise expressly set forth in this
Assignment, Assignor will be discharged from any and all further obligations under the
Agreement as of the Effective Date. Assignor must surrender the Property to the
Assignee on or before 11:59 p. in. on the date prior to the Effective Date in its present
condition. Assignor relinquishes any right to any improvements, fixtures or equipment
on the Property.
5. Representations. Assignor represents, warrants and covenants with Assignee that as of
the Effective Date, that Assignor is not in default under any of its obligations contained
in the Agreement.
6. City of Fort Worth's Consent. City of Fort Worth hereby consents to this Assignment
upon the terms and conditions set forth herein. Unless and until City of Fort Worth has
executed this Assignment, this Assignment is of no effect. The consent granted herein
should not be construed as consent to any further assignment except as provided in the
Agreement. The failure or delay of City of Fort Worth in seeking to enforce any
provisions of the Agreement or this Assignment should not be deemed a waiver of rights
or remedies that City of Fort Worth may have, or a waiver of any subsequent breach of
the terms and provisions therein or herein contained.
7. Notices. Any notice given by any party to another party hereto must be given in the
manner required under the Agreement. The addresses set forth below supercede any
addresses for notices set forth in the Agreement.
CITY OF FORT WORTH:
City of Fort Worth
Housing and Economic Development Department (NEZ)
1000 Throckmorton
Fort Worth, Texas 76102
ASSIGNOR:
ASSIGNEE:
Waterview Estates, L.P. CTMGT Waterview Estates FL-1, L.L.C.
Pars Investment, Inc., General Partner 3901 Airport Freeway, Suite 200
3901 Airport Freeway, Suite 200 Bedford, TX 76021
Bedford, TX 76021
8. Successors. Except as herein otherwise provided, this Assignment will be binding upon
and inure to the benefit of the parties, and their respective heirs, executors,
administrators, successors and assigns.
9. Counterparts. This Assignment maybe executed in multiple counterparts, each of which,
once executed, will be an original and fully -binding on the parties so executing; and all
such counterparts together constitute one and the same agreement.
Assignment of Tax Abatement Contract #36976 from
Waterview Estates, LP to CTMGT, LLC
2
10. Binding Offer, This Assignment will be not be binding until executed and delivered by
all three parties.
IN WITNESS WHEREOF, the parties have executed this Assignment as of the date
first above written.
CITY T WORTH
QO
Fernando Costa
Assistant City Manager
STATE OF TEXAS §
COUNTY OF TARRANT §
BEFORE ME, the undersigned authority, on this day personally appeared Fernando
Costa, Assistant City Manager of the CITY OF FORT WORTH, a municipal corporation,
known to me to be the person and officer whose name is subscribed to the foregoing
instrument, and acknowledged to me that the same was the act of the said CITY OF FORT
WORTH, TEXAS, a municipal corporation, that he was duly authorized to perform the same
by appropriate Mayor and Council Communication of the City Council of the City of Fort
Worth and that he executed the same as the act of the said City for the purposes and
consideration therein expressed and in the capacity therein stated.
GIVEN UNDER MY HAND AND SEAL OF OFFICE this _day of
/OWAAZ1 . 2013.
60
Notary Public in
the State of Texas
A'
Kayser, City
for
APPROVED AS TO FORM AND LEGALIT
Assistant City Attorney
M & C: C-22514
Assignment of Tax Abatement Contract #36976
OFFICIAL RECORD
CITY SECRETARY
Waterview Estates, LP to CTMGT, LLC
3
ASSIGNOR: Waterview Estates, L.P., Pars Investment, Inc., General Partner
Title: President
Lvd
STATE OF TEXAS §
COUNTY OF TA /NT §
BEFORE ME, the undersigned authority, on this day personally appeared Mehrdad Moayedi
of Waterview Estates, L.P., a Texas Limited Partnership, Pars Investments, Inc., General
Partner, known to me to be the person whose name is subscribed to the foregoing instrument,
and acknowledged to me that he executed the same for the purposes and consideration therein
expressed, in the capacity therein stated and as the act and deed of Waterview Estates, L.P., a
Texas Limited Partnership, Pars Investment, Inc., General Partner.
SEAL OF OFFICE this day of
DEBBIE RENEE LYTLE
My Commission Expires
August 1, 2016
the State of Texas
ASSIGNEE: CTMGT Waterview Estates FL-1, L.L.C.
Name: Mehrdad Moayedi
Title: Managing Member
STATE OF TEXA� §
COUNTY OF TA NT §
BEFORE ME, re undersigned authority, on this day personally appeared Mehrdad Moayedi,
Managing Member of CTMGT Waterview Estates FL-1, L.L.C. known to me to be the person
whose name is subscribed to the foregoing instrument, and acknowledged to me that he
executed the same for the purposes and consideration therein expressed, in the capacity
therein stated. 14
UNDER MY HAND AND
is in and for
the State of Texas
SEAL OF
OFFICE
day of
DEBBIE RENEE LYTLE
My Commission Expires
August 1, 2016
Assignment of Tax Abatement Contract #36976 from
Waterview Estates, LP to CTMGT, LLC
al
v t w v "w V i v v v
official site of the City of Fort Worth, rexis
CITY COUNCIL AGENDA FaRTiVoRTrt
COUNCIL ACTION: Approved As Amended on 11/6/2007
DATE: 11/6/2007 REFERENCE C-22514 LOG NAME: 05ENCHANTEDBAY
NONE
NON� PUBLIC
CODE: C TYPE: CONSENT HEARING, NO
SUBJECT: Authorize Execution of a Five Year Tax Abatement Agreement with Waterview Estates,
L.P., a Texas Limited Partnership, and Woodhaven Homes, L.P., a Texas Limited
Partnership, Located in the Lake Arlington Neighborhood Empowerment Zone
RECOMMENDATION:
It is recommended that the City Council:
1. Authorize the City Manager to enter into a five year Tax Abatement Agreement with Waterview
Estates, L.P., a Texas Limited Partnership, and Woodhaven Homes, L.P., a Texas Limited
Partnership, located in the Lake Arlington Neighborhood Empowerment Zone; and
2. Find that the statements set forth in the recitals of the attached Tax Abatement Agreement with
Waterview Estates, L.P., and Woodhaven Homes, L.P., are true and correct.
DISCUSSION:
W
aterview Estates, L.P., and Woodhaven Homes, L.P., are the owners/developers of the 118
properties listed in Exhibit "A". This real property is located in the Lake Arlington NEZ and
Neighborhood Empowerment Reinvestment Zone (NERZ No. 16). Waterview Estates, L.P. and
Woodhaven Homes, L.P. have applied for a five-year municipal property tax abatement under the
NEZ Tax Abatement Policy and Basic Incentives (M&C G-14947), as amended. The NEZ Program
offers a five-year municipal property tax abatement on the increased value of improvements to the
qualified owner of any new construction within a NEZ. The Housing Department has reviewed the
application and certified that the property meets the eligibility criteria to receive NEZ municipal
property tax abatement.
Waterview Estates, L.P., and Woodhaven Homes, L.P., will invest a minimum of $15,200,000.00 to
construct 118single-family homes in the Lake Arlington NEZ. In order for Woodhaven Homes, L.P.,
or any other developer or builder approved by the City Manager or his designee to qualify for the tax
abatement, they must construct homes with a minimum of 1200 square feet of living space with at
least three bedrooms, one and one-half baths and 70% mortared brick which will appraise for a
minimum of $100,000,00, A more detailed description of the homes to be constructed and sample
drawings are attached as Exhibit "B". The Agreement is attached as Exhibit "C".
http://apps.citivnet.orgicouncil�acket/mc_review.asp'?ID=8145&councildate=ll/6/2007 OS/19/2009
�� L��il: Keview
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�Jpon execution of the tax abatement agreement, the total assessed value of each home used for
�:alculating municipal property tax will be frozen for afive-year period, starting on the date the home is
gold to a homebuyer to be used as a primary residence, at the pre -improvement value as defined by
the Tarrant Appraisal District (TAD) on January 1, 2007, as follows:
Pre -improvement TAD Value of Improvements $ 0.00
Pre -improvement Estimated Value of Land 2 025.00
Total Pre -improvement Estimated Value $ 2025.00
The municipal property tax on the improved value is estimated at �550.00 per house, per year, for a
total of
$2,750,00 over the five-year period for each house. However, this estimate may be different from the
actual tax abatement value, which will be calculated based on the TAD appraised value of the
;property.
The tax abatement agreement provides that the agreement may be assigned without subsequent City
Council approval to Woodhaven Homes, L.P., or another builder approved by the City Manager or his
designee or the developer's first mortgage, or to a homebuyer who will use the required
improvements as his/her primary residence, or to the homeowner's mortgagee. All other
assignments must be approved by City Council. The agreement also provides that the failure of the
owner to send the City notification of the sale of the required improvements and the executed
assignment of the agreement with the new owner within 30 days of the transfer of ownership of the
required improvements shall result in the automatic termination of the Agreement.
This property is located in COUNCIL DISTRICT 5.
FISCAL INFORMATION/CERTIFICATION:
The Finance Director certifies that this action will have no material effect on City funds.
TO Fund/AccountlCenters
Submitted for City Manager's Office b�
Originating Department Head•
Additional Information Contact:
.ATTACHMENTS
Continued Exhibit B for M&C pdf
Exhibit A for M&C.xls
Exhibit B for M&C.doc
FROM Fund/Account/Centers
Dale Fisseler (6140)
Jerome Walker (7537)
Sarah Odle (7316)
'nttp://apps.chvnet.org/council�acicet/mc_review.asp?ID=8145&councildate=l l/6/2007 OS/19/2009
LNVLty . t<�rvlew
.J UL .J
Final TA Agreement for M&C.doc
Location Map for M&C.pdf
http://apps.cfwnet.org/council�acket/mc_review.asp'?ID=8145&councildate=ll/6/2007 OS/19/2009
tiVATERFRONT AT ENCHANTED BAY
PHASE IA
David Strickland Survey, Abstract No, 1376
City of Fort North, Tarrant County, "Texas
Filed in Cabinet A. Slide No.11723_ Plat Recnrrts Tnrmnt (-n Ta,rac nn n?i?lrm
NEZ Cert. *I..," ,
Block
Lot
; `:: Street Address
Subdivision
`
Abatements: ".
LA-C-0001-001
1
1
56411
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-002
1
2
56371
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-003
1
4
56291
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-004
1
6
56211
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-005
1
7
5617
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-006
1
9
5609
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-007
1
10
5605
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-008
1
11
5601
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-009
1
12
5549
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-010
1
13
5545
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-011
1
14
5541
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-012
1
15
5537
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-013
1
16
55331
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-014
1
1 17
5529
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-015
1
18
5525
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-016
1
21
5513
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-017
1
22
5509
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-018
1
26
5441
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-019
1
27
54371
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-020
1
28
54291
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-021
1
29
54251
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-022
1
30
54211
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-023
1
31
54171
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-024
1
33
54091
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-025
1
35
54011
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-026
1
37
53651
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-027
2
1
56401
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-028
2
2
5636
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-029
2
3
5628
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-030
2
4
5808
Grenada
Court
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-031
2
5
5804
Grenada
Court
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-032
2
6
58001
Grenada
Court
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-033
2
7
58011
Grenada
Court
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-034
2
8
58051
Grenada
Court
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-035
2
9
58091
Grenada
Court
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-036
2
10
58131
Grenada
Court
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-037
2
11
5620
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-038
2
12
5616
Thunder
Bay Dr,
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-039
2
13
5612
Thunder
Bay Dr,
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-040
2
14
5608
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-041
2
15
5604
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
�LA-C-0001-042
2
16
5600
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-043
2
17
5572
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-044
2
18
5568
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
ITax
Abatement
Page 1 of 3
tiVATERFRONT AT ENCHANTED BAY
PHASE lA
David Strickland Survey, Abstract No. 1376
City of Fort Worth, Tarrant County, Texas
Filed in Cabinet A. Slide Nn.l 1771 Plat Racnrrlc Tarrant hn Tavnc nn n9191107
NEZ:Cert #
Block
Lot
,;; -Street Address'::
Subdtiisiorr
Abatements'
LA-C-0001-045
2
19
55641
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-046
2
20
55601
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-047
2
21
55561
Thunder
Bay Dr,
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-048
2
22
55521
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-049
2
23
5548
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-050
2
24
5544
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-051
2
25
5540
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-052
2
26
5536
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-053
2
27
5532
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-054
2
1 28
55281
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-055
2
1 29
55241
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-056
2
30
55161
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-057
3
1
56211
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-058
3
2
56171
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-059
3
3
56131
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-060
3
4
56091
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-061
3
5
56011
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-062
3
6
5561
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-063
3
7
5553
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-064
3
8
5549
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-065
3
9
5545
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-066
3
10
55411
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-067
3
11
55371
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-068
3
12
55331
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-069
3
13
55291
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-070
3
14
55251
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-071
3
15
55211
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-072
3 1
16
55171
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-073
3
17
55131
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-074
3
18
55091
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-075
3
19
55051
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-076
3
20&
55011
Thunder
Bay Dr.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-077
3 1
21
54241
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-078
3 1
22
54281
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LXC-0001-079
3 1
23
54321
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-080
3
24
54361
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-081
3
25
54401
Grenada
Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-082
LA-C-0001-083
LA-C-0001-084
LA-C-0001-085
LA-C-0001-086
3
3
3
3
3
26
27
28
29
30
54441
54481
55001
55041
55081
Grenada
Grenada
Grenada
Grenada
Grenada
Drive
Drive
Drive
Drive
Drive
Waterfront
Waterfront
Waterfront
Waterfront
Waterfront
At
At
At
At
At
Enchanted
Enchanted
Enchanted
Enchanted
Enchanted
Bay
Bay
Bay
Bay
Bay
Tax
Tax
Tax
Tax
Tax
Abatement
Abatement
Abatement
Abatement
Abatement
LA-C-0001-087
LA-C-0001-088
LA-C-0001-089
LA-C-0001-090
3
3
3
3
31
32
33
34
55121
5516
5520
5524
Grenada
Grenada
Grenada
Grenada
Drive
Drive
Drive lWaterfront
Drive
Waterfront At
Waterfront At
At
Waterfront At
Enchanted
Enchanted
Enchanted
Enchanted
Bay
Bay
Bay
Bay
ITax
ITax
Tax
Tax
Abatement
Abatement
Abatement
Abatement
Page 2 of 3
1VATERFRONT AT ENCHANTED BAD'
PHASE 1A
David Strickland Survey, Abstract No, 1376
City of Fort Worth, Tarrant County, Texas
Filed in Cabinet A, Slide No.l 1723. Plat Records. Tarrant Co.. Texas on 02/23/07
NEZ.Cert: #j°.
Block;;
Lot
:.`. Street Addresstt,,,;'
". Subdivision : ,'
�Abatemen
s ,;,
LA-C-0001-091
3
35
5528
Grenada Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-092
3
36
5532
Grenada Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-093
4
32
j5748
Maui Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-094
4
33
5752
Maui Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-095
5
9
57491
Maui Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-096
5
10
57531
Maui Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-097
5
11
58011
Maui Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-098
5
12
5805
Maui Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-099
5
13
5809
Maui Drive.
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-100
5
14
5813
Maui Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-101
5
15
5817
Maui Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-102
5
16
5821
Maui Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-103
5
17
54281
Saba Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-104
5
18
54241
Saba Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-105
5
19
5420
Saba Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-106
5
20
5416
Saba Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-107
5
21
5412
Saba Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-108
5
22
5408
Saba Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-109
5
23
54041
Saba Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-110
5
24
54001
Saba Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-111
6
12
53611
Saba Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-112
6
1 13
53651
Saba Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-113
6
1 14
53691
Saba Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-114
6
1 15
53731
Saba Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-115
6
1 16
53681
Grenada Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-116
6
1 17
53641
Grenada Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-117
6
1 18
53601
Grenada Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001-118
6
19
53561
Grenada Drive
Waterfront
At
Enchanted
Bay
Tax
Abatement
LA-C-0001
1
1 38.
5361..
Grenada Drive-:
Waterfront
At
Enchanted
Bay
No
Abatement
LA-C-0004
1.`-
1 39
:5.3571
Grenada.Dnve-:=
Waterfront.At
Enchanted
Bay
No
Abatement.- -
LA-C-0001
1'
36.
5369
'
Grenada.Drive
Waterfront.
At
Enchanted:
Bay
No
Abatement
LA-C-0001.
1' -
34
'5405
Grenada Drive.
Waterfront
At,Enchanted"
Ba
No�.Ab'atement
LA:C=000:1`
1
1.32
5413
Grenada.Drive
Waterfront At
Enchanted...
Ba.
No
Abatement
LA-C-000'l
1'
1,23
5505,
Grenada Drive-'..
Waterfront
At
Enchanted
Bay:
No
Abatement .
LA-C-0001
1 i
24
5501
Grenada Drive:.
Waterfront
At
.Enchanted.
Bay
No
Abatement
LA-C-000.1 : -
-1
25.
54.45
'.Grenada
Drive
Waterfront
At
Enchanted
Bay
;
No
Abatement
LA-C-0001-
1
19
5521
Grenada ;Drive.:
Waterfront
At
Enchanted
Bay
No
Abatement
LA-C-0001
1
20
5517
Grenada Drive
Waterfront
At
Enchanted.
Bay
No
Abatement
LA-C-0001
1
8
5613
Grenada Drive
Waterfront
At.
Enchanted
Bay.No
Abatement
LA-C-0001
1
5
5625
Grenada Drive
lWafterfront
At
Enchanted
Bay
o
Abatement`
LA-C-0001-
1
3
5633
.Grenada Drive
Waterfront.
At
Enchanted
Bay
tNo
Abatement
Page 3 of 3
PART E
EASEMENTS AND PERMITS
EASEMENT D®CUIVIEIVTS
Six (6) copies of all the right -of --entry forms and all easements (temporary
construction and permanent) obtained for this project will be provided in three ring
Anders at the plans desk of the Department of Engineering and are available for
prospective bidders to review during the bidding period. The terms of all Special
Provisions or Conditions for easements shall be applicable. The responsive low bidder(s)
will be furnished with a copy of right -of --entry and easements documents after award of
contract. Bidders shall not remove any of the six (6) copies from the plans desk.
June 5, 2007
6� Clara Elliott (C-Me)
ROW Utility Agent
Ile
to o�o'f61-SS-lS7-off
Texas Department of Transportation
P. O: Box 6868
Fort Worth, Texas 76115-0868
��
JUI� U 4 200I
RE: TxDOT Permit Applications for the Proposed Sanitary Sewer
Improvements in the City of Fort Worth for:
8-Inch S.S. Line in Southbound Access Road of East Loop 820 at Plaza
Circle; 154nch S.S. Line in E. Rosedale R6O.W. at Plaza Circle; and the 18-
inch S.S. Line crossing of E. Loop 820 at Plaza Circle
Dear Ms. Elliot:
Please find attached a re -submission of a TxDOT permit previously approved.
The City of Fort Worth is going forward with this project after much delay. The
area of concern at I-820 and Plaza Circle has changed slightly from the originally
authorized permit. The bore length has been increased by 30 linear feet on the west
side of I-820 at Plaza Circle and there will no longer be need for a manhole -in the
southbound service road at this location. I have included the previous design plan
along with a revised design plan for your review.
Thank you again for your assistance and please do not hesitate to contact me should
you have any questions regarding this permit submission.
ATTACHMENTS
CC: TxDOTTML.DOC
Consulting
Engineers
6701 Brentwood Stair
Road
S u i t
e 1 0
0
W•
Fort Worth,
8 1 7•
Texas
4 5 1• 2
76112
8
2 0
FAX 817.451.2208
Form 1023 (Rev. 08/2002)
fGSD.-EEC .
Page 1 of 2
(Previous Versions Obsolete)
T0: City of Fort Worth
Chris E. Brooks, P. E.
900 Monroe Street Suite 201
Fort Worth, Texas 76102
APPR®VAL
Permit # 220-SS-157-06
Hwy. No. Loop 820
Maintenance Section No. 03
County: Tarrant
Da#e: 5/31/2006
Reviewed By: Jim Greenhill
The Texas Department of Transportation (TxDOT) offers no objection to the location on the right-of-way of your
proposed INSTALLATION OF A 15" SANITARY SEWER MAIN IN THE RIGHT OF WAY as shown by accompanying
drawings and notice dated MAY 22, 2006, except as noted below.
It is expressly understood that the TxDOT does not purport, hereby, to grant any right, claim, title, or easement in or
upon this highway: and it is further understood that the TxDOT may require the owner to relocate this line, subject to
provisions of governing laws, by giving thirty (30) days written notice.
You are requested to notify this office prior to commencement of any routine of periodic maintenance which requires
pruning of trees within the highway right-of-way, so that we may provide specifications for the extent and methods to
govern in trimming, topping, tree balance, type cuts, painting cuts and clean up. These specifications are intended to
preserve our considerable investment in highway planting and beautification, by reducing damage due to trimming.
The installation shall not damage any part of the highway and adequate provisions must be made to cause minimum
inconveniences to traffic and adjacent property owners. in the event the Owner fails to comply with any or all of the
requirements as set forth herein, the State may take such action, as it deems appropriate.to compel compliance. See
special provisions titled "Specifications for Utility Installations", as applicable.
Additional requirements:
Please notify CLARA ELLIOTT at 817-370-6585, 48 hours prior to starting construction of the installation, in order
that we may have a representative present. A copy of the aSpecifications for Utility Installations," provided by TxDOT,
along with the state approved plans, and permit approval shall be kept on the job site through the duration of the
installation.
Texas Department of Transportation -Fort Worth
Maribej.,P. Ch�ve�, P:E. district Engineer
By: Michael B. Szurgot
District Right of Way Utility Supervisor
Texas
Department
Form 1023
(Rev. 82O02)
(GSD-EPC)
Page 1 of 2
Notice of Proposed Installation
Utility Line on Non -Controlled Access Highway
To the Texas Transportation Commission
-c/o District Engineer
Texas Department of Transportation
Fort Worth , Texas
Date May , 222006 Z�
�� � E : �
Formal notice is hereby given that the City of Fort Worth, Texas
Company proposes to place a 15" S.S. Main Improvements in Right of Way
line within the right of way of •E__` ^___da't, ^`-c^► o!v eife!L_ m Tul I it
County,
Texas as follows: (give location, length, general design, etc.) 44!! Ojp
The M-188 replacement project terminates at the intersection of Plaza Circle Drive and E Rosedale St The project will
require reconnecting the existing upstream portion of M-188 to the new alignment within the E. Rosedale, south Right -of -
Way. This construction area is located approximately 1,206 feet west of the Rosedale and E. Loop 820 south -bound
access road. The complete limits of the M-188 project are Truman Drive to the east, Ramey to the south, Plaza Circle to
the west and Rosedale to the north.
The line will be constructed and maintained on the highway right of way as shown on the attached drawing and in
accordance with the rules, regulations and policies of the Texas Department of Transportation (TxDOT), and all governing
laws, including but not limited to the "Federal Clean Water Act," the "National Endangered Species Act," and the "Federal
Historic Preservation Act." Upon request by TxDOT, proof of compliance with all governing laws, rules and regulations will
be submitted to TxDOT before commencement of construction.
Our firm will use Best Management Practices to minimize erosion and sedimentation resulting from the_ proposed
installation, and we will revegetate the project area as indicated under "Revegetation Special Provisions."
Our firm will .ensure that traffic control measures complying with applicable portions of the Texas Manual of Uniform Traftic
Control Devices will be installed and maintained for the duration of this installation.
The location and description of the proposed line and appurtenances is more fully shown by
complete sets of drawings attached to this notice.
Construction of this line will begin on or after the _ August 21, 2006
Month/DayfYear
%i
By signing below, 1 certify that I am authorized to represent the Firm listed below, and that the Firm agrees to the
conditions/provisions included in this permit.
Li
City of Fort Worth, Texas
Chris.-E. �r,.o�ks, P. . 'for
Conlon
Firm N
gnature
Project Manager on behalf of the City's Project Manager
Title
900 Monroe Street, Suite 201
Address
Fort Worth TX 76102
City, State Zip
� 817) 392 - 6824
Area Code Telephone Number
LV { -�: `'CONTNUED ON MAP 65 a �;,'�� O
7J
SCALE IN MILES r O SCALE IN FEET .
CONTINUED ON MAP 93 r
0 '/e '/. 3/, 'h 0 1000 2000 3000
SCALE: finch = 2000 feet BOOK PAGE 1079
COPYRIGHT 1977, 2003 by MAPSCO, 1NC. -ALL RIGHTS RESERVED
NOTE) APPROX, NUMBER OF SERVICES TO RECONNECT THIS SHT: 2
SEWER SERVICE LOCATIONS ARE APPROMMATE AND BASED ON THE
REFBRBNICE O
BEST AVAILABLE INFORMATION TO THE ENGINEER, CONTRACTOR SHALL
CONTRACTOR TO INSTALL
CONTRACTOR TO PROTECT
VERIFY LOCATIONS OF ALL SERVICES AND RECONNECT ONLY THE ACTIVE
DOUBLE SWEEP CLEANOUTSEXISTING
WATER,
SANITARY CAUTION: BURIED GAS;
SERVICES. ALL ACTIVE SERVICES SHALL HAVE A DOUBLE SWEEP UT
AT PROPERTY LINE FOR
SEWER, CURB &GUTTER,
CONTACT ATMOS ENERGY AT
CURB 8377 PRIORTO
-
sl ---
I
ACTIVE SERVICES
(800)344 I
WAR�O TO CONTRACTOR&
II t
111
SANITARY
INSTALLED AT THE PROPERTY LINE AND BE CONNECTED TO THE SANITARY
INLETS &STORM DRAIN LEADS CONSTRUCTION
a
CONTRACTORS SHALL NOTIFY
THE FOLLOWING
AT LEAST
SEWER, ALL CLEANOUTS SHALL BE 40 DIA, UNLESS OTHERWISE NOTED ON
I
L-5133
m■wsIlr lMor
48 HOURS PRIOR
TO EXCAVATING.
PLANS. ALL SANITARY SEWERS TO BE ABANDONED OR REHABILITATED BY
■�■
I
Fort Worth Water Departrnent
817
871-8296
SEE SHEET
10
II w.vc . -----
8
TRENCHLESS MEANS SHALL BE CLEANED AND TELEVISED TO LOCATE
I
Fort Worth Transportation do Public Works 817
871-78013
It �m�win
5 I
CONTRACTOR SHALL SUPPORT THE
SERVICES PRIOR TO CONSTRUCTION OR ABANDONMENT.
�'��•
1
STgnol Division
817
871-8100
EXISTING TELEPHONE DUCT SYSTEM
TROE M
1AND
lU Electric Gas, MCI,
SPRINT,
MOVE
24' RCP STORM DRAIN LEAD 70
gmr�ms � >�NCE
IE#pilE
I
t Tale
Southwestern Eldl Tele Co.,
Bell
and GTE (800))
344-8377
z------------�
AVOID DAMAGE TO THE FACILITIES.
MAIN A STA 41+27 (PROP) I
Charier Coble T.V.
(800)
344-8377
1
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PROJECT NO., P256m70511110043883 MAPSCO NO: OCR
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CHECKED BY: CEB
®
SREET N0- 8
TEXAS DEPARTMENT OF TRANSPORTATION
DISTRICT N0. 2
SPECIAL REQUIREMENTS FOR INSTALLATION OF UTILITIES ON HIGHWAY RIGHT-OF-WAY
(.1� Coordination of Work with Highway Contractor or State Forces
If any portion of related highway is under construction, no Utility Owner's Forces
or Contractors shall enter within the highway right-of-way without first consulting
.the Highway Contractor and making necessary arrangements to coordinate installation
of its facilities with Highway Construction.
All work relative to installation of Utility Owner's facilities shall `be conducted
in such manner as not to interfere in any way with operations of the Highway
Contractor.
The above requirements with respect to coordination of work with Highway Contractors
shall likewise apply to work being done by `State Forces
(2� Changes in Location of Proposed Utilities
No changes shall be -made in approved location of utilities within -limits of highway
right -of -.way without prior authorization of Texas Department of Transportation.
(3) Adjustment of Utility Poles and Appurtenances
No deviations shall be made from the location of underground lines approved or
designated by the Texas Department of Transportation either during planning.or
construction to avoid utility poles. Where such poles are adjacent to any proposed
underground line, Utility Owner shall make necessary arrangements with other Utility
Owners for moving poles and appurtenances and/or supporting same during trenching
operations.
Any poles, anchors, etc. relocated to clear the proposed underground line shall be
moved toward the highway right-of-way line and location shall be subject to the
Texas Department of Transportation approval.
(4) Submission of Project Drawings to State-
Prints of detailed drawings showing exact plan location and profile of underground
line shall be submitted to Texas Department of Transportation well in advance o-f
construction of line, for verification that location of line is in accordance with
requirements specified herein.
(5) Staking of Utility Lines in Advance of Construction
Utility lines shall be staked well in advance of construction of line so that
Texas Department of Transportation can inspect staking to verify that alignment
conforms to requirements set out herein and that there is no conflict with highway
facilities.
Utility Owner shall give Texas Department of Transportation not less than 48 hours
notice ahead of time when staking of line will be completed.
ROW Utility Section
January 28, 1992
-2-
(6) Notification of Abandonment of Location Authorized by Permit and Assignment
of Authorized Location to Other Utility Owners
It is expected that where the installation of utility line has been authorized, such
installation will be made within -a reasonable period after, approvalof_permit...
otherwise, the Texas Department of Transportation reserves the right to assign -the
location originally approved for the Tine to another utility.
If construction of Utility line .has not. _been .started within 4 months .after date of
approval, the Utility Owners shall immediately notify the Texas Department of
Transportation whether it is still intended to installtheline and the date
construction will commence. If the Lowner intends to abandon all or any part of the
authorized location, the Texas -Department of Transportation shall be informed
accordingly so that such abandoned location may be assigned to other utilities if
deemed necessary by the Texas Department of Transportation.
(7) Inspection by Texas Department of Transportation Representatives
Utility Owners shall inform their forces. .or contractors that all utility
=nstalla*=_r�ns 'Iinrized by 'Utility Agreement or Permit shall -:be.-" subject to such
inspection and;Lests as :may, be deemed necessary by the Texas Department of
Transportation to. verify1-1 work is_being done in :accordance with the Texas
tmenof Transportation .requirements. All supervi
'Depart -
sory personnel`shall 'be
instructed to furnish such information and cooperation as..may be required,to,-perform
I. -
such inspection.
(8) Copy -of Permit on Job Site
sA .copy of_the _.approved;permit.shall be kept on the site of the work at_all times when
work is -in :progress.
(9) Full -Time Supervision and Inspection
The :Utility.'Owner shall provide competent full-time on -the -site supervisors or
.- .
inspectors for all utility installations either authorized by permit or covered by
utility agreement with the Texas Department of Transportation.
mJ 10) Incorrect Location of Utilities
Any pipe incorrectly located during construction to conflict with any highway,
structure shall be removed and laid in;proper location at entire expense of Utility
Owner.
(11) Protection of Highway Facilities During Installation of Line
All construction operations relative to installation of the pipeline shall be
-conducted in such manner as to protect highway facilities from damage at all times.
(12) Disposal of Excess Excavation and Clean Up
Excess material from trench excavation shall be removed from highway right-of-way and
job site cleaned up and left in satisfactory condition_
ROW Utility Section
January 28, 1992
- -3-
(13) Repair and Replacement of Riprap and Earth Slopes
Any existing riprap cut by trenching operations shall be replaced and surface of new
riprap finished to match that of existing riprap. Concrete riprap shall contain not
less than 3 sacks of cement per cubic yard of concrete. Reinforcing steel shall
conform to that of existing riprap.
Slopes of highway cuts and embankments damaged by any operations relating to
installation of utility shall be repaired and restored to the exact contour existing
prior to initiation of the utility project. All earth placed in the restoration of
slopes, etc., shall be compacted to a density equal to or ,greater than that of the
original slope as directed by the Texas Department of Transportation representative.
("14) Replacement of Base and Pavements
Where removal.::of-base and pavement has been authorized, all such base and pavement
shall be replaced -as directed by the Texas Department of Transportation
representative.
All existing pavement .and related flexible or concrete 'base, which is to remain in
service either permanently or temporarily, or to be incorporated as a part of the
highway project, shall be replaced.
(15) Repair and Restoration of Sodding
Where sodding is disturbed by excavation or backfilling operations, such areas shall
be replaced by mulch sodding on all slopes of 2% or less. All slopes over .2% shall
be replaced by block sodding.
(16) .Installation of -Lines Beneath Pavements
No open cuts for pipe trenches shall be made across any pavement -beneath main highway
traffic lanes or turning lanes, acceleration`: lanes, deceleration lanes and other
similar facilities unless specifically authorized by the Texas Department of
Transportation. Pipe shall be installed by boring and tunneling and all such
tunneling and boring shall be cased and pressure grouted to seal voids between casing
and adjacent earth.
Open cuts will be permitted across pavements of existing street connections, where
pipe trench is adjacent to and parallel with highway right-of-way line and where
pavement has not been recently constructed. No open cuts will be permitted across
such connections where new pavement has just been constructed without written
permission of `.':the Texas Department of Transportation.
(17) Casing of Lines
Utility lines carrying liquids or gases under pressure may be installed uncased in
accordance with the Texas Department of Transportation Utility Accommodation Policy.
Water lines crossing beneath culverts shall be cased and casing shall project 5'
beyond outside limits of culvert. Voids around casing, placed by tunneling or
boring, shall be pressure grouted.
ROW Utility Section
January 28, 1992
-4-
k18) Use of Explosives
No .explosives shall be used within limits -of .highway right-of-way without-w.r:itten
permission of the.Texas Department of Transportation.
Requests for permission to use explosives shall include the following information:
(a) ..Location of highway where use of explosives is proposed.
(b) Type and amount of explosives to be used.
If -the use of any explosives is permitted, all blasting operations must be conducted
in such manner as to completely protect adjacent property and the traveling public
and not interfere with highway traffic. No blasting will be permitted -in the
Vicinity of any structures or beneath any pavements which are tO remain in -'use.
0 9) Protection of Highway Traffic, Barricades, '-Warning Signs, 'Etc
No construction operations relative to installation of utilities will be :permitted
within ;the.-l`imits 'of exlstii.b pavements .:cSrrying-traffic, or shoulders ae- acent
thereto, unless_specifically.authorized11 the Texas Department of Transportation.
Excavated materials shall be kept off pavements at all.times.
Barricades, warning signs, flares, flashing devices, and Flagmen shall be provided by
the Utility Owner -or his Contractor when necessary. - .-
(20) Protection of Existing Utilities
(a) Prior to selecting a location for a proposed installation or accepting a
location suggested by the State for such installation, the Utility Company
shall take all necessary steps to= determine' that -the location is not
already occupied by another Utility and to determine that no damage will be
done to :existing Utilities.
I- IN N71
(b) Prior to beginning actual construction operations the Utility Company shall
notify all other.Utility Companies who may have facilities in the area so
they can determine if the proposed construction will conflict with or
otherwise damage their facilities.
`(21) Use of Plastic Pipe and Nonmetallic Pipe
(a) Plastic pipe may be used for gas lines provided the internal pressure -does.
not exceed sixty pounds per square _inch, they are encased from right-of-way
line to right-of-way line on crossings and have at least thirty inches of
cover. The maximum size of plastic pipe gas lines shall not exceed six
inches.
(b) Where nonmetallic pipe is installed longitudinally, a metal wire shall be
concurrently installed or other. means shall be provided for detection
purposes.
ROW Utility Section
January 28, 1992
BACKFILL OF UTILITY 'TRENCHES
(A) Description
This specification shall govern Backfill of trenches which have been opened for the
removal, adjustment, or installation of utility -lines within.the limits.,of highway
right-of-way or highway construction projects.
Type 1 Backfill shall be used in all -cases except. the following:
Type 2"Backfill, when allowed.:by the permit,;agreement, or;by the --Texas
Department`:of Transportation representative, may be used only in trenches
parallel and adjacent to right-of-way lines and in areas where.: here wi;ll:be no
P.earth work -construction` or construction traffic except that this -method may be
used for -placing backfill:which will later be removed;by highway -construction.
Types--3 or 4 Backfill maybe.required for. -special .:conditions .'where the
,possibility of settlement or erosion of Backfill must be eliminated or when,
after backfill is 'started, it becomes apparent-that_Type,i Backf.ill.is
.zsuitable
Type 5 Backf1 . ma i-1y be _used in special aocations -where allowed ,by the permit,
agreement, or by the,TexasDepartment;;of +T.ransportation representative
(B) ape I Backfill `:=( Compacted Backf ill
TType-4 backfill :shall consist of_ -compacted material obtained.;from suitable soil
excavated :from =the trench, ':or -from sources` -outside =.the highway ;right of way
Material shall be: free`of rock, lumps, or clods.that will not,break down _-Under
compaction.
Backfill material shall .:be placed in :the ::trench-. ,in .layers not :to exceed 6" in. depth
and. compacted. Water shall -,be _added -as _required to..-facilitate,_.compaction =
Compaction shall be'done with rollers or mechanical tamps.- Use of rollers will be
.permitted only when such use is not believed detrimental:to..any highway. facility and
the type roller used is acceptable to the Texas Department of Transportation"
representative i.:Wheri.;rollers are=employed,:mechanical-tamps shall;be:used .along
sides of trench to .compact any...backfill.what-_cannot be reached 'with ',rollers.
_
'Compacting shall be continued -:until a backfill density equal to that of the
adjacent, undisturbed material has been obtained.
Where trenches lie within the limits of drainage ditches and channels which are in
rock, the Type 1 Backfill used in trench shall be sealed with 1' of concrete
backfill struck off flush. with the top of rock.
(C) Type 2 Backfill (Water Jetted Backfill)
Type 2 Backfill shall consist of, suitable material excavated from the trench or
other acceptable material obtained from sources outside the highway right-of-way.
ROW Utility Section
January 28, 1992
BACKFILL OF UTILITY TRENCHES CONT'D.
Backf ill shall be placed in....the.trench in layers not -_to exceed 2' in depth by
blading, dozing, or other approved means and then jetted with water delivered under
pressure through a metal jet. 'After the trench is filled and jetted,. --additional
material shall be mounded thereon and rolled with construction equipment.
(D) Type 3 Backfill (Stabilized Sandy Soil or Washed Sand).
Stabilized backfill shall consist of either sandy soil free of lumps and clods or
washed concrete sand, stabilized with two sacks of Portland Cement per cubic yard.
If aggregates are not sufficiently -moist to produce a mixture suitable for
compaction, water shall be added as°required. Either _transit -mix or stationary type
mixers may be used.
After mixing, the stabilized material shall immediately be -_,placed -in -the trench in
uniform layers not to exceed 6" in depth and compacted as specified for Type 1
Backfill. Compaction shall be completed within .two hours :after mixing.
-Y (E) Type 4 Backfill (Lean Concrete)
mm
Concrete backfill shall contain AN
two sacks ,of_Portland Cement per cubic
yard of concrete as may 'be 'specified 1by the agreement .or permit :or -:by them -Texas
Department`bf Transportation representative*l..
Concrete, aggregates` shall be washed.
Concrete 'may be -mixed moi the -project an `an °approved :mixer, or; in .:an -,approved -
central
mixing plant - - -Slump -Shall be'`between 3", :and 6" as -,directed by .the -Highway _,, -
Department representative.
Concrete shall be deposited in lifts not to exceed 18" in depth. Sufficient
vibration shall be done -to eliminate voids but care shall be exercised that
contamnatiori`by.adjacent soil-does``:not'occur during .vibration: Allconcrete, shall
be placed within one hour after mixing.
(F) Type-S Backfill (Uncompacted)"
..,- P4.: .
Type .5 Backfill shall consise of materials which have been removed from the trench.
The mmaterial mshall be°pulverized and wetted if-necessary,.then replaced in the
trench by blading, dozing, orm other suitable methods. :Excess material shall.be
mounded on the trench and compacted by rolling with construction equipment. ;Ridges
created by such mounding shall be left sufficiently flat so as not to interfere with
mowing or other`maintenance`operations.
ROW Utility Section
January 28, 1992
(A) GENERAL REQUIREMENTS
Pipelines crossing under surfaced roads and roads carrying traffic within limits
of highway right-of-way shall be placed by boring or tunneling, unless otherwise
specifically authorized by the Texas Department of Transportation.
Borings or tunnels shall be placed at such depths below bottom of pavements as
to provide sufficient depth of soil above hole for supporting superimposed live
and dead loads and also prevent collapse of supporting soil between _hole and
pavements due to any boring, tunneling, or casing jacking operations.
Boring and/or tunneling shall extend past roadway crown lines. and outside of any
shoulders adjacent to pavements:
Pits excavated for boring or tunneling operations shall be located so that any
possible sloughing of sides of pit will not endanger shoulders or pavements and
so that barricades can be placed as specific' herein. -
All operations and equipment relative to tunneling and :boring shall be confined
to areas outside of roadway shoulders and away from edges of pavements by
suitable barricades. Barricades shall be maintained clear of shoulders at all
times except that in no case shall the clear distance between barricades. and
edge of pavement or face of curb be less than 8 feet.
(B) BORING
Where material beneath pavement is sandy or unstable and will be subject to
caving, hole for casing shall be bored and cased simultaneously and bored
material removed through casing. Cutting face of auger or drill shall not
project more than 6 inches ahead of casing and no water shall be used in
connection with drilling.
Where material beneath pavement is stable and not subject to caving, hole for
casing may be bored first and casing inserted in hole immediately after
completion of boring if permitted by the Texas Department of Transportation.
Water shall not be used in conjunction with drilling if it in any way causes
stable material to cave or become unstable.
(C) TUNNELING
While hole is being tunneled, casing shall be jacked into place as operations
progress except as hereinafter specified.
Where necessary to use sectionalized steel liner plates, each successive ring of
plates shall be placed in position and completely bolted into place as soon as
excavation is completed far enough ahead of completed casing to receive the next
ring.
ROW Utility Section
January 28, 1992
UTILITY CONSTRUCTION WORK ON SATURDAYS AND SUNDAYS FOR
UTILITY INSTALLATIONS AUTHORIZED BY UTILITY PERMIT
Except in case of an emergency as mentioned later herein, no work
which requires inspection by the Texas Department of
Transportation will be permitted on -.Saturdays or Sundays.
In the event the Utility Owner believes that Saturday or Sunday
work is :necessary due to an emergency, such as the necessity to
avoid complication in operation of owner's utility plant, or to
avoid delay of the Highway Contractor, such work will be
permitted providing that the Utility Owner agrees tos
a. Obtain Texas Department of Transportation approval at
least 48`hours in advance so that arrangements can be
made to have a Highway Inspector present. Failure to
give such advance notice will be sufficient reason to
not grant approval for working.
b. Require his
equipment on
Have '
progress.
c. owners
at alI times
Contractor to have sufficient personne and
the job to efficiently prosecute the work.
supervisor or inspector present on the job
while the above types of work are in
TRAFFIC SIGNALS AND TRAFFIC MANAGEMENT FIBERS
NOTIFICATION 1S REQUIRED 48 HOURS PRIOR TO THE BEGINNING
OF ANY EXCAVATION WITHIN THE RIGHT-OF-WAY IN ORDER THAT
THE STATE MAY VERIFY THE EXISTENCE OF ANY ELECTRICAL
WIRING AND/OR FIBER OPTIC CABLE. FOR ELECTRICAL WIRING
LOCATES, CONTACT MR. JAMES WARD, TRAFFIC SIGNAL
DEPARTMENT, TELEPHONE NUMBER (817) 370-6671
FOR TRAFFIC MANAGEMENT FIBER
MANNING, TRAFFIC MANAGEMENT
DEPARTMENT, TELEPHONE NUMBER (817) 370-6745. FAILURE TO
PROVIDE NOTIFICATION WILL RESULT IN THE IMMEDIATE REPAIR AT
THE GRANTEE'S EXPENSE.
t"fit
Manual
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CONTROLLED ACCESS HIGHWAYS
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STANDARD REQUIREMENTS
EXCEPTIONS FOR EXISTING LINES
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Location - Near ROW line_ Crossings approx.
Location - Msy deviate from perpendicuiar. Urban
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perpendicular.
Longitudinal lines may remain in outer separation.
Vent - AC least one required.
Depth - Minimum total depth of 24" if encased or
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t{arkers - Required_
30" if not encased may be permitted. (Longitudinal)
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Depth - 18" usual and 12" minimum or � diem. of
Encasement - Under roadways, ditches, structures
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casing under subgrade. 30" total clear depth
and center medians. Exceptions el lowed for wide
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at ail points where encased. 36" total clear
medians.
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depth where not encased_ (Longitudinal)
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Encasement - Under roadways, ditches, struc-
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for vide medians.
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Location - Near RCW line. Crossings approx.
Location - May deviate from perpendicular. Urban
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perpendicuiar_
Longitudinal sines mfly remain in outer separation.
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Markers - Required_
Markers - Rc-quired.
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Depth - Plinimum 18" under subgrade or 50"
Depth - No exceptions permitted._
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under pavement surface. 48" minimum under
Encasement - Not required if welded steel con-
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ditches. exceptions may be allowed if pro-
struction of heavier wall thickness and/or higher
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strength steel, coated and wrapped, cathodically
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Encasement - No[ required if welded steel
protected and other measures as required. Limits
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construction of heavier wall thickness
of protection are the same as that for encasement.
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Location - Near RCW line. Crossings approx.
Location - May deviate from perpendicular. Urban
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perpendicular.
longitudinal lines -may remain except under center
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Depth - 1°" usual and 12" minimum or � diem.
medians, roadways in the controlled access area,
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under subgrade_ 24" total clear depth below
or any other roadway to be (re) constructed,
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surface.
provided there will be no future pavement cuts
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Encasement - Same as for encased high pressure
other than on low volume frontage roads_
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lines or none if cathodicaliy protected and
Depth - Hinianaa total depth of i8" may be permitted.
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agree to no future pavement cuts.
Encasement - No exception permitted.
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Location - Near RCW line. Crossings approx.
Location - May deviate from perpendicular. Urban
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perpendicular.
Longitudinal lines may remain except under center
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Depth - 18" usual and 12" minimum or § diem._
medians. roadways within the controlled access
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under subgrade. 24" total clear depth below
area, or any other roadway to be (re) constructed,
surface.
provided there will be no future pavement cuts
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Encasement - Under roadvays to center of ditch
other than on low volume frontage roads.
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and seder medians. Exception allowed for wide
Depth - Mini.mm total depth of �18" may be permitted.
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maiden, for pipe of 30" or greater diem. under
Encasement - May be omitted for pipe of 24" or
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low volume frontage roads, and under side
greater diem. under law volume frontage roads.
road entrances where justified by traffic,
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road condition, and iocal practice.
Locatiou - Mzar RCId line. Crossings approx_
Location - ?:ay deviate from perpendicular. Urban
perpendicuiar.
longitudinal lines may remain except under center
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Deptt: - 18" usual esl<i 12" minimum or k diem.
medians and roadways in the controlled access
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under subgrade. 24" t_etal clear depth below
area, provided they are of satisfactory quality
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surface.
and depth, manY:oles are adjusted, and future sec-
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Encasement - fAily � under pressure or does �
vice lines will not violate access contrcl or
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nc:t meet standards. If encased, same as
disturb any roadway.
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water lines.
'laterial5 - Requirements for materials may be
Material_ - Czst iron or equal aL crossings
waived if line is of satisfactory quality_
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of nigh. vol.v:ne resdways. Others permitted
Depth - Minimum total depth of 18" may he permitted.
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Eer Icagltn,!iral lines and crossing; of low
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volume roadways_
Plate 8
Sheet 56 of 61
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Utility Manual
CONTROLLED ACCESS HIGHWAYS
STANDARD REQUIREMENTS
Loca[Son - Longitudinal--1' Co 3' Erom K04I or
behind outer curb. Short exceptions permitted.
Crossings --No poles in median. Pole In outer
s eparati-on only when ROW is over 300'. and
must be 30' from main lane and 20' from ramp
Shoulder edge. Crosaings approx. perpendicu-
lar. At structures, reroute around approaches
or sufficient to provide 150' horizontal or 30'
vertical clearance.
Vertical Clearance - 18' for coamunication
lines and 22' or greater as required by law
for power lines.
Type of Construction - Longitudinal lines
shall be single pole construction.
Locnr.inn - Neac ROW Line, crossings approx.
perpendicular. Longitudinal tines may be
placed by plowing or open trench.
Markers - Kegni red_
e th - 18" aAunl And 12" minimum of S dlam.
of casing under subgrsde, 10" total clear
depth At till points where encased.
F_neaaement - under roadways, ditches, struc-
tures and center medians. Exceptions allowed
for vide medians.
Location - Near ROW Line. Crossings approx.
perpendicular.
Depth - 18" under pavement. 24" outside pave-
ment area. Including ditches.
Encasement - None required unless directed by
PLstrict Engineer for hazardous locations such
as near bridgen, structures, utc. Where encase-
ment lint installed, utility should Agree. in no
.pavnmonl cilia.
EXCEPTIONS FOR EXISTING LINES
Locntion - Hey deviate from perpendicular.
Vertical Clearance - No exception permitted..
Type of Construction - No exception permitted.
Locntion - Hey deviate from perpendicular. Urban
longitudinal lines may remain in outer eepera[lon.
Depth - Minimum total depth of 24" if encased or
!0" If not encased may he permitted.
h:nc asement - No exceptions permitted.
Location - Hay deviate from perpendicular. Where
encasement not installed, utility should agree to
no pavement cuts. Longitudinal lines may remain.
except under center medians, through -traffic road-
ways or connecting roadways (including shoulders).
Depth - Where materials and other conditions justify,
exceptions may be permitted for reduction ni fi" from
standard regairemlents.
Rev. 8-75
Plate 8
.Sheet 57 of 61
ilmI'1UN M®E rMKIVII 112
Utility Line Activities
Effective Date: March 19, 2007
(NWP Final Notice, 72 FIR 11182, para. 12)
Utility Line Activities. Activities required for the construction, maintenance, repair, and removal of utility lines
and associated facilities in waters of the United States, provided the activity does not result in the loss of greater
than %2 acre of waters of the United States.
Utility lines: This NWP authorizes the construction, maintenance, or repair of utility lines, including outfall and
intake structures, and the associated excavation, backfill, or bedding for the utility lines, in all waters of the United
States, provided there is no change in pre -construction contours. A "utility line" is defined as any pipe or pipeline
for the transportation of any gaseous, liquid, liquescent, or slurry substance, for any purpose, and any cable, line,
or wire for the transmission for any purpose of electrical energy, telephone, and telegraph messages, and radio
and television communication. The term "utility line" does not include activities that drain a water of the United
States, such as drainage file or french drains, but it does apply to pipes conveying drainage from another area.
Material resulting from trench excavation may be temporarily sidecast into waters of the United States for no
more than three months, provided the material is not placed in such a manner that it is dispersed by currents or
other forces. The district engineer may extend the period of temporary side casting for no more than a total of 180
days, where appropriate. In wetlands, the top 6 to 12 inches of the trench should normally be backfilled with
topsoil from the trench. The trench cannot be constructed or backfilled in such a manner as to drain waters of the
United States (e.g., backfilling with extensive gravel layers, creating a french drain effect). Any exposed slopes
and stream banks must be stabilized immediately upon completion of the utility line crossing of each waterbody.
Utility line substations: This NWP authorizes the construction, maintenance, or expansion of substation
facilities associated with a power line or utility line in non -tidal waters of the United States, provided the activity, in
combination with all other activities included in one single and complete project, does not result in the loss of
greater than 1/2 acre of waters of the United States. This NWP does not authorize discharges into non -tidal
wetlands adjacent to tidal waters of the United States to construct, maintain, or expand substation facilities.
Foundations for overhead utility line towers, poles, and anchors: This NWP authorizes the construction or
maintenance of foundations for overhead utility line towers, poles, and anchors in all waters of the United States,
provided the foundations are the minimum size necessary and separate footings for each tower leg (rather than a
larger single pad) are used where feasible.
Foundations for overhead utility line towers, poles, and anchors: This NWP authorizes the construction or
maintenance of foundations for overhead utility line towers, poles, and anchors in all waters of the United States,
provided the foundations are the minimum size necessary and separate footings for each tower leg (rather than a
larger single pad) are used where feasible.
Access roads: This NWP authorizes the construction of access roads for the construction and maintenance of
utility lines, including overhead power lines and utility line substations, in non -tidal waters of the United States,
provided the total discharge from a single and complete project does not cause the loss of greater than 1/2-acre
of non -tidal waters of the United States. This NWP does not authorize discharges into non -tidal wetlands adjacent
to tidal waters for access roads. Access roads must be the minimum width necessary (see Note 2, below). Access
roads must be constructed so that the length of the road minimizes any adverse effects on waters of the United
States and must be as near as possible to pre -construction contours and elevations (e.g., at grade corduroy roads
or geotextile/gravel roads). Access roads constructed above pre -construction contours and elevations in waters of
the United States must be properly bridged or culverted to maintain surface flows.
This NWP may authorize utility lines in or affecting navigable waters of the United States even if there is no
associated discharge of dredged or fill material (See 33 CFR part 322). Overhead utility lines constructed over
section 10 waters and utility lines that are routed in or under section 10 waters without a discharge of dredged or
fill material require a section 10 permit.
This NWP also authorizes temporary structures, fills, and work necessary to conduct the utility line activity.
Appropriate measures must be taken to maintain normal downstream flows and minimize flooding to the
maximum extent practicable, when temporary structures, work, and discharges, including cofferdams, are
necessary for construction activities, access fills, or dewatering of construction sites.
Temporary fills must consist of materials, and be placed in a manner, that will not be eroded by expected high
flows. Temporary fills must be removed in their entirety and the affected areas returned to pre -construction
elevations. The areas affected by temporary fills must be revegetated, as appropriate.
Notification: The permittee must submit a pre -construction notification to the district engineer prior to
commencing the activity if any of the following criteria are met:
(1) The activity involves mechanized land clearing in a forested wetland for the utility line right-of-way;
(2) a section 10 permit is required;
1
to) the utility line in waters of the United States, excluding overhead lines, exceeds 500 feet;
(4) the utility line is placed within a jurisdictional area (i.e., water of the United States), and it runs parallel to a
stream bed that is within that jurisdictional area;
(5) discharges that result in the loss of greater than 1/10-acre of waters of the United States;
(6) permanent access roads are constructed above grade in waters of the United States for a distance of more
than 500 feet; or
(7) permanent access roads are constructed in waters of the United States with impervious materials. (See
general condition 27.) (Sections 10 and 404)
Note 1: Where the proposed utility line is constructed or installed in navigable waters of the United States (i.e.,
section 10 waters), copies of the pre -construction notification and NWP verification will be sent by the Corps to
the National Oceanic and Atmospheric Administration (NOAA), National Ocean Service (NOS), for charting the
utility line to protect navigation.
Note 2: Access roads used for both construction and maintenance may be authorized, provided they meet the
terms and conditions of this NWP. Access roads used solely for construction of the utility line must be removed
upon completion of the work, accordance with the requirements for temporary fills.
Note 3: Pipes or pipelines used to transport gaseous, liquid, liquescent, or slurry substances over navigable
waters of the United States are considered to be bridges, not utility lines, and may require a permit from the U.S.
Coast Guard pursuant to Section 9 of the Rivers and Harbors Act of 1899. However, any discharges of dredged
or fill material into waters of the United States associated with such pipelines will require a section 404 permit
(see NWP 15)
NATIONWIDE PERMIT GENERAL CONDITIONS
General Conditions: The following general conditions must be followed in order for any authorization by a NWP to
be valid:
1. Navigation. (a) No activity may cause more than a minimal adverse effect on navigation.
(b) Any safety lights and signals prescribed by the U.S. Coast Guard, through regulations or otherwise, must
be installed and maintained at the permittee's expense on authorized facilities in navigable waters of the United
States.
(c) The permittee understands and agrees that, if future operations by the United States require the removal,
relocation, or other alteration, of the structure or work herein authorized, or if, in the opinion of the Secretary of the
Army or his authorized representative, said structure or work shall cause unreasonable obstruction to the free
navigation of the navigable waters, the permittee will be required, upon due notice from the Corps of Engineers, to
remove, relocate, or alter the structural work or obstructions caused thereby, without expense to the United
States. No claim shall be made against the United States on account of any such removal or alteration.
2. Aquatic Life Movements. No activity may substantially disrupt the necessary life cycle movements of those
species of aquatic life indigenous to the waterbody, including those species that normally migrate through the
area, unless the activity's primary purpose is to impound water. Culverts placed in streams must be installed to
maintain low flow conditions.
3. Spawning Areas. Activities in spawning areas during spawning seasons must be avoided to the maximum
extent practicable. Activities that result in the physical destruction (e.g., through excavation, fill, or downstream
smothering by substantial turbidity) of an important spawning area are not authorized.
4. Migratory Bird Breeding Areas. Activities in waters of the United States that serve as breeding areas for
migratory birds must be avoided to the maximum extent practicable.
5. Shellfish Beds. No activity may occur in areas of concentrated shellfish populations, unless the activity is
directly related to a shellfish harvesting activity authorized by NWPs 4 and 48.
6. Suitable Material. No activity may use unsuitable material (e.g., trash, debris, car bodies, asphalt, etc.).
Material used for construction or discharged must be free from toxic pollutants in toxic amounts (see Section 307
of the Ciean Water Act).
7, Water Supply Intakes. No activity may occur in the proximity of a public water supply intake, except where the
activity is for the repair or improvement of public water supply intake structures or adjacent bank stabilization.
2
8. Adverse Effects From Impoundments. If the activity creates an impoundment of water, adverse effects to the
aquatic system due to accelerating the passage of water, and/or restricting its flow must be minimized to the
maximum extent practicable.
9. Management of Water Flows. To the maximum extent practicable, the pre -construction course, condition,
capacity, and location of open waters must be maintained for each activity, including stream channelization and
storm water management activities, except as provided below. The activity must be constructed to withstand
expected high flows. The activity must not restrict or impede the passage of normal or high flows, unless the
primary purpose of the activity is to impound water or manage high flows. The activity may alter the pre -
construction course, condition, capacity, and location of open waters if it benefits the aquatic environment (e.g.,
stream restoration or relocation activities).
10. Fills Within 100-Year Floodplains. The activity must comply with applicable FEMA-approved state or local
floodplain management requirements.
11. Equipment. Heavy equipment working in wetlands or mudflats must be placed on mats, or other measures
must be taken to minimize soil disturbance.
12. Soil Erosion and Sediment Controls. Appropriate soil erosion and sediment controls must be used and
maintained in effective operating condition during construction, and all exposed soil and other fills, as well as any
work below the ordinary high water mark or high tide line, must be permanently stabilized at the earliest
practicable date. Permittees are encouraged to perform work within waters of the United States during periods of
low -flow or no -flow.
13. Removal of Temporary Fills. Temporary fills must be removed in their entirety and the affected areas
returned to pre -construction elevations. The affected areas must be revegetated, as appropriate.
14. Proper Maintenance. Any authorized structure or fill shall be properly maintained, including maintenance to
ensure public safety.
15. Wild and Scenic Rivers. No activity may occur in a component of the National Wild and Scenic River
System, or in a river officially designated by Congress as a "study river" for possible inclusion in the system while
the river is in an official study status, unless the appropriate Federal agency with direct management responsibility
for such river, has determined in writing that the proposed activity will not adversely affect the Wild and Scenic
River designation or study status. Information on Wild and Scenic Rivers may be obtained from the appropriate
Federal land management agency in the area (e.g., National Park Service, U.S. Forest Service, Bureau of Land
Management, U.S. Fish and Wildlife Service).
16. Tribal Rights. No activity or its operation may impair reserved tribal rights, including, but not limited to,
reserved wa#er rights and treaty fishing and hunting rights.
17. Endangered Species. (a) No activity is authorized under any NWP which is likely to jeopardize the continued
existence of a threatened authorized under any NWP which "may affect" a listed or endangered species or a
species proposed for such designation, as identified under the Federal Endangered Species Act (ESA), or which
will destroy or adversely modify the critical habitat of such species. No activity is species or critical habitat, unless
Section 7 consultation addressing the effects of the proposed activity has been completed.
(b) Federal agencies should follow their own procedures for complying with the requirements of the ESA.
Federal permittees must provide the district engineer with the appropriate documentation to demonstrate
compliance with those requirements.
(c) Non-federal permittees shall notify the district engineer if any listed species or designated critical habitat
might be affected or is in the vicinity of the project, or if the project is located in designated critical habitat, and
shall not begin work on the activity until notified by the district engineer that the requirements of the ESA have
been satisfied and that the activity is authorized. For activities that might affect Federally -listed endangered or
threatened species or designated critical habitat, the pre -construction notification must include the name(s) of the
endangered or threatened species that may be affected by the proposed work or that utilize the designated critical
habitat that may be affected by the proposed work. The district engineer will determine whether the proposed
activity "may affect" or will have "no effect" to listed species and designated critical habitat and will notify the
non -Federal applicant of the Corps' determination within 45 days of receipt of a complete pre -construction
notification. In cases where the non -Federal applicant has identified listed species or critical habitat that might be
3
affected or is in the vicinity of the project, and has so notified the Corps, the applicant shall not begin work until
the Corps has provided notification the proposed activities will have "no effect' on listed species or critical
habitat, or until Section 7 consultation has been completed.
(d) As a result of formal or informal consultation with the FWS or NMFS the district engineer may add
species -specific regional endangered species conditions to the NWPs.
(e) Authorization of an activity by a NWP does not authorize the "take" of a threatened or endangered
species as defined under the ESA. In the absence of separate authorization (e.g., an ESA Section 10 Permit, a
Biological Opinion with "incidental take" provisions, etc.) from the U.S. FWS or the NMFS, both lethal and non-
lethal "takes" of protected species are in violation of the ESA. Information on the location of threatened and
endangered species and their critical habitat can be obtained directly from the offices of the U.S. FWS and NMFS
or their worldwide Web pages at http:/fwww.fws.gov/ and hftp:/Iwww.noaa.gov/fisheries,html respectively.
18. Historic Properties. (a) In cases where the district engineer determines that the activity may affect properties
listed, or eligible for listing, in the National Register of Historic Places, the activity is not authorized, until the
requirements of Section 106 of the National Historic Preservation Act (NHPA) have been satisfied.
(b) Federal permittees should follow their own procedures for complying with the requirements of Section 106
of the National Historic Preservation Act. Federal permittees must provide the district engineer with the
appropriate documentation to demonstrate compliance with those requirements.
(c) Non-federal permittees must submit a pre -construction notification to the district engineer if the authorized
activity may have the potential to cause effects to any historic properties listed, determined to be eligible for listing
on, or potentially eligible for listing on the National Register of Historic Places, including previously unidentified
properties. For such activities, the pre -construction notification must state which historic properties may be
affected by the proposed work or include a vicinity map indicating the location of the historic properties or the
potential for the presence of historic properties. Assistance regarding information on the location of or potential for
the presence of historic resources can be sought from the State Historic Preservation Officer or Tribal Historic
Preservation Officer, as appropriate, and the National Register of Historic Places (see 33 CFR 330.4(g)). The
district engineer shall make a reasonable and good faith effort to carry out appropriate identification efforts, which
may include background research, consultation, oral history interviews, sample field investigation, and field
survey. Based on the information submitted and these efforts, the district engineer shall determine whether the
proposed activity has the potential to cause an effect on the historic properties. Where the non -Federal applicant
has identified historic properties which the activity may have the potential to cause effects and so notified the
Corps, the non -Federal applicant shall not begin the activity until notified by the district engineer either that the
activity has no potential to cause effects or that consultation under Section 106 of the NHPA has been completed.
(d) The district engineer will notify the prospective permittee within 45 days of receipt of a complete pre -
construction notification whether NHPA Section 106 consultation is required. Section 106 consultation is not
required when the Corps determines that the activity does not have the potential to cause effects on historic
properties (see 36 CFR 800.3(a)). If NHPA section 106 consultation is required and will occur, the district
engineer will notify the non -Federal applicant that he or she cannot begin work until Section 106 consultation is
completed.
(e) Prospective permittees should be aware that section 110k of the NHPA (16 U.S.C. 470h-2(k)) prevents the
Corps from granting a permit or other assistance to an applicant who, with intent to avoid the requirements of
Section 106 of the NHPA, has intentionally significantly adversely affected a historic property to which the permit
would relate, or having legal power to prevent it, allowed such significant adverse effect to occur, unless the
Corps, after consultation with the Advisory Council on Historic Preservation (ACHP), determines that
circumstances justify granting such assistance despite the adverse effect created or permitted by the applicant. If
circumstances justify granting the assistance, the Corps is required to notify the ACHP and provide
documentation specifying the circumstances, explaining the degree of damage to the integrity of any historic
properties affected, and proposed mitigation. This documentation must include any views obtained from the
applicant, SHPO/THPO, appropriate Indian tribes if the undertaking occurs on or affects historic properties on
tribal lands or affects properties of interest to those tribes, and other parties known to have a legitimate interest in
the impacts to the permitted activity on historic properties.
19. Designated Critical Resource Waters. Critical resource waters include, NOAA-designated marine
sanctuaries, National Estuarine Research Reserves, state natural heritage sites, and outstanding national
resource waters or other waters officially designated by a state as having particular environmental or ecological
significance and identified by the district engineer after notice and opportunity for public comment. The district
engineer may also designate additional critical resource waters after notice and opportunity for comment.
C!
(a) Discharges of dredged or fill material into waters of the United States are not authorized by NWPs 7, 12,
14, 16, 17, 212 299 31, 35, 39, 40, 42, 43, 44, 49, and 50 for any activity within, or directly affecting, critical
resource waters, including wetlands adjacent to such waters.
(b) For NWPs 3, 8, 10, 13, 15, 18, 19, 22, 23, 257 27, 28, 30, 33,
34, 36, 37, and 38, notification is required in accordance with general condition 27, for any activity proposed in the
designated critical resource waters including wetlands adjacent to those waters. The district engineer may
authorize activities under these NWPs only after it is determined that the impacts to the critical resource waters
will be no more than minimal.
20. Mitigation. The district engineer will consider the following factors when determining appropriate and
practicable mitigation necessary to ensure that adverse effects on the aquatic environment are minimal: _
(a) The activity must be designed and constructed to avoid and minimize adverse effects, both temporary and
permanent, to waters of the United States to the maximum extent practicable at the project site (Le., on site).
(b) Mitigation in all its forms (avoiding, minimizing, rectifying, reducing, or compensating) will be required to
the extent necessary to ensure that the adverse effects to the aquatic environment are minimal.
(c) Compensatory mitigation at a minimum one -for -one ratio will be required for all wetland losses that exceed
1/10 acre and require pre -construction notification, unless the district engineer determines in writing that some
other form of mitigation would be more environmentally appropriate and provides a project -specific waiver of this
requirement. For wetland losses of 1/10 acre or less that require pre -construction notification, the district engineer
may determine on a case -by -case basis that compensatory mitigation is required to ensure that the activity results
in minimal adverse effects on the aquatic environment. Since the likelihood of success is greater and the impacts
to potentially valuable uplands are reduced, wetland restoration should be the first compensatory mitigation option
considered.
(d) For losses of streams or other open waters that require pre -construction notification, the district engineer
may require compensatory mitigation, such as stream restoration, to ensure that the activity results in minimal
adverse effects on the aquatic environment.
(e) Compensatory mitigation will not be used to increase the acreage losses allowed by the acreage limits of
the NWPs. For example, if an NWP has an acreage limit of 1/2 acre, it cannot be used to authorize any project
resulting in the loss of greater than 1/2 acre of waters of the United States, even if compensatory mitigation is
provided that replaces or restores some of the lost waters. However, compensatory mitigation can and should be
used, as necessary, to ensure that a project already meeting the established acreage limits also satisfies the
minimal impact requirement associated with the NWPs.
(f) Compensatory mitigation plans for projects in or near streams or other open waters will normally include a
requirement for the establishment, maintenance, and legal protection (e.g., conservation easements) of riparian
areas next to open waters. In some cases, riparian areas may be the only compensatory mitigation required.
Riparian areas should consist of native species. The width of the required riparian area will address documented
water quality or aquatic habitat loss concerns. Normally, the riparian area will be 25 to 50 feet wide on each side
of the stream, but the district engineer may require slightly wider riparian areas to address documented water
quality or habitat loss concerns. Where both wetlands and open waters exist on the project site, the district
engineer will determine the appropriate compensatory mitigation (e.g., riparian areas and/or wetlands
compensation) based on what is best for the aquatic environment on a watershed basis. In cases where riparian
areas are determined to be the most appropriate form of compensatory mitigation, the district engineer may waive
or reduce the requirement to provide wetland compensatory mitigation for wetland losses.
(g) Permittees may propose the use of mitigation banks, inAeu fee arrangements or separate activity -specific
compensatory mitigation. In all cases, the mitigation provisions will specify the party responsible for accomplishing
and/or complying with the mitigation plan.
(h) Where certain functions and services of waters of the United States are permanently adversely affected,
such as the conversion of a forested or scrub -shrub wetland to a herbaceous wetland in a permanently
maintained utility line right-of-way, mitigation may be required to reduce the adverse effects of the project to the
minimal level.
21. Water Quality, Where States and authorized Tribes, or EPA where applicable, have not previously certified
compliance of an NWP with CWA Section 401, individual 401 Water Quality Certification must be obtained or
waived (see 33 CFR 330.4(c)). The district engineer or State or Tribe may require additional water quality
management measures to ensure that the authorized activity does not result in more than minimal degradation of
water quality.
22. Coastal Zone Management. In coastal states where an NWP has not previously received a state coastal
zone management consistency concurrence, an individual state coastal zone management consistency
5
concurrence must be obtained, or a presumption of concurrence must occur (see 33 CFR 330.4(d)). The district
engineer or a State may require additional measures to ensure that the authorized activity is consistent with state
coastal zone management requirements.
23. Regional and Case -By -Case Conditions. The activity must comply with any regional conons that may
have been added by the Division Engineer (see 33 CFR 330.4(e)) and with any case specific conditions added by
the Corps or by the state, Indian Tribe, or U.S. EPA in its section 401 Water Quality Certification, or by the state in
its Coastal Zone Management Act consistency determination.
24. Use of Multiple Nationwide Permits. The use of more than one NWP for a single and complete project is
prohibited, except when the acreage loss of waters of the United States authorized by the NWPs does not exceed
the acreage limit of the NWP with the highest specified acreage limit. For example, if a road crossing, over tidal
waters is constructed under NWP 14, with associated bank stabilization authorized by NWP 13, the maximum
acreage loss of waters of the United States for the total project cannot exceed 1/3-acre.
25. Transfer of Nationwide Permit Verifications. If the permittee sells the property associated with the
nationwide permit verification, the permittee may transfer the nationwide permit verification to the new owner by
submitting a letter to the appropriate Corps district office to validate the transfer. A copy of the nationwide permit
verification must be attached to the letter, and the letter must contain the following statement and signature:
"When the structures or work authorized by this nationwide permit are still in existence at the time the property is
transferred, the terms and conditions of this nationwide permit, including any special conditions, will continue to
be binding on the new owner(s) of the property. To validate the transfer of this nationwide permit, and the
associated liabilities associated with compliance with its terms and conditions, have the transferee sign and date
below."
{Transferee)
(Date)
26. Compliance Certification. Each permittee who received the NWP verification from the Corps must submit a
signed certification regarding the completed work and any required mitigation. The certification form must be
forwarded by the Corps with the NWP verification letter and will include:
(a) A statement that the authorized work was done in accordance with the NWP authorization, including any
general or specific conditions;
(b) A statement that any required mitigation was completed in accordance with the permit conditions; and
(c) The signature of the permittee certifying the completion of the work and mitigation.
27. Pre -Construction Notification. (a) Timing. Where required by the terms of the NWP, the prospective
permi#tee must notify the district engineer by submitting apre-construction notification (PCN) as early as possible.
The district engineer must determine if the PCN is complete within 30 calendar days of the date of receipt and, as
a general rule, will request additional information necessary to make the PCN complete only once. However, if the
prospective permittee does not provide all of the requested information, then the district engineer will notify the
prospective permittee that the PCN is still incomplete and the PCN review process will not commence until all of
the requested information has been received by the district engineer. The prospective permittee shall not begin
the activity until either:
(1) He or she is notified in writing by the district engineer that the activity may proceed under the NWP
with any special conditions imposed by the district or division engineer; or
(2) Forty-five calendar days have passed from the district engineer's receipt of the complete PCN and the
prospective permittee has not received written notice from the district or division engineer. However, if the
permittee was required to notify the Corps pursuant to general condition 17 that listed species or critical habitat
might affected or in the vicinity of the project, or to notify the Corps pursuant to general condition 18 that the
activity may have the potential to cause effects to historic properties, the permittee cannot begin the activity until
receiving written notification from the Corps that is "no effect" on listed species or "no potential to cause effects"
on historic properties, or that any consultation required under Section 7 of the Endangered Species Act (see 33
CFR 330.4(f)) and/or Section 106 of the National Historic Preservation (see 33 CFR 330.4(g)) is completed. Also,
work cannot begin under NWPs 21, 49, or 50 until the permittee has received written approval from the Corps. If
the proposed activity requires a written waiver to exceed specified limits of an NWP, the permittee cannot begin
0
the activity until the district engineer issues the waiver. If the district or division engineer notifies the permittee in
writing that an individual permit is required within 45 calendar days of receipt of a complete PCN, the permittee
cannot begin the activity until an individual permit has been obtained. Subsequently, the permittee's right to
proceed under the NWP may be modified, suspended, or revoked only in accordance with the procedure set forth
in 33 CFR 330.5(d)(2).
(b) Contents of Pre -Construction Notification: The PCN must be in writing and include the following
information:
(1) Name, address and telephone numbers of the prospective permittee;
(2) Location of the proposed project;
(3) A description of the proposed project; the project's purpose; direct and indirect adverse environmental
effects the project would cause; any other NWP(s), regional general permit(s), or individual permit(s) used or
intended to be used to authorize any part of the proposed project or any related activity. The description should
be sufficiently detailed to allow the district engineer to determine that the adverse effects of the project will be
minimal and to determine the need for compensatory mitigation. Sketches should be provided when necessary to
show that the activity complies with the terms of the NWP. (Sketches usually clarify the project and when provided
result in a quicker decision.);
(4) The PCN must include a delineation of special aquatic sites and other waters of the United States on
the project site. Wetland delineations must be prepared in accordance with the current method required by the
Corps. The permittee may ask the Corps to delineate the special aquatic sites and other waters of the United
States, but there may be a delay if the Corps does the delineation, especially if the project site is large or contains
many waters of the United States. Furthermore, the 45 day period will not start until the delineation has been
submitted to or completed by the Corps, where appropriate;
(5) If the proposed activity will result in the loss of greater than 1 /10 acre of wetlands and a PCN is
required, the prospective permittee must submit a statement describing how the mitigation requirement will be
satisfied. As an alternative, the prospective permittee may submit a conceptual or detailed mitigation plan.
(6) If any listed species or designated critical habitat might be affected or is in the vicinity of the project, or
if the project is located in designated critical habitat, for non -Federal applicants the PCN must include the name(s)
of those endangered or threatened species that might be affected by the proposed work or utilize the designated
critical habitat that may be affected by the proposed work. Federal applicants must provide documentation
demonstrating compliance with the Endangered Species Act; and
(7) For an activity that may affect a historic property listed on, determined to be eligible for listing on, or
potentially eligible for listing on, the National Register of Historic Places, for non -Federal applicants the PCN must
state which historic property may be affected by the proposed work or include a vicinity map indicating the
location of the historic property. Federal applicants must provide documentation demonstrating compliance with
Section 106 of the National Historic Preservation Act.
(c) Form of Pre -Construction Notification: The standard individual permit application form (Form ENG 4345)
may be used, but the completed application form must clearly indicate that it is a PCN and must include all of the
information required in paragraphs (b)(1) through (7) of this general condition. A letter containing the required
information may also be used.
(d) Agency Coordination: (1) The district engineer will consider any comments from Federal and state
agencies concerning the proposed activity's compliance with the terms and conditions of the NWPs and the need
for mitigation to reduce the project's adverse environmental effects to a minimal level.
(2) For all NWP 48 activities requiring pre -construction notification and for other NWP activities requiring
pre -construction notification to the district engineer that result in the loss of greater than 1/2-acre of waters of the
United States, the district engineer will immediately provide (e.g., via facsimile transmission, overnight mail, or
other expeditious manner) a copy of the PCN to the appropriate Federal or state offices (U.S. FWS, state natural
resource or water quality agency, EPA, State Historic Preservation Officer (SHPO) or Tribal Historic Preservation
Office (THPO), and, if appropriate, the NMFS). With the exception of NWP 37, these agencies will then have 10
calendar days from the date the material is transmitted to telephone or fax the district engineer notice that they
intend to provide substantive, site -specific comments. If so contacted by an agency, the district engineer will wait
an additional 15 calendar days before making a decision on the pre -construction notification. The district engineer
will fully consider agency comments received within the specified time frame, but will provide no response to the
resource agency, except as provided below. The district engineer will indicate in the administrative record
associated with each pre -construction notification that the resource agencies' concerns were considered. For
NWP 37, the emergency watershed protection and rehabilitation activity may proceed immediately in cases where
there is an unacceptable hazard to life or a significant loss of property or economic hardship will occur. The
district engineer will consider any comments received to decide whether the NWP 37 authorization should be
modified, suspended, or revoked in accordance with the procedures at 33 CFR 330.5.
7
(3) In cases of where the prospective permittee is not a Federal agency, the district engineer will provide
a response to NMFS within 30 calendar days of receipt of any Essential Fish Habitat conservation
recommendations, as required by Section 305(b)(4)(B) of the Magnuson -Stevens Fishery Conservation and
Management Act.
(4) Applicants are encouraged to provide the Corps multiple copies of pre -construction notifications to
expedite agency coordination.
(5) For NWP 48 activities that require reporting, the district engineer will provide a copy of each report
within 10 calendar days of receipt to the appropriate regional office of the NMFS.
(e) District Engineer's Decision: In reviewing the PCN for the proposed activity, the district engineer will
determine whether the activity authorized by the NWP will result in more than minimal individual or cumulative
adverse environmental effects or may be contrary to the public interest. If the proposed activity requires a PCN
and will result in a loss of greater than 1/10 acre of wetlands, the prospective permittee should submit a mitigation
proposal with the PCN. Applicants may also propose compensatory mitigation for projects with smaller impacts.
The district engineer will consider any proposed compensatory mitigation the applicant has included in the
proposal in determining whether the net adverse environmental effects to the aquatic environment of the
proposed work are minimal. The compensatory mitigation proposal may be either conceptual or detailed. If the
district engineer determines that the activity complies with the terms and conditions of the NWP and that the
adverse effects on the aquatic environment are minimal, after considering mitigation, the district engineer will
notify the permittee and include any conditions the district engineer deems necessary. The district engineer must
approve any compensatory mitigation proposal before the permittee commences work. If the prospective
permittee elects to submit a compensatory mitigation plan with the PCN, the district engineer will expeditiously
review the proposed compensatory mitigation plan. The district engineer must review the plan within 45 calendar
days of receiving a complete PCN and determine whether the proposed mitigation would ensure no more than
minimal adverse effects on the aquatic environment. If the net adverse effects of the project on the aquatic
environment (after consideration of the compensatory mitigation proposal) are determined by the district engineer
to be minimal, the district engineer will provide a timely written response to the applicant. The response will state
that the project can proceed under the terms and conditions of the NWP. If the district engineer determines that
the adverse effects of the proposed work are more than minimal, then the district engineer will notify the applicant
either:
(1) That the project does not qualify for authorization under the NWP and instruct the applicant on the
procedures to seek authorization under an individual permit;
(2) that the project is authorized under the NWP subject to the applicant's submission of a mitigation plan
that would reduce the adverse effects on the aquatic environment to the minimal level; or
(3) that the project is authorized under the NWP with specific modifications or conditions. Where the
district engineer determines that mitigation is required to ensure no more than minimal adverse effects occur to
the aquatic environment, the activity will be authorized within the 45-day PCN period. The authorization will
include the necessary conceptual or specific mitigation or a requirement that the applicant submit a mitigation
plan that would reduce the adverse effects on the aquatic environment to the minimal level. When mitigation is
required, no work in waters of the United States may occur until the district engineer has approved a specific
mitigation plan.
28. Single and Complete Project. The activity must be a single and complete project. The same NWP cannot
be used more than once for the same single and complete project.
Further Information
1. District Engineers have authority to determine if an activity complies with the terms and conditions of an NWP.
2. NWPs do not obviate the need to obtain other federal, state, or local permits, approvals, or authorizations
required by law.
3. NWPs do not grant any property rights or exclusive privileges.
4. NWPs do not authorize any injury to the property or rights of others.
5. NWPs do not authorize interference with any existing or proposed Federal project.
Definitions
Best management practices (BMPs): Policies, practices, procedures, or structures implemented to mitigate the
adverse environmental effects on surface water quality resulting from development. BMPs are categorized as
structural or non-structural.
E:3
Compensatory mitigation: The restoration, establishment (creation), enhancement, or preservation of aquatic
resources for the purpose of compensating for unavoidable adverse impacts which remain after all appropriate
and practicable avoidance and minimization has been achieved.
Currently serviceable: Useable as is or with some maintenance, but not so degraded as to essentially require
reconstruction.
Discharge: The term "discharge" means any discharge of dredged or fill material.
Enhancement: The manipulation of the physical, chemical, or biological characteristics of an aquatic resource to
heighten, intensify, or improve a specific aquatic resource function(s). Enhancement results in the gain of selected
aquatic resource function(s), but may also lead to a decline in other aquatic resource function(s). Enhancement
does not result in a gain in aquatic resource area.
Ephemeral stream: An ephemeral stream has flowing water only during, and for a short duration after,
precipitation events in a typical year. Ephemeral stream beds are located above the water table year-round.
Groundwater is not a source of water for the stream. Runoff from rainfall is the primary source of water for stream
flow.
Establishment (creation): The manipulation of the physical, chemical, or biological characteristics present to
develop an aquatic resource that did not previously exist at an upland site. Establishment results in a gain in
aquatic resource area.
Historic Property: Any prehistoric or historic district, site (including archaeological site), building, structure, or
other object included in, or eligible for inclusion in, the National Register of Historic Places maintained by the
Secretary of the Interior. This term includes artifacts, records, and remains that are related to and located within
such properties. The term includes properties of traditional religious and cultural importance to an Indian tribe or
Native Hawaiian organization and that meet the National Register criteria (36 CFR Part 60).
Independent utility: A test to determine what constitutes a single and complete project in the Corps regulatory
program. A project is considered to have independent utility if it would be constructed absent the construction of
other projects in the project area. Portions of a multi -phase project that depend upon other phases of the project
do not have independent utility. Phases of a project that would be constructed even if the other phases were not
built can be considered as separate single and complete projects with independent utility.
Intermittent stream: An intermittent stream has flowing water during certain times of the year, when groundwater
provides water for stream flow. During dry periods, intermittent streams may not have flowing water. Runoff from
rainfall is a supplemental source of water for stream flow.
Loss of waters of the United States: Waters of the United States that are permanently adversely affected by
filling, flooding, excavation, or drainage because of the regulated activity. Permanent adverse effects include
permanent discharges of dredged or fill material that change an aquatic area to dry land, increase the bottom
elevation of a waterbody, or change the use of a waterbody. The acreage of loss of waters of the United States is
a threshold measurement of the impact to jurisdictional waters for determining whether a project may qualify for
an NWP; it is not a net threshold that is calculated after considering compensatory mitigation that may be used to
offset losses of aquatic functions and services. The loss of stream bed includes the linear feet of stream bed that
is filled or excavated. Waters of the United States temporarily filled, flooded, excavated, or drained, but restored
to pre -construction contours and elevations after construction, are not included in the measurement of loss of
waters of the United States. Impacts resulting from activities eligible for exemptions under Section 404(f) of the
Clean Water Act are not considered when calculating the loss of waters of the United States.
Non -tidal wetland: A non -tidal wetland is a wetland that is not subject to the ebb and flow of tidal waters. The
definition of a wetland can be found at 33 CFR 328.3(b). Non -tidal wetlands contiguous to tidal waters are located
landward of the high tide line (i.e., spring high tide line).
Open water: For purposes of the NWPs, an open -water is any area that in a year with normal patterns of
precipitation has water flowing or standing above ground to the extent that an ordinary high water mark can be
determined. Aquatic vegetation within the area of standing or flowing water is either non -emergent, sparse, or
absent. Vegetated shallows are considered to be open waters. Examples of "open waters" include rivers,
streams, lakes, and ponds.
Ordinary High Water Mark: An ordinary high water mark is a line on the shore established by the fluctuations of
water and indicated by physical characteristics, or by other appropriate means that consider the characteristics of
the surrounding areas (see 33 CFR 328.3(e)).
Perennial stream: A perennial stream has flowing water year-round during a typical year. The water table is
located above the stream bed for most of the year. Groundwater is the primary source of water for stream flow.
Runoff from rainfall is a supplemental source of water for stream flow.
Practicable: Available and capable of being done after taking into consideration cost, existing technology, and
logistics in light of overall project purposes.
Pre -construction notification: A request submitted by the project proponent to the Corps for confirmation that a
particular activity is authorized by nationwide permit. The request may be a permit application, letter, or similar
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document that includes information about the proposed work and its anticipated environmental effects. Pre
construction notification may be required by the terms and conditions of a nationwide permit, or by regional
conditions. A pre -construction notification may be voluntarily submitted in cases where pre -construction
notification is not required and the project proponent wants confirmation that the activity is authorized by
nationwide permit.
Preservation: The removal of a threat to, or preventing the decline of, aquatic resources by an action in or near
those aquatic resources. This term includes activities commonly associated with the protection and maintenance
of aquatic resources through the implementation of appropriate legal and physical mechanisms. Preservation
does not result in a gain of aquatic resource area or functions.
Re-establishment: The manipulation of the physical, chemical, or biological characteristics of a site with the goal
of returning natural/historic functions to a former aquatic resource. Re-establishment results in rebuilding a former
aquatic resource and results in a gain in aquatic resource area.
Rehabilitation: The manipulation of the physical, chemical, or biological characteristics of a site with the goal of
repairing natural/historic functions to a degraded aquatic resource. Rehabilitation results in a gain in aquatic
resource function, but does not result in a gain in aquatic resource area.
Restoration: The manipulation of the physical, chemical, or biological characteristics of a site with the goal of
returning natural/historic functions to a former or degraded aquatic resource. For the purpose of tracking net gains
in aquatic resource area, restoration is divided into two categories: Re-establishment and rehabilitation.
Riffle and pool complex: Riffle and pool complexes are special aquatic sites under the 404(b)(1) Guidelines.
Riffle and pool complexes sometimes characterize steep gradient sections of streams. Such stream sections are
recognizable by their hydraulic characteristics. The rapid movement of water over a course substrate in riffles
results in a rough flow, a turbulent surface, and high dissolved oxygen levels in the water. Pools are deeper areas
associated with riffles. A slower stream velocity, a streaming flow, a smooth surface, and a finer substrate
characterize pools.
Riparian areas: Riparian areas are lands adjacent to streams, lakes, and estuarine -marine shorelines. Riparian
areas are transitional between terrestrial and aquatic ecosystems, through which surface and subsurface
hydrology connects waterbodies with their adjacent uplands. Riparian areas provide a variety of ecological
functions and services and help improve or maintain local water quality. (See general condition 20.)
Shellfish seeding: The placement of shellfish seed and/or suitable substrate to increase shellfish production.
Shellfish seed consists of immature individual shellfish or individual shellfish attached to shells or shell fragments
(i.e., spat on shell). Suitable substrate may consist of shellfish shells, shell fragments, or other appropriate
materials placed into waters for shellfish habitat.
Single and complete project: The term 'single and complete project" is defined at 33 CFR 330.2(i) as the total
project proposed or accomplished by one owner/developer or partnership or other association of
owners/developers. A single and complete project must have independent utility (see definition). For linear
projects, a "single and complete project" is all crossings of a single water of the United States (i.e., a single
waterbody) at a specific location. For linear projects crossing a single waterbody several times at separate and
distant locations, each crossing is considered a single and complete project. However, individual channels in a
braided stream or river, or individual arms of a large, irregularly shaped wetland or lake, etc., are not separate
waterbodies, and crossings of such features cannot be considered separately.
Stormwater management: Stormwater management is the mechanism for controlling stormwater runoff for the
purposes of reducing downstream erosion, water quality degradation, and flooding and mitigating the adverse
effects of changes in land use on the aquatic environment.
Stormwater management facilities: Stormwater management facilities are those facilities, including but not
limited to, stormwater retention and detention ponds and best management practices, which retain water for a
period of time to control runoff and/or improve the quality (i.e., by reducing the concentration of nutrients,
sediments, hazardous substances and other pollutants) of stormwater runoff.
Stream bed: The substrate of the stream channel between the ordinary high water marks. The substrate may be
bedrock or inorganic particles that range in size from clay to boulders. Wetlands contiguous to the stream bed, but
outside of the ordinary high water marks, are not considered part of the stream bed.
Stream channelization: The manipulation of a stream's course, condition, capacity, or location that causes more
than minimal interruption of normal stream processes. A channelized stream remains a water of the United
States,
Structure: An object that is arranged in a definite pattern of organization. Examples of structures include, without
limitation, any pier, boat dock, boat ramp, wharf, dolphin, weir, boom, breakwater, bulkhead, revetment, riprap,
jetty, artificial island, artificial reef, permanent mooring structure, power transmission line, permanently moored
floating vessel, piling, aid to navigation, or any other manmade obstacle or obstruction.
Tidal wetland: A tidal wetland is a wetland (i.e., water of the United States) that is inundated by tidal waters. The
definitions of a wetland and tidal waters can be found at 33 CFR 328.3(b) and 33 CFR 328.3(f), respectively. Tidal
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waters rise and fall in a predictable and measurable rhythm or cycle due to the gravitational pulls of the moon and
sun. Tidal waters end where the rise and fall of the water surface can no longer be practically measured in a
predictable rhythm due to masking by other waters, wind, or other effects. Tidal wetlands are located channelward
of the high tide line, which is defined at 33 CFR 328.3(d).
Vegetated shallows: Vegetated shallows are special aquatic sites under the 404(b)(1) Guidelines. They are
areas that are. permanently inundated and under normal circumstances have rooted aquatic vegetation, such as
seagrasses in marine and estuarine systems and a variety of vascular rooted plants in freshwater systems.
Waterbody: For purposes of the NWPs, a waterbody is a jurisdictional water of the United States that, during a
year with normal patterns of precipitation, has water flowing or standing above ground to the extent that an
ordinary high water mark (OHWM) or other indicators of jurisdiction can be determined, as well as any wetland
area (see 33 CFR 328.3(b)). If a jurisdictional wetland is adjacent --meaning bordering, contiguous, or
neighboring —to a jurisdictional waterbody displaying an OHWM or other indicators of jurisdiction, that waterbody
and its adjacent wetlands are considered together as a single aquatic unit (see 33 CFR 328.4(c)(2)). Examples of
Iwaterbodies" include streams, rivers, lakes, ponds, and wetlands.
ADDITIONAL INFORMATION
This nationwide permit is effective March 19, 2007, and expires on March 18, 2012.
Information about the U.S. Army Corps of Engineers regulatory program, including nationwide permits, may also
be accessed at http://www.swf.usace.army.mil/pubdata/environ/regulatory/index,asp or
http://www.usace,army.mil/cw/cecwo/reg
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