HomeMy WebLinkAboutIR 9285INFORMAL REPORT TO CITY COUNCIL MEMBERS
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To the Mayor and Members of the City Council
No. 9285
July 27, 2010
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SUBJECT: QUESTIONS AND ANSWERS ABOUT THE CITY'S UNFUNDED
PENSION LIABILITY
The purpose of this Informal Report is to provide City Council with some information prior to
Tuesday's Pre - Council discussion on the City's unfunded pension liability. The information is in a
question and answer format, and will be supplemented by a PowerPoint presentation on
Tuesday.
The questions originated from previous discussions with the City Council, the Audit & Finance
Advisory Committee, and the City Managers Pension Ad hoc Committee. The answers were
developed by the City's actuary, Doug Anderson, Area Vice President for Gallagher Benefit
Services, Inc., in conjunction with City staff. Mr. Anderson will be present on Tuesday to provide
additional information.
If you have any questions about this IR, please contact Karen Montgomery, Assistant City
Manager, at (817) 392 -6222.
Dale A. Fisse er, P.E.
City Manager
Attachment
ISSUED BY THE CITY MANAGER
FORT WORTH, TEXAS
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Frequently Asked Pension - related Questions
Answers by: Gallagher Benefit Services, Inc.
City of Fort Worth staff
As of July 22, 2010
1. Q: What options are available to address the unfunded pension liability?
A: There are three ways to improve the funded status of the plan, (1) increase
contributions, either from the City or the employees; (2) consistently earn a rate of return
greater than 8.5 %; and (3) reduce future benefits. Some combination of these can also improve
the funded status of the plan.
Impact of Different Investment Returns
2. Q: What investment return would be needed to improve the funded status?
A: The Fund would need to earn 10% per year on a consistent basis for 15 years to
improve its funded status to be 85% funded. However, once the Fund reaches a funded status
of 85 %, Ad Hoc COLAs are triggered. So continued returns of 10% would be offset by Ad Hoc
COLA increases, and the Fund would stay only about 90% funded (i.e. it would never be fully
funded at 100 %).
3. Q: What happens if the earnings in the Fund do not exceed 8.5 %?
A: If the Fund consistently earns 8.5% per year, the funded status will slowly deteriorate
and the Fund would become insolvent in about 70 years, without any additional changes in
contributions or benefits. If the Fund's returns are less than 8.5 %, the additional contributions
and /or benefit changes will be needed much earlier to avoid insolvency. For example, a
consistent return of 7.5% will result in the Fund's insolvency before the year 2050.
4. Q: Can the Fund actually go "insolvent" and if not, why do we keep using that term?
A: For these discussions, the term insolvency reflects the point in time when there are no more
assets to pay the benefits, yet the earned benefits would still have to be paid. Therefore, all of
the legal obligation for the benefits would become the City's responsibility. Use of the term
"insolvent" is an indicator of the direction the Fund is headed, without additional measures
taken to change contributions and /or benefits. It is similar to the 5 year forecast of the General
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Fund which illustrates that sustainable budget solutions are needed in order to avoid eroding
reserves, and ultimately having a negative fund balance.
5. Q: What happens if the Fund returns are not consistent from year to year?
A: Earnings volatility has an adverse impact on total investment returns. For example, the
average return for the Fund from 1990 to 2010 was about 8.5 %. However, when measured on
a compounded annual growth rate basis, the return was closer to 7.5 %. The Fund becomes
increasingly vulnerable when periods of low investment returns precede periods of high
returns. In other words, the Fund can experience an average rate of return of 8.5% for an
extended period. However, if the returns are not consistent or if low returns precede high
returns, the funded status still could deteriorate.
Impact of Different Contribution Rates
6. Q: What contribution rate is necessary to improve the funded status?
A: Any increased contributions are helpful towards improving the funded status. If all
other assumptions are met, an additional 2% per year contribution would be needed for 40
years to get the plan to 80°x6 funded. An additional 4% per year would reach this level by about
2035. An additional 6% would get the Fund there by about 2025.
7. Q: Would these examples of increased contributions ever get the fund to 100% funded?
A: No. Once the funded ratio reaches about 85 %, Ad HOC Colas become effective, and the
funding ratio stops increasing. Thus a decision to increase contribution rates has a direct
impact on the timing of Ad hoc COLAs. A higher sustained contribution rate will trigger
additional benefits earlier than if there is not contribution change.
8. Q: What level of contribution is needed to keep the funded status at its current level?
A: There are many contribution patterns that would achieve this goal. For example, if the
contribution is increased 2% in 2011, another 2% in 2012, another 2% in 2013 (for a total
increase of 6% from the current level), and then reverts back to its current level, the funded
ratio would stay fairly constant at about 70% for about 50 years (assuming all other
assumptions are met).
9. Q: What contribution level is needed to eliminate the unfunded liability in 30 years?
A: The current total contribution level would need to increase about 7% per year for about
30 years. If all actuarial assumptions are met, the unfunded liability would be gone and the
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remaining City contribution rate would be about 9 %.
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10. Q: Why would the City contribution rate drop to about 9% after the unfunded liability is
paid off?
A: Because there would no longer be a portion of the contribution rate needed to pay off
the unfunded liability. So, the only remaining cost is the cost to provide benefits for active
employees as they are earned. Currently, that is approximately 17°x, of which the employees
pay about 8% and the City pays about 9 %.
11. Q: How can we determine the impact of other possible contribution changes or see the
results under different rates of investment return?
A: A projection model has been created that can demonstrate the impact of different rates
of return and contribution rates on the Fund's Annual Required Contribution (ARC), the
Unfunded Actuarial Accrued Liability (UAAL), and the Funded Ratio. This model will be available
on Tuesday to demonstrate various scenarios if desired.
Potential Benefit Options
12. Q: What options are available to change benefits for new hires?
A: One option is that new hires could continue to enter the Fund, at either current or
reduced benefit levels. Alternatively, the City could set up a Defined Contribution (DC) Plan for
new hires.
13. Q: Why do Defined Contribution Plans appeal to employers?
A: The most attractive feature of a Defined Contribution (DC) Plan is usually the ability to
have a fixed contribution rate. Once the contribution is made to an employee's account, the
City has fulfilled its retirement benefit obligation. There is no Unfunded Liability associated
with a DC plan. The City's cost is simply the contribution to the employee's account.
14. Q: How does a DC Plan work?
A: A DC plan would require that the employee contribute a percentage of his or her pay,
and that the City contribute a percentage of that pay as well. The City contribution would likely
match or slightly exceed the employee's contribution. The contribution would go into
individually maintained employee accounts. The employees would be responsible for the
investment selections and therefore, would bear the risk of investment returns on their
accounts. The account balance would be paid at retirement or could be transferred to another
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qualified plan upon an employee's termination (i.e. it's portable, subject to any vesting
requirements in the City's contributions).
15. Q. How does Social Security factor into the contribution rate?
A. Since the City does not participate in Social Security, we believe the City's contribution
rate would have to be equivalent to the non - medicare portion of the Social Security rate at a
minimum, which is 6.2 %. And the City may want to consider purchasing a disability plan for
those employees in the DC Plan.
16. Q: How could a DC Plan be implemented?
A: The City could establish a new DC Plan and require new hires to enter. Non - vested
Members could either continue in the ERF, be required to enter the new DC Plan, or be given an
option to choose which plan they want to be in.
17. Q: If a non - vested Member transfers from ERF to a DC Plan, what happens to their ERF
benefit?
A: There may be several options, but most likely, the value of their contributions plus
interest would be allowed to transfer to the DC plan.
18. Q: How many employees would be affected?
A: As of January 1, 2010, there were 1,613 General, 375 Police, and 169 Fire non - vested
Members.
19. Q: How would a DC Plan affect the funding for the ERF?
A: If the City continues it's current contribution rate of 15.97 %, the ERF funded status
would deteriorate rapidly and the Fund would be insolvent by about 2040. At that time, the
unfunded liability would be approaching $5 billion.
20. Q: Why would the ERF funded status deteriorate so rapidly?
A: The change to a DC Plan does not eliminate or change the current unfunded liability.
What would change, is the level of contribution to the Fund from both future employees and
from the City on behalf of future employees. A significant portion of this contribution rate is
committed to reducing the unfunded liability. If that portion of the contribution is no longer
made to ERF, the unfunded liability will rise significantly.
21. Q: Could the City contribute more than 15.97% per employee and less than 15.97% to a DC
Plan benefit?
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A: Yes. The contributions to the two plans do not need to be similar and probably should
not be similar. The reason the Annual Required Contribution (ARC) for the Fund is so high is
due to the cost of the benefits combined with the cost to reduce the unfunded liability.
Therefore, the contribution rate to ERF will likely need to be much higher than the contribution
to the DC plan, but this increase could be partially offset by the City choosing to contribute less
than 15.97% to the DC Plan.
Benefit Changes within ERF
22. Q: What benefit changes may be made to ERF Members?
A: The ability to change benefits is not entirely clear for certain groups of employees.
Many believe that retiree benefits may not be changed. While that is true in part, for vested
members, it is only the benefits earned to date that may not be changed. But future benefits
may be reduced, which would simply require a formula taking the change into account. This
will be illustrated in Tuesday's presentation.
23. Q: What types of changes are possible?
A: Possible changes include changing the formula or the components of pay that are used
to calculate the retirement benefit amount, or changing the eligibility date for when benefits
may be paid. Generally speaking, benefit changes would need to be fairly significant, and apply
to a large group of employees to have an impact on lowering the unfunded liability.
24. Q: What impact does the Ad Hoc COLA have on the funded ratio?
A: The Ad Hoc COLA is not currently reflected in the unfunded liability since it is not
expected to be granted under the current contribution rate and current actuarial assumptions.
However, if the funded status improves, for any reason, Ad Hoc COLAs may be granted and the
ERF liability will increase and the funding status will drop. The Governmental Accounting
Standards Board (GASB) is currently looking at this issue to see if Ad Hoc COLA's which are
consistently granted should, in fact, be reflected in the liability.
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