HomeMy WebLinkAboutContract 42716CITY SECRETARY
SOFTWARE LETTER OPTION CONTRACT NO' L _ 12—x'
20 December 2011
Fernando Costa
Assistant City Manager
City of Fort Worth
1000 Throckmorton St.
Fort Worth, Texas 76102
To Fernando Costa:
International Business Machines Corporation ( "IBM ") is pleased to present City of Fort Worth ( "you" or "You ") with the IBM
special software option described in this letter and the attached ISLO Appendix (collectively "ISLO" or "Agreement ") which will enable
you to acquire several software Programs, other IBM eligible products, as well as Software Maintenance or Software Subscription and
Support (independently or collectively "S &S ") and Program - related Services (collectively the "ISLO Offerings ") for a single bottom -line
price as more fully described in the attached ISLO Appendix.
Upon your signing below, you accept this ISLO, and agree to pay IBM the non - cancelable payment of $346,042.49 ("Option Charge's
on or before the following date: 31 December 2011, to acquire the Listed Programs and S &S. Payment is due upon receipt of invoice.
The Option Charge is exclusive of any applicable taxes, duties and fees. This ISLO may only be terminated upon the signed written
agreement of both you and IBM. Upon termination, you will pay to IBM any unpaid portion of the Option charges and any amounts due
pursuant to Section E.3 of the attached ISLO Appendix on or before the date of the termination.
The prices and terms of this ISLO must be agreed to and signed by you by 31 December 2011 or it is void.
Sincerely,
Interrtat!onal Business achin rporation
By:
Name. -�'
Title: A C' C<,�r1Y1'��s —cam 11/ 4'�Lj
Agreed to:
City of Fort Worth
ByC5GGZ� 6100
Authorized Signature
Name: Fernando Costa, Assistant City Manager
Date:
Approved as to Form and Legality:
Authoriz Signature
Name: Maleshi B. Farmer, Assistant City Attorney
Date: i7 /9aTinI t
Customer number: 1784461
Customer address: 1000 Throckmorton St.
Fort Worth, Texas 76102
Attest:
By4h.
Authorized Signature
Name: Me,ty Flendrix, City Secretary
Date:
Coy► ��- ��
r- ------.--__--
OFFICIAL RECORD
CITY SECRETARY
-FT. WORTH, TX �
ISLO 08242011 _
_ Page 2 of 4
SOFTWARE LETTER OPTION
ISLO Appendix
A. Programs: You may deploy and use each Program listed in the tables below (" Listed Programs or Eligible Programs ") up
to the Quantity specified in the table below for each Program ( "Maximum Quantities ") subject to the Associated Documents
(defined below) that govern your use of that Eligible Program and the restrictions contained herein. Included in the Option
Charges is S &S which has a coverage period up to and including 31 December 2012.
Table 1
Part
Number
Description
Quantity
IBM MAXIMO ASSET MANAGEMENT AUTHORIZED USER
Coverage
DOGX6LL
LICENSE + SW SUBSCRIPTION & SUPPORT 12 MONTHS
5
Quantity
IBM MAXIMO ASSET MANAGEMENT LIMITED USE
To
AUTHORIZED USER LICENSE + SW SUBSCRIPTION &
DOGXSLL
SUPPORT 12 MONTHS
87
PROJECT AUTHORIZED USER ANNUAL SW
IBM MAXIMO ASSET MANAGEMENT SCHEDULER FCT
AUTHORIZED USER LICENSE + SW SUBSCRIPTION &
SUBSCRIPTION & SUPPORT RENEWAL
DOAYYLL
SUPPORT 12 MONTHS
5
IBM MAXIMO EVERYPLACE AUTHORIZED USER LICENSE
DOGXBLL
+ SW SUBSCRIPTION & SUPPORT 12 MONTHS
5
AUTHORIZED USER ANNUAL SW SUBSCRIPTION
IBM TIVOLI MAXIMO LINEAR ASSET MANAGER
AUTHORIZED USER LICENSE + SW SUBSCRIPTION &
& SUPPORT RENEWAL
D041 QLL
SUPPORT 12 MONTHS
5
IBM MAXIMO FOR UTILITIES AUTHORIZED USER
DOGXTLL
LICENSE + SW SUBSCRIPTION & SUPPORT 12 MONTHS
30
AUTHORIZED USER ANNUAL SW SUBSCRIPTION
IBM MAXIMO FOR UTILITIES AUTHORIZED USER FROM
MAXIMO ASSET MANAGEMENT AUTHORIZED USER
& SUPPORT RENEWAL
3
TRADE UP LICENSE + SW SUBSCRIPTION & SUPPORT 12
12/31/2012
DOGXULL
MONTHS
5
Table 2
All Part Numbers in Table 2 are for Subscription & Support Renewal.
B. IBM Program Price Offer - Acquisition of Additional Programs: Prior to the earlier of 31 December 2014 or the
termination of this Addendum ("Expiration Date "), for each order of IBM Programs acquired pursuant to this section that
IBM receives from you in the amount of $25,000.00 or more you shall be entitled to receive the pricing listed below for
ISLO 08222011
S &S
S &S
Part
Coverage
Coverage
Number
Description
Quantity
From
To
IBM TIVOLI MAXIMO ADAPTOR FOR MICROSOFT
PROJECT AUTHORIZED USER ANNUAL SW
E036TLL
SUBSCRIPTION & SUPPORT RENEWAL
5
04/01/2012
12/31/2012
IBM MAXIMO ASSET MANAGEMENT
AUTHORIZED USER ANNUAL SW SUBSCRIPTION
EOAU2LL
& SUPPORT RENEWAL
44
04/01/2012
12/31/2012
IBM MAXIMO ASSET MANAGEMENT
AUTHORIZED USER ANNUAL SW SUBSCRIPTION
E0AU2LLl
& SUPPORT RENEWAL
3
11/01/2012
12/31/2012
IBM MAXIMO ASSET MANAGEMENT LIMITED USE
AUTHORIZED USER ANNUAL SW SUBSCRIPTION
EOAUILL
& SUPPORT RENEWAL
81
04/01/2012
12/31/2012
IBM MAXIMO ASSET MANAGEMENT SELF
SERVICE REQUESTOR AUTHORIZED USER
ANNUAL SW SUBSCRIPTION & SUPPORT
EOAU3LL
RENEWAL
50
04/01/2012 1
12/31/2012
All Part Numbers in Table 2 are for Subscription & Support Renewal.
B. IBM Program Price Offer - Acquisition of Additional Programs: Prior to the earlier of 31 December 2014 or the
termination of this Addendum ("Expiration Date "), for each order of IBM Programs acquired pursuant to this section that
IBM receives from you in the amount of $25,000.00 or more you shall be entitled to receive the pricing listed below for
ISLO 08222011
Page 3 of 4
SOFTWARE LETTER OPTION
additional quantities of programs listed in Table 1. To be eligible for the pricing referenced in this section, the Programs:
(1) cannot be deployed prior to the time of the order, and (2) must be made generally available by IBM to its customers
(i.e., not withdrawn from marketing and/or S &S), and (3) must be ordered directly from IBM by providing written
authorization to IBM (e.g., order form, order letter, purchase order) prior to the Expiration Date:
Passport Advantage Programs 30 % discount off then current Passport Advantage List price.
Prices are based on the IBM prices available in the country in which you acquire the Programs
C. Acquisition of Additional Subscription & Support: Provided (i) your S &S has not lapsed; (ii) S &S is made generally
available for the affected Program(s) (e.g., S &S has not been withdrawn); and (iii) you renew S &S for all quantities of all
Eligible Programs listed on Table 1 and Table 2 herein, prior to the beginning of the applicable S &S Coverage Period
below, you shall be entitled to receive prices not to exceed those listed below for acquisitions of S &S for the quantities of
all the Eligible Programs listed in Table 1 and Table 2 herein. S &S must be ordered directly from IBM for the S &S
Coverage Periods and at prices not to exceed those shown in the table below by providing written authorization to IBM
(e.g., order form, order letter, purchase order) at least 30 days prior to the beginning of the applicable S &S Coverage
Period.
Schedule A
Anniversary Date
S &S Coverage Period
Not to Exceed Price
12131/2012
01/01/2013 —12/31 /2013
$128,735.34
12131/2013
01/01/2014 —12/31 /2014
$137.746.81
D. Substitution: If an Eligible Program listed on Table 1 is on Schedule B to this Addendum it is a "Substitutable
Program ". "Program Family" shall mean any one of the categories listed on Schedule B and the Programs listed in
Schedule B for that category. Prior to the earlier of the termination of this Addendum and 31 December 2013, and subject
to the Total Cap, you may exchange, on a dollar -for dollar basis, according to the unit exchange price contained in
Schedule B for each Program ( "Unit Exchange Price "), only those quantities of Substitutable Programs that have not been
deployed ( "Undeployed Programs ") with other Program(s) listed on Schedule B, provided the Undeployed Programs are in
the same Program Family as the Substitutable Programs. The aggregate dollar amount of the Unit Exchange Prices for
all Substitutable Programs that you may replace may not exceed the following maximum ("Total Cap "): $59,921.00.
Notwithstanding the foregoing, if IBM has provided you with written notice that a Program has been withdrawn from
marketing, then you may not further increase the licensed quantity for the affected Program using substitution without
IBM's prior written consent. If a Substitutable Program has been replaced using substitution with a Program which
requires a license key, IBM will provide you with the quantity of license keys needed to use the Program.
You must notify IBM, in writing, of the name and quantities of all the Programs involved in the substitution before you may
deploy any Programs from Schedule B selected using substitution as described above. Once a Program's quantity has
been increased using substitution, it may not be decreased by any subsequent substitution.
Schedule B
ISLO 08222011
Unit
Lic Part
Exchange
No
Description
Value
IBM MAXIMO ASSET MANAGEMENT
DOGX6LL
AUTHORIZED USER
4,740.00
IBM MAXIMO ASSET MANAGEMENT LIMITED
DOGXSLL
I USE AUTHORIZED USER
2,380.00
IBM MAXIMO ASSET MANAGEMENT SCHEDULER
DOAYYLL
FCT AUTHORIZED USER
1 060.00
DOGXBLL
IBM MAXIMO EVERYPLACE AUTHORIZED USER
800.00
IBM TIVOLI MAXIMO LINEAR ASSET MANAGER
D041 QLL
AUTHORIZED USER
530.00
DOGXTLL
IBM MAXIMO FOR UTILITIES AUTHORIZED USER
5,700.00
IBM MAXIMO FOR UTILITIES AUTHORIZED USER
FROM MAXIMO ASSET MANAGEMENT
DOGXULL
AUTHORIZED USER TRADE UP
2,860.00
ISLO 08222011
Page 4 of 4
SOFTWARE LETTER OPTION
E. Other Terms:
1. This ISLO starts on 31 December 2011 ( "Start Date ") and remains in effect up to and including 31 December 2014 ( "End
Date "), unless terminated earlier as provided herein.
2. For purposes of this ISLO, the International Program License Agreement between you and IBM ( "IPLA), and the
International Agreement for the Acquisition of Software Subscription and Support ( "IAASSS ") are each an "Associated
Document ". The Associated Documents are incorporated into this ISLO by reference, and for purposes of this ISLO only,
the terms of this ISLO are in addition to the Associated Documents. Any capitalized terms that are not defined in this
ISLO shall have the meanings set forth in the Associated Documents.
3. If your deployment of any of the Eligible Programs exceeds the Maximum Quantities, you will pay IBM separately for such
excess, as IBM specifies in an invoice, at then - current prices.
4. You are responsible for (a) creating and maintaining accurate records of all deployments of Eligible Programs and of use
authorizations (quantities), (b) ensuring that you do not exceed your use authorizations, and (c) remaining in compliance
with the terms of this Agreement and the Associated Documents, including, without limitation, all of IBM's applicable
licensing and pricing qualification terms (independently or collectively the "License Terms "). Upon reasonable notice IBM
may verify your compliance with the License Terms at all sites and for all environments in which you use (for any purpose)
Eligible Programs subject to the License Terms. Such verification will be conducted in a manner that minimizes disruption
to your business and may be conducted on your premises, during normal business hours. IBM may use an independent
auditor to assist with such verification provided that IBM has a written confidentiality agreement in place with such auditor.
You agree to provide to IBM and its auditors accurate written records, system tool outputs, and other system information
sufficient to provide auditable verification that your use of all Eligible Programs is in compliance with the License Terms.
The rights and obligations set forth in this paragraph remain in effect during the term of this Agreement and for two years
thereafter. IBM will notify you in writing if any such verification indicates that you have used any Eligible Program in
excess of its use authorizations or are otherwise not in compliance with the License Terms. In addition to your obligations
to pay for any excess use as required by Section E.3, you agree to promptly pay directly to IBM the charges that IBM
specifies in an invoice for: 1) S &S for such excess use for the lesser of the duration of such excess use or two years, and
2) any additional charges and other liabilities determined as a result of such verification.
5. This ISLO will not preclude, or in any way limit, IBM from offering similar terms to other IBM customers.
6. This ISLO may not be combined with any allowance, discount, or other offering available for the ISLO Offerings listed
herein.
7. Acquisitions made under this ISLO may not be sublicensed, resold, rented, leased or transferred to third parties.
8. Any terms of this ISLO, which by their nature extend beyond the date this ISLO ends, remain in effect until fulfilled and
apply to respective successors and assignees.
9. The parties agree that they will not bring a legal action more than four years after the cause of action arose, unless
otherwise provided by local law without the possibility of contractual waiver.
10. You may not transfer or assign this ISLO without the written consent of IBM. This ISLO shall be binding upon and inure to
the benefit of the parties and their respective successors and assignees.
11. In the event that any provision of this ISLO is held to be invalid or unenforceable, the remaining provisions of this ISLO
remain in full force and effect.
12. Both you and IBM consent to the application of the law of the State of Texas to govern, interpret, and enforce all of your
and IBM's rights, duties, and obligations arising from, or relating in any manner to, the subject matter of this ISLO, without
regard to conflict of law principles.
13. The terms of this ISLO and the Associated Documents constitute the complete agreement between us regarding this
subject matter, and replace any prior oral and/or written communications between us regarding this subject matter. If
there is a conflict between the terms of this ISLO and an Associated Document, the terms of this ISLO shall prevail.
1»
ISLO 08222011
International Program License Agreement
Part 1 - General Terms
BY DOWNLOADING, INSTALLING, COPYING, ACCESSING, OR USING THE PROGRAM YOU AGREE TO THE
TERMS OF THIS AGREEMENT. IF YOU ARE ACCEPTING THESE TERMS ON BEHALF OF ANOTHER PERSON OR
A COMPANY OR OTHER LEGAL ENTITY, YOU REPRESENT AND WARRANT THAT YOU HAVE FULL AUTHORITY
TO BIND THAT PERSON, COMPANY, OR LEGAL ENTITY TO THESE TERMS. IF YOU DO NOT AGREE TO THESE
TERMS,
DO NOT DOWNLOAD, INSTALL, COPY, ACCESS, OR USE THE PROGRAM; AND
• PROMPTLY RETURN THE PROGRAM AND PROOF OF ENTITLEMENT TO THE PARTY FROM WHOM YOU
ACQUIRED IT TO OBTAIN A REFUND OF THE AMOUNT YOU PAID. IF YOU DOWNLOADED THE PROGRAM,
CONTACT THE PARTY FROM WHOM YOU ACQUIRED IT.
"IBM" is International Business Machines Corporation or one of its subsidiaries.
"License Information" ( "LI ") is a document that provides information specific to a Program. The Program's LI is available at
hftp://www.ibm.com/software/sla/. The LI may also be found in a file in the Program's directory, by the use of a system
command, or as a booklet which accompanies the Program.
"Program" is the following, including the original and all whole or partial copies: 1) machine - readable instructions and data,
2) components, 3) audio - visual content (such as images, text, recordings, or pictures), 4) related licensed materials, and
5) license use documents or keys, and documentation.
A "Proof of Entitlement" ( "PoE ") is evidence of Your authorization to use a Program at a specified level. That level may be
measured, for example, by the number of processors or users. The PoE is also evidence of Your eligibility for warranty,
future upgrade prices, if any, and potential special or promotional opportunities. If IBM does not provide You with a PoE,
then IBM may accept the original paid sales receipt or other sales record from the party (either IBM or its reseller) from
whom You acquired the Program, provided that it specifies the name of the Program and the usage level acquired.
"You" and "Your' refer either to an individual person or to a single legal entity.
This Agreement includes Part 1 - General Terms, Part 2 - Country- unique Terms (if any), License Information, and
Proof of Entitlement and is the complete agreement between You and IBM regarding the use of the Program. It
replaces any prior oral or written communications between You and IBM concerning Your use of the Program.
The terms of Part 2 and License Information may replace or modify those of Part 1. To the extent there is a
conflict between the terms of this Agreement and those of the IBM International Passport Advantage Agreement,
the terms of the latter agreement prevail.
i. Entitlement
License
The Program is owned by IBM or an IBM supplier, and is copyrighted and licensed, not sold.
IBM grants You a nonexclusive license to use the Program when you lawfully acquire it.
You may 1) use the Program up to the level of use specified in the PoE and 2) make and install copies, including a
backup copy, to support such use. The terms of this license apply to each copy You make. You will reproduce all
copyright notices and all other legends of ownership on each copy, or partial copy, of the Program.
If You acquire the Program as a program upgrade, after You install the upgrade You may not use the Program from which
You upgraded or transfer it to another party.
You will ensure that anyone who uses the Program (accessed either locally or remotely) does so only for Your authorized
use and complies with the terms of this Agreement.
You may not 1) use, copy, modify, or distribute the Program except as provided in this Agreement; 2) reverse assemble,
reverse compile, or otherwise translate the Program except as specifically permitted by law without the possibility of
contractual waiver; or 3) sublicense, rent, or lease the Program.
IBM may terminate Your license if You fail to comply with the terms of this Agreement. If IBM does so, You must destroy
all copies of the Program and its PoE.
Money -back Guarantee
If for any reason You are dissatisfied with the Program and You are the original licensee, You may obtain a refund of the
amount You paid for it, if within 30 days of your invoice date You return the Program and its PoE to the party from
whom You obtained it. If You downloaded the Program, You may contact the party from whom You acquired it for
instructions on how to obtain the refund. Upon such return of the Program, Customer's obligations with regards to
S &S shall also end.
Program Transfer
You may transfer a Program and all of Your license rights and obligations to another party only if that party agrees to the
terms of this Agreement. When You transfer the Program, You must also transfer a copy of this Agreement, including
the Program's PoE. After the transfer, You may not use the Program.
Z125- 3301 -12 09/2002 Page 1 of 9
ii. Charges
The amount payable for a Program license is a one -time charge.
One -time charges are based on the level of use acquired which is specified in the PoE. IBM does not give credits or
refunds for charges already due or paid, except as specified elsewhere in this 4reement.
If You wish to increase the level of use, notify IBM or the party from whom You acquired it and pay any applicable
charges.
If any authority imposes a duty, tax, levy or fee, excluding those based on IBM's net income, upon the Program, then You
agree to pay the amount specified or supply exemption documentation. You are responsible for any personal property
taxes for the Program from the date that You acquire it.
iii. Limited Warranty
IBM warrants that when the Program is used in the specified operating environment it will conform to its specifications.
The warranty applies only to the unmodified portion of the Program. IBM does not warrant uninterrupted or error -free
operation of the Program or that IBM will correct all Program defects. You are responsible for the results obtained
from the use of the Program.
IBM provides You with access to IBM databases containing information on known Program defects, defect corrections,
restrictions, and bypasses at no additional charge. Consult the IBM Software Support Guide for further information at
http://www.ibm.com/software/support. IBM will maintain this information for at least one year after the original
licensee acquires the Program ( "Warranty Period ").
If the Program does not function as warranted during the Warranty Period and the problem cannot be resolved with
information available in the IBM databases, You may return the Program and its PoE to the party (either IBM or its
reseller) from whom You acquired it and receive a refund in the amount You paid. If You downloaded the Program,
You may contact the party from whom You acquired it for instructions on how to obtain the refund.
THESE WARRANTIES ARE YOUR EXCLUSIVE WARRANTIES AND REPLACE ALL OTHER WARRANTIES OR
CONDITIONS, EXPRESS OR IMPLIED, INCLUDING, BUT NOT LIMITED TO, THE IMPLIED WARRANTIES OR
CONDITIONS OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE. SOME STATES OR
JURISDICTIONS DO NOT ALLOW THE EXCLUSION OF EXPRESS OR IMPLIED WARRANTIES, SO THE ABOVE
EXCLUSION MAY NOT APPLY TO YOU. IN THAT EVENT, SUCH WARRANTIES ARE LIMITED IN DURATION TO
THE WARRANTY PERIOD. NO WARRANTIES APPLY AFTER THAT PERIOD. SOME STATES OR
JURISDICTIONS DO NOT ALLOW LIMITATIONS ON HOW LONG AN IMPLIED WARRANTY LASTS, SO THE
ABOVE LIMITATION MAY NOT APPLY TO YOU.
THESE WARRANTIES GIVE YOU SPECIFIC LEGAL RIGHTS AND YOU MAY ALSO HAVE OTHER RIGHTS WHICH
VARY FROM STATE TO STATE OR JURISDICTION TO JURISDICTION.
iv. Limitation of Liability
Circumstances may arise where, because of a default on IBM's part or other liability, You are entitled to recover damages
from IBM. In each such instance, regardless of the basis on which You may be entitled to claim damages from IBM,
(including fundamental breach, negligence, misrepresentation, or other contract or tort claim), IBM is liable for no
more than 1) damages for bodily injury (including death) and damage to real property and tangible personal property
and 2) the amount of any other actual direct damages up to the charges for the Program that is the subject of the
claim.
This limitation of liability also applies to IBM's Program developers and suppliers. It is the maximum for which they and
IBM are collectively responsible.
UNDER NO CIRCUMSTANCES IS IBM, ITS PROGRAM DEVELOPERS OR SUPPLIERS LIABLE FOR ANY OF THE
FOLLOWING, EVEN IF INFORMED OF THEIR POSSIBILITY:
1. LOSS OF, OR DAMAGE TO, DATA;
2. SPECIAL, INCIDENTAL, OR INDIRECT DAMAGES, OR FOR ANY ECONOMIC CONSEQUENTIAL
DAMAGES; OR
3. LOST PROFITS, BUSINESS, REVENUE, GOODWILL, OR ANTICIPATED SAVINGS.
SOME JURISDICTIONS DO NOT ALLOW THE EXCLUSION OR LIMITATION OF INCIDENTAL OR
CONSEQUENTIAL DAMAGES, SO THE ABOVE LIMITATION OR EXCLUSION MAY NOT APPLY TO YOU.
v. General
1. Nothing in this Agreement affects any statutory rights of consumers that cannot be waived or limited by contract.
2. In the event that any provision of this Agreement is held to be invalid or unenforceable, the remaining provisions
of this Agreement remain in full force and effect.
3. You agree to comply with all applicable export and import laws and regulations.
4. You agree to allow IBM to store and use Your contact information, including names, phone numbers, and e-mail
addresses, anywhere they do business. Such information will be processed and used in connection with our
business relationship, and may be provided to contractors, Business Partners, and assignees of IBM for uses
consistent with their collective business activities, including communicating with You (for example, for processing
orders, for promotions, and for market research).
Z125- 3301 -12 09/2002 Page 2 of 9
5. Neither You nor IBM will bring a legal action under this Agreement more than four years after the cause of action
arose unless otherwise provided by local law without the possibility of contractual waiver or limitation.
6. Neither You nor IBM is responsible for failure to fulfill any obligations due to causes beyond its control.
7. This Agreement will not create any right or cause of action for any third party, nor will IBM be responsible for any
third party claims against You except, as permitted by the Limitation of Liability section above, for bodily injury
(including death) or damage to real or tangible personal property for which IBM is legally liable.
vi. Governing Law, Jurisdiction, and Arbitration
Governing Law
Both You and IBM consent to the application of the laws of the country in which You acquired the Program license to
govern, interpret, and enforce all of Your and IBM's rights, duties, and obligations arising from, or relating in any
manner to, the subject matter of this Agreement, without regard to conflict of law principles.
The United Nations Convention on Contracts for the International Sale of Goods does not apply.
Jurisdiction
All of our rights, duties, and obligations are subject to the courts of the country in which You acquired the Program license.
s
YJ
Z125- 3301 -12 09/2002 Page 3 of 9
IBM International Program License Agreement
Part 2 - Country- unique Terms
AMERICAS
ARGENTINA: Governing Law, Jurisdiction, and Arbitration (Section 6): The following exception is added to this
section:
Any litigation arising from this Agreement will be settled exclusively by the Ordinary Commercial Court of the city of
Buenos Aires.
BRAZIL: Governing Law, Jurisdiction, and Arbitration (Section 6): The following exception is added to this section:
Any litigation arising from this Agreement will be settled exclusively by the court of Rio de Janeiro, RJ.
CANADA: Limitation of Liability (Section 4): The following replaces item 1 in the first paragraph of this section:
1) damages for bodily injury (including death) and physical harm to real property and tangible personal property
caused by IBM's negligence; and
General (Section 5): The following replaces item 7:
7. This Agreement will not create any right or cause of action for any third party, nor will IBM be responsible for any
third party claims against You except as permitted by the Limitation of Liability section above for bodily injury (including
death) or physical harm to real or tangible personal property caused by IBM's negligence for which IBM is legally
liable."
Governing Law, Jurisdiction, and Arbitration (Section 6): The phrase "the laws of the country in which You acquired
the Program license" in the Goveming Law subsection is replaced by the following:
the laws in the Province of Ontario"
PERU: Limitation of Liability (Section 4): The following is added at the end of this section:
In accordance with Article 1328 of the Peruvian Civil Code, the limitations and exclusions specified in this section will
not apply to damages caused by IBM's willful misconduct ( "dolo ") or gross negligence ( "culpa inexcusable ").
UNITED STATES OF AMERICA: General (Section 5): The following is added to this section:
U.S. Government Users Restricted Rights - Use, duplication or disclosure restricted by the GSA ADP Schedule
Contract with the IBM Corporation.
Governing Law, Jurisdiction, and Arbitration (Section 6): The phrase "the laws of the country in which You acquired
the Program license" in the Goveming Law subsection is replaced by the following:
the laws of the State of Texas, United States of America
ASIA PACIFIC
AUSTRALIA: Limited Warranty (Section 3): The following is added:
The warranties specified this Section are in addition to any rights You may have under the Trade Practices Act 1974 or
other legislation and are only limited to the extent permitted by the applicable legislation.
Limitation of Liability (Section 4): The following is added:
Where IBM is in breach of a condition or warranty implied by the Trade Practices Act 1974, IBM's liability is limited to
the repair or replacement of the goods, or the supply of equivalent goods. Where that condition or warranty relates to
right to sell, quiet possession or clear title, or the goods are of a kind ordinarily acquired for personal, domestic or
household use or consumption, then none of the limitations in this paragraph apply.
Governing Law, Jurisdiction, and Arbitrption (Section 6): The phrase "the laws of the country in which You acquired
the Program license" in the Governing Law subsection is replaced by the following:
the laws of the State or Territory in which the You acquired the Program license
CAMBODIA, LAOS, and VIETNAM: Governing Law, Jurisdiction, and Arbitration (Section 6): The phrase "the laws of
the country in which You acquired the Program license" in the Governing Law subsection is replaced by the following:
the laws of the State of New York, United States of America
The following is added to this section:
Arbitration
Disputes arising out of or in connection with this Agreement shall be finally settled by arbitration which shall be held in
Singapore in accordance with the Arbitration Rules of Singapore International Arbitration Center ( "SIAC Rules ") then in
effect. The arbitration award shall be final and binding for the parties without appeal and shall be in writing and set
forth the findings of fact and the conclusions of law.
Z125- 3301 -12 09/2002 Page 4 of 9
The number of arbitrators shall be three, with each side to the dispute being entitled to appoint one arbitrator. The two
arbitrators appointed by the parties shall appoint a third arbitrator who shall act as chairman of the proceedings.
Vacancies in the post of chairman shall be filled by the president of the SIAC. Other vacancies shall be filled by the
respective nominating party. Proceedings shall continue from the stage they were at when the vacancy occurred.
If one of the parties refuses or otherwise fails to appoint an arbitrator within 30 days of the date the other party
appoints its, the first appointed arbitrator shall be the sole arbitratok provided that the arbitrator was validly and
properly appointed.
All proceedings shall be conducted, including all documents presented in such proceedings, in the English language.
The English language version of this Agreement prevails over any other language version.
HONG KONG S.A.R. and MACAU S.A.R. of China: Governing Law, Jurisdiction, and Arbitration (Section 6): The
phrase "the laws of the country in which You acquired the Program license" in the Governing Law subsection is
replaced by the following:
the laws of Hong Kong Special Administrative Region of China
INDIA: Limitation of Liability (Section 4): The following replaces the terms of items 1 and 2 of the first paragraph:
1) liability for bodily injury (including death) or damage to real property and tangible personal property will be limited to
that caused by IBM's negligence; and 2) as to any other actual damage arising in any situation involving
nonperformance by IBM pursuant to, or in any way related to the subject of this Agreement, IBM's liability will be
limited to the charge paid by You for the individual Program that is the subject of the claim.
General (Section 5): The following replaces the terms of item 5:
If no suit or other legal action is brought, within three years after the cause of action arose, in respect of any claim that
either party may have against the other, the rights of the concerned party in respect of such claim will be forfeited and
the other party will stand released from its obligations in respect of such claim.
Governing Law, Jurisdiction, and Arbitration (Section 6): The following is added to this section:
Arbitration
Disputes arising out of or in connection with this Agreement shall be finally settled by arbitration which shall be held in
Bangalore, India in accordance with the laws of India then in effect. The arbitration award shall be final and binding for
the parties without appeal and shall be in writing and set forth the findings of fact and the conclusions of law.
The number of arbitrators shall be three, with each side to the dispute being entitled to appoint one arbitrator. The two
arbitrators appointed by the parties shall appoint a third arbitrator who shall act as chairman of the proceedings.
Vacancies in the post of chairman shall be filled by the president of the Bar Council of India. Other vacancies shall be
filled by the respective nominating party. Proceedings shall continue from the stage they were at when the vacancy
occurred.
If one of the parties refuses or otherwise fails to appoint an arbitrator within 30 days of the date the other party
appoints its, the first appointed arbitrator shall be the sole arbitrator, provided that the arbitrator was validly and
properly appointed.
All proceedings shall be conducted, including all documents presented in such proceedings, in the English language.
The English language version of this Agreement prevails over any other language version.
JAPAN: General (Section 5): The following is inserted after item 5:
Any doubts concerning this Agreement will be initially resolved between us in good faith and in accordance with the
principle of mutual trust.
MALAYSIA: Limitation of Liability (Section 4): The word "SPECIAL" in item 2 of the third paragraph is deleted:
NEW ZEALAND: Limited Warranty (Section 3): The following is added:
The warranties specified in this Section are in addition to any rights You may have under the Consumer Guarantees
Act 1993 or other legislation which cannot be excluded or limited. The Consumer Guarantees Act 1993 will not apply in
respect of any goods which IBM provides, if You require the goods for the purposes of a business as defined in that
Act.
Limitation of Liability (Section 4): The following is added:
Where Programs are not acquired for the purposes of a business as defined in the Consumer Guarantees Act 1993,
the limitations in this Section are subject to the limitations in that Act.
PEOPLE'S REPUBLIC OF CHINA: Charges (Section 2): The following is added:
All banking charges incurred in the People's Republic of China will be borne by You and those incurred outside the
People's Republic of China will be borne by IBM.
Governing Law, Jurisdiction, and Arbitration (Section 6): The phrase "the laws of the country in which You acquired
the Program license" in the Governing Law subsection is replaced by the following:
the laws of the State of New York, United States of America (except when local law requires otherwise)
Z125- 3301 -12 09/2002 Page 5 of 9
PHILIPPINES: Limitation of Liability (Section 4): The following replaces the terms of item 2 of the third paragraph:
2. special (including nominal and exemplary damages), moral, incidental, or indirect damages or for any economic
consequential damages; or
Governing Law, Jurisdiction, and Arbitration (Section 6): The following is added to this section:
Arbitration
Disputes arising out of or in connection with this Agreement shall be finally settled by arbitration which shall be held in
Metro Manila, Philippines in accordance with the laws of the Philippines then in effect. The arbitration award shall be
final and binding for the parties without appeal and shall be in writing and set forth the findings of fact and the
conclusions of law.
The number of arbitrators shall be three, with each side to the dispute being entitled to appoint one arbitrator. The two
arbitrators appointed by the parties shall appoint a third arbitrator who shall act as chairman of the proceedings.
Vacancies in the post of chairman shall be filled by the president of the Philippine Dispute Resolution Center, Inc.
Other vacancies shall be filled by the respective nominating party. Proceedings shall continue from the stage they
were at when the vacancy occurred.
If one of the parties refuses or otherwise fails to appoint an arbitrator within 30 days of the date the other party
appoints its, the first appointed arbitrator shall be the sole arbitrator, provided that the arbitrator was validly and
properly appointed.
All proceedings shall be conducted, including all documents presented in such proceedings, in the English language.
The English language version of this Agreement prevails over any other languve version.
SINGAPORE: Limitation of Liability (Section 4): The words "SPECIAL" and "ECONOMIC" are deleted from item 2 of the
third paragraph.
General (Section 5): The following replaces the terms of item 7:
Subject to the rights provided to IBM's suppliers and Program developers as provided in Section 4 above (Limitation of
Liability), a person who is not a party to this Agreement shall have no right under the Contracts (Right of Third Parties)
Act to enforce any of its terms.
TAIWAN: Limited Warranty (Section 3): The last paragraph is deleted.
EUROPE, MIDDLE EAST, AFRICA (EMEA)
Limited Warranty (Section 3): In the European Union, the following is added:
In the European Union, consumers have legal rights under applicable national legislation governing the sale of
consumer goods. Such rights are not affected by the Limited Warranty provision set out above at section 3 of this
Agreement. The territorial scope of the Limited Warranty is worldwide.
Limitation of Liability (Section 4): In Austria, Denmark, Finland, Greece, Italy, Netherlands, Norway, Portugal,
Spain, Sweden and Switzerland, the following replaces the terms of this section in its entirety:
Except as otherwise provided by mandatory law:
1. IBM's liability for any damages and losses that may arise as a consequence of the fulfillment of its obligations
under or in connection with this agreement or due to any other cause related to this agreement is limited to the
compensation of only those damages and losses proved and actually arising as an immediate and direct
consequence of the non - fulfillment of such obligations (if IBM is at fault) or of such cause, for a maximum amount
equal to the charges You paid for the Program.
The above limitation shall not apply to damages for bodily injuries (including death) and damages to real property
and tangible personal property for which IBM is legally liable.
2. UNDER NO CIRCUMSTANCES IS IBM, OR ANY OF ITS PROGRAM DEVELOPERS, LIABLE FOR ANY OF
THE FOLLOWING, EVEN IF INFORMED OF THEIR POSSIBILITY: 1) LOSS OF, OR DAMAGE TO, DATA; 2)
INCIDENTAL OR INDIRECT DAMAGES, OR FOR ANY ECONOMIC CONSEQUENTIAL DAMAGES; 3) LOST
PROFITS, EVEN IF THEY ARISE AS AN IMMEDIATE CONSEQUENCE OF THE EVENT THAT GENERATED
THE DAMAGES; OR 4) LOSS OF BUSINESS, REVENUE, GOODWILL, OR ANTICIPATED SAVINGS.
3. The limitation and exclusion of liability herein agreed applies not only to the activities performed by IBM but also
to the activities performed by its suppliers and Program developers, and represents the maximum amount for
which IBM as well as its suppliers and Program developers, are collectively responsible.
Limitation of Liability (Section 4): In France and Belgium, the following replaces the terms of this section in its entirety:
Except as otherwise provided by mandatory law:
1. IBM's liability for any damages and losses that may arise as a consequence of the fulfillment of its obligations
under or in connection with this agreement is limited to the compensation of only those damages and losses
proved and actually arising as an immediate and direct consequence of the non - fulfillment of such obligations (if
IBM is at fault), for a maximum amount equal to the charges You paid for the Program that has caused the
damages.
Z125- 3301 -12 09/2002 Page 6 of 9
The above limitation shall not apply to damages for bodily injuries (including death) and damages to real property
and tangible personal property for which IBM is legally liable.
UNDER NO CIRCUMSTANCES IS IBM, OR ANY OF ITS PROGRAM DEVELOPERS, LIABLE FOR ANY OF
THE FOLLOWING, EVEN IF INFORMED OF THEIR POSSIBILITY: 1) LOSS OF, OR DAMAGE TO, DATA; 2)
INCIDENTAL OR INDIRECT DAMAGES, OR FOR ANY ECONOMIC CONSEQUENTIAL DAMAGES; 3) LOST
PROFITS, EVEN IF THEY ARISE AS AN IMMEDIATE CONSEQUENCE OF THE EVENT THAT GENERATED
THE DAMAGES; OR 4) LOSS OF BUSINESS, REVENUE, GOODWILL, OR ANTICIPATED SAVINGS.
The limitation and exclusion of liability herein agreed applies not only to the activities performed by IBM but also
to the activities performed by its suppliers and Program developers, and represents the maximum amount for
which IBM as well as its suppliers and Program developers, are collectively responsible.
Governing Law, Jurisdiction, and Arbitration (Section 6)
Governing Law
The phrase "the laws of the country in which You acquired the Program license" is replaced by: 1) "the laws of Austria"
in Albania, Armenia, Azerbeijan, Belarus, Bosnia - Herzegovina, Bulgaria, Croatia, Georgia, Hungary,
Kazakhstan, Kyrgyzstan, FYR Macedonia, Moldavia, Poland, Romania, Russia, Slovakia, Slovenia, Tajikistan,
Turkmenistan, Ukraine, Uzbekistan, and FR Yugoslavia; 2) "the laws of France" in Algeria, Benin, Burkina Faso,
Cameroon, Cape Verde, Central African Republic, Chad, Comoros, Congo Republic, Djibouti, Democratic
Republic of Congo, Equatorial Guinea, French Guiana, French Polynesia, Gabon, Gambia, Guinea, Guinea -
Bissau, Ivory Coast, Lebanon, Madagascar, Mali, Mauritania, Mauritius, Mayotte, Morocco, New Caledonia,
Niger, Reunion, Senegal, Seychelles, Togo, Tunisia, Vanuatu, and Wallis & Futuna; 3) "the laws of Finland" in
Estonia, Latvia, and Lithuania; 4) "the laws of England" in Angola, Bahrain, Botswana, Burundi, Egypt, Eritrea,
Ethiopia, Ghana, Jordan, Kenya, Kuwait, Liberia, Malawi, Malta, Mozambique, Nigeria, Oman, Pakistan, Qatar,
Rwanda, Sao Tome, Saudi Arabia, Sierra Leone, Somalia, Tanzania, Uganda, United Arab Emirates, the United
Kingdom, West Bank/Gaza, Yemen, Zambia, and Zimbabwe; and 5) "the laws of South Africa" in South Africa,
Namibia, Lesotho and Swaziland.
Jurisdiction
The following exceptions are added to this section:
1) In Austria the choice of jurisdiction for all disputes arising out of this Agreement and relating thereto, including its
existence, will be the competent court of law in Vienna, Austria (Inner- City); 2) in Angola, Bahrain, Botswana,
Burundi, Egypt, Eritrea, Ethiopia, Ghana, Jordan, Kenya, Kuwait, Liberia, Malawi, Malta, Mozambique, Nigeria,
Oman, Pakistan, Qatar, Rwanda, Sao Tome, Saudi Arabia, Sierra Leone, Somalia, Tanzania, Uganda, United
Arab Emirates, West Bank/Gaza, Yemen, Zambia, and Zimbabwe all disputes arising out of this Agreement or
related to its execution, including summary proceedings, will be submitted to the exclusive jurisdiction of the English
courts; 3) in Belgium and Luxembourg, all disputes arising out of this Agreement or related to its interpretation or its
execution, the law, and the courts of the capital city, of the country of Your registered office and /or commercial site
location only are competent; 4) in France, Algeria, Benin, Burkina Faso, Cameroon, Cape Verde, Central African
Republic, Chad, Comoros, Congo Republic, Djibouti, Democratic Republic of Congo, Equatorial Guinea,
French Guiana, French Polynesia, Gabon, Gambia, Guinea, Guinea - Bissau, Ivory Coast, Lebanon, Madagascar,
Mali, Mauritania, Mauritius, Mayotte, Morocco, New Caledonia, Niger, Reunion, Senegal, Seychelles, Togo,
Tunisia, Vanuatu, and Wallis & Futuna all disputes arising out of this Agreement or related to its violation or
execution, including summary proceedings, will be settled exclusively by the Commercial Court of Paris; 5) in Russia,
all disputes arising out of or in relation to the interpretation, the violation, the termination, the nullity of the execution of
this Agreement shall be settled by Arbitration Court of Moscow; 6) in South Africa, Namibia, Lesotho and
Swaziland, both of us agree to submit all disputes relating to this Agreement to the jurisdiction of the High Court in
Johannesburg; 7) in Turkey all disputes arising out of or in connection with this Agreement shall be resolved by the
Istanbul Central (Sultanahmet) Courts and Execution Directorates of Istanbul, the Republic of Turkey; 8) in each of the
following specified countries, any legal claim arising out of this Agreement will be brought before, and settled
exclusively by, the competent court of a) Athens for Greece, b) Tel Aviv -Jaffa for Israel, c) Milan for Italy, d) Lisbon for
Portugal, and e) Madrid for Spain; and 9) in the United Kingdom, both of us agree to submit all disputes relating to
this Agreement to the jurisdiction of the English courts.
Arbitration
In Albania, Armenia, Azerbeijan, Belarus, Bosnia- Herzegovina, Bulgaria, Croatia, Georgia, Hungary,
Kazakhstan, Kyrgyzstan, FYR Macedonia, Moldavia, Poland, Romania, Russia, Slovakia, Slovenia, Tajikistan,
Turkmenistan, Ukraine, Uzbekistan, and FR Yugoslavia all disputes arising out of this Agreement or related to its
violation, termination or nullity will be finally settled under the Rges of Arbitration and Conciliation of the International
Arbitral Center of the Federal Economic Chamber in Vienna (yienna Rules) by three arbitrators appointed in
accordance with these rules. The arbitration will be held in VierWa, Austria, and the official language of the
proceedings will be English. The decision of the arbitrators will be final and binding upon both parties. Therefore,
pursuant to paragraph 598 (2) of the Austrian Code of Civil Procedure, the parties expressly waive the application of
paragraph 595 (1) figure 7 of the Code. IBM may, however, institute proceedings in a competent court in the country of
installation.
Z125- 3301 -12 09/2002 Page 7 of 9
In Estonia, Latvia and Lithuania all,,lisputes arising in connection with this Agreement will be finally settled in
arbitration that will be held in Helsinki, Finland in accordance with the arbitration laws of Finland then in effect. Each
party will appoint one arbitrator. The arbitrators will then jointly appoint the chairman. If arbitrators cannot agree on the
chairman, then the Central Chamber of Commerce in Helsinki will appoint the chairman.
AUSTRIA: Limited Warranty (Section 3): The following is inserted at the beginning of this Section:
The Warranty Period is twelve months from the date of delivery. The limitation period for consumers in action for
breach of warranty is the statutory period as a minimum.
The warranty for a Program covers the functionality of the Program for its normal use and the Program's conformity to
its specifications.
The final two paragraphs are replaced with the following:
This is our sole obligation to You, except as otherwise required by applicable statutory law.
General (Section 5): The following is added to item 4:
For purposes of this clause, contact information will also include information about You as a legal entity, for example
revenue data and other transactional information.
GERMANY: Limited Warranty (Section 3): The same changes apply as those in Limited Warranty (Section 3) under
Austria above.
Limitation of Liability (Section 4): The following paragraph is added to this Section:
The limitations and exclusions specified in this Section will not apply to damages caused by IBM intentionally or by
gross negligence.
General (Section 5): The following replace the terms of item 5:
Any claims resulting from this Agreement are subject to a statute of limitation of three years, except as stated in
Section 3 (Limited Warranty) of this Agreement.
HUNGARY: Limitation of Liability (Section 4): The following is added at the end of this section:
The limitation and exclusion specified herein shall not apply to liability for a breach of contract damaging life, physical
well- being, or health that has been caused intentionally, by gross negligence, or by a criminal act.
The parties accept the limitations of liability as valid provisions and state that the Section 314.(2) of the Hungarian Civil
Code applies as the acquisition price as well as other advantages arising out of the present Agreement balance this
limitation of liability.
IRELAND: Limited Warranty (Section 3): The following is added to this section:
Except as expressly provided in these terms and conditions, all statutory conditions, including all warranties implied,
but without prejudice to the generality of the foregoing, all warranties implied by the Sale of Goods Act 1893 or the
Sale of Goods and Supply of Services Act 1980 are hereby excluded.
Limitation of Liability (Section 4): The following replaces the terms of this section in its entirety:
For the purposes of this section, a "Default" means any act, statement, omission, or negligence on the part of IBM in
connection with, or in relation to, the subject matter of an Agreement in respect of which IBM is legally liable to You
whether in contract or tort. A number of Defaults which together result in, or contribute to, substantially the same loss
or damage will be treated as one Default occurring o qie date of occurrence of the last such Default.
Circumstances may arise where, because of a DefaA, You are entitled to recover damages from IBM. This section
sets out the extent of IBM's liability and Your sole Atmedy.
1. IBM will accept unlimited liability for (a) death or personal injury caused by the negligence of IBM, and (b) subject
always to the Items for Which IBM is Not Liable below, for physical damage to Your tangible property resulting from
the negligence of IBM.
2. Except as provided in item 1 above, IBM's entire liability for actual damages for any one Default will not in any
event exceed the greater of 1) €125,000, or 2) 125% of the amount You paid for the Program directly relating to
the Default. These limits also apply to any of IBM's suppliers and Program developers. They state the maximum
for which IBM and such suppliers and Program developers are collectively responsible.
Items for Which IBM is Not Liable
Save with respect to any liability referred to in item 1 above, under no circumstances is IBM or any of its suppliers or
Program developers liable for any of the following, even if IBM or they were informed of the possibility of such losses:
1. loss of, or damage to, data;
2. special, indirect, or consequential loss; or
3. loss of profits, business, revenue, goodwill, or anticipated savings.
ITALY: General (Section 5): The following is added to this section:
IBM and Customer (hereinafter, individually, "Party ") shall comply with all the obligations of the applicable provisions of
law and /or regulation on personal data protection. Each of the Parties will indemnify and keep the other Party
harmless from any damage, claim, cost or expense incurred by the latter, directly and or indirectly. as a consequence
of an infringement of the other Party of the mentioned provisions of law and /or regulations.
Z125- 3301 -12 09/2002 Page 8 of 9
SLOVAKIA: Limitation of Liability (Section 4): The following is added to the end of the last paragraph:
The limitations apply to the extent they are not prohibited under §§ 373 -386 of the Slovak Commercial Code.
General (Section 5): The terms of item 5 are replaced with the following: Is
THE PARTIES AGREE THAT, AS DEFINED BY APPLICABLE LOCAL LAW, ANY LEGAL 04OTHER ACTION
RELATED TO A BREACH OF THIS AGREEMENT MUST BE COMMENCED NO LATER THAN FOUR YEARS
FROM THE DATE ON WHICH THE CAUSE OF ACTION AROSE.
SOUTH AFRICA, NAMIBIA, LESOTHO, SWAZILAND: Limited Warranty (Section 3): The following is added at the end
of the first paragraph:
notwithstanding any advice or assistance that IBM may have given to You prior to the selection of such Programs.
SWITZERLAND: General (Section 5): The following is added to item 4:
For purposes of this clause, contact information will also include information about You as a legal entity, for example
revenue data and other transactional information.
UNITED KINGDOM: Limited Warranty (Section 3): The following replaces the first sentence in the fourth paragraph of
this section:
THESE WARRANTIES ARE YOUR EXCLUSIVE WARRANTIES AND REPLACE ALL OTHER WARRANTIES OR
CONDITIONS, EXPRESS OR IMPLIED, INCLUDING, BUT NOT LIMITED TO, THE IMPLIED WARRANTIES OR
CONDITIONS OF SATISFACTORY QUALITY, MERCHANTABILITY AND FITNESS FOR A PARTICULAR
PURPOSE.
Limitation of Liability (Section 4): The following replaces the terns of this section in its entirety:
For the purposes of this section, a "Default" means any act, statement, omission, or negligence on the part of IBM in
connection with, or in relation to, the subject matter of an Agreement in respect of which IBM is legally liable to You,
whether in contract or tort. A number of Defaults which together result in, or contribute to, substantially the same loss
or damage will be treated as one Default.
Circumstances may arise where, because of a Default, You are entitled to recover damages from IBM. This section
sets out the extent of IBM's liability and Your sole remedy.
1. IBM will accept unlimited liability for:
(a) death or personal injury caused by the negligence of IBM;
(b) any breach of its obligations implied by Section 12 of the Sale of Goods Act 1979 or Section 2 of the Supply
of Goods and Services Act 1982, or any statutory modification or re- enactment of either such Section; and
(c) subject always to the Items for Which IBM is Not Liable below, for physical damage to Your tangible
property resulting from the negligence of IBM.
1. IBM's entire liability for actual damages for any one Default will not in any event, except as provided in item 1
above, exceed the greater of 1) £75,000, or 2) 125% of the amount You paid for the Program directly relating to
the Default. These limits also apply to IBM's suppliers and Program developers. They state the maximum for
which IBM and such suppliers and Program developers are collectively responsible.
Items for Which IBM is Not Liable
Save with respect to any liability referred to in item 1 above, under no circumstances is IBM or any of its suppliers or
Program developers liable for any of the following, even if IBM or they were informed of the possibility of such losses:
1. loss of, or damage to, data;
2. special, indirect, or consequential loss; or
3. loss of profits, business, revenue, goodwill, or anticipated savings.
Z125- 3301 -12 09/2002 Page 9 of 9
International Agreement for Acquisition of Software Maintenance = �-
Part 1- General Terms
This IBM International Agreement for Acquisition of Software Maintenance (called the "Agreement ") governs
Customer's acquisition of IBM software maintenance ( "Software Maintenance "), which may also be referred to as
subscription and support ( "S &S ") in connection with IBM System z Programs. Software Maintenance is provided
only for those Eligible Programs licensed by Customer within its Enterprise. Acquisition of Software Maintenance
in quantities greater than the number for which Customer is licensed does not create or imply any greater license
authorization. An "Enterprise" in this Agreement is any legal entity (such as a corporation) and the subsidiaries it
owns by more than 50 percent. "Eligible Programs" are described below.
IBM has signed agreements with certain organizations (called "IBM Business Partners ") to promote and market
Software Maintenance offerings. When Customer orders Software Maintenance marketed to Customer by IBM
Business Partners, IBM will provide Software Maintenance to Customer under the terms of this Agreement. IBM is
not responsible for 1) the actions of IBM Business Partners, 2) any additional obligations they have to Customer
or 3) any products or services that they supply to Customer under their agreements. In the event that Customer's
IBM Business Partner is no longer able to market Software Maintenance, for any reason, Customer may continue
to receive Software Maintenance under the terms of this Agreement by instructing IBM to transfer administration
of Software Maintenance to either 1) another IBM Business Partner of Customer's choice (who may require
Customer to first execute one of their agreements) who is approved to market Software Maintenance to
Customer, or 2) IBM.
Section 2 of the Agreement contains terms that are specific to a particular hardware platform. The terms in the
remaining sections are in addition to those in section 2, and apply to all platforms.
1. Incorporated Terms
Eligible Programs to which this Agreement applies are licensed under the International Program License
Agreement ( "IPLA ") unless otherwise specified by IBM. A copy of the IPLA is provided with each Program
in the Eligible Program's directory or in a library identified as "License," a booklet, or on a CD. Sections of
the IPLA entitled "Licensee Data and Databases," "Limitation of Liability," "Compliance Verification,"
"General," and "Geographic Scope and Governing Law," including any associated Country- unique Terms
applicable to those sections are also part of this Agreement.
Capitalized terms used but not defined in this Agreement have the meaning given to them in the IPLA.
2. Software Maintenance
a. For Eligible Programs running on an IBM System z platform or equivalent:
(1) Eligible Programs: Programs for which S &S is available are listed at
www- 1.ibm.com/ servers /eserver /Zseries /library /swpriceinfo. Click on IPLA Subscription
and Support Addenda.
(2) S &S Period: One year. When Customer orders S &S with a Program, the initial S &S Period
begins on the date that IBM makes the Program available to Customer.
(3) Early Termination of an S &S Period for a Program: While Customer may terminate an S &S
Period, IBM does not issue a credit or refund for the unused portion of an S &S Period.
(4) Automatic Renewal: If, by the last day of the current S &S Period, IBM has received no
written notification from Customer or Customer's Business Partner, as applicable, that
Customer does not want to renew S &S for a Program, IBM will automatically renew that
expiring S &S Period under the Agreement terms and charges in effect on that date, subject to
applicable law. Subsequent S &S Periods begin on the day following the end of the preceding
S &S Period.
(5) S &S Period Adjustment: When Customer acquires S &S initially or resumes it, or prior to the
end of the then current S &S Period, Customer may request that the S &S Period duration is
adjusted to end at a month of Customer's choice. If Customer does not choose a date, IBM
will inform Customer of the end date. The "S &S ( "Software Maintenance ") Charge" (see item
(1) in subsection b. Software Maintenance acquired directly from IBM of section 3. Charges
and Payment below) will be pro -rated accordingly.
Z125- 6011 -03 2/2010 Page 1 of 11
(6) S&S: During the S &S Period, for the unmodified portion of a Program, and to the extent
problems can be recreated in the specified operating environment, IBM will provide the
following:
(a) defect correction information, a restriction, or a bypass;
(b) Program Updates: periodic releases of collections of code corrections, fixes, functional
enhancements and new versions and releases to the Program and documentation; and
(c) Technical Assistance: a reasonable amount of remote assistance via telephone or
electronically to address suspected Program defects. Technical assistance is available
from the IBM support center in the Customer's geography. Additional details regarding
Technical Assistance, including IBM contact information (see Appendix C: Contact
Information), are provided in the IBM Software Support Handbook at
http: / /wwwl4. software. ibm. com/ webapp /set2 /sas /f /handbook/home. html
S &S does not include assistance for 1) the design and development of applications, 2)
Customer's use of Programs in other than their specified operating environment, or 3) failures
caused by products for which IBM is not responsible under this Agreement.
S &S is provided only if the Program is within its support timeframe as specified in the Software
Support Lifecycle policy for the Program.
(7) Resumption Fee: A charge to resume S &S after Customer either (a) declined S &S at the
time Customer acquired the license for a Program or (b) terminated S &S. This charge is equal
to the total of all S &S Charges that Customer would have paid during the lapsed interval. An
S &S Period in such an instance begins on the date that IBM accepts Customer's order.
(8) S&S Upgrade: If Customer upgrades S &S due to an increase in the level of use of an Eligible
Program, any increase to the S &S Charge will be pro -rated to the end of the current S &S
Period.
For Eligible Programs running on IBM distributed platforms (e.g., IBM Power Systems, IBM System
i, IBM System p, IBM System x, IBM System Storage, and IBM Retail Store Solutions) or equivalent:
(1) Eligible Programs: Unless otherwise provided by IBM, Eligible Programs for which Software
Maintenance is available are listed at
www. ibm. com / servers / eserver /iseries /sftsol /subscript2.htm or may be obtained from
Customer's IBM marketing representative or IBM Business Partner.
(2) Initial Software Maintenance Period: Customer must choose either one year, the charge for
which may be included with the Eligible Program, or, for an additional charge, three years of
Software Maintenance at the time Customer orders an Eligible Program. The Initial Software
Maintenance Period begins on the date that IBM makes the Program available to Customer. If
the Eligible Program is part of an IBM Software Maintenance for OS /400, i5 /OS, and selected
Programs, then the Initial Software Maintenance Period duration will be adjusted so that the
expiration coincides with that of the other Eligible Programs in the group. In such event, the
Initial Software Maintenance Period may be less than one year.
(3) Subsequent Software Maintenance Periods (under this Agreement): One or three years,
at Customer's option.
(4) Early Termination of a Software Maintenance Period for a Program: While Customer may
terminate a Software Maintenance Period, IBM Goes not issue a credit or refund for the
unused portion of a Software Maintenance Period.
(5) Renewal:
(a) It is Customer's responsibility to renew Software Maintenance at the end of each
Software Maintenance Period. IBM or Customer's IBM Business Partner will renew
expiring Software Maintenance under terms and charges made available to Customer
prior to expiration of the then current Software Maintenance Period, if it receives
Customer's order to renew (e.g., order form, order letter, purchase order) not later than
the expiration date. Subsequent Software Maintenance Periods under this Agreement
(or other terms and charges made available to Customer prior to expiration of the then
current Software Maintenance Period) begin on the day following the end of the
preceding Software Maintenance Period. If Customer does not renew Software
Maintenance by the expiration date of the Software Maintenance Period but
Z125- 6011 -03 2/2010 Page 2 of 11
subsequently wishes to acquire Software Maintenance, a Software Maintenance After
License Fee, as set forth below, will apply.
(b) For Eligible Programs running on Power Systems, System i or System p platforms, if the
Customer specifies in advance, IBM, even if it does not receive Customer's order to
renew, will continue to provide Software Maintenance under terms and charges made
available to Customer prior to expiration of the current Software Maintenance Period.
(6) Software Maintenance: During the Software Maintenance Period:
(a) IBM makes available to Customer the most current commercially available version,
release, or update to all of the Eligible Programs for which Customer acquires Software
Maintenance under this Agreement, should any be made available. For Power Systems,
System i, and System p Programs under this Agreement, Customer may obtain
upgrades to any more recent commercially available version, release or update.
Customer's right to upgrade to a new version, release or update under this subsection
may only be exercised during the Software Maintenance Period and expires at the end
of the Period if Software Maintenance is not renewed.
(b) For IBM Software Maintenance for OS /400, i5 /OS, and selected Programs, Customer is
entitled to upgrade an Eligible Program to a specific version or release only one time per
machine, notwithstanding 2.b.(6)(a) above.
(c) IBM provides Customer technical assistance for Customer's 1) routine, short duration
installation and usage (how -to) questions; and 2) code - related questions.
(d) IBM provides assistance via telephone and, if available, electronic access, to only
Customer's information systems (IS) technical support personnel during the normal
business hours (IBM published prime shift hours) of IBM support center in the
Customer's geography. This assistance is not available to Customer's end users. IBM
provides Severity 1 assistance 24 hours a day, every day of the year. Additional details
regarding assistance, including the definition of Severity 1, are provided in the IBM
Software Support Handbook at
http: / /wwwl 4. software. i bm. com /webapp /set2 /sas /f /handbook /home. htm I.
(e) Software Maintenance does not include assistance for 1) the design and development of
applications, 2) Customer's use of Eligible Programs in other than their specified
operating environment, or 3) failures caused by products for which IBM is not
responsible under this Agreement.
(f) And only if the Program is within its support timeframe as specified in the Software
Support Lifecycle policy for the Program.
(7) Software Maintenance After License Fee (which may be referred to as "Maintenance After
License" or "MAL" in connection with System i platforms and as "After License Charge" or
"ALC" in connection with System p platforms):
(a) Software Maintenance After License Fee is the charge to resume Software Maintenance
if Customer
(i) did not renew it before the end of the then current Software Maintenance Period;
or
(ii) terminated it.
(b) The Software Maintenance Period for a resumption of Software Maintenance begins on
the date that IBM accepts Customer's order.
(c) The Software Maintenance After License Fee applies when Customer acquires a used
Power Systems, System i, or System p machine and wishes to acquire Software
Maintenance for OS /400, i5 /OS, and selected Programs, unless
(i) the machine has the most current version and release of the appropriate operating
system installed; and
(ii) Customer acquires Software Maintenance within 30 days of Customer's acquisition
of the machine.
Z125- 6011 -03 2/2010 Page 3 of 11
(d) The Software Maintenance After License Fee applies when Customer acquires a used
Power Systems, System i, or System p machine and wishes to acquire Software
Maintenance for the AIX operating system or AIX selected Programs unless
(i) the machine has a current version and release of the AIX operating system or AIX
selected Programs installed and
(ii) Customer acquires Software Maintenance within 30 days of Customer's acquisition
of the machine.
(e) For Software Maintenance for other Eligible Programs not otherwise covered by this
subsection 2.b(7), a Software Maintenance After License Fee may apply to Customers
acquiring used Power System, System i, or System p machines. Please contact your
IBM representative, or where applicable, an IBM Business Partner or IBM Call Center,
for further information.
(8) Transfer of IBM Software Maintenance on Power Systems, System i and System p machines:
In addition to the provisions of section 4. "Software Maintenance Transferability" below,
Software Maintenance for Programs running on Power Systems, System i or System p
platforms
(a) applies to a designated machine (type, model and serial number);
(b) may be transferred only to another machine that is licensed for the same operating
system at the same or a more recent release level; and
(c) may incur an increase in the Software Maintenance Charge if the "transferred to"
machine is of a larger capacity.
3. Charges and Payment
If Customer returns an Eligible Program for refund as allowed under its license terms, IBM or Customer's
IBM Business Partner will terminate, and refund any charges paid for, Software Maintenance ordered with
the Program. IBM does not give refunds for Software Maintenance without the return of the associated
Eligible Program.
a. Software Maintenance acquired from an IBM Business Partner
When Customer acquires Software Maintenance from an IBM Business Partner, the IBM Business
Partner sets the charges and the terms governing charges. Customer will pay Customer's IBM
Business Partner directly.
Software Maintenance acquired directly from IBM
(1) Charges for Software Maintenance during each Software Maintenance Period, called the
Software Maintenance Charge, are invoiced in advance.
(2) The Software Maintenance Charge may vary, depending on, for example, the machine
(type /model), the Eligible Program or group of Eligible Programs, or level of use of the Eligible
Program.
(3) IBM may increase the Software Maintenance Charge without notice. An increase will not apply
to Customer if IBM receives Customer's order for Software Maintenance before the
announcement date of the increase and within three months of receipt by IBM of Customer's
order IBM makes Software Maintenance available to Customer. Customer receives the benefit
of a decrease in the Software Maintenance Charge for amounts which become clue on or after
the effective date of the decrease.
(4) Amounts are due and payable upon receipt of invoice. Customer agrees to pay accordingly,
including any late payment fee.
(5) If any authority imposes a duty, tax, levy or fee, excluding those based on IBM's net income,
upon Software Maintenance IBM supplies under this Agreement, then Customer agrees to pay
that amount as specified in the invoice, unless Customer supplies exemption documentation.
4. Software Maintenance Transferability
Customer may transfer Software Maintenance only to an entity that is within Customer's Enterprise and
located within the country in which Software Maintenance is acquired, provided that the entity receiving
the Eligible Program agrees to the terms of this Agreement.
Z125- 6011 -03 2/2010 Page 4 of 11
5. Customer's Responsibilities
Customer agrees that when Customer acquires Software Maintenance for an Eligible Program:
a. Customer will acquire Software Maintenance for the same level of use as that at which the Eligible
Program is authorized. Partial coverage for a particular Eligible Program is not offered;
b. Customer is responsible for the results obtained from the use of the Software Maintenance;
C. Customer will, at IBM's request, allow IBM to remotely access Customer's system to assist
Customer in isolating the software problem cause;
d. Customer remains responsible for adequately protecting Customer's system and all data contained
in it whenever IBM remotely accesses it with Customer's permission to assist Customer in isolating
the software problem cause;
e. Customer will provide sufficient, free, and safe access to Customer's facilities for IBM to fulfill its
obligations; and
except as permitted by section 4. Software Maintenance Transferability above, Customer will not
assign, or otherwise transfer, this Agreement or Customer's rights under this Agreement, or
delegate Customer's obligations, without IBM's prior written consent. Any attempt to do so is void.
The assignment of this Agreement, in whole or in part, within the Enterprise of which either of us is
a part or to a successor organization by merger or acquisition does not require the consent of the
other. IBM is also permitted to assign its rights to payments under this Agreement without obtaining
your consent. It is not considered an assignment for IBM to divest a portion of its business in a
manner that similarly affects all of its customers.
6. Warranty for Software Maintenance
IBM warrants that Software Maintenance will be provided using reasonable care and skill and according
to its delcription in the IBM Software Support Handbook at
http: / /www14. software. ibm. com/ webapP /set2 /sas /f /handbook/home.htm1. Customer agrees to provide
timely written notice of any failure to comply with this warranty so that IBM can take corrective action.
The warranties will be voided by misuse, accident, modification, unsuitable physical or operating
environment, operation in other than the specified operating environment, or failure caused by a product
for which IBM is not responsible.
EXCEPT AS EXPRESSLY REQUIRED BY LAW WITHOUT THE POSSIBILITY OF CONTRACTUAL
WAIVER OR LIMITATION, THESE WARRANTIES ARE CUSTOMER'S EXCLUSIVE WARRANTIES
AND REPLACE ALL OTHER WARRANTIES OR CONDITIONS, EXPRESS OR IMPLIED, INCLUDING,
BUT NOT LIMITED TO, ANY IMPLIED WARRANTIES OR CONDITIONS OF SATISFACTORY
QUALITY, MERCHANTABILITY, AND FITNESS FOR A PARTICULAR PURPOSE.
IBM does not warrant uninterrupted or error -free provision of Software Maintenance or that IBM will
correct all defects.
7. Changes to Agreement Terms
IBM may propose changes to the terms of this Agreement by giving Customer three months' prior written
notice by letter or e-mail, either directly to Customer or through Customer's IBM Business Partner. These
changes are not retroactive and would only apply to new orders and renewals once mutually agreed to in
writing by IBM and Customer.
8. Termination and Withdrawal
Either of us may terminate this Agreement if the other does not comply with any of its terms, provided the
one who is not complying is given written notice and reasonable time to comply.
IBM may withdraw Software Maintenance for an Eligible Program by publishing a notice of withdrawal not
less than 12 months prior to its effective date. If IBM withdraws Software Maintenance for which
Customer has prepaid and IBM has not yet fully provided it to Customer, at its sole discretion IBM will
either continue to provide Software Maintenance to Customer until the end of the current Software
Maintenance Period or give Customer a prorated refund. Acquisition of Software Maintenance does not
extend the period for which an Eligible Program is supported.
Notwithstanding anything to the contrary in this Agreement, if IBM terminates Customer's license for an
Eligible Program due to Customer's breach of any of its terms, IBM may also concurrently terminate
Z125- 6011 -03 2/2010 Page 5 of 11
Software Maintenance for that Eligible Program. In this instance, IBM is not obligated to issue a refund or
credit for any unused portion of Software Maintenance.
IBM may withdraw the Software Maintenance offering in its entirety on 12 months' written notice to all
then current Software Maintenance customers by letter or e-mail.
Any terms of this Agreement which by their nature extend beyond the Agreement termination remain in
effect until fulfilled, and apply to both of our respective successors and assignees.
9. Additional Terms
a. To assist Customer in isolating the cause of a software problem, IBM may ask Customer to (1) allow
IBM to remotely access Customer's system or (2) send customer information or system data to IBM.
IBM uses information about errors and problems only to improve its products and services and
assist with its provision of Software Maintenance. IBM may use subcontractors and IBM Enterprise
entities in other countries for these purposes, and Customer authorizes IBM to do so.
Customer remains responsible for (i) any data and the content of any database Customer makes
available to IBM, (ii) the selection and implementation of procedures and controls regarding access,
security, encryption, use, and transmission of data (including any personally - identifiable data), and
(iii) backup and recovery of the database and any stored data. Customer will not send or provide to
IBM access to personal information and will be responsible for any reasonable costs and other
amounts that IBM may incur relating to any such information mistakenly provided to IBM or to the
loss or disclosure of such information by IBM, including those arising out of any third party claims.
b. All information exchanged is nonconfidential. If either of us requires the exchange of confidential
information, it will be made under a signed confidentiality agreement.
C. Each may communicate with the other by electronic means and such communication is acceptable
as a signed writing to the extent permissible under applicable law. An identification code (called a
"user ID ") contained in an electronic document is sufficient to verify the sender's identity and the
document's authenticity.
This Agreement is the complete agreement regarding Customer's acquisition of Software Maintenance, and
replaces any prior oral or written communications between Customer and IBM concerning Software Maintenance.
In entering into this Agreement, neither party is relying on any representation that is not specified in this
Agreement including without limitation any representations concerning: 1) performance or function of any product
or system, other than as expressly warranted in section 6 above; 2) the experiences or recommendations of other
parties; or 3) results or savings Customer may achieve. Additional or different terms in any written
communication from Customer (such as a purchase order) are void.
Customer accepts the terms of this Agreement without modification by any one of the following means: to the
extent permissible under applicable law, by ordering, using, or making payment for Software Maintenance or,
where required by law, signing a transaction document. Software Maintenance becomes subject to this
Agreement when IBM or Customer's IBM Business Partner accepts Customer's order or payment. Once in effect,
1) unless prohibited by applicable local law or specified otherwise, any reproduction of this Agreement made by
reliable means (for example, photocopy, electronic scan or facsimile) is considered an original and 2) Software
Maintenance Customer orders under this Agreement is subject to it.
Z125- 6011 -03 2/2010 Page 6 of 11
International Agreement for Acquisition of Software Maintenance
Part 2- Country- unique Terms
AMERICAS
The following terms apply to all Americas countries (except Brazil, Canada and the United States)
unless a specific country term states otherwise:
3. Charges and Payment
In subsection b. Software Maintenance acquired directly from IBM, the following replaces item (4):
Amounts are due upon receipt of invoice and payable as IBM specifies in a transaction document.
The currency for payment of amounts due is US dollars or the equivalent in local currency as
follows:
(a) As long as the country operates in a free currency exchange market, Customer and IBM agree
that IBM will accept payment in the applicable country national currency calculated at the country
official exchange rate published by the bank specified in a transaction document on the date
payment is made.
(b) If the government of a country establishes any restriction or limitation on its free currency
exchange markets, Customer agrees to make payments to IBM in US dollars to a bank account
in New York, NY, USA, designated by IBM in the transaction document, provided that such
payment is not illegal under country law. If such method of payment is forbidden by country law,
Customer agrees to pay the amount indicated in the transaction document in country national
currency, calculated at the official exchange rate which is in use for the remittance of dividends
and net earnings to foreign investors outside the country.
Customer agrees to pay accordingly, including any late payment fee. The late payment fee is
calculated and payable in US dollars at two percent (or the maximum rate allowed by local law if
such is less than two percent) of the delinquent amount due per each thirty day period during which
any delinquent balance remains unpaid.
All additional terms apply to the referenced country.
BRAZIL
,.
2. Software Maintenance
In subsection a. For Eligible Programs running on an IBM System z platform,
items 2 through and including 5 are deleted in their entirety.
In item 6, the phrase "S &S Period" is replaced by the following:
the period for which Customer has paid for S &S
In item 8, the phrase `pro -rated to the end of the current S &S Period" is replaced by the following.
effective on the first day of the following month
3. Charges and Payment
In subsection b. Software Maintenance acquired directly from IBM, the following replaces item (1):
For Eligible Programs running on IBM distributed platforms or equivalent, charges for Software
Maintenance during each Software Maintenance Period, called the Software Maint nce Charge,
are invoiced in advance. For Eligible Programs running on an IBM System z platforor equivalent,
charges for Software Maintenance, called the Software Maintenance Charge, are invoiced monthly
in advance.
In subsection b. Software Maintenance acquired directly from IBM, the following replaces item (3):
IBM may increase charges for Software Maintenance provided under this Agreement. IBM's ability
to increase such charges is subject to the requirements of Brazilian law.
In subsection b. Software Maintenance acquired directly from IBM, the following replaces item (4):
Amounts are due upon receipt of invoice and payable in local currency as IBM specifies in a
transaction document. Customer agrees to pay accordingly, including any late payment fee.
Delinquent amounts are subject to monetary correction based on the inflation index called the
"General Price Index" calculated by Getulio Vargas Foundation (IGP- M /FGV), plus interest at the
Z125- 6011 -03 2/2010 Page 7 of 11
rate of one percent per month, both calculated "pro rata die." The late payment fee is calculated
against the resultant delinquent amount at the following rates:
(a) if payment is made between the 31st day and the 60th day from invoice date, a two percent late
payment penalty applied to the resultant delinquent amount, or
(b) if payment is made 61 or more days from invoice date, a ten percent late payment penalty
applied to the resultant delinquent amount.
The following is added to subsection b. Software Maintenance acquired directly from IBM as item (6):
Amounts due are expressed in local currency.
The following is added to subsection b. Software Maintenance acquired directly from IBM as item (7):
The charges for Software Maintenance acquired under this Agreement are inclusive of all applicable
taxes that are IBM's responsibility on the base date established in a transaction document. The
parties agree that IBM will adjust the charges accordingly should any of the following occur:
(a) any change is made to the rate, form or base of calculation, form of payment,
classification or taxes levied on the Software Maintenance or on their costs,
(b) a new applicable tax is created,
(c) any change is made to any other legal aspect related to the taxes applicable on the base
date,
(d) any change is made to the origin or to the delivery location for the Software
Maintenance,
(e) any change is made to the location where Services are to be provided, or
(f) any change is made to the manner in which Services are marketed.
7. Changes to Agreement Terms
The following replaces this section in its entirety:
In order to maintain flexibility in our business relationship, the terms of this Agreement may be
changed upon execution of an amendment and the changes shall apply as of the effective date
specified in the amendment. They apply only to new orders, on -going transactions that do not
expire, and transactions with a defined renewable contract period. For transactions with a defined
renewable contract period, Customer may request that IBM defer the change effective date until the
end of the current contract period.
8. Termination and Withdrawal
The words "or e- mail" in the fourth paragraph of this section are deleted.
9. Additional Terms
In the first sentence of item c, the phrase "and such communications are acceptable as a signed writing"
is deleted.
In the clause that begins with "This Agreement is the complete ..."
In the fourth sentence, which begin$ with "Customer accepts the terms ..., " the following phrase is
deleted:
any one of the following means: to the extent permissible under applicable law, by ordering, using,
or making payment for Software Maintenance or, where required by law,
In the fifth sentence, which begins with "Software Maintenance becomes subject to this Agreement...,
the phrase "accepts Customer's order or payment" is replaced by the following phrase.
accepts Customer's order by signing it.
Z125- 6011 -03 2/2010 Page 8 of 11
ANGUILLA, ANTIGUA AND BARBUDA, ARUBA, BAHAMAS, BARBADOS, BERMUDA, BRITISH
VIRGIN ISLANDS, CAYMAN ISLANDS, DOMINICA, GRENADA, GUYANA, JAMAICA,
MONTSERRAT, NETHERLANDS ANTILLES, SAINT KITTS AND NEVIS, SAINT LUCIA, SAINT
MARTIN, SAINT VINCENT AND THE GRENADINES, SURINAME, TRINIDAD AND TOBAGO, TURKS
AND CAICOS ISLANDS, BELIZE, BOLIVIA, COSTA RICA, DOMINICAN REPUBLIC, EL SALVADOR,
HAITI, HONDURAS, GUATEMALA, NICARAGUA, PANAMA, AND PARAGUAY
2. Software Maintenance
The following replaces (4) Automatic Renewal in subsection 2.a For Eligible Programs running on an
IBM System z platform or equiva lent:
IBM will renew, for an additional payment, expiring S &S for all of Customer's Program licenses for
an additional Software Maintenance Period if IBM receives (1) Customer's order to renew (e.g.,
order form, order letter, purchase order) prior to the expiration of the current coverage period or (2)
Customer's payment within 30 days of Customer's receipt of the S &S invoice for the next coverage
period.
UNITED STATES OF AMERICA
2. Software Maintenance
The following is added at the end the sentence beginning with "While Customer may terminate an S &S
Period..." in (3) Early Termination of an S &S Period for a Program in subsection 2.a For Eligible
Programs running on an IBM System z platform or equivalent:
unless the S &S Period was renewed under the provisions of subsection 4, Automatic Renewal
(below). In such event, Customer may obtain a credit, prorated to the end of that S &S Period from
the first day of the month following the later of (a) IBM's receipt of Customer's termination request or
(2) Customer's requested date of termination, through the end of that S &S Period.
ASIA PACIFIC
-1
AUSTRALIA
3. Charges and Payment
The following paragraph is added after item b:
All charges or other amounts payable under this Agreement are specified to include applicable
goods and services tax ( "GST ").
The following paragraph replaces item b(5) in its entirety.
If any government or authority imposes a duty, tax (other than income tax), levy, or fee, on the
Agreement or on the Software Maintenance itself, that is not otherwise provided for in the amount
payable, Customer agrees to pay it when IBM invoices Customer. If the rate of GST changes, IBM
may adjust the charge or other amount payable to take into account that change from the date the
change becomes effective.
6. Warranty for Software Maintenance
The following paragraph is Added as the first paragraph of this section:
The warranties specified in this section are in addition to any rights Customer may have under the
Trade Practices Act 1974 or other legislation and are only limited to the extent permitted by the
applicable legislation'.
CAMBODIA, LAOS, PEOPLE'S REPUBLIC OF CHINA, VIETNAM, BANGLADESH, BHUTAN, NEPAL
2. Software Maintenance
The following replaces (4) Automatic Renewal in subsection 2.a For Eligible Programs running on an
IBM System z platform or equivalent:
IBM will renew, for an additional payment, expiring S &S for all of Customer Program licenses for an
additional S &S Period if IBM receives (1) Customer's order to renew (e.g., order form, order letter,
purchase order) prior to the expiration of the current coverage period or (2) Customer's payment
within 30 days of Customer's receipt of the S &S invoice for the next coverage period.
Z125- 6011 -03 2/2010 Page 9 of 11
HONG KONG SAR, MACAU SAR, AND TAIWAN
As applies to transactions initiated and performed in Taiwan and the special administrative regions,
phrases throughout this Agreement containing the word "country" (for example, "country of acquisition"
and "country of installation) are replaced with the following:
(1) In Hong Kong SAR: "Hong Kong SAR"
(2) In Macau SAR: "Macau SAR" except in the Governing Law clause (section 14.1)
(3) In Taiwan: "Taiwan. "
INDONESIA
8. Termination and Withdrawal
The following paragraph is added between the first and second paragraphs:
We both waive in this regard, the provision of article 1266 of the Indonesian Civil Code to the extent
the article provision requires such court decree for the termination of an agreement creating mutual
obligations.
JAPAN
8. Termination and Withdrawal
The following paragraph is added to this section:
When all or a substantial portion of either party's assets, credits or business are so changed as to
make continued performance of that party's obligations impracticable or impossible, the other party
may terminate this Agreement with prior notice.
NEW ZEALAND
6. Warranty for Software Maintenance
The following paragraph is added as the first paragraph of this section:
The warranties specified in this Part are in addition to any rights Customer may have under the
Consumer Guarantees Act 1993 or other legislation which cannot be excluded or limited. The
Consumer Guarantees Act 1993 will not apply in respect of any goods or services which IBM
provides, if Customer requires the goods or services for the purposes of a business as defined in
that Act.
EUROPE, MIDDLE EAST, AFRICA (EMEA)
EUROPEAN UNION MEMBERS
6. Warranty for Software Maintenance
For European Union Member States the following is added to Section 6:
In the European Union, consumers have legal rights under applicable national legislation governing
the sale of consumer goods and services. Such rights are not affected by the provisions set out in
this Section 6 Warranty for Software Maintenance.
AUSTRIA
6. Warranty for Software Maintenance
This Section 6. Warranty for Software Maintenance is amended as specified for GERMANY.
FRANCE
3. Charges and Payment
In subsection b. Software Maintenance acquired directly from IBM the following is added to the end of
item (3).
If Customer disagrees with the increase, Customer may terminate the transaction by notifying IBM,
in writing, within fifteen days after the date of IBM's notification to Customer of the increase.
GERMANY
3. Charges and Payment
In subsection b. Software Maintenance acquired directly from IBM. item (3) "three months" is
replaced with "four months "
2125- 6011 -03 2/2010 Page 10 of 11
6. Warranty for Software Maintenance
For Germany (and Austria) the following replaces Section 6. Warranty for Software Maintenance in its
entirety.
IBM warrants that Software Maintenance will be provided using reasonable care and skill and
according to its description in the IBM Software Support Handbook at
http: / /wwwl4. software. ibm. com / webapp /set2 /sas /f /handbook/home.htmi. Customer agrees to
provide timely written notice of any failure to comply with this warranty so that IBM can take
corrective action. IBM will remedy any defects covered by warranty, of which written notice has
been given by Customer. If a defect is not remedied within a reasonable period of time, Customer
may with respect to that defect, at Customer's choice, either request a reduction of price, or, if the
value or the serviceability of the work is substantially impaired, instant termination ( "Kiindigung ") of
this Agreement. In case of minor defects or deviations, Customer shall not be entitled to terminate
the Agreement.
The warranties will be voided by misuse, accident, modification, unsuitable physical or operating
environment, operation in other than the specified operating environment, or failure caused by a
product for which IBM is not responsible.
Without prejudice to Customer's rights under other warranty provisions of the Agreement, IBM does
not warrant uninterrupted or error -free provision of Software Maintenance or that IBM will correct all
defects.
9. Additional Terms
The following paragraph is added as the last paragraph of subsection a:
When assisting Customer in isolating the cause of a software problem, should IBM access
Customer's personally - identifiable data upon Customer's request, "IBM Supplementary Terms and
Conditions for Processing of Customer Data by Order according to § 11 BDSG" applies.
IRELAND and UNITED KINGDOM
6. Warranty for Software Maintenance (Ireland only)
The following paragraph is added:
Except as expressly provided in these terms and conditions, or Section 12 of the Sale of Goods Act
1893 as amended by the Sale of Goods and Supply of Services Act, 1980 (the "1980 Act "), all
conditions or warranties (express or implied, statutory or otherwise) are hereby excluded including,
without limitation, any warranties implied by the Sale of Goods Act 1893 as amended by the 1980
Act (including, for the avoidance of doubt, Section 39 of the 1980 Act).
Entire Agreement
The following sentence is added to the second from last paragraph of Part 1:
Nothing in this paragraph shall have the effect of excluding or limiting liability for fraud.
Z125- 6011 -03 2/2010 Page 11 of 11
software
CUSTOMER ACKNOWLEDGMENT
THIRD PARTY SOFTWARE
Date: October 24, 2011
Company Name (End- User): City of Fort Worth
Contact Name:
Water
'J W*1
Address: 1000 Throckmorton St.
rl l Oe rF
City, State/Prov, Postal Code: Fort Worth TX 76102
Country:
X
USA
IBM Customer Number (ICN): 1784461
Site ID: 1783432
® IBM WebSphere
❑ Oracle WebLo is
New Installation:
❑ Yes
® No
Licensee is:
❑ Using Actuate (excluding BIRT)
❑ Not using Actuate
Program(s):
® Maximo Asset Management
❑ Tivoli Asset Management for IT
❑ Maximo for Life Sciences
El Tivoli
Tivoli Service Request Manager
El Maximo for & G Power
Maximo for Oil
il &Gas
❑ Maximo Asset Mgmt Object Access for SMART Mobile
• Maximo Everyplace
❑ Maximo for Transportation
• Maximo Mobile Asset Manager
• Maximo Mobile Inventory Manager
® Maximo for Utilities
❑ Maximo Spatial Asset Management
• Maximo Mobile Work Manager
• SMART MAXIMO Mobile Inventory Manager
❑ Maximo for Government
❑ Tivoli Service Request Manager for Service Providers
• SMART MAXIMO Mobile Work Manager
• SMART MAXIMO Mobile Work Manager w/ Calibration
❑ Tivoli Service Request Manager for Internal Service Providers
❑ Maximo Service & Asset Mgmt for Strategic Outsourcing GTS
❑ SMART MAXIMO Mobile Auditor
❑ TSRM for IT Service Providers Strategic Outsourcing GTS
Installed Version(s): Version 5.2
The Licensee acknowledges and agrees that an entitlement for the expanded use of the
Program pursuant to a Proof of Entitlement does not include authorization of any expanded
usage of the Actuate report writer features and functions that were included with the
Program. Any expanded usage of any Actuate component beyond your existing
entitlements as of November 19, 2010, is prohibited.
COMPANY NAME
Signature: /`%l_.+r.iv ��—•
Title: �tlf - CC'tN �iZy glr
Date:
OFFICIAL. RECORD
CITY SECRETARY
FT. WORTH, TX
I
Please return the signed form to the Maximo Project Office at mpo@us.ibm.com.
City of Fort Worth, Texas
Mayor and Council Communication
COUNCIL ACTION: Approved on 12/6/2011
DATE: Tuesday, December 06, 2011 REFERENCE NO.: * *C -25327
LOG NAME: 60IBM- MAXIMO MMS
SUBJECT:
Authorize Execution of Three Agreements with IBM, Inc., in an Amount of $607,077.83 for Software
Licenses and Annual Maintenance for Maximo, Maintenance Management System and Related Software
Using the Department of Information Resources Contract SDD -633 for the Water Department (ALL
COUNCIL DISTRICTS)
RECOMMENDATION:
It is recommended that the City Council:
1. Authorize execution of an Agreement with IBM, Inc., for software licenses, subscription and support for
the Water Department in an amount not to exceed $346,042.49;
2. Authorize execution of an Agreement with IBM, Inc., for software licenses to support the mobile
workforce in an amount not to exceed $132,300.00; and
3. Authorize execution of a three -year Agreement with IBM, Inc., for Maximo software support and
upgrades for an annual cost of $128,735.34.
DISCUSSION:
On May 17, 2005, (M&C P- 10154) City Council authorized the City Manager to enter into a Software
Maintenance contract with MRO Software, Inc., for the Water Department's Maintenance Management
System. MRO Software, Inc., was purchased by IBM Corporation, on October 5, 2006, and they are now
the sole source vendor to provide software maintenance for the Maximo Maintenance Management
System.
Currently, the Water Department has implemented Maximo in the Field Operations division. The additional
software licenses will allow the Department to expand the use of the tool to the Water Production and
Pollution Control divisions. This expansion will allow the department to (1) create more orderly workflows
between divisions, (2) improve labor efficiency across work processes, (3) reduce risk of non - compliance,
(4) identify trends across the department; and (5) track costs more efficiently.
Originally, the Water Department planned to procure the licenses and support/maintenance for Maximo
and related software when the Department selected a software implementer for the software expansion
and upgrade project. However, IBM has scheduled a price increase of up to 15 percent effective January
2012. Consequently the Department chose to advance the procurement of the licenses and
support/maintenance so that the City could take advantage of the current pricing structure. The annual
support/maintenance will be limited to no more than a seven percent increase annually. The Maximo
licenses will be procured with a 30 percent discount from the list price. By electing to procure in 2011, the
City is set to avoid an additional $263,028.85 in costs over the next three years.
The State of Texas Department of Information Resources (DIR) is authorized to offer the cooperative
purchasing program to state agencies, public institutions of higher learning, public school districts and
local governments. Pursuant to State law, a local government that purchase goods and services under the
http:// apps .cfwnet.org /ecouncil /printmc. asp ?id = 16213 &print= true &DocType =Print 12/20/2011
Interlocal Cooperation Act satisfies otherwise applicable competitive bidding requirements.
M/WBE - A waiver of the goal for M/WBE subcontracting requirements was requested by the
Water Department and approved by M/WBE Office because the purchase of goods or services is from
sources where subcontracting or supplier opportunities are negligible.
RENEWAL OPTIONS: This agreement may be renewed for up to three successive one -year terms at the
City's option. This action does not require specific City Council approval provided that the City Council has
appropriated sufficient funds to satisfy the City's obligation during the renewal term.
FISCAL INFORMATION / CERTIFICATION:
The Financial Management Services Director certifies that funds are available in the current operating
budget, as appropriated, of the Water and Sewer Fund.
FUND CENTERS:
TO Fund /Account/Centem
CERTIFICATIONS:
Submitted for City Manager's Office by:
Originating Department Head:
Additional Information Contact:
ATTACHMENTS
1. MWBE 1601BM- Maximo MMS.pdf (CFW Internal)
2. PE45- 539120- 0604012.doc (CFW Internal)
3. PE45- 539120- 0704012.doc (CFW Intemal)
FROM Fund /Account/Centers
PE45 539120 0604012
PE45 539120 0704012
Fernando Costa (6122)
S. Frank Crumb (8207)
Barbara Wilson (8272)
$303.538.91
$303.538.92
http: // apps .cfwnet.org /ecouncil /printmc. asp ?id = 16213 &print= true &DocType =Print 12/20/2011