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HomeMy WebLinkAboutContract 34377 CITY SECRETARY CONTRACT NO. STATE OF TEXAS § COUNTY OF TARRANT § THIS contract ("Contract") is made and entered into by and between the City of Fort Worth ("City"), acting by and through Dale A. Fisseler, its duly authorized Assistant City Manager, and Carver Heights East Redevelopment Corporation ("CHERC"), acting by and through McLinda Hamilton , its duly authorized Executive Director. (Sometimes City and CHERC are referred to individually as a"Party"and collectively as the "Parties"). WHEREAS, City has received grant monies from the United States Department of Housing and Urban Development ("HUD") under Title I of the Housing and Community Development Act of 1974, as amended (42 USC 5301 et seq.), for utilization in connection with its Community Development Block Grant("CDBG"),Program No. B-05-MC-48-0010; WHEREAS, one of the national objectives of the CDBG program is to benefit low and moderate income citizens (the "National Objective"); WHEREAS, the assigned Catalog of Federal Domestic Assistance ("CFDA") for this Federal program is number 14.218; WHEREAS, the Carver Heights East neighborhood won the City's fourteenth Model Blocks award in February 2003, and designated CHERC as its implementing entity for minor home repair and housing development activities as part of its comprehensive strategy for revitalization of the Carver Heights East("CHE") Model Blocks area; WHEREAS, City Council approved the reallocation of$104,336.41 in remaining CDBG Funds from the CHE Model Blocks Sidewalks Improvement Program, for further housing development activities through acquisition, rehabilitation and sale of existing houses in the CHE neighborhood, and; WHEREAS, the City Council has determined that decent, safe, affordable housing is needed by City's low and moderate income citizens. NOW, THEREFORE, THIS AGREEMENT FURTHER WITNESSETH: THAT, the Parties covenant and agree as follows: 1.Scope of Services a. CHERC will acquire and rehabilitate two (2) single-family houses for sale at affordable prices to income-eligible households (the "Project"). The CDBG funds more particularly described herein will be used specifically for acquisition and rehabilitation of the two single-family houses which constitute the Project. Proceeds from the sale of the hours shall be returned to City as CDBG Program Income as more partk alarly d.escritsed hereil. Carver Hts.East Model Blocks Housing Dev.Contract CHERC will be paid a developer's fee of$3,000.00 from the gross sales proceeds at the closing of the sale of each house to an eligible buyer. . b. To secure performance of CHERC's obligations under this Contract, CHERC will execute a Note in favor of City secured by a Deed of Trust against the real properties purchased with CDBG Funds. . City's Note and Deed of Trust shall contain such covenants and conditions required by CDBG Regulations, including but not limited to the conditions under which City may enforce its loan provisions in the event of CHERC's default. If the houses developed through this Contract are purchased by income-eligible homebuyers , the City lien will be released. c. The term of this Contract begins on the date of its execution and terminates eighteen(18) months thereafter except for any provisions relating to the fulfillment of the CDBG requirement to meet the National Objective as hereinafter defined. This Contract may be extended or renewed for an additional (1) year term, if requested by CHERC and approved by City. CHERC shall request such extension in writing and submit the request to City sixty (60) days prior to the end of the Contract term. Any such extension must be in writing as an amendment to this Contract and approved by the City Manager and his or her designee. d. CHERC will provide the services and activities as set forth in Exhibit "A" - Project Summary utilizing funds as outlined in Exhibit "B" — Project Budget in accordance with Exhibit "C" - Project Schedule. Housing units developed with CDBG Funds furnished under this Contract shall meet all City Building Codes, ordinances and standards. The sale price of each house shall not exceed the appraised value of such house as determined by an independent, licensed appraiser. Any houses not sold as of the termination of the Contract shall be conveyed to City to be sold by City to income- eligible homebuyers. e. CHERC agrees to meet the National Objective of providing a benefit to low and moderate-income families; and to maintain full documentation supporting fulfillment of this National Objective in its files. All such documentation shall be furnished to City upon request as necessary for City to fulfill its obligations under its Federal grant. CHERC shall meet this National Objective by selling the two houses to homebuyers whose annual incomes, adjusted for family size, shall not exceed eighty percent (80%) of the area median income as established by HUD. The definition of annual income to determine homebuyer eligibility under this Contract shall be the definition contained in 92 CFR Part 203(b)(2) as amended from time to time. CHERC shall use the most current HUD Income Guidelines and Technical Guidance for Determining Income and Allowances to determine a homebuyer's eligibility for the Program. To ensure that households assisted are income-eligible, CHERC will ensure that each homebuyer purchasing the houses developed through this Project will apply for and obtain closing cost and/or down payment assistance from the City's Homebuyer's Assistance Program (HAP). The total amount of closing cost/down payment assistance provided from the City's HAP shall not exceed a total of FOURTEEN THOUSAND NINE HUNDRED NINETY-NINE AND NO/100 dollars per homebuyer. Homebuyer eligibility shall be determined by City in City's sole discretion using City guidelines and HUD program requirements governing the source of funds for the HAP. CHERC shall timely provide City with all documents and information necessary for City to determine and verify Carver Hts.East Model Blocks Housing Dev.Contract 2 Final 10-31-06 homebuyer eligibility for the HAP. CHERC will also ensure that all homebuyers complete a homeownership training program prior to the completion of their purchase of a house rehabilitated under the Project. To ensure each homebuyer will use the house rehabilitated and purchased through this Project as his or her principal residence for a minimum of five (5) years, CHERC will ensure that all homebuyers will execute a HAP Note and record a HAP Deed of Trust in favor of City upon closing of the sale of the houses. CHERC will obtain forms for this HAP Note and HAP Deed of Trust from City, and will furnish copies of such executed Notes and recorded Deeds of Trust to City upon closing. This City HAP Note and Deed of Trust shall be subordinate to any first lien purchase money mortgage. Any sale of the house by the homebuyer during the five (5)year period of affordability secured by the HAP Note and Deed of Trust will require repayment of the HAP assistance amount in accordance with HUD regulations and City policy. f. City will monitor and evaluate CHERC's activities and performance, as well as the activities and performance of its contractors, using goals and performance standards required in this Contract. CHERC agrees to likewise monitor the effectiveness of the services and work to be performed by its contractors. Substandard performance as determined by City will constitute non-compliance with this Contract. If action to correct such substandard performance is not taken by CHERC within a reasonable period of time after being notified in writing by City, procedures to suspend or terminate the Contract will be initiated and the City may exercise its rights set forth in the Note and Deed of Trust. 2. Compensation and Method ofPayment a. City will disburse CDBG funds ("CDBG Funds") in an amount up to ONE HUNDRED FOUR THOUSAND, THREE HUNDRED THIRTY-SIX AND 44HI00 DOLLARS ($104,336.41) to CHERC for payment of eligible expenses for direct Project and construction costs as more particularly described in Exhibit "B" — Budget. Funds will be disbursed to CHERC on a reimbursement basis upon CHERC's written request in accordance with City Housing Department's Disbursement Policy for Community Housing Development Organizations, Model Blocks and Subrecipients. b. Payment will be processed by City following receipt from CHERC of the following monthly financial reporting forms: (1) Attachment I-Request for Funds, (2) Attachment II-Detail Statement of Costs, and (3) Attachment III-Expenditures Worksheet Payment by City to CHERC shall require completion of all City forms and copies of adequate supporting documentation verifying the eligibility of expenses. No additional CDBG Funds shall be disbursed without the required reports and documentation verifying and accounting for previously disbursed CDBG Funds. Payment for costs on the second house will also require submission of Attachment IVa - Beneficiary Performance Report, following the closing of the sale of the first house. Closing on the second house will also require submission of Attachment IVa. Reimbursement for the payment of eligible expenses shall be made against the line item budget specified in Exhibit "B"-Project Budget and in accordance with performance specified in Exhibit "C"-Project Schedule. Any improvements for which CDBG Funds Carver Hts.East Model Blocks Housing Dev.Contract 3 Final 10-31-06 are used are subject to inspection by City Housing Department inspectors prior to any such reimbursement. CHERC shall furnish City with a duplicate original of its rehabilitation construction contract(s) with its contractor(s) or builder(s) prior to any CDBG Funds being disbursed under this Contract. Such construction contract shall be in the form as set forth in the attached Exhibit "E"- Contract for Construction. City is under no obligation to disburse funds for expenditures that occurred prior to the first day of the month for which the reports are submitted. Costs eligible for reimbursement may, in City's sole discretion, include certain costs directly related to and in support of the Project, as verified by City, which were incurred prior to the execution of this Contract. IF THE REQUIRED REPORTS ARE NOT RECEIVED BY THE DUE DATE, CITY RESERVES THE RIGHT TO WITHHOLD PAYMENTS REQUESTED UNDER THIS CONTRACT AND ANY OTHER CONTRACTS WITH CHERC. c. CHERC agrees to utilize all disbursed CDBG Funds exclusively for the benefit of the Project. CHERC agrees that all CDBG Funds will be expended in accordance with Exhibit "B"-Project Budget. . CHERC may not increase or decrease line item amounts in the Project Budget without City's prior written approval. d. It is understood that the total cost of the Project to be paid from CDBG Funds is ONE HUNDRED FOUR THOUSAND THREE HUNDRED THIRTY SIX AND 44/100 DOLLARS ($104,336.41) and that CHERC will obtain from other sources any other funds required in excess of the CDBG Funds detailed in Exhibit "B" - Project Budget. CHERC will notify City promptly of any additional funding it receives for the development of the Project, and City reserves the right to amend Exhibit "B" - Project Budget in such instances, as applicable. e. CHERC agrees to keep all CDBG Funds disbursed by City on hand in interest bearing accounts. Any interest earned shall be reported to City on a monthly basis, at the same time as submission of the monthly report following the end of the Contract month during which the interest was earned. Interest in an amount of $25.00 per month or less per month may be used for authorized Project expenses; however, such amounts must be reported on the financial statements filed pursuant to this Contract. Interest earned in excess of$25.00 per month is subject to remittance to the City as directed by City. f. CHERC will not commingle CDBG Funds with any other funds in any manner that would prevent City from readily identifying expenditures for the Project. 3. Uniform Administrative Requirements and Program Management Standards a. Financial Management i. Accounting Standards CHERC agrees to comply with 24 CFR 84 and agrees to adhere to the accounting principles and procedures required therein, utilize adequate internal controls, and maintain necessary source documentation for all costs incurred. ii. Cost Principles CHERC shall administer the Project in conformance with OMB Circular A-122, "Cost Principles for Non-Profit Organizations" and attachments and revisions thereto, regarding principles for determining costs for the Project. Carver Hts.East Model Blocks Housing Dev.Contract 4 Final 10-31-06 b. Documentation and Record Keeping i. Requirement CHERC shall maintain all records pertinent to the activities to be funded under this Contract required by HUD regulations specified in 24 CFR § 570.506. In addition, CHERC agrees to keep records to fully document all expenditures charged to the CDBG portion of the Project. The documentation must support the amounts charged to Project and demonstrate that the expenditures were appropriate to the stated goals of the Project and allowable under applicable Federal, state and City guidelines. Copies of such documentation shall be furnished to City as needed to support request for disbursements of CDBG Funds. CHERC will keep on file and furnish to City as requested the following information on each household served by the Project, including households that apply for but may not be the final beneficiaries of the Project: (a) Annual income and size of the prospective homebuyer household. (b) Ethnicity and race of the prospective homebuyer household, using one of the following categories: Ethnicity — Hispanic/Latino or Non-Hispanic/Latino; Race — White, Black/African American, Asian, American Indian/Alaskan Native, & Hawaiian/Other Pacific Islander, Multi-Racial (American Indian/Alaskan Native & White, Asian & White, Black/African American & Whtie, American Indian/Alaskan Native &Black/African American, Other Multi-Racial). (c) Whether the head of the prospective homebuyer household is male or female. (d) Whether the head of the prospective homebuyer household is elderly or non- elderly. (e) Whether the head of the prospective homebuyer household is disabled or non- disabled. CHERC will keep on file and furnish to City as requested the following information and documentation on each individual house: (a) Proof that the property meets the applicable property standards (inspections, certificate of occupancy). (b) The per unit amount of CDBG Funds invested. (c) Records documenting and demonstrating actions taken to affirmatively further fair housing and comply with affirmative marketing requirements. (d) Records documenting compliance with lead-base paint requirements. (e) Records documenting compliance with procurement requirements. (f) Records documenting compliance with conflict of interest rules. (g) Copies of the construction contractor(s) and/or builder(s) Certificate of Registration with the State of Texas.. CHERC will keep on file and furnish to City as requested copies of the following homebuyer loan documentation for each individual homebuyer: (a) Sales Contract between Seller and Buyer. (b) Appraisal. (c) Environmental Review. Carver Hts.East Model Blocks Housing Dev.Contract 5 Final 10-31-06 (d) Housing Quality Standards Inspection Checklist. (e) Closing Settlement Statement (HUD-1). (f) Warranty Deed. (g) First Lien Promissory Note. (h) First Lien Deed of Trus. (i) Subordinate Promissory Note. 0) Subordinate Deed of Trust. (k) Mortgagee's Title Policy. (1) Homeowner's Insurance Policy. (m)Survey. (n) Termite Inspection(as applicable). (o) Lead Based Paint Disclosure Statement(as applicable). (p) Notice To Seller(Guide-Form Notice). ii. Retention All records pertaining to the Project shall be retained for four (5) years following the date of termination of this Contract. CHERC may destroy Project records at the end of this four(5)year period if no outstanding audit finding exists iii. Property Records CHERC shall maintain real property inventory records which clearly identify properties purchased, improved, or sold with assistance of CDBG Funds. Properties retained shall meet eligibility criteria and shall conform to 24 CFR § 570.505. iv. Close Outs CHERC's obligation to City shall not end until all close-out requirements are completed. Activities during this close-out period shall include, but are not limited to: making final payments, disposing of project assets ( including the return of all unused materials, equipment, unspent cash advances, program income balances, and accounts receivable to City), and determining the custodianship of records. v. Audits and Inspections (1) City, HUD, and the United States Comptroller General, or their respective representatives, shall have access to any books, documents, records and papers relating to the operations of CHERC under this Contract for the purpose of audit, examination, exception and transcription at all of CHERC's offices at all reasonable hours (2)All non-federal entities that expend $500,000 or more in Federal funds within one (1) year, regardless of the source of the Federal award, must submit to City an annual audit prepared in accordance with 24 CFR Sections § 570.502-570.503 generally, with specific reference to OMB Circulars (with attachments) .A-122, "Cost Principles for Non-Profit Organizations", and A-133, "Audits of States, Local Governments, and Non-Profit Organizations", as appropriate. As applicable, this audit may cover either CHERC's fiscal year during which this Contract is in force or cover the period of this Contract. The audit must be prepared by an independent certified public accountant, be completed within twelve (12) months following the end of the period being audited and be submitted to City within thirty (30) days of its completion. CHERC's audit certification is attached hereto as Exhibit D - Audit Certification Form and Audit Requirements. The Audit Certification Form must be submitted to City within sixty (60) days of the end of the period being audited (CHERC's fiscal year). Costs of preparation of this audit may be an Carver Hts.East Model Blocks Housing Dev.Contract 6 Final 10-31-06 allowable expenditure of CDBG Funds in an amount proportional to that of the CDBG Funds used in CHERC's total agency operating budget, and only as authorized by line item in Exhibit "B" — Project Budget. Non-profit entities that expend less than $500,000 a year in Federal funds are exempt from Federal audit requirements for that year, but records must be available for review or audit by appropriate officials of the Federal agency, City, and General Accounting Office ("GAO"). (3) City reserves the right to perform an audit of CHERC's agency operations and finances at any time during the term of this Contract, if City determines that such audit is necessary for City's compliance with OMB Circular A-133. CHERC agrees to allow access to all relevant books, records and materials. If such audit reveals a questioned practice or expenditure, such questions must be resolved within fifteen (15) days after notice to CHERC. If questions are not resolved within this period, City reserves the right to withhold further funding under this and/or future contract(s)with CHERC. (4) If as a result of any audit it is determined that CHERC have misused, misapplied or misappropriated all or any part of the CDBG Funds, CHERC agrees to reimburse the City the amount of such monies so misused, misapplied or misappropriated, plus the amount of any sanctions, penalty or other charge levied against City because of such misuse, misapplication or misappropriation. 4. Reuortinm Procedures a. Financial Reports CHERC will submit to City on a monthly basis: (1)Attachment I - Request for Funds, (2) Attachment II - Detailed Statement of Costs, (3) Attachment III - Expenditures Worksheet, as applicable, for expenses incurred for services and activities accomplished by CHERC in performance of this Contract. Actual cash receipts for claimed expenditures must be provided at the time the request for funds is presented. The reports must be signed by a duly authorized agent of CHERC and submitted by the 151I' of the month following the month being reported. City is under no obligation to disburse funds for expenditures that occurred prior to the first day of the month for which the report is submitted. b. Progress Reports CHERC will submit to City on a monthly basis: (1) Attachment IV - Monthly Report, and (2)Attachment IVa —Beneficiary Performance Report on activities undertaken by CHERC in performance of this Contract. The report will be signed by a duly authorized agent of CHERC and submitted by the 15`h of the month following the month that is reported. c. Program Income CHERC agrees that all program income from operation of the Project will be returned to the City upon sale of the houses. City will utilize such CDBG program income in accordance with HUD Regulations governing the use of such income. Carver Hts.East Model Blocks Housing Dev.Contract 7 Final 10-31-06 d. Procurement i. Compliance CHERC shall comply with City policy concerning the purchase of equipment and shall maintain inventory records of all non-expendable personal property, as defined by such policy,procured with funds provided under this Contract. ii. OMB Standards CHERC shall procure all materials, property, or services in accordance with the requirements of 24 CFR Part 84, Procurement Standards and Property Standards, as modified by 24 CFR Part 570.502(b)(6), covering utilization and disposal of property. Specifically, CHERC shall obtain bids for the performance of all construction work performed and funded under this Contract and shall maintain sufficient documentation on all procurement activities to demonstrate that, to the maximum extent practical, open and free competition has been provided for. e. Tenant Records i. CHERC will keep or cause to be kept an accurate record of all actions taken and all CDBG Funds expended, with source documents, in performance of this Contract. Such records shall be kept for the period mandated by the CDBG Regulations and this Contract. ii. As applicable, CHERC will obtain and keep on file the following information on each tenant served by the Project and furnish to City on request a. Annual income and size of the household; b. Race and ethnicity of each tenant household, using reporting categories as required by HUD. c. Whether the head of household is male or female, whether the head of household is single, and whether there are children in the household; d. Any additional Project performance data and statistical information as may be required by the City Housing Department, CDBG Regulations or other HUD regulations and any amendments thereto. iii.CHERC will keep on file the following information and documentation and furnish to City on request: a. Proof that the Project meets applicable property, building construction and housing quality standards; b. Documentation verifying compliance with any applicable affirmative marketing requirements and existence of acceptable procedures; c. Documentation verifying compliance with CHERC's temporary relocation plan and HUD relocation requirements, if applicable. 5. Reversion ofAssets and Use ofProzram Income a. Any income produced or generated through the use of CDBG Funds in this Contract shall be defined as CDBG Program Income. CHERC agrees to return to City any CDBG Funds or CDBG Program Income remaining on hand at the end of the Contract. CHERC shall return the net sales proceeds from the sale of the two (2)houses as well as any other CDBG Program Income generated through this Contract to City. To secure City's interest in the houses to be purchased and rehabilitated in the event that CHERC is unable for any reason to fully complete the Project, CHERC agrees to execute and record appropriate security �- ,r Carver Hts.East Model Blocks Housing Dev.Contract 8 Final 10-31-06 i instruments including without limitation, notes, deeds of trust, security agreements, pledges or other similar security instruments, on these properties. City agrees to execute partial releases of such security instruments as may be necessary to allow CHERC to complete its obligations under this Contract provided that CHERC is not otherwise in default of the provisions of this Contract including but not limited to those provisions relating to homebuyer income eligibility. b.All real or personal property purchased with CDBG Funds under this Contract will be used solely for operation of the Project. CHERC agrees to obtain City approval prior to purchase of real or personal property and CHERC agrees to notify City upon purchase or receipt of real or personal property so that it may be properly tagged and inventoried. Title to such property will be vested in the City, and CHERC will deliver all such real or personal property to City for disposition, at City's sole discretion at the termination of the Project. c. In the event CHERC is dissolved, this Contract shall thereupon terminate. In the event this Contract is terminated with or without cause, or for any reason whatsoever, all CDBG assets including cash, interest payments thereon from loans or otherwise, all outstanding notes, mortgages and other instruments to secure CDBG Funds, any CDBG Program Income on hand, and all real or personal property purchased with CDBG Funds shall belong to the City and shall be transferred to the City or to such assignees as the City may designate. d. Real property under CHERC's control that was acquired or improved, in whole or in part, with CDBG Funds furnished under this Contract in excess of$25,000.00 shall be used to meet one of the CDBG National Objectives until five (5) years after the expiration of this Contract. If CHERC fails to use CDBG-assisted real property in a manner that meets a CDBG National Objective for the prescribed time period, CHERC shall repay City the CDBG Funds expended. 6. Applicable Laws a. Federal CHERC agrees to comply with the following laws and the applicable regulations as they are currently written or are hereafter amended during performance of this Contract: • Regulations at 24 CFR Part 570 pertaining to CDBG ("CDBG Regulations" or Regulations") • Title VI of the Civil Rights Act of 1964 (42 USC 2000d et seq.) • Title VIII of the Civil Rights Act of 1968 (42 USC 3601 et seq.) • Executive Orders 11063, 11246, as amended by Executive Orders 11375 and 12086 and as supplemented by 41 CFR Part 60 • The Age Discrimination in Employment Act of 1967 (29 USC 621) • The Age Discrimination Act of 1975 (42 USC 6101 et seq.) • Section 504 of the Rehabilitation Act of 1973 (29 USC 794 et seq.) and 24 CFR Part 8 where applicable • The Americans with Disabilities Act of 1990 Carver Hts.East Model Blocks Housing Dev.Contract 9 Final 10-31-06 • Executive Order 11063, Executive Order 11246 as amended by Executive Orders 11375, 11478, 12107 and 12086. • National Environmental Policy Act of 1969, as amended, 42 USC 4321 et seq. ("NEPA")and the related authorities listed 24 CFR Part 58 • The Clean Air Act, as amended(42 USC 7401 et seq.),the Clean Water Act of 1977, as amended (33 USC 1251 et seq.) and the related EPA regulations at 40 CFR Part 50, as amended from time to time, and Executive Order 11738. In no event shall any amount of the assistance provided under this Contract be utilized with respect to a facility that has given rise to a conviction under the Clean Air Act or the Clean Water Act • Federal Water Pollution Control Act, as amended (33 U.S.C. 1251 et seq.) relating to inspection, monitoring, entry, reports, and information, as well as other requirements spelled out in Sections 114 and 308 and regulation and guidelines issued thereunder. • Flood Disaster Protection Act of 1973 (42 USC 4001 et seq.) • The Immigration Reform and Control Act of 1986 (8 USC 1101 et seq.), specifically including the provisions requiring employer verification of the legal status of its employees • The Housing and Community Development Act of 1987 (42 USC 5301 et seq.) • The Americans with Disabilities Act of 1990 (42 USC 12101 et seq.) • Drug Free Workplace Act of 1988 (41 USC 701 et seq.)and 24 CFR Part 23, Subpart F • Regulations as 24 CFR Part 87 related to lobbying, including the requirement that certifications and disclosures be obtained from all covered persons • Executive Order 12549 and 24 CFR Part 5.105 (c) pertaining to restrictions on participation by ineligible, debarred, or suspended persons or entities. • Regulations at 24 CFR Part 882.708 (c) pertaining to site and neighborhood standards for new constructions projects b. Section 3 of the Housing and Urban Development Act of 1968, as amended, (12 USC 1701u et seq) and its related regulations at 24 CFR Part 135 As the work to be performed under this Contract is on a project assisted under a program providing direct Federal financial assistance from HUD, Section 3 of 24 CFR 135.38 ("Section 3") requires that the following clause be inserted in all covered contracts ("Section 3 Clause"): "A. The work to be performed under this contract is subject to the requirements of section 3 of the Housing and Urban Development Act of 1968, as amended, 12 U.S.C. 1701u (section 3). The purpose of Section 3 is to ensure that employment and other economic opportunities generated by HUD assistance or HUD-assisted projects covered by Section 3, shall, to the greatest extent feasible, be directed to low- and very low-income persons, particularly persons who are recipients of HUD assistance for housing. B. The Parties to this contract agree to comply with HUD's regulations in 24 CFR Part 135, which implement Section 3. As evidenced by their execution of this contract, the Parties to this contract certify that they are under no contractual or other impediment that would prevent them from complying with the Part 135 regulations. C. The contractor agrees to send to each labor organization or representative of workers with which the contractor has a collective bargaining agreement or other understanding, if any, a Carver Hts.East Model Blocks Housing Dev.Contract 10 Final 10-31-06 notice advising the labor organization or workers' representative of the contractor's commitments under this section 3 clause, and will post copies of the notice in conspicuous places at the work site where both employees and applicants for training and employment positions can see the notice. The notice shall describe the Section 3 preference, shall set forth minimum number and job titles subject to hire, availability of apprenticeship and training positions, the qualifications for each; and the name and location of the person(s) taking applications for each of the positions; and the anticipated date the work shall begin. D. The contractor agrees to include this section 3 clause in every subcontract subject to compliance with regulations in 24 CFR Part 135, and agrees to take appropriate action, as provided in an applicable provision of the subcontract or in this Section 3 clause, upon a finding that the subcontractor is in violation of the regulations in 24 CFR Part 135. The contractor will not subcontract with any subcontractor where the contractor has notice or knowledge that the subcontractor has been found in violation of the regulations in 24 CFR Part 135. E. The contractor will certify that any vacant employment positions, including training positions, that are filled (1) after the contractor is selected but before the contract is executed, and (2) with persons other than those to whom the regulations of 24 CFR Part 135 require employment opportunities to be directed, were not filled to circumvent the contractor's obligations under 24 CFR Part 135. F. Noncompliance with HUD's regulations in 24 CFR Part 135 may result in sanctions, termination of this contract for default, and debarment or suspension from future HUD assisted contracts. G. With respect to work performed in connection with Section 3 covered Indian housing assistance, section 7(b) of the Indian Self-Determination and Education Assistance Act (25 U.S.C. 450e) also applies to the work to be performed under this contract. Section 7(b) requires that to the greatest extent feasible (i) preference and opportunities for training and employment shall be given to Indians, and (ii) preference in the award of contracts and subcontracts shall be given to Indian organizations and Indian-owned Economic Enterprises. Parties to this contract that are subject to the provisions of section 3 and section 7(b) agree to comply with Section 3 to the maximum extent feasible, but not in derogation of compliance with section 7(b)." City and CHERC understand and agree that compliance with the provisions of Section 3, the regulations set forth in 24 CFR Part 135, and all applicable rules and orders of HUD shall be a condition of the Federal financial assistance provided to the Project, binding upon City and CHERC and their respective successors, assigns and contractors. Failure to fulfill these requirements shall subject CHERC and its contractors, and their respective successors and assigns, to those sanctions specified by the Grant Agreement through which Federal assistance is provided and to such sanctions as are specified by 24 CFR Part 135. c. Lead Based Paint Requirements As required by CDBG Regulations at 24 CFR 570.608, all houses built prior to 1978 that are proposed to rehabilitated with Federal funds under this Contract shall require inspection for lead based paint. Inspection and abatement work shall be carried out by contractors and workers certified and trained under the standards and requirements of the Texas Department of Health, Environmental Lead Branch. This includes inspectors, risk assessors, abatement and hazard reduction contractors. CHERC shall ensure that each of the construction contracting Carver Hts.East Model Blocks Housing Dev.Contract I I Final 10-31-06 firms, lead abatement supervisors, lead workers, lead inspectors, and risk assessors performing work on houses assisted with federal funds that require lead hazard reduction are certified under the laws and regulations of the State of Texas Department of Health, Environmental Lead Branch. CHERC shall ensure that all such firms, abatement supervisors, lead workers, inspectors, and risk assessors performing work on houses assisted through this Contract, submit a written certification to the City Housing Department verifying their certification status under the laws and regulations of the State of Texas Department of Health, Environmental Lead Branch. CHERC and all of its contractors shall comply with appropriate HUD and EPA regulations regarding lead-based paint notification, disclosure, or work practices during lead hazard control activities. CHERC and all of its contractors shall prohibit the use of open-flame burning, chemical strippers containing methylene chloride, dry scraping, uncontained hydroblasting or hydrowashing, uncontained abrasive blasting, machine sanding without HEPA attachments or heat stripping above 1100' as work practices at any time. CHERC and all of its contractors shall dispose of waste resulting from lead hazard control activities in accordance with the requirements of the appropriate local, State and Federal regulatory agencies. CHERC or its contractors must handle disposal of wastes from hazard control activities tha contain lead—based paint, but are not classified as hazardous, in accordance with State or local law or the HUD Guidelines for the Evaluation and Control of Lead-Based Paint Hazards in Housing. City's Housing Department will conduct a final inspection of any lead hazard control work performed at houses rehabilitated and/or assisted with CDBG funds under this Contract. d. Other Laws CHERC covenants and agrees that its officers, members, agents, employees, Project participants and contractors shall abide by and comply with all other laws, Federal, state and local, relevant to the performance of this Contract, including all applicable City ordinances, rules and regulations and the Housing and Community Development Act of 1974 (43 USC 5301 et seq.), as amended, and the CDBG Regulations, as amended,. CHERC further promises and agrees that it has read, and is familiar with, terms and conditions of the Community Development Block Grant under which CDBG Funds are granted, including but not limited to any applicable provisions of the CDBG Regulations, and that it will fully comply with them. It is agreed and understood that, if City notifies CHERC of any such violation on the part of CHERC or any of its officers, members, agents, employees, Project participants or contractors, then CHERC shall immediately desist from and correct such violation. e. Labor Standards i. As applicable, CHERC agrees to comply with the requirements of the Secretary of Labor in accordance with the Davis-Bacon Act as amended,the provisions of Contract Work Hours and Safety Standards Act (40 U.S.C. 327 et seq.) and all other applicable Federal, state and local laws and regulations pertaining to labor standards insofar as those acts apply to the performance of this Contract. CHERC agrees to comply with the Copeland Anti-Kick Back Carver Hts.East Model Blocks Housing Dev.Contract 12 Final 10-31-06 Act(18 U.S.C. 874 et seq.) and its implementing regulations of the U.S. Department of Labor at 29 CFR Part 5. CHERC shall maintain documentation that demonstrates compliance with hour and wage requirements of this Contract and CDBG Regulations. Such documentation shall be made available promptly to City for review upon request. ii. CHERC agrees that, except with respect to the rehabilitation or construction of residential property containing less than eight (8) units, all contractors engaged under contract in excess of $2,000.00 for construction, renovation or repair work financed in whole or in part with assistance provided under this Contract, shall comply with Federal requirements 'adopted by City pertaining to such contracts and with the applicable requirements of the regulations of the Department of Labor under 29 CFR Parts 1,3,5 and 7 governing the payment of wages and ratio of apprentices and trainees to journey workers; provided that, if wage rates higher than those required under these regulations are imposed by state or local law, nothing hereunder is intended to relieve CHERC of its obligation, if any, to require payment of the higher wage. CHERC shall cause or require to be inserted in full, in all such contracts subject to such regulations,provisions meeting the requirements of this paragraph. 7. Nondiscrimination a. CHERC will not unlawfully discriminate against any person or persons because of sex, race, religion, age, disability, color, national origin, or familial status, nor will CHERC permit its officers, members, agents, employees, contractors or Project participants to engage in such discrimination. In accordance with the CDBG Regulations at 24 CFR 570.601, CHERC will affirmatively further fair housing and adopt affirmative marketing procedures so as to ensure that all individuals, without regard for sex, age, race, creed, nationality, religion, handicap status or familial status are given an equal opportunity to participate in the Project. CHERC will be solely responsible for effectively marketing the houses to achieve CHERC's housing unit production goals. b. CHERC covenants that neither it nor any of its officers, members, agents, employees, Project participants or contractors, while engaged in performing this Contract, shall, in connection with the employment, advancement or discharge of employees or in connection with the terms, conditions or privileges of their employment, discriminate against persons because of their age except on the basis of bona fide occupational qualification, retirement plan or statutory requirement. c. CHERC further covenants that neither it nor any of its officers, members, agents, employees, Project participants or contractors or persons acting on their behalf, shall specify, in solicitations or advertisements for employees to work on this Contract, a maximum age limit for such employment unless the specified maximum age limit is based upon a bona fide occupational qualification,retirement plan or statutory requirement. d.In accordance with the provisions of the Americans With Disabilities Act of 1990 ("ADA"), CHERC warrants that it and any and all of its contractors will not unlawfully discriminate on the basis of disability in the provision of services to the general public, nor in the availability, terms and/or conditions of employment for applicants for employment with CHERC, or employees of CHERC or any of its contractors. CHERC warrants it will fully comply with ADA's provisions and any other applicable Federal, state and local laws concerning disability and will defend, indemnify and hold City harmless against any claims Carver Hts.East Model Blocks Housing Dev.Contract 13 Final 10-31-06 or allegations asserted by third parties or contractors against City arising out of CHERC's and/or its contractors' alleged failure to comply with the above-referenced laws concerning disability discrimination in the performance of this Contract. e. This Contract is made and entered into with reference specifically to the ordinances codified at Chapter 17,Article III, Division 3 "Discrimination in Employment Practices", of the City Code, and CHERC hereby covenants and agrees that CHERC, its officers, members, agents, employees and subcontractors, have fully complied with all provisions of same and that no employee, employee-applicant or Project participant has been discriminated against by the terms of such ordinances by either the CHERC or its officers, members, agents, employees or subcontractors. 8. Prohibition Azainst Interest a. No member, officer or employee of City or its designees or agents; no member of the governing body of the locality in which the Project is situated; and no other public official of such locality or localities,who exercises any functions or responsibilities with respect to the Project funded hereunder during his or her tenure or for one year thereafter, shall have any interest, direct or indirect, in any contract or subcontract, or the proceeds thereof, for work to be performed hereunder. CHERC shall incorporate, or cause to be incorporated, like language prohibiting such interest in all contracts and subcontracts entered into in connection with the Project. b. No member, officer, employee, or Project participant of CHERC or its contractors shall have a financial interest, direct or indirect, in this Contract or the CDBG Funds transferred hereunder or be financially interested, directly or indirectly, in the sale to CHERC of any land, materials, supplies or services purchased with CDBG Funds transferred hereunder, except on behalf of CHERC, as an officer, employee, member or Project participant. Any willful violation of this paragraph with the expressed or implied, knowledge of CHERC or its contractors shall render this Contract voidable by the City. 9. Minority and Women Business Enterprise Commitment CHERC agrees to abide by the City's policy to involve Minority and Women Business Enterprises (MWBEs) in all phases of its procurement practices and to provide them an equal opportunity to compete for contracts for construction, provision of professional services, purchase of equipment and supplies and provision of other services required by City. CHERC agrees to incorporate City Ordinance No. 15530, and all amendments or successor policies thereto, into all contracts and will further require all persons or entities with whom it contracts to comply with said Policy. 10. Non Assignment No assignment or delegation of duties under this Contract by CHERC shall be effective without City's prior written approval. Any attempted assignment of same without approval shall be void, and shall constitute a breach of this Contract. It is agreed that the City has the right to inspect and approve in writing any proposed contracts between CHERC and any Carver Hts.East Model Blocks Housing Dev.Contract 14 Final 10-31-06 contractor engaged in any activity in conjunction with this CDBG funded Project prior to any charges being incurred. 11. Independent Contractor a. CHERC shall operate hereunder as an independent contractor and not as an officer, agent, servant or employee of City. CHERC shall have exclusive control of, and the exclusive right to control, the details of the work and services performed hereunder, and all persons performing same, and shall be solely responsible for the acts and omissions of its officers, members, agents, servants, employees, contractors, Project participants, licensees or invitees. The doctrine of respondeat superior shall not apply as between City and CHERC, its officers, members, agents, servants, employees, contractors, Project participants, licensees or invitees, and nothing herein shall be construed as creating a partnership or joint enterprise between City and CHERC It is expressly understood and agreed that no officer, member, agent, employee, contractor, licensee or invitee of CHERC, nor any Project participant hereunder, is in the paid service of City and that City does not have the legal right to control the details of the tasks performed hereunder by CHERC, its officers, members, agents, employees, contractors, Project participants, licensees or invitees. b. City shall in no way nor under any circumstances be responsible for any property belonging to CHERC, its officers, members, agents, employees, contractors, Project participants, licensees or invitees, which may be lost, stolen, destroyed or in any way damaged; and CHERC hereby indemnifies and holds harmless City and its officers, agents, and employees from and against any and all claims or suits. 12. Indemnification and Release a. CHERC COVENANTS AND AGREES TO INDEMNIFY, HOLD HARMLESS AND DEFEND, AT ITS OWN EXPENSE, CITY AND ITS OFFICERS, AGENTS, SERVANTS AND EMPLOYEES FROM AND AGAINST ANY AND ALL CLAIMS OR SUITS FOR PROPERTY LOSS OR DAMAGE AND/OR PERSONAL INJURY, INCLUDING DEATH, TO ANY AND ALL PERSONS, OF WHATSOEVER KIND OR CHARACTER, WHETHER REAL OR ASSERTED, ARISING OUT OF OR IN CONNECTION WITH THE EXECUTION, PERFORMANCE, ATTEMPTED PERFORMANCE OR NONPERFORMANCE OF THIS CONTRACT AND/OR THE OPERATIONS, ACTIVITIES AND SERVICES OF THE PROJECT DESCRIBED HEREIN, WHETHER OR NOT CAUSED, IN WHOLE OR IN PART, BY ALLEGED NEGLIGENCE OF OFFICERS, AGENTS, SERVANTS, EMPLOYEES, CONTRACTORS OR SUBCONTRACTORS OF CITY; AND CHERC HEREBY ASSUMES ALL LIABILITY AND RESPONSIBILITY OF CITY AND ITS OFFICERS, AGENTS, SERVANTS,AND EMPLOYEES FOR ANY AND ALL CLAIMS OR SUITS FOR PROPERTY LOSS OR DAMAGE AND/OR PERSONAL INJURY, INCLUDING DEATH, TO ANY AND ALL PERSONS, OF WHATSOEVER KINDS OR CHARACTER, WHETHER REAL OR ASSERTED, ARISING OUT OR IN CONNECTION WITH THE EXECUTION, PERFORMANCE, ATTEMPTED•;j'7 J Carver Hts.East Model Blocks Housing Dev.Contract 15 Final 10-31-06 PERFORMANCE OR NON-PERFORMANCE OF THIS CONTRACT AND AGREEMENT AND/OR THE OPERATIONS,ACTIVITIES AND SERVICES OF THE PROJECTS DESCRIBED HEREIN, WHETHER OR NOT CAUSED IN WHOLE OR IN PART, BY ALLEGED NEGLIGENCE OF OFFICERS, AGENTS, SERVANTS, EMPLOYEES, CONTRACTORS OR SUBCONTRACTORS OF CITY. CHERC LIKEWISE COVENANTS AND AGREES TO AND DOES HEREBY INDEMNIFY AND HOLD HARMLESS CITY FROM AND AGAINST ANY AND ALL INJURY, DAMAGE OR DESTRUCTION OF PROPERTY OF CITY,ARISING OUT OF OR IN CONNECTION WITH ALL ACTS OR OMISSIONS OF CHERC, ITS OFFICERS, MEMBERS, AGENTS, EMPLOYEES, SUBCONTRACTORS, INVITEES, LICENSEES, OR PROJECT PARTICIPANTS, OR CAUSED, IN WHOLE OR IN PART, BY ALLEGED NEGLIGENCE OF OFFICERS, AGENTS, SERVANTS, EMPLOYEES, CONTRACTORS OR SUBCONTRACTORS OF CITY. CHERC AGREES TO AND SHALL RELEASE CITY, ITS AGENTS, EMPLOYEES, OFFICERS AND LEGAL REPRESENTATIVES FROM ALL LIABILITY FOR INJURY, DEATH, DAMAGE OR LOSS TO PERSONS OR PROPERTY SUSTAINED IN CONNECTION WITH OR INCIDENTAL TO PERFORMANCE UNDER THIS CONTRACT, EVEN IF THE INJURY, DEATH, DAMAGE OR LOSS IS CAUSED BY THE CITY'S SOLE OR CONCURRENT NEGLIGENCE. CHERC SHALL REQUIRE ALL OF ITS CONTRACTORS TO INCLUDE IN THEIR CONTRACTS A RELEASE AND INDEMNITY IN FAVOR OF THE CITY IN SUBSTANTIALLY THE SAME FORM AS ABOVE. 13. Insurance and Bonding a. CHERC will maintain blanket fidelity coverage in the form of an insurance bond in the amount of$30,000.00 or more to insure against loss from the fraud, theft or dishonesty of any of CHERC's officers, agents, trustees, directors or employees. The proceeds of such bond shall be used to reimburse City for any and all loss of CDBG Funds occasioned by such misconduct. To effectuate such reimbursement, such bond shall include a rider stating that reimbursement for any loss or losses thereunder shall be made directly to City for the use and benefit of CHERC. b. CHERC shall furnish to City, in a timely manner, certificates of insurance as proof that it has secured and paid for policies of commercial insurance as specified herein. Such certificates of insurance shall be valid for the entire term of this Contract. Such insurance shall cover all insurable risks incident to or in connection with the execution, performance, attempted performance or nonperformance of this Contract. CHERC shall maintain the following coverages and limits thereof: i. Commercial General Liability Insurance $500,000 each occurrence $1,000,000 aggregate limit ii. Business Automobile Liability Insurance $1,000,000 each accident on a combined single-limit basis, or Carver Hts.East Model Blocks Housing Dev.Contract 16 Final 10-31-06 $250,000 Bodily Injury per person $500,000 Bodily Injury per accident $100,000 Property Damage Insurance policy shall be endorsed to cover"Any Auto", defined as autos owned, hired and non-owned. iii. Directors and Officers Insurance (Optional but Highly Recommended) Note: This insurance shall cover CHERC and any associated Board of Directors members. iv. Workers' Compensation Insurance Part A: Statutory Limits Part B: Employer's Liability $100,000 each accident $100,000 disease - each employee $500,000 disease—policy limit Note: Such insurance shall cover employees performing work on any and all projects including but not limited to construction, demolition, and rehabilitation. CHERC and its General Contractors and subcontractors shall maintain such coverage. In the event CHERC's subcontractors do not maintain such coverage, CHERC shall maintain the coverage on such subcontractors for each applicable subcontract. v. Additional Requirements Such insurance amounts shall be revised upward at City's option and CHERC shall revise such amounts within thirty (30) days following notice to CHERC of such requirements. CHERC will submit to City documentation that it has obtained insurance coverage and has executed bonds as required in this Contract and prior to payment of any monies hereunder. Each insurance policy shall be endorsed to provide City with a thirty (30) day's notice of cancellation, non-renewal, and/or material change in policy terms or coverage. Insurance policies required herein shall be endorsed to include the City as an additional insured as its interests may appear. Additional insured parties shall include City employees, officers, agents, and volunteers. The Workers' Compensation Insurance policy shall be endorsed to include a waiver of subrogation, also referred to as a waiver of rights of recovery, in favor of City. c. Any failure on part of the City to request certificate(s) of insurance shall not be construed as a waiver of such requirement or as a waiver of the insurance requirements themselves. Insurers of CHERC's insurance policies shall be licensed to do business in the state of Texas by the Department of Insurance or be otherwise eligible and authorized to business in the state of Texas. Insurers shall be acceptable to City insofar as their financial strength and solvency and each such company shall have a current minimum A.M. Best Key Rating Guide rating of A: VII or other equivalent insurance industry standard rating unless otherwise approved by City. Deductible limits on insurance policies shall not exceed $5,000 per occurrence unless otherwise approved by City. d. Any local, federal or other regulatory insurance or bonding requirements for the Project that exceed those specified herein shall prevail. e. CHERC shall agree to require its construction and other contractors to maintain applicable Carver Hts.East Model Blocks Housing Dev.Contract 17 Final 10-31-06 insurance coverages, limits, and other requirements as those specified herein, specifically but not limited to, Commercial General Liability Insurance and Worker's Compensation Insurance and Business Automobile Liability Insurance; and, CHERC shall require its contractors to provide CHERC with certificate(s) of insurance documenting such coverage. Such certificates of insurance shall be valid for the entire term of the contractor's contract with CHERC. Also, CHERC shall require its contractors to have City and CHERC endorsed as additional insured (as their interests may appear) on their respective insurance policies and provide a Waiver of Subrogation in favor of City and CHERC on the Workers' Compensation insurance policy. CHERC shall require its construction contractors to maintain builders risk insurance at the limit of applicable project(s) costs when the value of materials involved exceeds $10,000 or at a different limit value limit as specified by City. 14 Waiver oflmmunity If CHERC is a charitable or nonprofit organization and has or claims an immunity or exemption (statutory or otherwise) from and against liability for damages or injury, including death, to persons or property; CHERC hereby expressly waives its rights to plead defensively such immunity or exemption as against City. This section shall not be construed to affect a governmental entity's immunities under constitutional, statutory or common law. 15 Termination a. In addition to, and not in substitution for, other provisions of this Contract regarding the provision of public services with CDBG funds, pursuant to Title I of the Housing and Community Development Act of 1974, as amended, it is expressly understood and agreed by and between the Parties that this Contract is wholly conditioned upon the actual receipt by City of Federal CDBG grant funds; that all monies distributed to CHERC hereunder shall be exclusively from Federal monies received under said grant and not from any other monies of City; and that if such funds under City's Federal grant are not timely forthcoming, in whole or in part, City may, at its sole discretion, terminate this Contract and City shall not be liable for payment for any work or services performed by CHERC under or in connection with this Contract. b. City may terminate this Contract whenever such termination is determined to be in City's best interest, in event of CHERC's default, inability or failure to perform or to comply with any of the terms herein, or for other good cause. c. CHERC shall begin construction work within four (4) months from the date this Contract is executed. Failure to begin construction work within four (4) months shall be grounds for termination of this contract. The Parties acknowledge that CDBG Funds paid hereunder are intended to provide only partial funding for CHERC's program operations. City may terminate this Contract if non-CDBG funds included in the Project Budget, as applicable, are not forthcoming to and documented by CHERC during the Contract term. d. CDBG Funds provided hereunder may not be used as collateral for loans to CHERC to defray program operation expenses, and any attempted use of CDBG Funds for this purpose will result in termination of this Contract by City. Carver Hts.East Model Blocks Housing Dev.Contract 18 Final 10-31-06 e. Termination will be effected by written notice to CHERC, specifying the portions of the Contract affected and the effective date of termination. Upon CHERC's receipt of such termination notice, CHERC will: • Stop work under the Contract on the date and to the extent specified by City; • Cease expenditures of CDBG Funds, except as necessary for completion of the portions of the Contract not terminated; and • Terminate all orders and contracts to the extent that they relate to terminated portions of the Contract being terminated. f. CHERC will return to City any unused CDBG Funds previously distributed by City under this Contract within thirty (30) days of the effective date of Contract termination. City will have no responsibility or liability for CHERC's expenditures or actions occurring after the effective date of Contract termination. 16. Certification Rewrdinz Lobbyin� a. The undersigned representative of CHERC hereby certifies, to the best of his or her knowledge and belief, that: No federal appropriated funds have been paid or will be paid, by or on behalf of CHERC, to any person for influencing or attempting to influence an officer or employee of any agency, a member of Congress, an officer or employee of Congress or an employee of a member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan or cooperative agreement. CHERC shall require that the language of this certification be included in all contracts or agreements involving the expenditure of Federal funds. b. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a member of Congress, an officer or employee of Congress, or an employee of a member of Congress in connection with this Federal contract, grant, loan or cooperative agreement, CHERC shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying"in accordance with its instructions. c. This certification is a material representation of fact upon which reliance was placed when this Contract was made or entered into. Submission of this certificate is a prerequisite for making or entering into this Contract imposed by 31 USC Section 1352. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000.00 and no more than $100,000.00 for each such failure. 17. Miscellaneous Provisions a. All terms of this Contract shall apply to any and all contractors of CHERC who are in any way paid with CDBG Funds or who perform any work in connection with CHERC's Project. b. The provisions of this Contract are severable, and, if for any reason a clause, sentence, paragraph or other part of this Contract shall be determined to be invalid by a court or Federal or state agency, board or commission having jurisdiction over the subject matter Carver Hts.East Model Blocks Housing Dev.Contract 19 Final 10-31-06 thereof, such invalidity shall not affect other provisions which can be given effect without the invalid provision. c. City's failure to insist upon the performance of any term or provision of this Contract or to exercise any right herein conferred shall not be construed as a waiver or relinquishment to any extent of City's right to assert or rely upon any such term or right on any future occasion. d. Should any action, whether real or asserted, at law or in equity, arise out of the execution, performance, attempted performance or nonperformance of this Contract, venue for said action shall lie in Tarrant County,Texas. e. This written instrument and the exhibits attached hereto, which are incorporated by reference and made a part of this Contract for all purposes, constitute the entire agreement between the Parties concerning the work and services to be performed hereunder, and any prior or contemporaneous, oral or written agreement which purports to vary from the terms hereof shall be void. Any amendments to the terms of this Contract must be in writing and must be approved by each Party. f. All notices required or permitted by this Contract must be in writing and are deemed delivered on the earlier of the date actually received or the third day following (i) deposit in a United States Postal Service post office or receptacle; (ii) with proper postage (certified mail, return receipt requested); and (iii) addressed to the other Party at the address set out in the preamble of this Contract or at such other address as the receiving Party designates by proper notice to the sending Party. g. None of the performance rendered under this Contract shall involve, and no portion of the CDBG Funds received hereunder shall be used, directly or indirectly, for the construction, operations, maintenance or administration of any sectarian or religious facility or activity, nor shall said performance rendered or funds received be utilized so as to benefit, directly or indirectly, any such sectarian or religious facility or activity. h. CHERC represents that it possesses the legal authority, pursuant to any proper, appropriate and official motion, resolution or action passed or taken, to enter into this Contract and to perform the responsibilities herein required. i. CHERC certifies that it has obtained a 501 (c) (3) Certificate from the Internal Revenue Service and has annually filed appropriate reporting documents with the Internal Revenue Service. CHERC shall notify City in writing of any changes to its 501 (c) (3) tax-exempt status during the term of this Contract. CHERC agrees to provide City with a board roster and certification of its continued status as a non-profit organization on an annual basis. [SIGNATURES APPEAR ON FOLLOWING PAGE] Carver Hts.East Model Blocks Housing Dev.Contract 20 Final 10-31-06 IN WITNESS WHEREOF, the partie tereto have executed four *es of this Contract in Fort Worth,Tarrant County, Texas, this �h day of n ' , 2006. CITY OF FORT WORTH CARVER HEIGHTS EAST REDEVE O NT C I By: By: Dale A. Fisse McLinda H ilton Assistant City Manager Executive Director APPROVED AS TO FORM AND LEGALITY: '5. 'Vaa-'a� 'q Assistant City Attorney - I � a Contract Authorization ATTEST: ]-,75—W mLiuk�4L4� Date City Secretary STATE OF TEXAS § COUNTY OF TARRANT § This instrument was acknowledged before me on DE C k nl BE , 2006 by Dale A. Fisseler, the Assistant City Manager of the City of Fort Worth, on behalf of the Ci of Fort Worth. � �,gkyP� MARIA S. SANCHEZ v NOTARY PUBLIC Not ry Public, State of Texas STATE OF TEXAS M OF t� My Comm.Exp.12-14-2009 STATE OF TEXAS § COUNTY OF TARRANT § This instrument was acknowledged before me on '-40Lj 1"yA 2, 2006 by McLinda Hamilton, Executive Director of Carver Heights East Redevelopment Corporation, a Texas non-profit corporation, on behalf of said corporation. 7 No Public, State of Tex s MATTIE SANDERS4AITCHELL MY COMMISSION EXPIRES c p E .tip March 17,2010 Carver Hts.East Model Blocks Housing Dev.Contract 21 Final l EXHIBIT"A" PROJECT SUMMARY SCOPE OF WORK Carver Heights East Redevelopment Corporation DESCRIPTION: Carver Heights East Redevelopment Corporation ("CHERC") will act as Developer by acquiring two single-family houses in the Carver Heights East Model Blocks area. CHERC will contract with qualified General Contractor(s) to rehabilitate these houses for sale to income-eligible homebuyers. Each house must pass inspection by City Housing Department inspectors to assure construction quality and adherence to HUD Lead-Based Paint regulations, as well as any applicable property standards. CHERC will affirmatively market the homes for sale to income eligible buyers whose household incomes are no greater than eighty percent (80%) of the area median income, adjusted for family size. CHERC shall provide City with a copy of its affirmative marketing plan upon submission of its first payment request for each home developed under this contract, which shall include such steps as retention of a Realtor, distribution of flyers and brochures, scheduling of "open house" events, and a description of any other outreach activities to potential buyers. Any such Realtor as may be retained by CHERC as Seller may be provided reasonable and customary fees or commissions, up to a maximum of, but not exceeding, 6% of the sales price of each house. CHERC will ensure that the buyers of these two (2) houses receive a minimum of $1000 each in down payment and/or closing cost assistance to ensure the affordability of the homes. Such down payment and/or closing cost assistance will be made available from the City's Homebuyer's Assistance Program, up to a total of$14,999.00 per homebuyer. As applicable, houses acquired and rehabilitated through this Contract will be eligible for application for City Neighborhood Empowerment Zone basic incentives, including fee waivers and five (5)-year tax abatements. Net sales proceeds from the sale of the houses are defined under the CDBG Regulations as CDBG Program Income and will be returned to City at closing. CHERC will receive a $3000 developer fee for each house from these sales proceeds at closing. The City's investment in each of the single-family properties to be rehabilitated through this Contract will be secured by a first lien note and deed of trust. City will execute releases of each of its deeds of trust upon the closing of the sale of each completed house to an income- eligible homebuyer provided the terms of the Contract are met, at which time a subordinate lien will be filed on each property to secure its affordability for a minimum 5-year term in accordance with HUD regulations governing the Homebuyer Assistance Program referenced above. Carver Hts.East Model Blocks Housing Dev.Contract 22 Final 10-31-06 PROGRAM OBJECTIVES: 1) Complete two (2) acquisition/rehabilitation/resale houses. 2) Fulfillment of reporting requirements to the City. PROGRAM MEASURES: Estimated Budget 2006-2007 • Acquire,rehabilitate and sell two • Direct Project Costs including acquisition $104,336.41 (2)quality houses that meet City and construction housing standards for residents who do not exceed 80%of AMI.. Total Program Budget $ 104,336.41 Carver Hts.East Model Blocks Housing Dev.Contract 23 Final 10-31-06 Exhibit`B" PROJECT BUDGET Carver Heights East Redevelopment Corporation Acquisition Rehabilitation Project for Model Blocks Program Cost Item House No. 1 House No. 2 Total CDBG Funds PROJECT COSTS Acquisition Other sources 26,500 26,500 Rehabilitation Construction Costs 34,050 34,000 68,050 Incl. Site Preparation, Grading, etc. Appraisal 350 350 700 Title and Recording Fees 650 700 1350 Construction Contingency 10% 3400 3336.41 6,736.41 -Existing Utility Hook-ups & Payments 500 500 1000 Total Project Development Costs $ 38,950 $ 65,386.41 TOTAL $104,336.41 *To Be Paid From Sales Proceeds* Developer Fee 3,000 3,000 I .. ,. 1: ;;c� u _eta �.......- r.., r.-... r..a_ nt...a.,. ......:....ri.,.. �.,-.r.,. 24 17.1--1 in o I nc EXHIBIT "C" PROJECT TIMELINE Acquisition of House# 1(Non-Contract Funds) September 2006 Contract Execution November 2006 Bid Process&Contractor Selection,House#1 November 2006 Identification/Selection of House#2 November 2006-February 2007 Rehabilitation of House#1 November 2006-March 2007 Acquisition of House#2 December 2006—March 2007 Marketing of House#1 December 2006 to February 2007 Sale of First House February—March 2007 Bid Process&Contractor Selection,House#2 April 2007 Rehabilitation of House#2 May 2007—August 2007 Sale of House#2 September 2007 n-....,-IT.- V--.f l-4-1 m.._t..,IT-..-:--ram.... n.._....... 25 EXHIBIT D CITY OF FORT WORTH HOUSING DEPARTMENT Audit Certification Form Subrecipient: Fiscal Year Ending: Mo Day Yr ❑ We have exceeded the federal expenditure threshold of $500,000. We will have our Single Audit or Program Specific Audit completed and will submit the audit report within nine (9) months after the end of the audited fiscal year. ❑ We did not exceed the $500,000 federal expenditure threshold required for a Single Audit or a Program Specific Audit to be performed this fiscal year. (Fill out schedule below) Federal Expenditure Disclosure Federal Funds Must be filled out if Single Audit or Program Audit is not required: Pass Through Program Name & Contract Federal Grantor Grantor CFDA Number Number Expenditures Total Federal Expenditures for this Fiscal Year $ Printed Name Title(Must be CFO, CEO or equivalent) Authorized Signature(Must be CFO, CEO or equivalent) Phone Number Date Failure to submit this or a similar statement or failure to submit a completed single audit package as described in the audit requirements by the required due date will result in suspension of funding and will affect eligibility for future funding. Submit this form to the City of Fort Worth within 60 days after the end of your Fiscal year CITY OF FORT WORTH HOUSING DEPARTMENT AUDIT REQUIREMENTS Organizations expending $500,000 or more in federal awards (from City of Fort Worth and other funding sources) during their fiscal years shall obtain either an annual single audit or a program specific audit. Organizations may have a program specific audit in accordance with OMB Circular A-133 if they expended funds for only one federal program as listed in the Catalog of Federal Domestic Assistance (CFDA). If funds are spent for more than one federal program, a single audit is required. The audited time period is the organization's fiscal year, and not the City of Fort Worth's funding period. The audit shall be conducted by a certified public accountant (CPA) that is licensed at the time of the audit by the appropriate regulatory body. The CPA shall meet all of the general standards concerning qualifications, independence, due professional care and quality control as required by Government Auditing Standards, including the requirements for continuing professional education and external peer reviews. Auditor selection must adhere to federal procurement requirements. A separate supplementary schedule of revenues, expenditures and changes in fund balance for each City of Fort Worth contract is no longer required. The Schedule of Expenditures of Federal Awards should list City of Fort Worth 's contract numbers, the total expended for each individual federal program, and the CFDA number (OMB A-133 § .310). The independent auditor's report should include all of the relevant items listed on the "Audit Report Checklist." Additional guidance on the conduct and reporting of these audits is contained in the latest issuance of the following publications: Government Auditing Standards issued by the Comptroller General of the United States, 2003 OMB Circular A-133 as revised 6/30/97 and amended June 2003 OMB Circular A-133 Compliance Supplement AICPA's Statement of Position 98-3, "Audits of States, Local Governments, and Not-for-Profit Organizations Receiving Federal Awards" Various AICPA audit guides for nonprofits, colleges and universities and health and welfare organizations AICPA's Audit Risk Alert "State and Local Governmental Developments" All organizations that receive a City of Fort Worth award must submit the provided Audit Certification Form which certifies whether you are subject to a single/program audit. Organizations receiving federal awards from the City of Fort Worth who are not required to have an audit shall certify in writing to the agency. The organizations Chief Executive Officer or Chief Financial Officer shall make the certification within 60 days of the end of the organization's fiscal year. The following items should be submitted to the City of Fort Worth Housing Department within the required timeframe: Due 60 days after organization's fiscal year end: (required for all subrecipients) • Completed Audit Certification Form Due within the earlier of 30 days after receipt of the auditor's report or nine months after the end of the audit period. • Two copies of the entire audit report issued by the CPA • Two copies of any management letter issued by the CPA in conjunction with the audit report • Two copies of management's comments on all findings, recommendations, & questioned costs contained in the audit report and management letter, including a detailed corrective action plan Failure to submit any of these items by the required due date may result in holds on current draw requests, suspension of the organization's contract(s) and eligibility for future funding. If the organization does not meet the requirements of having a single/program audit conducted, records must still be kept available for review or audit by City of Fort Worth staff(OMB A-133 Subpart B Sec 200(d). If additional information is needed concerning the audit requirements, please call (817) 392-6141. CONTRACT FOR CONSTRUCTION: ACQUISITION REHABILITATION PROJECTS This CONSTRUCTION CONTRACT ("Contract") is made between ("Owner") and ("Contractor"), as of this day of 200 for the purpose of rehabilitating ONE single-family dwelling within the City limits of Fort Worth, TX. The street address is: Its legal description is: (the "Property") Owner shall compensate Contractor a total sum of and 00/100 DOLLARS ($ ) ("Contract Price"). Payment shall be made in accordance with Article 8 of this Contract. The Commencement Date shall be no later than 10 days after the issuance of the Notice to Proceed with a Completion Date not to exceed sixty (60) calendar days after the date of the Notice to Proceed ("Contract Time"). Owner and Contractor hereby agree to the following: TERMS AND CONDITIONS Article 1 GENERAL PROVISIONS 1.1 TERMS USED IN THE CONTRACT 1.1(a) This Contract for rehabilitation of the single family house on the Property, and all Addenda and Exhibits attached hereto and incorporated CONTRACT FOR CONSTRUCTION Acq-Rehab 1 Rev. 11-28-06 herein by reference for all purposes represent the entire agreement between the parties and are collectively referred to as "Contract Documents". 1.1(b) The term "Work" shall mean the rehabilitation of the single family house including all labor, materials, equipment and services provided by the Contractor to fulfill Contractor's obligations and responsibilities under the Contract Documents, as specified in the attached "Work Write-Up" attached hereto as Exhibit A. "Work Write-Up" must be reviewed and accepted by City of Fort Worth Housing Department, Program Manager. Manager must sign off on the accepted "Work Wirte-Up." Owner shall issue a written "Notice to Proceed" to Contractor attached hereto as Exhibit B. Contractor shall commence performance of the work or apply for building permit within ten (10) calendar days of the date of the Notice to Proceed. 1.1(c).The term "Owner's Representative" shall mean the City of Fort Worth's Housing Department which shall provide administration of the Contract as described in the Contract Documents. The Owner's Representative will have the authority to act on behalf of the Owner to the extent provided in the Contract Documents. 1.1(d) This Contract may be amended or modified ONLY by a written modification in the form of a Change Order. A "Change Order" shall be a written order to the Contractor signed by the Owner or Owner's Representative to change the Work, Contract Sum or Contract Time. All Change Orders shall become a part of the Contract Documents. Article 2 RESPONSIBILITIES OF THE OWNER 2.1 INFORMATION AND SERVICES Except for permits and fees related to the Work, which are the responsibility of the Contractor, Owner shall obtain and pay for necessary approvals, easements, assessments and other charges. 2.2 OWNER'S RIGHT TO STOP WORK If Contractor fails to comply with the terms of the Contract Documents, Owner or Owner's Representative may direct the Contractor in writing to stop the Work until Contractor complies with the Contract Documents CONTRACT FOR CONSTRUCTION Acq-Rehab 2 Re . 1 � :�',;fl whether by bringing the Work into compliance with the Contract Documents or otherwise. 2.3 OWNER'S RIGHT TO CARRY OUT THE WORK If the Contractor defaults or neglects to carry out the Work in accordance with the Contract Documents and fails within five (5) days from the date of written notice from the Owner or Owner's Representative to cure such default, Owner or Owner's Representative may, without prejudice to other remedies, cure such defaults. In such case, a Change Order shall be issued deducting the cost of correction from payments due Contractor. If the default is not reasonably susceptible to cure by Contractor within the five (5) day period, Owner will not exercise the option to terminate this Contract so long as the Contractor has commenced to cure the default within the five (5) day period and diligently completes the cure of the default within a reasonable time. 2.4 OWNER'S RIGHT TO PERFORM CONSTRUCTION / AWARD SEPARATE CONTRACT 2.4(a) Owner reserves the right to perform construction or operations related to the Work with the Owner's own workers, and to award separate contracts in connection with other portions of the Work. 2.4(b) Owner shall require Contractor to coordinate and cooperate with any workers or contractors employed by the Owner. 2.4 (c) Costs incurred by delays or by improperly timed activities or defective construction shall be borne by the party responsible therefore. 2.5 (d) If a defect occurs in the Work and if Contractor does not cure the defect timely according to the terms of the Contract Documents, Owner may enter into a separate contract with a third party to cure any such defect. Contractor then shall reimburse Owner for the cost of contracting with the third party and the cost to cure the defect within five (5) days of written notice by Owner or Owner's Representative. CONTRACT FOR CONSTRUCTION Acq-Rehab 3 Rev. 11-28-06 Article 3 RESPONSIBILITIES OF THE CONTRACTOR 3.1 EXECUTION OF THE CONTRACT Execution of the Contract by Contractor is a representation that Contractor has visited the Property, become familiar with all conditions under which the Work is to be performed, and accepts these existing conditions and all other requirements of the Contract Documents and agrees to perform the Work at the Contract Price and complete the Work by the Completion Date. 3.2 SUPERVISION AND CONSTRUCTION PROCEDURES 3.2(a) Contractor shall supervise and direct the Work, using Contractor's best skill and attention. Contractor shall be solely responsible for and have control over construction means, methods, techniques, sequences and procedures, and for coordinating all portions of the Work. Contractor agrees that Contractor is an independent contractor under this Contract and not an officer, agent, servant, or employee of Owner or Owner's Representative. 3.2(b) Contractor, as soon as practicable after the Commencement Date of the Contract, shall furnish in writing to the Owner through the Owner's Representative the names of all subcontractors or suppliers for each portion of the Work. Such list shall be promptly supplemented from time to time if additional subcontractors and suppliers are added. Owner's Representative will promptly notify Contractor in writing if Owner or Owner's Architect, after due investigation, objects to the subcontractors or suppliers listed. 3.2(c) Contractor will comply with the City of Fort Worths's Minority/Woman Business Enterprise (M/WBE) requirements with a minimum goal of forty percent (40%) of the dollar amount of the Contract Price for MWBE participation. 3.3 LABOR AND MATERIALS Unless otherwise provided in the Contract Documents, Contractor shall provide and pay for labor, materials, equipment, tools, utilities, transportation, and other facilities and services necessary for proper execution and completion of the Work. Contractor shall deliver, handle, store, and install all fixtures and materials in conformance with manufacturer's instructions. Contractor hereby covenants, warrants, and CONTRACT FOR CONSTRUCTION Acq-Rehab 4 Rev. 11-28-06 guarantees that the materials furnished herein shall conform to the City of Fort Worth's locally adopted Housing Standards, and shall conform to all applicable building codes and construction requirements, as well as being free of any defects in design, workmanship or materials for a period of one (1) year from the date of final acceptance of the Work. 3.4 WARRANTY Contractor warrants to the Owner and Owner's Representative that: (1) all materials and equipment furnished under the Contract are new, unused and of good quality unless otherwise required or permitted by the Contract Documents; (2) the Work will be free from defects not inherent in the quality of performance required or permitted; and (3) the Work will conform to the requirements of the Contract Documents. 3.5 INSURANCE During the term of this Contract and any extension thereof, Contractor shall maintain an insurance policy or policies with the following coverage: 3.6(a) Commercial General Liability Insurance of a minimum of $1,000,000.00 per occurrence. 3.6(b) Business Auto Liability Insurance of a minimum of $1,000,000.00 per each accident. 3.6(c) Statutory Workers' Compensation Insurance including employer's liability. 3.6(d) Builder's Risk Insurance to cover the Property in the course of the Work (against fire, hail, theft, etc. of materials and incomplete construction). 3.6(e) The City of Fort Worth shall be endorsed as an additional insured on all insurance policies. 3.7 PERMITS, FEES AND NOTICES 3.7(a) Contractor shall obtain and pay for the building permit and other permits and government fees, licenses and inspections necessary for proper execution and completion of the Work. 3.7(b) Contractor shall comply with all requirements of local, state and federal agencies having jurisdiction over the Work. If Contractor performs any portion of the Work knowing it to be contrary to any laws, statutes, CONTRACT FOR CONSTRUCTION Acq-Rehab 5 Rev. 11-28-06 ordinances, building codes, or applicable rules and regulations, Contractor shall assume full responsibility for such Work and shall bear all costs necessarily incurred in bringing the Work into compliance. Contractor shall promptly notify the Owner and Architect/Owner's Representative in writing of any inconsistencies between the Contract Documents and any such laws, statutes, ordinances, building codes or applicable rules and regulations. 3.8 SUBMITTALS Contractor shall promptly review, approve in writing and submit to the Owner's Representative shop drawings, product data, samples, and any other similar submittals required by the Contract Documents. Shop drawings, product data, samples and similar submittals are not a part of the Contract Documents. 3.9 CLEANING UP The Contractor shall keep the Property and surrounding area free from accumulation of debris and trash related to the Work. 3.13 INDEMNIFICATION CONTRACTOR COVENANTS AND AGREES TO AND DOES HEREBY INDEMNIFY, HOLD HARMLESS AND DEFEND, AT ITS OWN EXPENSE, OWNER AND OWNER'S REPRESENTATIVE, THEIR OFFICERS, AGENTS, SERVANTS AND EMPLOYEES, FROM AND AGAINST ANY AND ALL CLAIMS OR SUITS FOR PROPERTY LOSS OR DAMAGE AND/OR PERSONAL INJURY, INCLUDING DEATH, TO ANY AND ALL PERSONS, OF WHATSOEVER HIND OR CHARACTER, WHETHER REAL OR ASSERTED, ARISING OUT OF OR IN CONNECTION WITH, DIRECTLY OR INDIRECTLY, THE WORK AND SERVICES TO BE PERFORMED HEREUNDER BY CONTRACTOR, ITS OFFICERS, AGENTS, EMPLOYEES, SUBCONTRACTORS, LICENSEES OR INVITEES, WHETHER OR NOT CAUSED, IN WHOLE OR IN PART, BY THE ALLEGED NEGLIGENCE OF THE OFFICERS, AGENTS, SERVANTS, EMPLOYEES, CONTRACTORS, SUBCONTRACTORS, LICENSEES AND INVITEES OF OWNER AND/OR OWNER'S REPRESENTATIVE; AND CONTRACTOR DOES HEREBY COVENANT AND AGREE TO ASSUME ALL LIABILITY AND RESPONSIBILITY OF OWNER AND OWNER'S REPRESENTATIVE, THEIR OFFICERS, AGENTS, SERVANTS CONTRACT FOR CONSTRUCTION Acq-Rehab 6 Rev. 11-28-06 AND EMPLOYEES FOR ANY AND ALL CLAIMS OR SUITS FOR PROPERTY LOSS OR DAMAGE AND/OR PERSONAL INJURY, INCLUDING DEATH, TO ANY AND ALL PERSONS, OF WHATSOEVER HIND OR CHARACTER, WHETHER REAL OR ASSERTED, ARISING OUT OF OR IN CONNECTION WITH, DIRECTLY OR INDIRECTLY, THE WORK AND SERVICES TO BE PERFORMED HEREUNDER BY CONTRACTOR, ITS OFFICERS, AGENTS, EMPLOYEES, SUBCONTRACTORS, LICENSEES OR INVITEES, WHETHER OR NOT CAUSED, IN WHOLE OR IN PART, BY THE ALLEGED NEGLIGENCE OF THE OFFICERS, AGENTS, SERVANTS, EMPLOYEES, CONTRACTORS, SUBCONTRACTORS, LICENSEES AND INVITEES OF OWNER AND/OR OWNER'S REPRESENTATIVE. CONTRACTOR LIKEWISE COVENANTS AND AGREES TO, AND DOES HEREBY, INDEMNIFY AND HOLD HARMLESS OWNER AND OWNER'S REPRESENTATIVE FROM AND AGAINST ANY AND ALL INJURIES, DAMAGE, LOSS OR DESTRUCTION TO PROPERTY OF OWNER'S REPRESENTATIVE DURING THE PERFORMANCE OF ANY OF THE TERMS AND CONDITIONS OF THIS CONTRACT, WHETHER ARISING OUT OF OR IN CONNECTION WITH OR RESULTING FROM, IN WHOLE OR IN PART, ANY AND ALL ALLEGED ACTS OR OMISSIONS OFFICERS, AGENTS, SERVANTS, EMPLOYEES, CONTRACTORS, SUBCONTRACTORS, LICENSEES, INVITEES OF OWNER'S REPRESENTATIVE. Article 4 RESPONSIBILITIES OF OWNER'S REPRESENTATIVE 4.1 Owner's Representative will visit the Property at intervals appropriate to each stage of construction so as to become generally familiar with the progress and quality of the Work. All such inspections shall be at the discretion of Owner's Representative. 4.2 Owner's Representative does not have control over nor is in charge of or responsible for construction means, methods, techniques, sequences or procedures, or for safety precautions and programs in connection with the Work, since these are solely Contractor's responsibility. Owner's CONTRACT FOR CONSTRUCTION Acq-Rehab 7 Rev. 11-28-06 Representative will not be responsible for the Contractor's failure to carry out the Work in accordance with the Contract Documents. 4.3 Owner's Representative shall have the authority to reject Work that does not conform to the Contract Documents or good workmanlike manner. 4.4 Owner's Representative's duties, responsibilities and limits of authority as described in the Contract Documents will not be changed without Owner's written consent. 4.5 Based on Owner's Representative's observations and evaluations of Contractor's Application for Payment, Owner's Representative will review and execute a Certificate of Payment attached hereto as Exhibit C for the amounts due Contractor. 4.6 Owner's Representative will promptly interpret and decide matters concerning performance under any requirements of the Contract Documents on written request of either Owner or Contractor. 4.7 Owner's Representative can require additional testing if necessary via minor Change Order as provided in Section 6.2. 4.8 Interpretations and decisions of Owner's Representative will be consistent with the intent of and reasonably inferable from the Contract Documents and will be in writing or in the form of drawings. When making such interpretations and decisions, the Owner's Representative will endeavor to secure adequate and reasonable performance by both Owner and Contractor, will not show partiality to either and will not be liable for results of interpretations or decisions rendered in good faith. Article 5 CHANGES IN THE WORK 5.1 After execution of the Contract, changes in the Work may be accomplished by Change Order or by order for a minor change in the Work. Owner, without invalidating the Contract, may order changes in the Work within the general scope of the Contract consisting of additions, deletions or CONTRACT FOR CONSTRUCTION Acq-Rehab 8 Rev. 11-28-06 other revisions, and the Contract Price and Contract Time shall be adjusted accordingly. 52 Owner's Representative will have the authority to order minor changes in the Work not involving changes in the Contract Price or the Contract Time and not inconsistent with the intent of the Contract Documents. Such minor changes shall be on a written inspection report and shall be binding on Owner and Contractor. Contractor shall carry out such written orders promptly. 5.3 If concealed or unknown physical conditions are encountered on the Property that differ materially from those indicated in the Contract Documents or from those conditions ordinarily found to exist, the Contract Price and Contract Time shall be subject to equitable adjustment. Article 6 CORRECTION OF WORK 6.1 Contractor shall promptly correct Work rejected by Owner's Representative because of failure to conform to the requirements of the Contract Documents. Such failure constitutes a default and is subject to the provisions in Section 2.3. Contractor shall bear the cost of correcting such rejected Work. 6.2 In addition to Contractor's other obligations including warranties under the Contract, the Contractor shall, for a period of one year after substantial completion of the Work, correct any portion of the Work not conforming to the requirements of the Contract Documents. 6.3 If the Contractor fails to cure any default in accordance with Section 2.3, Owner may cure it and the Contractor shall reimburse the Owner for the cost of correction. ���'��:•�-. :tips � CONTRACT FOR CONSTRUCTION Acq-Rehab 9 Article 7 TIME 7.1 Time is of the essence to this Contract. Contractor shall begin Work as soon as instructed by Owner and shall prosecute the Work promptly, efficiently and in a manner that will not cause delay in the progress of any other work performed on the Property by any other contractors or workers. 7.2 If the Work is delayed at any time by Change Orders, labor disputes, fire, unusual delay in deliveries, unavoidable casualties or other causes beyond the Contractor's control, the Contract Time shall be extended by Change Order for such reasonable time as the Owner's Representative may determine. Article 8 PAYMENTS AND COMPLETION 8.1 CONTRACT PRICE The Contract Price stated in the Contract, including authorized adjustments, is the total amount payable by the Owner to the Contractor for performance of the Work under the Contract Documents. Retainage of ten percent (10%) of the Contract Price will be withheld until thirty (30) days after completion and acceptance of all Work. 8.2 APPLICATIONS FOR PAYMENT 8.2(a) At least five (5) days before the date payment is needed, the Contractor shall submit to Owner or Owner's Representative an itemized "Application for Payment" attached hereto as Exhibit D for all completed trade items in accordance with the requirements stated in the Contract and the Work Write-Up. Each Application for Payment shall be supported by such data substantiating the Contractor's right to payment as the Owner or Owner's Representative may reasonably require and reflecting retainage if provided for elsewhere in the Contract Documents. 8.2(b) Owner's Representative will, within five (5) days after receipt of Contractor's Application for Payment, either issue to the Owner a Request for Payment attached hereto as Exhibit E, with a copy to the Contractor, for CONTRACT FOR CONSTRUCTION Acq-Rehab 10 Rev. 11-28-06 such amount as the Owner's Representative determines is properly due, or notify the Contractor and Owner in writing of the Owner's Representative's reasons for recommending to Owner that payment be withheld.. 8.3 PROGRESS PAYMENTS 8.3(a) After Owner's Representative has issued a Request for Payment, Owner shall make a Progress Payment to Contractor based on completion of work as verified by inspection of the Owner's Representative and consistent with costs proposed in the Contractor's initial bid for each area of work as verified by the Owner's Representative. . 8.3(b) Upon receipt of payment from Owner, Contractor shall promptly pay each subcontractor and material supplier, based on the Work completed. Contractor shall furnish lien waivers and/or bills paid affidavits from subcontractors and suppliers as required by Owner and Owner reserves the right to delay payment to Contractor until such lien waivers and/or bills paid affidavits are received. 8.3(c) Neither Owner nor Owner's Representative shall have any responsibility for the direct payment to subcontractors or material suppliers. 8.3(d) No Request for Payment, Progress Payment, or partial or entire use or occupancy of the Property by Owner shall constitute acceptance of Work performed if Work is not in accordance with the requirements of the Contract Documents. 8.3(e) A Progress Payment shall be made in draws after Owner's Representative inspects for completion as described in Addendum #1. Contractor shall give a five (5) day written notice to Owner's Representative to schedule the Draw Inspections. 8.4 COMPLETION AND FINAL PAYMENT 8.4(a) Upon receipt of a final Application for Payment with all required documents, Owner's Representative will perform a final inspection of the Work. When Owner's Representative finds the Work acceptable and the Contract fully performed, Owner's Representative will promptly issue to Owner a final Request for Payment. CONTRACT FOR CONSTRUCTION Acq-Rehab 11 Rev. 11-28-06 8.4(b) Final payment shall not become due until the Contractor submits to Owner's Representative all necessary releases, lien waivers, bills paid affidavits, and any other data required, in Owner's Representative's sole discretion, to evidence satisfaction of all obligations, such as receipts, claims, security interests or encumbrances arising out of the Contract and any other documents, certificates, surveys or warranties required by the Contract Documents. 8.4(c) Acceptance of final payment by the Contractor, a subcontractor or a material supplier shall constitute a waiver of claims by that payee except those previously made in writing and identified by that payee as unsettled at the time of final Application for Payment. Article 9 TERMINATION OF THE CONTRACT 9.1 TERMINATION BY THE CONTRACTOR If Owner fails to make payment when due or breaches any other term of this Contract, Contractor may terminate the Contract upon ten (10) days written notice to Owner, and recover from Owner payment for Work satisfactorily performed. 9.2 TERMINATION BY THE OWNER 9.2(a) Owner or Owner's Representative, upon written consent from Owner, may terminate the Contract if Contractor: 1. consistently, or repeatedly refuses or fails to supply enough properly skilled workers or proper materials to diligently perform its obligations under this Contract; 2. fails to make payments to subcontractors or suppliers for materials furnished or labor performed in accordance with the respective agreements between Contractor and any subcontractors or suppliers; 3. violates federal, state or local laws, ordinances, rules, regulations or orders of a public authority having jurisdiction over the Work or the Property; or CONTRACT FOR CONSTRUCTION Acq-Rehab 12 Rev. 11-28-06 4. is otherwise in breach of a provision of the Contract Documents. 9.2(b) When any of the above reasons exist, Owner, after consultation with the Owner's Representative, may without prejudice to any other rights or remedies of Owner and after giving Contractor and Contractor's surety, if any, written notice, terminate the employment of the Contractor and may: 1. take possession of the Property and of all materials located thereon owned by the Contractor; 2. finish the Work by whatever reasonable means or method the Owner may deem expedient. 9.2(c) When Owner or Owner's Representative terminates the Contract for one of the reasons listed in9.2(a), Contractor shall not be entitled to receive further payment until all the Work is completed and accepted. 9.2(d) If the unpaid balance of the Contract Price exceeds costs to satisfactorily finish the Work, such excess shall be paid to the Contractor. If such costs exceed the unpaid balance, Contractor shall pay the difference to Owner. This obligation for payment shall survive termination of the Contract. Article 10 ASSIGNS 10.1 This Contract may not be assigned by either party. Article 11 SEVERABILITY 12.1 If any provisions of this Contract is held by a court of competent jurisdiction to be invalid, unenforceable or illegal in any respect, the validity, enforceability and legality of the remaining provisions of the Contract shall not in any way be affected or impaired. [SIGNATURES APPEAR ON FOLLOWING PAGE CONTRACT FOR CONSTRUCTION Acq-Rehab 13 R�i�: I t-28SS-06 EXECUTED in multiple originals this day of ,. 200 . OWNER By: Its: CONTRACTOR: By: Its: OWNER'S REPRESENTATIVE CITY OF FORT WORTH HOUSING DEPARTMENT: By: Title APPROVED AS TO FORM AND LEGALITY: Assistant City Attorney CONTRACT FOR CONSTRUCTION Acq-Rehab 14 Rev. 11-28-06 ADDENDUM #1 (1) FIRST DRAW: Upon inspection and acceptance of the completed work, the Contractor shall receive the first draw in the amount of thirty percent (30%) of the Contract Price. Completion shall be based on the information within the "Work Write-Up" (2) SECOND DRAW: Upon inspection and acceptance of the completed work, the Contractor shall receive the second draw in the amount of thirty percent (30%) of the Contract Price. Completion shall be based on the information within the "Work Write-Up" (3) THIRD DRAW/ FINAL INSPECTION: After completion of the punch list, delivery of all warranties, waivers, bills paid affidavits, and receipt of final approval for occupancy by any government authority and after all finish work has been completed and the Building card has been signed off as being complete, Contractor will receive the third draw in the amount of thirty percent (30%) of the Contract Price. Completion shall be based on the information within the "Work Write-Up" (4) RETAINAGE: The ten percent (10%) retainage will be released thirty (30) days after completion of all work listed on the "Work Write-Up" and acceptance of the house by the Owner and the Owner's Representative. CONTRACT FOR CONSTRUCTION Acq-Rehab 15 Rev. 11-28-06 ADDENDUM #2 CONTRACT FOR CONSTRUCTION Acq-Rehab 16 Rev. 11-28-06 WORK WRITE-UP CONTRACT FOR CONSTRUCTION Acq-Rehab 17 Rev. 11-28-06 Exhibit "B" :NOTICE TO PROCEED FORM {Duplicate copies required) DATE: PROPERTY ADDRESS: OWNER(S): CONTRACTOR: Dear Pursuant to the Rehabilitation Contract signed on [date], you are hereby notified to proceed with the rehabilitation work on the property described above. Upon receipt of this notice, you are responsible for performing the rehabilitation work on said building under the terms and conditions of the Contract and in accordance with the specifications in the Work Write-Up. You should begin construction by [date]. Please acknowledge receipt and acceptance of this notice by signing both copies in the space provided below. Keep one copy and return the other to Owner's Representative. Sincerely, I acknowledge receipt of this notice on [date]. Authorized signature: Title: Exhibit "C" Contractor: Owner's Representative Address: Certificate or Payment INVOICE Property Owner Amount Requested Invoice Date: ************************************************************************************************* ***************** Housing : I/We hereby agree that the work stated by the contractor has been accomplished and approve payment to the contractor in accordance with the agreement, contingent upon inspection. It is understood that the actual amount disbursed will be based on the findings of that inspection. Housing Program Manager Signature: Date: ************************************************************************************************* ***************** Inspection conducted by I hereby certify that all work is completed as Indicated on the contractor's payment request. Signature: Date: ************************************************************************************************* ***************** I approve payment in the amount of $ Housing Signature: Date: ************************************************************************************************* Exhibit "D" Contractor: Contractor Application Address: For Payment INVOICE Property Owner Amount Requested Invoice Date: ************************************************************************************************* ***************** Contractor : I/We hereby agree that the work stated by the contract has been accomplished by Licensed Trade Representatives listed, and apply for payment from the Owner in accordance with the agreement, contingent upon inspection. It is understood that the actual amount disbursed will be based on the findings of that inspection. Housing Program Manager Signature: Date: ************************************************************************************************* ***************** Inspection conducted by I hereby certify that all work is completed as Indicated on the contractor's payment request. Signature: Date: ************************************************************************************************* ***************** I approve payment in the amount of $ Housing Signature: Date: Exhibit "E" Contractor: Owner's Representative Address: Request for Payment INVOICE Property Owner Amount Requested Invoice Date: ************************************************************************************************* ***************** Housing : I/We hereby agree that the work stated by the contractor has been accomplished and approve payment to the contractor in accordance with the agreement, contingent upon inspection. It is understood that the actual amount disbursed will be based on the findings of that inspection. Housing Program Manager Signature: Date: ************************************************************************************************* ***************** Inspection conducted by I hereby certify that all work is completed as Indicated on the contractor's payment request. Signature: Date: ************************************************************************************************* ***************** I approve payment in the amount of Housing Signature: Date: 0 )7 F Lien Waiver Date: Owner: Affiant: Affiant's Address: Property Address: Legal Description: Work: Cutoff Date: Payment Amount: Address and Phone Numbers of Suppliers and Subcontractors for the Work: Affiant swears individually and on behalf of the [contractor/subcontractor/supplier] that the following statements are true and within the personal knowledge of Affiant: 1. All charges, except retainage,for labor performed and material furnished by Affiant through the Cutoff Date have been paid in full. 2. Affiant waives all claims against Owner or the Property that Affiant may have from furnishing labor or material through the Cutoff Date. 3. All other persons who have furnished labor or material to Affiant for the Work, through the Cutoff Date, have been paid all amounts to which they are entitled. 4. Affiant agrees to indemnify and hold Owner harmless against all liability, cost, or expense, including attorney's fees and court and other costs, from any claim or action by Affiant or any person claiming by, through, or under Affiant with respect to the representations and waivers in this document. 5. For the funding of the loan proceeds used to pay for labor and material furnished by Affiant, Affiant agrees that all mechanic's liens owned by Affiant are subordinate and inferior to the deed-of-trust lien held by the lender lending money for construction on the Property. 6. Affiant is authorized to sign this Affidavit on behalf of and can legally bind the [contractor/subcontractor/supplier]. 7. All labor performed and materials supplied by the [contractor/subcontractor/supplier] on the project were in accordance with the plans and specifications. All labor was performed in a good and workmanlike manner. 8. The [contractor/subcontractor/supplier] has complied with all laws in performing its duties on the project. 9. This lien waiver is made to induce payment for Work performed. [Name of affiant] SUBSCRIBED AND SWORN TO before me on by Notary Public, State of Texas X,YMtP 7' Contractor's List of Subcontractors and Suppliers Date: Owner: Contractor: Property: Lender: NOTICE: THIS LIST OF SUBCONTRACTORS AND SUPPLIERS MAY NOT BE A FINAL LISTING. UNLESS YOU SIGN A WAIVER OF YOUR RIGHT TO RECEIVE UPDATED INFORMATION,THE CONTRACTOR IS REQUIRED BY LAW TO SUPPLY UPDATED INFORMATION,AS THE INFORMATION BECOMES AVAILABLE, FOR EACH SUBCONTRACTOR OR SUPPLIER USED IN THE WORK PERFORMED ON YOUR RESIDENCE. Name of subcontractor or supplier: Address: Telephone number: Name of subcontractor or supplier: Address: Telephone number: Name of subcontractor or supplier: Address: Telephone number: I have received a copy of this list of subcontractors and suppliers. [Name of owner] Attachment 1 CITY OF FORT WORTH HOUSING DEPARTMENT SUBGRANTEE'S REQUEST FOR FUNDS Agency Program Name: Carver Hts East Model Blk-CDBG Acq/Rehab Carver Heights East Redevelopment Corporation Contract Number: Report Period: Contract Amount: $104,336 Date of Request: SkCI7ON I(AGENCY) CMrreut Mouth t'umuEuiivr CASH BALANCE ANALYSIS FOR 1. Beginning Cash Balance $ $ 2. Amount Received: Program Income $ $ City of Fort Worth $ $ Interest Earned $ $ 3. Total Funds Available(1+2) $ $ 4. Less Expenditure(detail statement cost) $ $ 5. ENDING CASH BALANCE (34) $ $ Operating Cent 6. Estimated Expenditures $ 7. Funds Needed(6-5) $ 8. Less Estimated Program Income $ 9. Unpaid Request for Payment Previously Submitted $ 10. Amount of This Request(7-8 &9) $ TOTAL.A-MOUNT R.EQUES"1110 _ I. MARS-Purchasing Request A. MARS INPUT: Vendor/PO Number/Requisition Number B. Fund/Account/Center C. Total Amount of this Request SECTION IFI 1. Verification A. Development Project Coordinator (Name) B. Contract Compliance: (N—) C. Accounting: (Name) 2. Authorization A. Agency: (Name) B. Mgmt&Budget Administrator (N—) Housing Director IF OVER S8400.00 (Name) Attachment II CITY OF FORT WORTH HOUSING DEPARTMENT MANAGEMENT AND BUDGET DIVISION DETAIL STATEMENT OF COSTS Carver Heights East Redevelopment Corp. CONTRACT NO. DATE AGENCY Housing Development(Model Block Aeg[Rehab) TO PROGRAM REPORT PERIOD PROGRAM MONTHLY CUMULATIVE COST CATEGORY ACCOUNT BUDGET EXPENDITURES TO DATE BALANCE Acquisition 539120 $ 26,500.00 Rehabilitation Construction Costs 539120 1 $ 68,050.00 Construction Contingency 539120 $ 6,736.41 Appraisals 539120 $700 Title and Recording Fees 539120 $ 2,350.00 TOTAL $ 104,336.41 Subrecipient Certification: I certify that the costs incurred are taken from the books of accounts and that such costs are valid and consistent with the terms of the agreement. SIGNATURE and DATE Attachment III CITY OF FORT WORTH HOUSING DEPARTMENT MANAGEMENT AND BUDGET DIVISION EXPENDITURES WORKSHEET Carver Heights East Redevelopment Corp. CONTRACT NO. DATE AGENCY Housing Development(Model Block Acq/Rehab) TO PROGRAM REPORT PERIOD CHECK NO. DATE # PAYEE DESCRIPTION ACCOUNT NO. AMOUNT 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 TOTAL - Sub-Recipient Certification: I certify that the costs incurred are taken from the books of accounts and that such costs are valid and consistent with the terms of the agreement. NAME and TITLE OF AUTHORIZED OFFICER SIGNATURE and DATE Attachment IV Fort Worth Housing Department Housing Project Monthly Narrative Report For Reporting Period to 1. ACCOMPLISHMENTS 2. PROBLEMS ENCOUNTERED AND SOLUTIONS PROPOSED 3. ANTICIPATED ACTIVITIES DURING NEXT MONTH CITY OF FORT WORTH HOUSING DEPARTMENT BENEFICIARY PERFORMANCE REPORT Client Name Female Age Sex Ethnicity Race Disability Number Annual Property Address / Headed (Hispanic: Status In Household Rental Unit No. Household es/No es/No Family Income Race: Ethnicity: 1. White All beneficiaries have BOTH an ethnicity AND a race. 2. Black/African-American Example: Cuban persons are often Hispanic and Black, 3. Asian Filipino persons are often Hispanic and Asian, 4. American Indian/Alaskan Native 5. Native Hawaiian/Pacific Islander 6. American Indian/Alaskan Native and White 7. Asian and White 8. Black/African-American and White 9. Black/African-American and American Indian/Alaskan Native C 10. Other Multi-Racial Page 1 of 2 City of Fort Worth, Texas Mayor and Council Communication COUNCIL ACTION: Approved on 7/25/2006 DATE: Tuesday, July 25, 2006 LOG NAME: 05CRVRHTS REFERENCE NO.: G-15303 SUBJECT: Reallocation of Community Development Block Grant Funds and Authorization to Execute a Contract with the Carver Heights East Redevelopment Corporation for Lot Acquisition and Acquisition, Rehabilitation, and Resale of Existing Houses RECOMMENDATION: It is recommended that the City Council: 1. Approve the reallocation of a sum not to exceed $102,160.91 in Community Development Block Grant (CDBG) funds previously allocated to the Carver Heights East Model Blocks for infrastructure improvements to the Carver Heights East Redevelopment Corporation's (CHERC) Housing Development Program for the acquisition of lots for new home construction and the acquisition, rehabilitation, and resale of houses within the Carver Heights East Model Blocks area to qualified homebuyers; 2. Approve the reallocation of a sum not to exceed $2,175.50 in CDBG funds previously allocated to the Carver Heights East Model Blocks for owner-occupied home improvements to the CHERC Housing Development Program; 3. Authorize the City Manager to execute a contract with CHERC for a sum not to exceed $104,336.41 for purpose of conducting the Housing Development activities; 4. Authorize the contract period to begin on the date of contract execution and end 12 months thereafter; 5. Authorize the City Manager to extend or renew the contract for one additional 12 month period if CHERC requests an extension or renewal; and 6. Authorize the City Manager to amend the contract as needed to achieve project goals provided the amendment is within the scope of the project and in compliance with applicable laws and regulations. DISCUSSION: In March, 2003, the Carver Heights East Neighborhood Association received the City's 14th Model Blocks award of $1.2 million. Upon becoming a Model Blocks CHERC was established to execute the community activities of the Model Blocks plan. They have been successful in implementing these activities. Part of the Carver Heights East plan was to improve and install sidewalks in strategic parts of their community. This has been accomplished at a cost of$111,839.09 which was far less than the original allocation of$214,000, leaving a total of$102,160.91 in unused CDBG funds. In addition to the sidewalk improvements the Carver Heights East plan called for the improvement of 18 owner-occupied homes within the Model Blocks area. This was accomplished leaving a balance of $2,175.50 in the Home Improvement Program account. The Carver Heights East community has requested that the CDBG funds remaining from the sidewalk installation and home improvement programs be reallocated and contracted to the CHERC to allow for the acquisition of lots for new home construction and the acquisition, purchase, rehabilitation, and resale of http://www.cfwnet.org/council_packet/Reports/mc_print.asp 12/12/2006 Page 2 of 2 houses within the Model Blocks areas to qualified homebuyers. In accordance with the Citizen Participation Plan, a public comment period was held from June 14, 2006 until July 13, 2006, to allow citizen input. No comments were received. The Carver Heights East Model Blocks is located in COUNCIL DISTRICT 5. FISCAL INFORMATION/CERTIFICATION: The Finance Director certifies that upon approval and execution of the above recommendations, funds will be available in the current operating budget, as appropriated, of the Grant Fund. TO Fund/Account/Centers FROM Fund/Account/Centers GR76 539120 005206845XXX $102,160.91 GR76 539120 005206845900 $102,160.91 GR76 539120 005206845XXX $2,175.50 GR76 539120 005206845910 $2,175.50 Submitted for City Manager's Office bv: Dale A. Fisseler (6266) Originating Department Head: Jerome C. Walker (7537) Additional Information Contact: John C. Cox (7537) http://www.cfwnet.org/council_packet/Reports/mc_print.asp 12/12/2006