HomeMy WebLinkAboutContract 45426 (2)TEXAS DEPARTMENT OF HOUSING AND CONIbIiJNITY AFFAIItsCDTY SECRET
CONTRACT NUMBER 56110001896 FOR THE
U.S. DEPARTMENT OF ENERGY WEATHERIZATION ASSISTANCE PROGRAM
(CFDA# 81.042)
SECTION 1. PARTIES TO THE CONTRACT
NO. 95tsitu2
This Department of Energy ("DOE") Weatherization Assistance Program Contract ("Contract") is made by and between
the Texas Department of Housing and Community Affairs, a public and official agency of the State of Texas
("Department") and City of Fort 'Worth, a political subdivision of the State of Texas ("Subrecipient").
SECTION 2. CONTRACT TERM
The period for performance of this Contract, unless earlier terminated, is February 01, 2014 through March -31, 2014
(hereinafter the "Contract Term").
SECTION 3. SUBRECIPIENT PERFORMANCE
Subrecipient shall implement a Weatherization Assistance Program (WAP) in accordance with the provisions of Part A of
9
the Energy Conservation in Existing Buildings Act of 1976, as amended (42 U.S.C. §6861 et seq.) ("WAP Act"), the
Department of Energy Act as amended (42 U.S.C. §8621 et seq.) ("DOE Act"), the U.S. Department of Energy (DOE)
implementing regulations codified in 10 C.F.R. Parts 440 and 600 ("WAP Regulations"), any applicable Office of
Management and Budget (OMB) Circulars, the Texas DOE State Plan, and the implementing State regulations at Title 10,
Part I, Chapter 1 of the Texas Administrative Code and Title 10, Part I, Chapter 5, Subchapters A, E and F of the Texas
Administrative Code, as amended or supplemented from time to time (collectively, "WAP State Rules"). Subrecipient
shall, on an equitable basis throughout its service area, develop and implement a Weatherization Assistance Program
(WAP) in the counties and in accordance with the terms of this Contract and the "Budget and Performance Statement"
attached as Exhibit A to this Contract, the Certifications attached hereto as Exhibit B, the Personal Responsibility and
Work Opportunity Act of 1996 ("PRWORA") Requirements for the WAP attached hereto as Exhibit C, the
Documentation of Disability requirements attached hereto as Exhibit D, and all such Exhibits incorporated herein for all
relevant purposes; the assurances, certifications, and all other statements made by Subrecipient in its application funding
under this Contract; and with all other terms, provisions, and requirements herein set forth. Subrecipient shall develop and
implement the WAP to assist in achieving a prescribed level of energy efficiency in the dwellings of low-income persons.
WAP services will be provided to owner occupied units as well as rental units. Priority will be given, in no particular
order, to (1) households with Elderly Persons as defined in WAP State Rules, (2) Persons with Disabilities as defined in
WAP State Rules, (3) households with young children that are age five (5) or younger, and/or (4) households with a high
energy burden and households with high energy consumption. Before commencing any Weatherization work,
Subrecipients are required to complete energy audits. The work will be completed in accordance with the International
Energy Conservation Code and the minimum requirements set in the State of Texas adopted International Residential
Code or in jurisdictions authorized by State law to adopt later editions.
SECTION 4. DEPARTMENT FINANCIAL OBLIGATIONS
A. In consideration of Subrecipient's satisfactory performance of this Contract, Department shall reimburse Subrecipient
for the actual allowable costs incurred by Subrecipient in the amount specified in the "Budget and Performance
Statement" attached hereto as Exhibit A.
B Departments obligations under this Contract are contingent upon the actual receipt by Department of adequate DOE
WAP federal funds. If sufficient funds are not available to make payments under this Contract, Department shall
notify Subrecipient in writing within a reasonable time after such fact is determined. Department may then terminate
this Contract and will not be liable for the failure to make any payment to Subrecipient under this Contract.
Department acknowledges that it has received obligations from those sources which, if paid, will be sufficient to pay
the allowable costs incurred by Subrecipient under this Contract.
C. Department is not liable for any cost incurred by Subrecipient which:
(1) is incurred to weatherize a dwelling unit which is not an eligible dwelling unit
Regulations;
Page 1 of 21
RECEIVED MAR 14 2014
as defined in==§44E}22 of the WAP
OFFICIAL MORD
SECIICARY
71, "In'it"I'H, ?X
(2) is incurred to weatherize a dwelling unit which is designated for acquisition or clearance by a federal, state; or
local program within twelve months from the date weatherization of the dwelling unit is scheduled to be
completed;
is incurred to weatherize a dwelling unit previously weatherized with WAP funds, except as provided for in
§440.18(e)(2) of the WAP Regulations;
is for Subrecipient's administrative costs incurred in excess of the maximum limitation set forth in Section 8 of
this Contract;
is not incurred during the Contract Term;
is not reported to Department on a monthly expenditure or performance report, within forty five (45) days
following the end of the Contract Term;
is subject to reimbursement by a source other than Department; or
is made in violation of any provision of this Contract or any provision of federal or state law or regulation,
including, but not limited to those enumerated in this Contract.
D. Subrecipient shall refund, within fifteen (15) days of Department's request, any sum of money paid to Subrecipient
which Department determines has resulted in an overpayment or has not been spent in accordance with the terms of
this Contract. Department may offset or withhold any amount otherwise owed to Subrecipient under this Contract
against any amount owed by Subrecipient to Department arising under this or any other contract between the parties.
E Notwithstanding any other provision of' this Contract to the contrary, the total of all payments and other
obligations incurred by the Department under this Contract shall not exceed the sum of $65,791.00.
SECTION 5. METHOD OF PAYMENT/CASH BALANCES
A. Each month, Subrecipient may request an advance payment of WAP funds under this Contract. As per the Uniform
Grant Management Standards, 34 T.A.C. §20.421 et seq (herein "UGMS"), Subrecipient's requests for advances shall
be limited to the amount needed and be timed to be in accordance with actual immediate cash requirements of the
Subrecipient in carrying out the purpose of this Contract.
B. The timing and amount of cash advances shall be as close as administratively feasible, not to exceed a 30 day
projection of the actual disbursements by the Subrecipient to direct program costs and the proportionate share of any
allowable indirect costs.
C. Subsection 4(A) notwithstanding, pursuant to §5.17 of the WAP State Rules, the Department reserves the right to use
a modified cost reimbursement method of payment for all funds, whereby reimbursement of costs incurred by a
Subrecipient is made only after the Department has reviewed and approved backup documentation provided by the
Subrecipient to support such costs for all funds if (1) Department determines that Subrecipient has maintained excess
cash balances; (2) Department identifies any deficiency in the cash controls or financial management system
maintained by Subrecipient; (3) Department identifies any deficiency in the quality of weatherization work performed
by Subrecipient; (4) Department determines that a modified cost reimbursement method would benefit the program;
(5) Department's funding sources require the use of a modified cost reimbursement method; or (6) Subrecipient fails
to comply with any of the reporting requirements of Section 10.
D. All funds paid to Subrecipient under this Contract are paid in trust for the exclusive benefit of the eligible dwelling
units of the weatherization assistance program and for the payment of the allowable expenditures identified in Section
8 of this Contract.
SECTION 6. COST PRINCIPLES AND ADMINISTRATIVE REQUIREMENTS
A. Except as expressly modified by law or the terms of this Contract, Subrecipient shall comply with the cost principles
and uniform administrative requirements set forth in the UGMS. All references therein to "local government" shall
be construed to mean Subrecipient.
B. Uniform cost principles for political subdivisions are set forth in Office of Management and Budget ("OMB")
Circular A-87 as implemented by 2 C.F.R. Part 225. Uniform administrative requirements for political subdivisions
are set forth in OMB Circular A-102. OMB Circular A-133 "Audits of States, Local Governments, and Non -Profit
Organizations," sets forth audit standards for governmental organizations and other organizations expending Federal
funds. The expenditure threshold requiring an audit under Circular A-133 is $500,000.
C. Notwithstanding any other provision of this Contract, Department shall only be liable to Subrecipient for costs
incurred -or performances rendered for activities specified in the WAP Act.
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SECTION 7. TERMINATION AND SUSPENSION
A. Department may terminate this Contract, in whole or in part, at any time Department determines that there is cause
for termination. Cause for termination includes but is not limited to Subrecipienfs failure to comply with any term of
this Contract. Department shall notify Subrecipient in writing no less than thirty (30) days prior to the date of
termination.
B. Nothing in this Section shall be construed to limit Department's authority to withhold payment and immediately
suspend this Contract if Department identifies possible instances of fraud, abuse, waste, fiscal mismanagement, or
other deficiencies in Subrecipient's performance. Suspension shall be a temporary measure pending either corrective
action by Subrecipient or a decision by Department to terminate this Contract.
C. Notwithstanding any exercise by Department of its right of termination or suspension, Subrecipient shall not be
relieved of any liability to Depaitment for damages by virtue of any breach of this Contract by Subrecipient.
Department may withhold any payment due to Subrecipient until such time as the exact amount of damages due to
Department is agreed upon or is otherwise determined in writing between parties.
D. Department shall not be liable for any costs incurred by Subrecipient after termination or during suspension of this
Contract.
E Notwithstanding any exercise by Department of its right of termination or suspension, Subrecipient shall not be
relieved of any liability to Department for damages by virtue of any breach of this Contract by Subrecipient.
F. Subrecipient's failure to expend the funds provided under this Contract in a timely manner may result in either the
termination of this Contract or Subrecipient's ineligibility to receive additional funding under WAP, or a reduction in
the original allocation of funds to Subrecipient.
SECTION 8. ALLOWABLE EXPENDITURES
A. The allowability of Subrecipienfs costs incurred in the performance of this Contract shall be determined in
accordance with the provisions of Sections 4 and 5 of this Contract and the regulations set forth in §440.18 of the
WAP Regulations, subject to the Iimitations and exceptions set forth in this Section.
B. To the maximum extent practicable, Subrecipient shall utilize funds provided under this Contract for the purchase of
weatherization materials. All weatherization measures installed must have an approved State of Texas Energy Audit
savings -to -investment ratio (SIR) of one or greater unless otherwise indicated as health and safety or incidental repair
items. Weatherization measures installed shall begin with those having the greatest SIR (on approved State of Texas
Energy Audit) and proceed in descending order to the measures with the smallest SIR or until the maximum
allowable per unit expenditures are achieved. Subrecipient shall weatherize eligible dwelling units using only
weatherization materials which meet or exceed the standards prescribed by DOE in Appendix A of Part 440 of the
WAP Regulations, State of Texas adopted International Residential Code (IRC) or jurisdictions authorized by State
law to adopt later editions.
Allowable WAP expenditures under this Contract include:
(1) the purchase and delivery of weatherization materials as defined in §440.3 of the WAP Regulations, but not to
include storm doors;
(2) labor costs for doors, primary windows and storm windows that will result in approved energy savings with SIR
of one or greater in accordance with §440.19 of the WAP Regulations;
weatherization materials and labor for heating and cooling system tune ups, repairs, modification, or
replacements if such will result in improved energy efficiency as demonstrated by SIR of one or better in the
approved State of Texas Energy Audit and, whenever available, heating and cooling systems must have an
Energy Star rating;
(3)
(4)
(5)
(6)
(7)
(8)
(9)
transportation of weatherization and repair materials, tools, equipment, and work crews to a storage site and to
the site of weatherization work;
maintenance, operation, and insurance of vehicles used to transport weatherization materials;
maintenance of tools and equipment;
purchase of tools, equipment, and vehicles (purchase of vehicles must be approved in advance by DOE);
employment of on -site supervisory personnel;
storage of weatherization materials, tools, and equipment;
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(10) incidental repairs (such as repairs to roofs, walls, floors, and other parts of a dwelling unit) if such repairs are
necessary for the effective performance or preservation of weatherization measures (If incidental repairs are
necessary to make the installation of the weatherization measures effective, the cost of incidental repair measures
charged to WAP funds awarded under this Contract shall not exceed the cost of weatherization measures
charged to WAP funds and shall have a whole house SIR of one (1) or greater on the approved State of Texas
Energy Audit.);
(11) allowable health and safety measures; and
(12) allowable base load reduction measures.
C. Health and Safety funds not expended may be moved to the labor, materials, and program support category. These
changes will require a contract action; therefore, Subrecipient must provide written notification to the Department at
least forty-five (45) days prior to the end of the Contract Tenn before these funds can be moved.
D. Administrative costs incurred by Subrecipient in performing this Contract are to be based on actual programmatic
expenditures and shall be allowed up to the amount outlined in the "Budget and Performance Statement" attached
hereto as Exhibit A Allowable administrative costs may include reasonable costs associated with Subrecipient's
administrative personnel, travel office space, equipment, and supplies which are necessary for the administration of
WAP. Administrative costs are earned based upon the allowable percentage of total allowable expenditures,
excluding the allowance for Department/DOE Training Travel or special equipment purchases. Subrecipient may use
any or all of the funds allowed for administrative purposes under this Contract for the purchase and delivery of
weatherization materials. These changes will require a contract action; therefore, Subrecipient must provide written
notification to the Department at least forty-five (45) days prior to the end of the Contract Term before these funds
can be moved.
The cost of liability insurance for the weatherization program for personal injury and for property damage, not to
exceed One Thousand and No/100 Dollars ($1,000.00) shall be an allowable WAP expenditure under the "Budget
and Performance Statement" attached hereto as Exhibit A.
F. Fiscal audit expenses for the weatherization program not to exceed Eight Hundred and No/100 Dollars ($800.00)
shall be allowed under the "Budget and Performance Statement" attached hereto as Exhibit A, subject to Section 14,
Procurement Standards
G. To the maximum extent practicable, Subrecipient shall secure the services of volunteers to weatherize dwelling units
under the direction of qualified supervisors.
SECTION 9 RECORD KEEPING REQUIREMENTS
A. Subrecipient shall comply with the record keeping requirements set forth at §440.24 of the WAP Regulations and
§5.22 of the WAP State Rules and with such additional record keeping requirements as specified herein by
Department.
B. For each dwelling unit weatherized with funds received from WAP under this Contract, Subrecipient shall maintain a
file containing the following information, including the following Department forms found in the Community Affairs
Division section of the Department's website at
http://www.tdhca.state.tx.us/community-affairs/wap/guidance.htm#forms:
(1)
Signed and completed Application for Weatherization Services indicating the ages of the residents, presence in
the household of children age five (5) or younger, Elderly Persons (60 years or older), as defined in the WAP
State Rules, and Persons with Disabilities as defined in the WAP State Rules. Date of Application for
Weatherization Services and associated documents must be within 12 months of the start date indicated on the
building weatherization report (BWR);
(2) Twelve month consumer billing history for utilities;
(3) Consumption disclosure release form (for access to consumption data for use in surveys and studies);
(4) Eligibility and Eligibility documentation:
a. Subrecipient shall utilize the following definition of income for this contract. Subrecipient should not
follow 10 T.A.C. §5.19 for client eligibility.
I. INCOME: Income means Cash Receipts earned and/or received by the applicant before taxes during
applicable tax year(s) but not the Income Exclusions listed below in Section C. Gross Income is to be used,
not Net Income.
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II. CASH RECEIPTS: Cash Receipts include the following:
i. money, wages and salaries before any deductions;
ii. net receipts from non -farm or farm self-employment (receipts from a person's own business or from
an owned or rented farm after deductions for business or farm expenses);
iii. regular payments from social security, railroad retirement, unemployment compensation, strike
benefits from union funds, worker's compensation, veteran's payments, training stipends, alimony,
and military family allotments;
iv. private pensions, government employee pensions (including military retirement pay), and regular
insurance or annuity payments;
v. dividend and/or interest;
vi. net rental income and net royalties;
vii. periodic receipts from estates or trusts;
viii net gambling or lottery winnings; and
ix. any other required by Federal Laws.
III INCOME EXCLUSIONS: The following Cash Receipts are not considered sources of income for the
purposes of determining applicant eligibility:
i. capital gains;
ii. any assets drawn down as withdrawals from a bank;
money received from the sale of a property, house, or car;
iv. one-time payments form a welfare agency to a family or person who is in temporary financial
difficulty;
v. tax refunds;
vi. gifts, loans, or lump -sum inheritances;
vii. college scholarships;
viii. one-time insurance payments, or compensation for injury;
ix. non -cash benefits, such as the employer -paid or union -paid portion of health insurance;
x. employee fringe benefits, food or housing received in lieu of wages;
xi. the value of food and fuel produced and consumed on farms;
xii. the imputed value of rent from owner -occupied non -farm or farm housing;
xiii. Depreciation for farm or business assets;
xiv. Federal non -cash benefit programs such as Medicare, Medicaid, Food Stamps, school lunches, and
housing assistance;
xv. combat zone pay to the military;
xvi. Child Support;
xvii. Reverse mortgages;
xviii. Payments for care of Foster Children; and
xix. Any other exclusion required by federal Law.
b. Documentation/verification of client income for the thirty (30) days preceding their application for all
household members eighteen (18) years and older, or Declaration of Income Statement (DIS) (if
applicable). In order to use the DIS form, each Subrecipient shall develop and implement a written policy
and procedure on the user of the form, including policies requiring a client statement of efforts to obtain
documentation of income with a notarized client signature; as outlined in §5.407(e) of the State Rules.
Proof of income documentation requirements are the same for both single and multifamily housing. All
proof of income must reflect earnings from within 12 months of the start date indicated on the Building
Weatherization Report (BWR).
c. No dwelling unit shall be weatherized without documentation that the dwelling unit is an eligible dwelling
unit as defined in §440.22 of the WAP Regulations.
(5) BWR to include certification of final inspection and Justification for Omission of Priorities if applicable;
(6) Invoices of materials purchased or inventory removal sheets;
(7) Invoices of labor;
(8) If a rental unit, Landlord Agreement form, Landlord Financial Participation form and Landlord Permission to
Perform Assessment & Inspections for Rental Units" form and all other landlord forms found in the Community
Affairs Division section of the Department's website at
http://www.tdhca.state.tx.us/community-affairs/wap/docs/10-WAPLandlord.pdf ;
(9) "Notice of Denial and Appeal Rights," if applicable;
(10) Signed and dated "Building Assessment" form, to include at a minimum, existing efficiencies of all heating and
cooling appliances;
(11) "Attic Inspection" form (local design allowed);
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(12)
(13)
(14)
(15)
(16)
(17)
(18)
(19)
(20)
(21)
(22)
(23)
(24)
"Wall Inspection" form (local design allowed);
Documentation of pre weatherization carbon monoxide readings for all combustible appliances;
Documentation of post weatherization carbon monoxide readings for all combustible appliances;
"Blower Door Performance Standards and Data Sheet";
"Duct Blower Data Sheet" (if applicable);
Refrigerator metering information;
Signed client "Refrigerator Replacement Form" (if applicable);
Completed, signed and dated "Priority List" form (if applicable);
A complete copy of the approved State of Texas Energy Audit (if applicable);
A complete "Energy Audit Data Collection Form" (local design allowed);
A complete electronic copy of the approved State of Texas Energy Audit;
Signed client receipt of the "Unified Weatherization Elements Notification Form" that includes Lead Hazard
information, identification of Mold Like Substance, and State Historical Preservation information; and
Signed client receipt of "Mold -Like Substance Notification and Release Form for Texas Weatherization
Programs".
C. For each multi -family project weatherized with funds received from WAP under this Contract, Subrecipient shall
maintain a master file containing the following information:
(1)
(2)
(3)
(4)
(5)
(6)
"Multifamily Project Building Data Checklist";
"Multifamily Project Completion Checklist";
"Landlord Permission to Perform an Assessment and Inspections for Rental Units";
"Landlord Agreement" form;
"Landlord Financial Participation Form", and
Significant Data Required in all Multifamily Projects
D. Materials standards documentation for weatherization material purchased under this Contract must be maintained.
These standards must meet the requirements according to Appendix A to Part 440 of the WAP Regulations.
Subrecipient shall give the federal and state funding agencies, the Comptroller General of the United States, and
Department access to and the right to reproduce all records pertaining to this Contract. All such records shall be
maintained for at least three years after final payment has been made and all other pending matters are closed and in
accordance with §§600.153 and 600.642 of the WAP Regulations. Subrecipient shall include the requirements of
this Subsection in all subcontracts.
F. All WAP records maintained by Subrecipient, except records made confidential by law, shall be available for
inspection by the public during Subrecipient's normal business hours to the extent required by the Texas Public
Information Act (Chapter 552 of the Texas Government Code).
G. All subrecipients must conduct a full household assessment addressing all possible allowable weatherization
measures.
SECTION 10. REPORTING REQUIREMENTS
A. Subrecipient shall electronically submit to Department no later than fifteen (15) days after the end of each month of
the Contract Term a Performance Report listing demographic information on all units completed in the previous
month and an Expenditure Report listing all expenditures of funds under this Contract during the previous month.
These reports are due even if Subrecipient has no new activity to report during the month. Both reports shall
be submitted electronically.
B. Subrecipient shall electronically submit to Department no later than forty-five (45) days after the end of the Contract
Term a final expenditure and programmatic report. The failure of Subrecipient to provide a full accounting of all
funds expended under this Contract may result in ineligibility to receive additional funds or additional contracts.
C. Subrecipient shall submit to Department no later than forty-five (45) days after the end of the Contract Term an
inventory of all vehicles, tools, and equipment with a unit acquisition cost of $5,000.00 or more and a useful life of
more than one year, if purchased in whole or in part with funds received under this or previous weatherization
assistance program Contracts. The inventory shall reflect the tools and equipment on hand as of the last day of the
Contract Term.
D. Subrecipient shall update the Previously Weatherized Units database no later than fifteen (15) days after the end of
each month of the contract for units weatherized under this Contract.
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Subrecipient shall submit other reports, data, and information on the performance of this Contract as may be required
by DOE pursuant to §440.25 of the WAP Regulations, by the U.S. Department of Health and Human Services, or by
Department.
F. If Subrecipient fails to submit, in a timely and satisfactory manner, any report or response required by this Contract,
including responses to monitoring reports, Department may withhold any and all payments otherwise due or
requested by Subrecipient hereunder. Payments may be withheld until such time as the delinquent report or response
is received by Department. If the delinquent report or response is not received within forty-five (45) days of its due
date, Department may suspend or terminate this Contract. If Subrecipient receives Weatherization Program funds
from the Department over two or more Contracts of subsequent terms, funds may be withheld or this Contract
suspended or terminated by Subrecipient's failure to submit a past due report or response (including a report of audit)
from a prior Contract Term.
G. Subrecipient shall provide the Department with a Data Universal Numbering System (DUNS) number and a Central
Contractor Registration (CCR) System number. The DUNS number must be provided in a document from Dun and
Bradstreet and the current CCR number must be submitted from a document retrieved from the
https://www.sam.gov/portal/public/SAM/ website. These documents must be provided to the Department prior to the
processing first payment to Subrecipient. Subrecipient shall maintain a current DUNS number and CCR number for
the entire Contract Term.
SECTION 11. CHANGES AND AMENDMENTS
A Any change, addition or deletion to the terms of this Contract required by a change in federal or state law or
regulation is automatically incorporated herein and is effective on the date designated by such law or regulation, so
long as the amendment request is submitted to the Department in writing and the Department approves it.
B. Except as specifically provided otherwise in this Contract, any changes, additions, or deletions to the terms of this
Contract shall be in writing and executed by both parties to this Contract. If any Party returns an executed copy by
facsimile machine or electronic transmission, the signing party intends the copy of its authorized signature printed by
the receiving machine or the electronic transmission, to be its original signature.
C. Written requests for Contract amendment must be received by the Department by no later than forty-five (45) days
prior to the end of the Contract Term.
SECTION 12. PROGRAM INCOME
Subrecipient shall account for and expend program income derived from activities financed in whole or in part with funds
provided under this contract in accordance with the Uniform Grant Management Standards Common Rule, §_.25, OMB
Circular A-102, Attachment, 2e.
SECTION 13. INDEPENDENT SUBRECIPIENT
It is agreed that Department is contracting with Subrecipient as an independent contractor.
SECTION 14. PROCUREMENT STANDARDS
A. Subrecipient shall comply with OMB Circular A-102, 10 C.F.R. §600.236(b-i) and 10 TAC §5.10.
B. Subrecipient may not use funds provided under this Contract to purchase personal property, equipment, goods, or
services with a unit acquisition cost (the net invoice unit price of an item of equipment) of more than $5,000 unless
Subrecipient has received the prior written approval of Department for such purchase.
C. Upon the termination or non -renewal of this Contract, Department may transfer title to any such property or
equipment having a useful life of one year or more or a unit acquisition cost (the net invoice unit price of an item of
equipment) of $5,000 or more to itself or to any other entity receiving Department funding.
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SECTION 15. SUBCONPI4ACTS
A. Subrecipient may not subcontract the primary performance of this Contract, including but not limited to expenditure
and performance reporting and drawing funds through the Community Affairs Contract System. Subrecipient may
subcontract for the delivery of client assistance without obtaining Department's prior approval. Any subcontract for
the delivery of client assistance will be subject to monitoring by the Department as per Section 20. Subrecipient shall
inspect all subcontractors' work and shall be responsible for ensuring that it is completed in a good and workmanlike
manner. Subrecipient shall make no payment to subcontractor until all work is complete and has passed a final
inspection.
B. In no event shall any provision of this Section 15, specifically the requirement that Subrecipient obtain Department's
prior written approval of a subcontractor, be construed as relieving Subrecipient of the responsibility for ensuring that
the performances rendered under all subcontracts are rendered so as to comply with all of the terms of this Contract,
as if such performances rendered were rendered by Subrecipient. Departments approval under this section does not
constitute adoption, ratification, or acceptance of Subrecipient's or subcontractor's performance hereunder.
Department maintains the right to monitor and require Subrecipient's full compliance with the terms of this Contract.
Departments approval under this Section does not waive any right of action which may exist or which may
subsequently accrue to Department under this Contract.
C. Every initial assessment, every approved State of Texas Energy Audit, and every final inspection is the sole
responsibility of the Subrecipient. Subrecipients may request in writing that the Department permit the Subrecipient
to subcontract the performance of assessments, audits and final inspections. The Department will review each request
separately to determine whether the request will be granted.
SECTION 16. AUDIT
A. Subrecipient shall arrange for the performance of an annual financial and compliance audit of funds received and
performances rendered under this Contract, subject to the following conditions and limitations:
(1) Subrecipients expending $500,000 or more in total Federal awards or $500,000 in total state financial assistance
shall have an audit performed in accordance with the Single Audit Act Amendments of 1996, 31 U.S.C. 7501
and OMB Circular No. A-133, "Audits of States, Local Governments, and Non -Profit Organizations" issued
June 30, 1997. For purposes of Section 16, "federal financial assistance means assistance provided by a federal
agency in the form of grants, contracts, loans, loan guarantees, property, cooperative agreements, interest
subsidies, insurance or direct appropriations, or other assistance, but does not include amounts received as
reimbursement for services rendered to individuals in accordance with OMB guidelines. The term includes
awards of federal financial assistance received directly from federal agencies, or indirectly through other units of
state and local government.
(2)
(3)
Subrecipient may utilize funds budgeted under this Contract to pay for that portion of the cost of such audit
services properly allocable to the activities funded by Department under this Contract.
Subrecipient shall submit two (2) copies of such audit report and any associated management letter to
Departments Compliance and Asset Oversight Division within the earlier of thirty (30) days after receipt of the
auditor's report(s), or nine (9) months after the end of the audit period. Subrecipient shall make the audit report
available for public inspection within thirty (30) days after receipt of the audit report(s). Audits performed under
this Section 16 are subject to review and resolution by Department or its authorized representative. Subrecipient
shall submit such audit report to the Federal clearinghouse designated by OMB in accordance with OMB A-133.
(4) The audit report must include verification of all expenditures by budget category, in accordance with the
"Budget and Performance Statement" attached as Exhibit A to this Contract.
B. The cost of auditing services for a Subrecipient expending less than $500,000 in total Federal awards per fiscal year
is not an allowable charge under Federal awards.
C. Subsection A of this Section 16 notwithstanding, Department reserves the right to conduct an annual financial and
compliance audit of funds received and performances rendered under this Contract. Subrecipient agrees to permit
Department or its authorized representative to audit Subrecipient's records and to obtain any documents, materials, or
information necessary to facilitate such audit. -
D. Subrecipient understands and agrees that it shall be liable to Department for any costs disallowed pursuant to
financial and compliance audit(s) of funds received under this Contract. Subrecipient further understands and agrees
that reimbursement to Department of such disallowed costs shall be paid by Subrecipient from funds which were not
provided or otherwise made available to Subrecipient under this Contract.
Page 8 of 21
E. Subsection A of this Section 16 notwithstanding, Subrecipients expending less than $500,000 in Federal financial
assistance may arrange for the performance of an annual financial statement audit. Such audit should include
verification as required in Subsection 16(A)(4) of this section.
F. Subrecipient shall take such action to facilitate the performance of such audit or audits conducted pursuant to this
section as Department may require of Subrecipient.
G. Subrecipient shall procure audit services through an open, competitive process at least once every five years. The
auditor shall retain working papers and reports for a minimum of three years after the date of issuance of the auditor's
report to the auditee. Audit working papers shall be made available upon request to Department at the completion of
the audit, as a part of a quality review, to resolve audit findings, or to carry out oversight responsibilities consistent
with the purposes of this part Access to working papers includes the right to obtain copies of working papers, as is
reasonable and necessary.
H. For any fiscal year ending within or immediately after the Contract Term, Subrecipient must submit an "Audit
Certification Form (available from the Department) within sixty (60) days after the Subrecipient's fiscal year end.
SECTION 17. MANAGEMENT OF EQUIPMENT AND INVENTORY
A. Subrecipient acknowledges that any vehicles, tools, and equipment with a unit acquisition cost of $5,000 or more and
a useful life of more than one year, if purchased in whole or in part with funds received under this or previous
weatherization assistance program Contracts, are not assets of either the Subrecipient or the Department but are held
in trust for the Weatherization Assistance Program and as such are assets of the Weatherization Assistance Program
Any equipment, tools, or vehicles having a useful life of more than one year and an acquisition cost of $5,000 or
more per unit must receive prior approval from the Department before the purchase is made.
B. Subrecipient shall develop and implement a property management system, which conforms to the uniform
administrative requirements referenced in Section 6. Subrecipient shall not use, transfer, or dispose of any property
acquired in whole or in part with funds provided under this or a previous weatherization assistance program Contract
except in accordance with its own property management system.
C. Upon termination or non -renewal of this Contract, the Department may transfer the title of equipment to a third party
named by the Department. Such a transfer shall be subject to the following standards:
(1) The equipment shall be appropriately identified in the award or otherwise made known to the recipient in
writing.
(2) The Department will issue disposition instructions after receipt of final inventory.
D. Subrecipient shall establish adequate safeguards to prevent loss, damage, or theft of property acquired hereunder and
shall promptly report to Department any loss, damage, or theft of property with an acquisition cost of five thousand
and no/100 dollars ($5,000) or more.
In addition to the inventory of tools and equipment required under Section 10, Subrecipient shall take a physical
inventory of all WAP materials and shall reconcile the results with its property records at least once every year. Any
differences between quantities determined by the inventory and those shown in the property records shall be
investigated by Subrecipient to determine the cause of the difference.
SECTION 18. BONDING AND INSURANCE REQUIREMENTS
A. If Subrecipient will enter in to a contract for weatherization activities with a third -party in the amount of $25,000 or
greater, Subrecipient must execute with the contractor a payment bond in the full amount of the contract. If the
Subrecipient enters into a contract with a prime contractor in excess of $100,000, a performance bond in the full
amount of the contract is also required. These bonds must be executed by a corporate surety authorized to do
business in Texas, a list of which may be obtained from the State Insurance Department. Such assurances of
completion will run to the Department as obligee and must be documented prior to the start of weatherization
activities.
Page 9 of 21
B. Subrecipient shall maintain adequate personal injury and property damage liability insurance. Subrecipient is
encouraged to obtain pollution occurrence insurance in addition to the general liability insurance. Generally, regular
liability insurance policies do not provide coverage for potential effects of many health and safety measures, such as
lead disturbances and other pollution occurrence items. Subrecipient should review existing policies to determine if
lead contamination is covered. If it is not, Subrecipient should consider securing adequate coverage for all
construction projects. Additional liability insurance costs may be paid from administrative funds.
C. Subrecipient should consider securing adequate coverage for all units to be weatherized. The Department strongly
recommends the Subrecipient require their contractors to carry pollution occurrence insurance to avoid being liable
for any mistakes the contractors may make. Each Subrecipient should get a legal opinion regarding the best course to
take for implementing the pollution occurrence insurance coverage.
D. Subrecipients must also require all contracting independent subcontractors to have general liability insurance. If
pollution occurrence insurance is elected by the Subrecipient, this insurance coverage must apply for its independent
subcontractors or the independent subcontractors must obtain the coverage.
SECTION 19. LITIGATION AND CLAIMS
Subrecipient shall give Department immediate written notice of any claim or action filed with a court or administrative
agency against Subrecipient and arising out of the performance of this Contract or any subcontract hereunder. Subrecipient
shall furnish to Department copies of all pertinent papers received by Subrecipient with respect to such action or claim.
SECTION 20. TECIINICAL ASSISTANCE AND MONITORING
A. Department may issue technical guidance to explain the rules and provide directions on the terms of this Contract.
Installation of weatherization materials shall be in accordance with the Material Installation Standards Manual.
B. Department or its designee may conduct on and off -site monitoring and evaluation of Subrecipient's compliance with
the terms of this Contract. Department's monitoring may include a review of the efficiency, economy, and efficacy of
Subrecipient's performance. Department will notify Subrecipient in writing of any deficiencies noted during such
monitoring. Department may provide training and technical assistance to Subrecipient in correcting the deficiencies
noted. Department may require corrective action to remedy deficiencies noted in Subrecipient's accounting,
personnel, procurement, and management procedures and systems in order to comply with State or Federal
requirements. Department may conduct follow-up visits to review the previously noted deficiencies and to assess the
Subrecipient's efforts made to correct them. Repeated deficiencies may result in disallowed costs. Department may
terminate or suspend this Contract or invoke other remedies Depaitalent determines to be appropriate in the event
monitoring reveals material deficiencies in Subrecipient's performance, or Subrecipient fails to correct any deficiency
within a reasonable period of time, as determined by the Department. Department or its designee may conduct an
ongoing program evaluation throughout the Contract Term.
SECTION 21. LEGAL AUTHORITY
A. Subrecipient assures and guarantees that it possesses the legal authority to enter into this Contract, to receive and
manage the funds authorized by this Contract, and to perform the services Subrecipient has obligated itself to perform
hereunder. The execution, delivery, and performance of this Contract will not violate Subrecipient's constitutive
documents or any requirement to which Subrecipient is subject and represents the legal, valid, and binding agreement
of Subrecipient, enforceable in accordance with its terms.
The person signing this Contract on behalf of Subrecipient hereby warrants that he/she has been authorized by
Subrecipient to execute this Contract on behalf of Subrecipient and to validly and legally bind Subrecipient to all
terms, provisions and performances herein.
C. Department shall have the right to suspend or terminate this Contract if there is a dispute as to the legal authority of
either Subrecipient or the person signing this Contract on behalf of Subrecipient, to enter into this Contract or to
render performances hereunder. Subrecipient is liable to Department for any money it has received from Department
for performance of the provisions of this Contract, if the Department has terminated this Contract for reasons
enumerated in this Section 21.
Page 10 of 21
SECTION 22. COMPLIANCE WITH LAWS
A. FEDERAL STATE AND LOCAL LAW. Subrecipient shall comply with the WAP Act, WAP Regulations, any
applicable Office of Management and Budget (OMB) Circulars, the Texas DOE WAP State Plan; the WAP State
Rules, and all federal, state, and local laws and regulations applicable to the performance of this Contract.
B. DRUG -FREE WORKPLACE ACT OF 1988. The Subrecipient affirms by signing this Contract that it is
implementing the Drug -Free Workplace Act of 1988.
C. PRO -CHILDREN ACT OF 1994. Subrecipient shall follow the requirements of the Pro -Children Act of 1994, (20
U.S.C. Sec. 6081 et seq.) which requires that smoking not be permitted in any portion of any indoor facility owned or
leased or contracted by an entity and used routinely or regularly for the provision of health, day care, education, or
library services to children under the age of 18 if the services are funded by Federal programs either directly or
through States or local governments by Federal grant, contract, loan or loan guarantee.
D. LIMITED ENGLISH PROFICIENCY (LEP). Subrecipients must provide program applications, forms, and
educational materials in English, Spanish, and any appropriate language, based on the needs of the service area and in
compliance with the requirements in Executive Order 13166 of August 11, 2000. To ensure compliance, the
Subrecipient must take reasonable steps to insure that persons with Limited English Proficiency have meaningful
access to the program. Meaningful access may entail provide language assistance services, including oral and written
translation, where necessary.
SECTION 23. PREVENTION OF FRAUD AND ABUSE
A. Subrecipient shall establish, maintain, and utilize internal control systems and procedures sufficient to prevent,
detect, and correct incidents of waste, fraud, and abuse in the WAP and to provide for the proper and effective
management of all program and fiscal activities funded by this Contract Subrecipient's internal control systems and
all transactions and other significant events must be clearly documented and the documentation made readily
available for review by Department.
Subrecipient shall give Department complete access to all of its records, employees, and agents for the purpose of
monitoring or investigating the WAP. Subrecipient shall fully cooperate with Department's efforts to detect,
investigate, and prevent waste, fraud, and abuse. Subrecipient shall immediately notify the Department of any
identified instances of waste, fraud, or abuse.
C. Subrecipient may not discriminate against any employee or other person who reports a violation of the terms of this
Contract or of any law or regulation to Department or to any appropriate law enforcement authority, if the report is
made in good faith.
SECTION 24. CERTIFICATION REGARDING UNDOCUMENTED WORKERS
Pursuant to Chapter 2264 of the Texas Govemment Code, by execution of this Contract, Subrecipient hereby certifies that
Subrecipient/Local Operator, or a branch, division, or department of Subrecipient does not and will not knowingly employ
an undocumented worker, where "undocumented worker" means an individual who, at the time of employment, is not
lawfully admitted for permanent residence to the United States or authorized under law to be employed in that manner in
the United States. If, after receiving a public subsidy, Subrecipient, or a branch, division, or department of Subrecipient is
convicted of a violation under 8 U.S.C. Section 1324a(f), Subrecipient shall repay the public subsidy with interest, at a
rate of five percent (5%) per annum, not later than the 120th day after the date the Department notifies Subrecipient of the
violation.
SECTION 25. CONFLICT OF INTEREST/NEPOTISM
A. Subrecipient shall maintain written standards of conduct governing the performance of its employees engaged in the
award and administration of contracts.
B. No employee, officer, or agent of Subrecipient shall participate in the selection, award, or administration of a contract
supported by federal funds if a real or apparent conflict of interest would be involved. Such a conflict would arise
when the employee, officer, or agent, any member of his or her immediate family, his or her partner, or an
organization which employs or is about to employ any of the parties indicated herein, has a financial or other interest
in the firm selected for an award.
Page 11 of 21
C. The officers, employees, and agents of the Subrecipient shall neither solicit nor accept gratuities, favors, or anything
of monetary value from contractors, or parties to subagreements. Subrecipients may set standards for situations in
which the financial interest is not substantial or the gift is an unsolicited item of nominal value. The standards of
conduct shall provide for disciplinary actions to be applied for violations of such standards by officers, employees, or
agents of the Subrecipient.
D. Subrecipients who are local governmental entities shall, in addition to the requirements of this Section, follow the
requirements of Chapter 171 of the Local Government Code regarding conflicts of interest of officers of
municipalities, counties, and certain other local governments.
E Failure to maintain written standards of conduct and to follow and enforce the written standards is a condition of
default under this Contract and may result in termination of the Contract or deobligation of funds.
SECTION 26. POLITICAL ACTIVITY PROHIBITED
A. Funds provided under this Contract shall not be used for influencing the outcome of any election, or the passage or
defeat of any legislative measure This prohibition shall not be construed to prevent any official or employee of
Subrecipient from furnishing to any member of its governing body upon request, or to any other local or state official
or employee or to any citizen information in the hands of the employee or official not considered under law to be
confidential information. Any action taken against an employee or official for supplying such information shall
subject the person initiating the action to immediate dismissal from employment.
B. Funds provided under this Contract may not be used directly or indirectly to hire employees or in any other way fund
or support candidates for the legislative, executive, or judicial branches of govemment of Subrecipient, the State of
Texas, or the government of the United States.
SECTION 27. NON-DISCRIMINATION AND EQUAL OPPORTUNITY
A. A person shall not be excluded from participation in, be denied the benefits of, be subjected to discrimination under,
or be denied employment in the administration of or in connection with any program or activity funded in whole or in
part with funds made available under this Contract, on the grounds of race, color, religion, sex, national origin, age,
disability, political affiliation or belief.
B. Subrecipient agrees to carry out an Equal Employment Opportunity Program in keeping with the principles as
provided in President's Executive Order 11246 of September 24, 1965.
C. Subrecipient will include the substance of Section 27 in all subcontracts.
SECTION 28. CERTIFICATION REGARDING CERTAIN DISASTER RELIEF CONTRACTS
The Department may not award a Contract that includes proposed financial participation by a person who, during the five
year period preceding the date of this Contract, has been convicted of violating a federal law in connection with a contract
awarded by the federal govemment for relief, recovery, or reconstruction efforts as a result of Hurricane Rita, as defined
by Section 39.459, Utilities Code, Hurricane Katrina, or any other disaster occurring after September 24, 2005; or assessed
a penalty in a federal, civil or administrative enforcement action in connection with a contract awarded by the federal
government for relief, recovery, or reconstruction efforts as a result of Hurricane Rita, as defined by Section 39.459,
Utilities Code, Hurricane Katrina, or any other disaster occurring after September 24, 2005.
By execution of this Contract, the Subrecipient/Local Operator hereby certifies that it is eligible to participate in this
Program and acknowledges that this Contract may be terminated and payment withheld if this certification is inaccurate.
SECTION 29. TRAINING AND TECHNICAL ASSISTANCE FUNDS
A. Training and technical assistance funds shall be used for State sponsored, DOE sponsored, and other relevant
workshops and conferences provided the agenda includes topics directly related to administering WAP in accordance
with §5.532 of the WAP State Rules.
B. Travel funds are to be used only for Department -approved training events. Subrecipient shall adhere to OMB
Circular A-87 and either its board -approved travel policy, or in the absence of such a policy, the State of Texas travel
policies.
SECTION 30. MAINTENANCE OF EFFORT
Funds provided to Subrecipient under this Contract may not be substituted for funds or resources from any other source,
nor may they in any way serve to reduce the funds or resources, which would have been available to or provided through
Subrecipient, had this Contract never been executed.
Page 12 of 21
SECTION 31. DEBARRED AND SUSPENDED PARTIES
By signing this Contract, Subrecipient certifies that neither it nor its current principle parties are included in the Excluded
Parties List System (EPLS) maintained by the General Services Administration (GSA). Subrecipient also certifies that it
will not award any funds provided by this Contract to any party that is debarred, suspended, or otherwise excluded from or
ineligible for participation in federal assistance programs under Executive Order 12549. Subrecipient agrees that prior to
entering into any agreement with a potential subcontractor that the verification process to comply with this requirement
will be accomplished by checking the System for Award Management (SAM) at www.sam.gov and including a copy of the
results in its project files.
SECTION 32. NO WAIVER
No right or remedy given to Department by this Contract shall preclude the existence of any other right or remedy, nor hall
any action taken in the exercise of any right or remedy be deemed a waiver of any other right or remedy. The failure of
Department to exercise any right or remedy on any occasion shall not constitute a waiver of Departments right to exercise
that or any other right or remedy at a later time.
SECTION 33. ORAL AND WRITTEN AGREEMENTS
A. All oral and written agreements between the parties relating to the subject matter of this Contract have been reduced
to writing and are contained in this Contract.
B. The attachments enumerated and denominated below are a part of this Contract and constitute promised performances
under this Contract:
(1) Exhibit A, Budget and Performance Statement
(2) Exhibit B, Certification Regarding Lobbying for Contracts, Grants, Loans, and Cooperative Agreements
(3) Exhibit C, PRWORA Requirements
(4) Exhibit D, Documentation of Disability
SECTION 34. SEVERABILITY
If any section or provision portion of this Contract is held to be invalid or unenforceable by a court of competent
jurisdiction, the remainder of it shall remain valid and binding.
SECTION 35. HISTORICAL PRESERVATION
Prior to the expenditure of Federal funds to alter any structure or site, the Subrecipient is required to comply with the
requirements of Section 106 of the National Historic Preservation Act (16 U.S.C. 470) (NHPA). The Department has
provided guidance through the best practice document posted on the Department's website at
http://www.tdhca.state.tx.us/community-affairs/wap/docs/WAP-BP-HistoricPresFlowchart pdf.
SECTION 36. USE OF ALCOHOLIC BEVERAGES
Funds provided under this Contract may not be used for the payment of salaries to any Subrecipient's employees who use
alcoholic beverages while on active duty, for travel expenses expended for alcoholic beverages, or for the purchase of
alcoholic beverages.
SECTION 37. APPEALS PROCESS
In compliance with the WAP Act, Subrecipient must provide an opportunity for a fair administrative hearing to individuals
whose application for assistance is denied, terminated or not acted upon in a timely manner. Subrecipient must establish a
denial of service complaint procedure in accordance with §5.505 the State WAP Rules.
SECTION 38. SPECIAL CONDITIONS
Subrecipient shall accept applications for WAP benefits at sites that are geographically accessible to all households in the
service area. Subrecipient shall provide elderly and disabled individuals the means to submit applications for WAP
benefits without leaving their residence or by securing transportation for them to the sites that accept such applications.
Page 13 of 21
SECTION 39. FORCE MAJURE
If the obligations are delayed by the following, an equitable adjustment will be made for delay or failure to perform
hereunder:
A. Any of the following events: (i) catastrophic weather conditions or other extraordinary elements of nature or acts of
God; (ii) acts of war (declared or undeclared), (iii) acts of terrorism, insurrection, riots, civil disorders, rebellion or
sabotage; and (iv) quarantines, embargoes and other similar unusual actions of federal, provincial, local or foreign
Governmental Authorities; and
B. The non -performing party is without fault in causing or failing to prevent the occurrence of such event, and such
occurrence could not have been circumvented by reasonable precautions and could not have been prevented or
circumvented through the use of commercially reasonable alternative sources, workaround plans or other means.
SECTION 40. TIME IS OF THE ESSENCE
Time is of the essence with respect to Subrecipient's compliance with all covenants, agreements, terms and conditions of
this Contract.
SECTION 41. COUNTERPARTS AND FACSIMILIE SIGNATURES
This Contract may be executed in one or more counterparts each of which shall be deemed an original but all of which
together shall constitute one and the same instrument. Signed signature pages may be transmitted by facsimile or other
electronic transmission, and any such signature shall have the same legal effect as an original.
SECTION 42. NUMBER, GENDER
Unless the context requires otherwise, the words of the masculine gender shall include the feminine, and singular words
shall include the plural.
SECTION 43. NOTICE
A. If notice is provided concerning this Contract, notice may be given at the following (herein referred to as "Notice
Address"):
As to Department:
1hXAS DEPARTMENT OF HOUSING AND COMMUNITY AFFAIRS
P. O. Box 13941
Austin, Texas 78711-3941
Attention: Michael De Young
Telephone: (512) 475-2125
Fax: (512) 475-3935
michael.deyoung@tdhca.state.tx.us
As to Subrecipient:
City of Fort Worth
4200 S. Freeway Ste. 2200
Fort Worth, TX 76115
Attention: Susan Alanis, Assistant City Manager
Telephone: (817) 392-8180 Fax: (817) 392-6134 Email* susan.alanis(nfortworthtexas.gov
All notices or other communications hereunder shall be deemed given when delivered, mailed by overnight service,
or five days after mailing by certified or registered mail, postage prepaid, retum receipt requested, addressed to the
appropriate Notice Address as defined in the above Subsection A of this Section 43.
Page 14 of 21
SECTION 44 VENUE AND JURISDICTION
This Contract is delivered and intended to be performed in the State of Texas. For purposes of litigation pursuant to this
Contract, venue shall lie in Travis County, Texas.
EXECUTED to be effective on: 2/1/2014
City of Fort Worth
a political subdivision of the State of Texas
By: Susan Alanis
Title: Assistant City Manager
Date: March 3, 2014 3:51 pm
TEXAS DEPARTMENT OF HOUSING AND COMMUNITY AFFAIRS,
a public and official agency of the State of Texas
By: Timothy IC Irvine
Title: Its duly authorized officer or representative
Date: March 5, 2014 3:19 pm
Page 15 of 21
TEXAS DEPARTMENT OF HOUSING AND COMMUNITY AFFAIRS
DEPARTMENT OF ENERGY CONTRACT NO. 56110001896
PERIOD FEBRUARY 1, 2014 THROUGH MARCH 31, 2014
APPROVED AS TO FORM AND LEGALITY:
Tyler Wallat
Assistant ity Attorney
ATTEST:
ar ' J. Kay
City Secretary
M&C C-26669
Dated: February 18, 2014
CITY OF FORT WORTH
By: Susan Alanis (signed electronically -see attached contract)
Title: Assistant City manager
Date: March 3, 2014
TEXAS DEPARTMENT OF HOUSING AND COMMUNITY AFFAIRS
By: Timothy K. Irvine (signed electronically -see attached contract)
Title: Its duly authorized officer or representative
Date: March 5, 2014
rOFFICIAL RECORD
CITY SECRETARY
G�`;ii WORTI' TX
TEXAS DEPARTMENT OF HOUSING AND COMMUNITY AFFAIRS
CON TRACT NUMBER 56110001896 FOR THE FY 2013
DOE WEATHERIZATION ASSISTANCE PROGRAM (CFDA# 81.042)
EXHIBIT A
BUDGET AND PERFORMANCE STATEMENT
City of Fort Worth,
a political subdivision of the State of Texas
DEPARTMENT FINANCIAL OBLIGATIONS
$ 57,791.00 DOE WAP FUNDS CURRENTLY AVAILABLE
$ 8,000.00 TRAINING & TECHNICAL ASSISTANCE FUNDS CURRENTLY AVAILABLE
$ 57,791.00 TOTAL ANTICIPATED DOE WAP FUNDS
$ 8,000.00 TOTAL ANTICIPATED TRAINING & TECHNICAL ASSISTANCE FUNDS
Additional funds may be obligated via Amendment(s). Funds may only be obligated and expended during the current
Contract Term. Unexpended fund balances will be recaptured.
BUDGET FOR AVAILABLE ALLOCATIONS
CATEGORIES FUNDS
Liability Insurance $ 1,000.00
Fiscal Audit $ 800.00
Materials / Program Support / Labor $ 44,793.00
Health and Safety $ 11,198.00
SUB -TOTAL $ 57,791.00
Training and Technical Assistance $ 8,000.00
TOTAL $ 65,791.00
Page 16 of 21
FOOTNOTES TO BUDGET FOR AVAILABLE ALLOCATIONS;
Denotes that the Subrecipient must request in writing any amendment needed to a budget category before TDHCA
will make any amendments. The only categories that can be reduced are the Administration, Insurance, Fiscal Audit,
Training and Technical Assistance and/or the Health and Safety categories. Subrecipients are limited to two (2)
requested budget amendments during the current Contract Term. Only those written request(s) from the
subrecipients received at least forty-five (45) days prior to the end of the Contract Term will be reviewed.
TDHCA may decline to review written requests received during the final forty-five (45) days of the Contract
Term.
Denotes maximum dollar amount permitted for administration based on 0.00% of the total allowable expenditures
excluding travel for training.
Denotes maximum $1,000 for liability insurance.
Denotes the maximum allowed for Health and Safety expenditures.
Department approved training / travel only. The Department must pre -approve any training and travel expenses.
Page 17 of 21
PERFORMANCE
Subrecipienfs service area consists of the following Texas counties:
TARRANT
Work orders must be submitted to weatherization contractors no later than March 31, 2014 for any weatherization
activities to be completed under this Contract. All weatherization activities including final inspection must be completed
no later than April 30, 2014.
Subrecipient may incur costs associated with the closeout of this Contract. These activities include but are not limited to:
payment of invoices, and quality assurance activities for a period no to exceed 45 days from the end of the Contract Term
defined in Section 2 of this Contract.
These costs shall be reported on the fmal report described in Section 10 of this Contract.
Subrecipient shall provide weatherization program services sufficient to expend the Contract funds during the Contract
Term. WAP costs per unit (materials, labor, and program support), excluding health and safety expenses, shall not exceed
$6,904.00 total cost per unit without prior written approval from the Department. The cumulative total cost per unit
(materials, labor, and program support), shall not exceed the maximum allowable by end of the Contract Term.
Page 18 of 21
TEXAS DEPARTMENT OF HOUSING AND COMMUN' ITY AFFAIRS
CONTRACT NO. 56110001896 FOR THE FY 2013
DOE WEATHERIZATION ASSISTANCE PROGRAM (CFDA# 81.042)
EXHIBIT B
CERTIFICATION REGARDING LOBBYING FOR
CONTRACTS, GRANTS, LOANS, AND COOPERATIVE AGREEMENTS
City of Fort Worth,
a political subdivision of the State of Texas
The undersigned certifies, to the best of its knowledge and belief, that:
1. No federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person
for influencing or attempting to influence an officer or employee of an agency, a member of congress, an officer
or employee of congress, or an employee of a member of congress in connection with the awarding of any
federal contract, the making of any federal grant, the making of any federal loan, the entering into of any
cooperative agreement, or modification of any federal contract, grant, loan, or cooperative agreement.
2. If any funds other than federal appropriated funds have been paid or will be paid to any person for influencing or
attempting to influence an officer or employee of any agency, a member of congress, an officer or employee of
congress, or an employee of a member of congress in connection with this federal contract, grant, loan, or
cooperative agreement, the undersigned shall complete and submit standard form -LLL, "Disclosure Form to
Report Lobbying", in accordance with its instructions.
3. The undersigned shall require that the language of this certification be included in the award documents for all
sub -awards at all tiers (including subcontracts, sub -grants, and contracts under grants, loans, and cooperative
agreements) and that all sub -recipients shall certify and disclose accordingly.
This certification is material representation of fact on which reliance was placed when this transaction was made or
entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by
Section 1352, Title 31, U.S.C. Any person who fails to file the required certification shall be subject to a civil penalty of
not less than $10,000 and not more than $100,000 for each such failure.
City of Fort Worth
a political subdivision of the State of Texas
By: Susan Alanis
Title: Assistant City Manager
Date: March 3, 2014 3:51 pm
Page 19 of 21
TEXAS DEPARTMENT OF HOUSING AND COMMUN'ITY AFFAIRS
CON TRACT NO. 56110001896 FOR THE FY 2013
DOE WEATHERIZATION ASSISTANCE PROGRAM (CFDA# 81.042)
EXHIBIT C
PRWORA REQUIREMENTS
City of Fort Worth,
a political subdivision of the State of Texas
If an individual is applying for WAP funds, a Subrecipient must verify that the individual applying for WAP funds is a
qualified recipient for funding under the Personal Responsibility and Work Opportunity Act of 1996, ("PRWORA"), Pub.
L 104-193, 110 Stat. 2105, codified at 8 U.S.C. § 1601 et seq., as amended by the Omnibus Appropriations Act, 1997,
Pub L 104-208.
To ensure that a non -qualified applicant does not receive "federal public benefits," a unit of general purpose government
that administers "federal public benefit programs" is required to determine, and to verify, the individual's alienage status
before granting eligibility. .(8 U.S.C. §1642 (a) and (b)) Subrecipient must use the SAVE verification system to verify
and document qualified alien eligibility.
An exception to the requirement of verification of alienage status applies when the applicant's eligibility is determined by
a non-profit charitable organization. To be eligible for this exemption, an organization must be both "nonprofit" and
"charitable." An organization is "nonprofit" if it is organized and operated for purposes other than making gains or profits
for the organization, its member or its shareholders, and is precluded from distributing any gains or profits to its members
or shareholders. An organization is "charitable" if it is organized and operated for charitable purposes. The term
"charitable" should be interpreted in its generally accepted legal sense as developed by judicial decisions. It includes
organizations dedicated to relief of the poor and distressed or the underprivileged, as well as religiously -affiliated
organizations and educational organizations. (Federal Register on November 17, 1997 at 62 Fed. Reg. 61344)
Page 20 of 21
TEXAS DEPARTMENT OF HOUSING AND COMMUNITY AFFAIRS
CON I RACT NO. 56110001896 FOR THE FY 2013
DOE WEATHERIZATION ASSISTANCE PROGRAM (CFDA# 81.042)
EXHIBIT D
DOCUMENTATION OF DISABILITY
City of Fort North ,
a political subdivision of the State of Texas
1. All WAP repairs, purchases and/or replacements of heating/cooling units are allowable only for eligible units for
which a whole house assessment has been completed and either health and safety issues documented or an Energy
Audit showing a Savings -to -Investment Ratio of 1 or greater for the repair, purchase and/or replacement has been
completed. No other reason for repair, purchase and/or replacements, including medical reasons, shall be accepted.
Under NO CIRCUMSTANCES should clients' medical information be collected or kept by Subrecipients.
Except if required by federal law, documentation of disability must NOT include protected health information as
defined in the Texas Health and Safety Code, Subtitle I, Chapter 181.
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Official site of . he
of, Fort. Worth Texas
DATE:
CODE:
SUBJECT:
COUNCIL ACTION: Approved on 2/18/2014 - Ordinance No. 21128-02-2014
LOG NAME:
PUBLIC
HEARING:
Authorize Acceptance of a Grant from the Texas Department of Housing and Community
Affairs for the 2014 U.S. Department of Energy Weatherization Assistance Program Up to
$300,000.00, Authorize Related Contracts, Authorize Waiver of Indirect Costs and Adopt
Appropriation Ordinance (ALL COUNCIL DISTRICTS)
2/18/2014 REFERENCE NO.:
C TYPE:
**C-26669
CONSENT
80TDHCA-DOE
2014
NO
RECOMMENDATION:
It is recommended that the City Council:
1. Authorize acceptance of U.S. Department of Energy Weatherization Assistance Program grant
funds from the Texas Department of Housing and Community Affairs for the 2014 Weatherization
Assistance Program up to $300,000.00;
2. Authorize the execution of related contracts, including any amendments, extensions and renewals,
in accordance with City policies and regulations, with the Texas Department of Housing and
Community Affairs for the grant funds for program year January 1, 2014 through December 31, 2014;
3. Authorize a waiver by the City of indirect costs; and
4. Adopt the attached appropriation ordinance increasing estimated receipts and appropriations in
the Grants Fund in the amount of $300,000.00, subject to receipt of the grant.
DISCUSSION:
The Texas Department of Housing and Community Affairs (TDHCA) operates the Weatherization
Assistance Program (WAP) with funds from the U.S. Department of Energy (DOE) and the U.S.
Department of Health and Human Services Low Income Home Energy Assistance Program
(LIHEAP). WAP is designed to help low income customers control their energy costs through
installation of weatherization materials and education. The WAP is administered through sub
recipients, such as the City. The City has administered the WAP since 1982, The TDHCA has
recently informed the City that DOE funding is now available for the 2014 WAP. This funding is in
addition to the existing 2014 LIHEAP (M&C C-26600) grant funds provided by the TDHCA, which
may total up to $2,000,000.00. The WAP services low-income residents in Tarrant County by
weatherizing their homes. Weatherization measures include attic insulation, weather-stripping,
caulking, repair and/or replacement of windows and doors and other minor repairs. Administrative
costs are restricted to ten percent based on the total allowable expenditures for the WAP.
Under the current grant, the City has weatherized approximately 250 houses in Tarrant County. With
this grant, the Parks and Community Services Department staff will target 300 houses in Fort Worth
and Tarrant County.
A waiver by the City of indirect costs will maximize program benefits.
This program services ALL COUNCIL DISTRICTS.
FISCAL INFORMATION/CERTIFICATION:
The Financial Management Services Director certifies that upon approval of the above
Ittp://apps.cfwnet.org/council packet/mc review.asp?LU=19471&councildate=2/18/2014
1/7/7014
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recommendations and adoption of the attached appropriation ordinance, funds will be available in the
current operating budget, as appropriated, of the Grants Fund.
TO Fund/Account/Centers
GR76 488954 080200701000 $300.000.00
GR76 5XXXXX 080200701X00X $300,000.00
FROM Fund/Account/Centers
Submitted for Citv Manager's Office bv: Susan Alanis (8180)
Originating Department Head: Richard Zavala (5704)
Additional Information Contact: Sonia Singleton (5774)
ATTACHMENTS
80 TDHCA-DOE 2014 AO rev.docx
ttp://apps.cfwnet.org/council_packet/mc review.asp?ID=19471&councildate=2/18/2014 3/7/7014