Loading...
HomeMy WebLinkAboutContract 56593 DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD MEMORANDUM OF UNDERSTANDING CSC No.56593 TEXAS DEPARTMENT OF STATE HEALTH SERVICES CONTRACT No. HHS000986900008 The DEPARTMENT OF STATE HEALTH SERVICES ("DSHS" or "SYSTEM AGENCY"), an administrative agency within the executive branch of the state of Texas, and CITY OF FORT WORTH ("RECEIVING ENTITY"), having its principal office at 275 W 13th Street, Fort Worth (each a "Party" and collectively the "Parties"), enter into the following Memorandum of Understanding ("MOU") for the exchange of confidential ImmTrac2 system data. L PURPOSE OF THE MOU. DSHS will provide to Receiving Entity certain available confidential data identified in ATTACHMENT B,IMMTRAC2 COVID-19 DATA FIELDS ("Confidential Data"), which Confidential Data consists of immunization records extracted from the ImmTrac2 Texas Immunization Registry ("ImmTrac2") system maintained by DSHS. The Parties agree to the intended utilization of the Confidential Data as identified in ATTACHMENT B.No Confidential Data may be shared or otherwise released by Receiving Entity without specific statutory authority. H. TERM OF THE MOU. This MOU is effective on the signature date of the latter of the Parties to sign this MOU and terminates on either December 31, 2025 or the expiration or termination of all federal and state COVID-19 disaster declarations,whichever occurs first. Confidential Data will not be shared among the Parties beyond the effective period of this MOU. HI. AUTHORITY. The Parties enter into this MOU under the authority of Texas Health and Safety Code Title 12, Section 1001.089 and Texas Government Code Chapter 791, Interlocal Cooperation Act. IV. STATEMENT OF WORK A. Receiving Entity will complete the selection criteria fields in ATTACHMENT B, which will identify the Confidential Data(to which the Receiving Entity requires access) specific to Covid- 19 vaccine administration to the residents of the Receiving Entity's jurisdiction. B. Receiving Entity will enter information into the ImmTrac2 system, via secure GlobalScape enterprise portal, pertaining to Covid-19 vaccine administration to the residents of the Receiving Entity's jurisdiction. C. Receiving Entity will have access to available Confidential Data (contained in the ImmTrac2 system) via secure GlobalScape enterprise portal, according to the criteria identified in ATTACHMENT B. The method of delivery of Confidential Data will be through the use of a secure file transfer protocol site or other method of data transfer with at least that same level of security and/or encryption whose internet address, log-in, and password identification will be sent by DSHS personnel to Receiving Entity's Representative (as noted in Section V). D. The Confidential Data will be provided to Receiving Entity to support its response to the COVID-19 pandemic. Confidential Data shall not be used for any other purposes unless specifically approved in writing by DSHS and in compliance with Receiving Entity's appropriate review and statutory authority. V. Authorized Representatives. The following will act as the Representative authorized to administer activities under this MOU on behalf of their respective Party. OFFICIAL RECORD CITY SECRETARY FT. WORTH, TX DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD DSHS (Contract DSHS (Immunizations) Receiving Entity Management Section) Holly Zoerner, Gretchen Birdwell Cody Whittenburg Contract Manager 1100 W 49"' 275 W 13"'Street 1100 W 49"'Street,MC 1990 Street Fort Worth, Texas 76102 Austin, Texas 78756 Austin, Texas 78756 Telephone: (682)321-3619 Telephone: (512)776-3742 Telephone: (512)776-2946 Email: Email: Email: holly.zoerner&dshs.texas. oovv Gretchen,Birdwellkdshs.texas. og_v cody.whittenburg�fortworthtexas.gov VI. LEGAL NOTICES Legal Notices under this MOU shall be deemed delivered when deposited either in the United States mail, postage paid, certified, return receipt requested; or with a common carrier, overnight, signature required, to the appropriate address below: DSHS Receiving Entity Department of State Health Services City of Fort Worth Attn: General Counsel Cody Whittenburg 100 W. 49th Street, MC1911 275 W 13th Street Austin, Texas 78756 Fort Worth, Texas 76102 With copy to Health and Human Services Commission Attn: Office of Chief Counsel 4900 N. Lamar Blvd. Austin, Texas 78751 Notice given in any other manner shall be deemed effective only if and when received by the Party to be notified. Either Party may change its address for receiving legal notice by notifying the other Party in writing. VII. CERTIFICATIONS The undersigned contracting Parties certify that: (1) The services specified herein are necessary and essential for activities that are properly within the statutory functions and programs of the affected agencies of state and local government; (2) Each Party executing this MOU on its behalf has full power and authority to enter into this MOU; (3) The proposed arrangements serve the interest of efficient and economical administration of state government; and (4) The services contracted for are not required by Section 21, Article XVI of the Constitution of Texas to be supplied under a contract awarded to the lowest responsible bidder. DSHS further certifies that it has statutory authority to contract for the services described in this MOU under Texas Health and Safety Code Title 2. Receiving Entity further certifies that it has statutory authority to contract for the services described in this MOU under the authority outlined in SECTION HI. DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD VIII.GENERAL TERMS AND CONDITIONS A. AMENDMENT. This MOU may only be amended by an Amendment executed by both Parties. B. CONFIDENTIALITY 1. The Parties are required to comply with all applicable state and federal laws relating to the privacy and confidentiality of Confidential Data and records. 2. Receiving Entity will comply with the DATA USE AGREEMENT incorporated into this MOU as ATTACHMENT A. 3. Receiving Entity will maintain sufficient safeguards to prevent release or disclosure of any such confidential records or information obtained under this MOU to anyone other than individuals who are authorized by law to receive such records or information and who will protect the records or information from re-disclosure as required by law. Datawill be housed in a secure location. The foregoing shall not apply to information that: (i) is not disclosed in writing by DSHS or reduced to writing and marked confidential within thirty (30) days after disclosure; or (ii) is already in Receiving Entity's possession at the time of disclosure as evidenced by written records in the possession of Receiving Entity prior to such time; or (iii) is or later becomes part of the public domain through no fault of Receiving Entity; or (iv) is received from a third party having no obligations of confidentiality to DSHS; or (v) is independently developed by Receiving Entity or by its personnel having no access to the Confidential Data. 4. Receiving Entity will use Confidential Data obtained under this MOU only for purposes as described in this MOU and as otherwise allowed by law. 5. Notwithstanding any provision relating to confidentiality, the Confidential Data held by DSHS may be disclosed to a third party pursuant to the Texas Public Information Act (Texas Government Code Chapter 552), any open records decision or ruling by the Attorney General that such information constitutes public information, or as otherwise provided by law. 6. Any remaining Confidential Data provided as part of this MOU will be destroyed within 60-days of the termination of the MOU. 7. Data no longer in use will be destroyed using software that renders these data unrecoverable. C. TERMINATION. Either Party may terminate this MOU with or without cause by giving thirty (30) days advance written notice of its intent to terminate to the non-terminating Party. D. No COST. There is no funding associated with this MOU. The total amount of this MOU is $0.00.No funds will be exchanged between the Parties under this MOU for any purpose. E. TEXAS PUBLIC INFORMATION ACT. Each Party is responsible for complying with the provisions of Texas Government Code Chapter 552 ("Texas Public Information Act") and the Attorney General Opinions issued under that statute.Responses to requests for information shall be handled in accordance with the provisions of the Texas Public Information Act. F. RIGHT To AUDIT. The Parties acknowledge the State Auditor's authority to conduct audits of state agencies under Texas Government Code Chapter 321. G. ASSIGNMENT.No assignment of this MOU or of any right accruing hereunder shall be made, in whole or part,by either Party without the prior written consent of the other,unless authorized by law. DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD H. DISPUTE RESOLUTION. The Parties agree to use good faith efforts to resolve all questions, difficulties, or disputes of any nature that may arise under or by this MOU; provided however, nothing in this paragraph shall preclude either Party from pursuing any remedies available under Texas law. I. FORCE MAJEURE. Neither Party shall be liable to the other for any delay in, or failure of performance of, any requirement included in the MOU caused by force majeure. The existence of such causes of delay or failure shall extend the period of performance until after the causes of delay or failure have been removed provided the non-performing Party exercises all reasonable due diligence to perform. Force majeure is defined as acts of God, war, fires, explosions, hurricanes, floods, failure of transportation, or other causes that are beyond the reasonable control of either Party and that by exercise of due foresight such Party could not reasonably have been expected to avoid, and which, by the exercise of all reasonable due diligence, such Party is unable to overcome. J. No WAIVER. The failure of either Party to object to or to take affirmative action with respect to any conduct of the other Party which is in violation or breach of the terms of the MOU shall not be construed as a waiver of the violation or breach, or of any future violation or breach. K. GOVERNING LAW AND VENUE.This MOU shall be governed by and construed in accordance with the laws of the State of Texas, without regard to the conflicts of law provisions. The venue of any suit arising under the MOU is fixed in any court of competent jurisdiction of Travis County, Texas, unless the specific venue is otherwise identified in a statute which directly names or otherwise identifies its applicability to DSHS. SIGNATURE PAGE FOLLOWS DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD SIGNATURE PAGE CONTRACT No. HHS000986900008 By signing below, the Parties agree that this MOU constitutes the entire legal and binding agreement between them. The Parties acknowledge that they have read the MOU and agree to its terms, and that the persons whose signatures appear below have the authority to execute this MOU on behalf of their respective Party. DEPARTMENT OF STATE HEALTH SERVICES RECEIVING ENTITY DocuSigned by: Valerie Washington(Oct 13,202118:56 CDT) 87AFD32AD9D24A9_ Imelda Garcia Valerie Washington Associate Commissioner g Assistant City Manager Date of Execution: October 14, 2021 Date of Execution: Oct 13,2021 THE FOLLOWING ATTACHMENTS ARE HEREBY ATTACHED TO AND INCORPORATED INTO THE MOU BY REFERENCE: ATTACHMENT A: DATA USE AGREEMENT ATTACHMENT B: IMMTRAC2 COVID-19 DATA FIELDS OFFICIAL RECORD CITY SECRETARY FT. WORTH, TX DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD City of Fort Worth internal ROUTING process: Approval Recommended: Contract Compliance Manager: By signing I acknowledge that I am the person responsible for the monitoring and administration of this contract, including By:2-dv4 ensuring all performance and reporting Name: Cody Whittenburg requirements. Title: Assistant Director Approved as to Form and Legality: By: on- Name: Sandra Hernandez Title: Sr. Environmental Specialist By. a�'o' o0000 Name: Taylor Paris City Secretary: ,p Ooo°° °o°�LOd� 0 Title: Assistant City Attorney Alo o��� 0 �Vo °_� 0 0 o Contract Authorization: By: ��°Q �� °°°°O0000°°° A, M&C: _N/A_ Name: Ronald P. Gonzales rEXA7 Title: Acting City Secretary OFFICIAL RECORD CITY SECRETARY FT. WORTH, TX DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD ATTACHMENT A HHS DATA USE AGREEMENT This Data Use Agreement("DUA"), effective as of the date the Base Contract into which it is incorporated is signed ("Effective Date"), is entered into by and between a Texas Health and Human Services Enterprise agency ("HHS"), and the Contractor identified in the Base Contract, a political subdivision of the State of Texas ("CONTRACTOR"). ARTICLE 1. PURPOSE;APPLICABILITY; ORDER OF PRECEDENCE The purpose of this DUA is to facilitate creation, receipt, maintenance, use, disclosure or access to Confidential Information with CONTRACTOR, and describe CONTRACTOR's rights and obligations with respect to the Confidential Information. 45 CFR 164.504(e)(1)-(3). This DUA also describes HHS's remedies in the event of CONTRACTOR's noncompliance with its obligations under this DUA. This DUA applies to both Business Associates and contractors who are not Business Associates who create, receive, maintain, use, disclose or have access to Confidential Information on behalf of HHS, its programs or clients as described in the Base Contract. As of the Effective Date of this DUA, if any provision of the Base Contract, including any General Provisions or Uniform Terms and Conditions, conflicts with this DUA,this DUA controls. ARTICLE 2. DEFINITIONS For the purposes of this DUA, capitalized, underlined terms have the meanings set forth in the following: Health Insurance Portability and Accountability Act of 1996,Public Law 104-191 (42 U.S.C. §1320d, et seq.) and regulations thereunder in 45 CFR Parts 160 and 164, including all amendments, regulations and guidance issued thereafter; The Social Security Act, including Section 1137 (42 U.S.C. §§ 1320b-7), Title XVI of the Act; The Privacy Act of 1974, as amended by the Computer Matching and Privacy Protection Act of 1988, 5 U.S.C. § 552a and regulations and guidance thereunder; Internal Revenue Code, Title 26 of the United States Code and regulations and publications adopted under that code, including IRS Publication 1075; OMB Memorandum 07-18; Texas Business and Commerce Code Ch. 521; Texas Government Code, Ch. 552, and Texas Government Code §2054.1125. In addition, the following terms in this DUA are defined as follows: "Authorized Purpose" means the specific purpose or purposes described in the Statement of Work of the Base Contract for CONTRACTOR to fulfill its obligations under the Base Contract, or any other purpose expressly authorized by HHS in writing in advance. "Authorized User"means a Person: (1) Who is authorized to create, receive, maintain, have access to, process, view, handle, examine, interpret, or analyze Confidential Information pursuant to this DUA; HHS Data Use Agreement TACCHO VERSION(Local City and County Entities) October 23,2019 Page 1 of 15 DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD (2) For whom CONTRACTOR warrants and represents has a demonstrable need to create, receive, maintain, use, disclose or have access to the Confidential Information; and (3) Who has agreed in writing to be bound by the disclosure and use limitations pertaining to the Confidential Information as required by this DUA. "Confidential Information" means any communication or record (whether oral, written, electronically stored or transmitted, or in any other form) provided to or made available to CONTRACTOR, or that CONTRACTOR may,for an Authorized Purpose,create,receive,maintain, use, disclose or have access to, that consists of or includes any or all of the following: (1) Client Information; (2) Protected Health Information in any form including without limitation, Electronic Protected Health Information or Unsecured Protected Health Information (herein "PHI"); (3) Sensitive Personal Information defined by Texas Business and Commerce Code Ch. 521; (4) Federal Tax Information; (5) Individually Identifiable Health Information as related to HIPAA, Texas HIPAA and Personal Identifying Information under the Texas Identity Theft Enforcement and Protection Act; (6) Social Security Administration Data, including, without limitation, Medicaid information; (7) All privileged work product; (8) All information designated as confidential under the constitution and laws of the State of Texas and of the United States, including the Texas Health& Safety Code and the Texas Public Information Act, Texas Government Code, Chapter 552. "Legally Authorized Representative"of the Individual, as defined by Texas law,including as provided in 45 CFR 435.923 (Medicaid); 45 CFR 164.502(g)(1) (HIPAA); Tex. Occ. Code § 151.002(6); Tex. H. & S. Code §166.164; and Estates Code Ch. 752. ARTICLE 3. CONTRACTOR'S DUTIES REGARDING CONFIDENTIAL INFORMATION 3.01 Obligations of CONTRACTOR CONTRACTOR agrees that: (A) CONTRACTOR will exercise reasonable care and no less than the same degree of care CONTRACTOR uses to protect its own confidential, proprietary and trade secret information to prevent any portion of the Confidential Information from being used in HHS Data Use Agreement TACCHO VERSION(Local City and County Entities) October 23,2019 Page 2 of 15 DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD a manner that is not expressly an Authorized Purpose under this DUA or as Required by 45 CFR 164.502(b)(1); 45 CFR 164.514(d) (B) Except as Required by Law CONTRACTOR will not disclose or allow access to any portion of the Confidential Information to any Person or other entity, other than Authorized User's Workforce or Subcontractors (as defined in 45 C.ER 160.103) of CONTRACTOR who have completed training in confidentiality, privacy, security and the importance of promptly reporting any Event or Breach to CONTRACTOR's management,to carry out CONTRACTOR's obligations in connection with the Authorized Purpose. HHS, at its election, may assist CONTRACTOR in training and education on specific or unique HHS processes, systems and/or requirements. CONTRACTOR will produce evidence of completed training to HHS upon request. 45 CIER. 164.308(a)(5)(i); Texas Health & Safety Code§181.101 All of CONTRACTOR's Authorized Users Workforce and Subcontractors with access to a state computer system or database will complete a cybersecurity training program certified under Texas Government Code Section 2054.519 by the Texas Department of Information Resources or offered under Texas Government Code Sec. 2054.519(f). (C) CONTRACTOR will establish, implement and maintain appropriate sanctions against any member of its Workforce or Subcontractor who fails to comply with this DUA, the Base Contract or applicable law. CONTRACTOR will maintain evidence of sanctions and produce it to HHS upon request.45 C:ER. 164.308(a)(1)(h)(C); 164.530(e); 164.410(b); 164.530(b)(1) (D) CONTRACTOR will not, except as otherwise permitted by this DUA, disclose or provide access to any Confidential Information on the basis that such act is Required by Law without notifying either HHS or CONTRACTOR's own legal counsel to determine whether CONTRACTOR should object to the disclosure or access and seek appropriate relief. CONTRACTOR will maintain an accounting of all such requests for disclosure and responses and provide such accounting to HHS within 48 hours of HHS' request. 45 CFR 164.504(e)(2)(ii)(A) (E) CONTRACTOR will not attempt to re-identify or further identify Confidential Information or De-identified Information, or attempt to contact any Individuals whose records are contained in the Confidential Information, except for an Authorized Purpose, without express written authorization from HHS or as expressly permitted by the Base Contract. 45 CFR 164.502(d)(2)(i) and (h) CONTRACTOR will not engage in prohibited marketing or sale of Confidential Information. 45 CFR 164.501, 164.508(a)(3) and(4); Texas Health &Safety Code Ch. 181.002 (F) CONTRACTOR will not permit, or enter into any agreement with a Subcontractor to, create, receive, maintain, use, disclose, have access to or transmit Confidential Information to carry out CONTRACTOR's obligations in connection with the Authorized Purpose on behalf of CONTRACTOR, unless Subcontractor agrees to comply HHS Data Use Agreement TACCHO VERSION(Local City and County Entities) October 23,2019 Page 3 of 15 DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD with all applicable laws, rules and regulations. 45 CFR 164.502(e)(1)(h); 164.504(e)(1)(i) and(2). (G) CONTRACTOR is directly responsible for compliance with, and enforcement of, all conditions for creation, maintenance, use, disclosure, transmission and Destruction of Confidential Information and the acts or omissions of Subcontractors as may be reasonably necessary to prevent unauthorized use. 45 CFR 164.504(e)(5); 42 CFR 431.300, et seq. (H) If CONTRACTOR maintains PHI in a Designated Record Set which is Confidential Information and subject to this Agreement, CONTRACTOR will make PHI available to HHS in a Designated Record Set upon request. CONTRACTOR will provide PHI to an Individual, or Legally Authorized Representative of the Individual who is requesting PHI in compliance with the requirements of the HIPAA Privacy Regulations. CONTRACTOR will release PHI in accordance with the HIPAA Privacy Regulations upon receipt of a valid written authorization. CONTRACTOR will make other Confidential Information in CONTRACTOR's possession available pursuant to the requirements of HIPAA or other applicable law upon a determination of a Breach of Unsecured PHI as defined in HIPAA. CONTRACTOR will maintain an accounting of all such disclosures and provide it to HHS within 48 hours of HHS' request. 45 CFR 164.524and 164.504(e)(2)(ii)(E). (I) If PHI is subject to this Agreement, CONTRACTOR will make PHI as required by HIPAA available to HHS for review subsequent to CONTRACTOR's incorporation of any amendments requested pursuant to HIPAA. 45 CFR 164.504(e)(2)(ii)(E) and(F). (J) If PHI is subject to this Agreement, CONTRACTOR will document and make available to HHS the PHI required to provide access, an accounting of disclosures or amendment in compliance with the requirements of the HIPAA Privacy Regulations. 45 CFR 164 504(e)(2)(ii)(G) and 164.528 (K) If CONTRACTOR receives a request for access, amendment or accounting of PHI from an individual with a right of access to information subject to this DUA, it will respond to such request in compliance with the HIPAA Privacy Regulations. CONTRACTOR will maintain an accounting of all responses to requests for access to or amendment of PHI and provide it to HHS within 48 hours of HHS' request. 45 CFR 164.504(e)(2). (L) CONTRACTOR will provide, and will cause its Subcontractors and agents to provide, to HHS periodic written certifications of compliance with controls and provisions relating to information privacy, security and breach notification, including without limitation information related to data transfers and the handling and disposal of Confidential Information. 45 CFR 164.308; 164.530(c); 1 TAC 202. (M) Except as otherwise limited by this DUA, the Base Contract, or law applicable to the Confidential Information, CONTRACTOR may use PHI for the proper management and administration of CONTRACTOR or to carry out CONTRACTOR's HHS Data Use Agreement TACCHO VERSION(Local City and County Entities) October 23,2019 Page 4 of 15 DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD legal responsibilities. Except as otherwise limited by this DUA, the Base Contract, or law applicable to the Confidential Information, CONTRACTOR may disclose PHI for the proper management and administration of CONTRACTOR, or to carry out CONTRACTOR's legal responsibilities, if: 45 CFR 164.504(e)(4)(A). (1) Disclosure is Required by Law provided that CONTRACTOR complies with Section 3.01(D); or (2) CONTRACTOR obtains reasonable assurances from the person or entity to which the information is disclosed that the person or entity will: (a)Maintain the confidentiality of the Confidential Information in accordance with this DUA; (b) Use or further disclose the information only as Required by Law or for the Authorized Purpose for which it was disclosed to the Person; and (c)Notify CONTRACTOR in accordance with Section 4.01 of any Event or Breach of Confidential Information of which the Person discovers or should have discovered with the exercise of reasonable diligence. 45 CFR 164.504(e)(4)(ii)(B). (N) Except as otherwise limited by this DUA, CONTRACTOR will, if required by law and requested by HHS,use commercially reasonable efforts to use PHI to provide data aggregation services to HHS, as that term is defined in the HIPAA, 45 C.F.R. §164.501 and permitted by HIPAA. 45 CFR 164.504(e)(2)(i)(B) (0) CONTRACTOR will, on the termination or expiration of this DUA or the Base Contract, at its expense, send to HHS or Destroy, at HHS's election and to the extent reasonably feasible and permissible by law, all Confidential Information received from HHS or created or maintained by CONTRACTOR or any of CONTRACTOR's agents or Subcontractors on HHS's behalf if that data contains Confidential Information. CONTRACTOR will certify in writing to HHS that all the Confidential Information that has been created, received, maintained, used by or disclosed to CONTRACTOR, has been Destroyed or sent to HHS, and that CONTRACTOR and its agents and Subcontractors have retained no copies thereof. Notwithstanding the foregoing, HHS acknowledges and agrees that CONTRACTOR is not obligated to send to HHSC and/or Destroy any Confidential Information if federal law, state law, the Texas State Library and Archives Commission records retention schedule, and/or a litigation hold notice prohibit such delivery or Destruction. If such delivery or Destruction is not reasonably feasible, or is impermissible by law, CONTRACTOR will immediately notify HHS of the reasons such delivery or Destruction is not feasible, and agree to extend indefinitely the protections of this DUA to the Confidential Information and limit its further uses and disclosures to the purposes that make the return delivery or Destruction of the Confidential Information not feasible for as long as CONTRACTOR maintains such Confidential Information. 45 CFR 164.504(e)(2)(ii)(J HHS Data Use Agreement TACCHO VERSION(Local City and County Entities) October 23,2019 Page 5 of 15 DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD (P) CONTRACTOR will create, maintain, use, disclose, transmit or Destroy Confidential Information in a secure fashion that protects against any reasonably anticipated threats or hazards to the security or integrity of such information or unauthorized uses. 45 CFR 164.306; 164.530(c) (Q) If CONTRACTOR accesses, transmits, stores, and/or maintains Confidential Information CONTRACTOR will complete and return to HHS at infosecurity@hhsc.state.tx.us the HHS information security and privacy initial inquiry(SPI) at Attachment I . The SPI identifies basic privacy and security controls with which CONTRACTOR must comply to protect HHS Confidential Information. CONTRACTOR will comply with periodic security controls compliance assessment and monitoring by HHS as required by state and federal law, based on the type of Confidential Information CONTRACTOR creates, receives, maintains, uses, discloses or has access to and the Authorized Purpose and level of risk. CONTRACTOR's security controls will be based on the National Institute of Standards and Technology (NIST) Special Publication 800-53. CONTRACTOR will update its security controls assessment whenever there are significant changes in security controls for HHS Confidential Information and will provide the updated document to HHS. HHS also reserves the right to request updates as needed to satisfy state and federal monitoring requirements. 45 CFR 164.306. (R) CONTRACTOR will establish, implement and maintain reasonable procedural, administrative, physical and technical safeguards to preserve and maintain the confidentiality,integrity, and availability of the Confidential Information, and with respect to PHI, as described in the HIPAA Privacy and Security Regulations, or other applicable laws or regulations relating to Confidential Information, to prevent any unauthorized use or disclosure of Confidential Information as long as CONTRACTOR has such Confidential Information in its actual or constructive possession. 45 CFR 164.308 (administrative safeguards); 164.310 (physical safeguards); 164.312 (technical safeguards); 164.530(c)(privacy safeguards). (S) CONTRACTOR will designate and identify, a Person or Persons, as Privacy Official 45 CFR 164.530(a)(1)and Information Security Official, each of whom is authorized to act on behalf of CONTRACTOR and is responsible for the development and implementation of the privacy and security requirements in this DUA. CONTRACTOR will provide name and current address, phone number and e-mail address for such designated officials to HHS upon execution of this DUA and prior to any change. If such persons fail to develop and implement the requirements of the DUA, CONTRACTOR will replace them upon HHS request. 45 CFR 164.308(a)(2). (T) CONTRACTOR represents and warrants that its Authorized Users each have a demonstrated need to know and have access to Confidential Information solely to the minimum extent necessary to accomplish the Authorized Purpose pursuant to this DUA and the Base Contract, and further, that each has agreed in writing to be bound by the disclosure and use limitations pertaining to the Confidential Information contained in this DUA. 45 CFR 164.502; 164.514(d). HHS Data Use Agreement TACCHO VERSION(Local City and County Entities) October 23,2019 Page 6 of 15 DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD (U) CONTRACTOR and its Subcontractors will maintain an updated, complete, accurate and numbered list of Authorized Users, their signatures, titles and the date they agreed to be bound by the terms of this DUA, at all times and supply it to HHS, as directed, upon request. (V) CONTRACTOR will implement, update as necessary, and document reasonable and appropriate policies and procedures for privacy, security and Breach of Confidential Information and an incident response plan for an Event or Breach, to comply with the privacy, security and breach notice requirements of this DUA prior to conducting work under the Statement of Work. 45 CFR 164.308; 164.316;164.514(d); 164.530(i)(1). (W) CONTRACTOR will produce copies of its information security and privacy policies and procedures and records relating to the use or disclosure of Confidential Information received from, created by, or received,used or disclosed by CONTRACTOR for an Authorized Purpose for HHS's review and approval within 30 days of execution of this DUA and upon request by HHS the following business day or other agreed upon time frame. 45 CFR 164.308; 164.514(d). (X) CONTRACTOR will make available to HHS any information HHS requires to fulfill HHS's obligations to provide access to, or copies of,PHI in accordance with HIPAA and other applicable laws and regulations relating to Confidential Information. CONTRACTOR will provide such information in a time and manner reasonably agreed upon or as designated by the Secretary of the U.S. Department of Health and Human Services, or other federal or state law. 45 CFR 164.504(e)(2)(i)(I). (Y) CONTRACTOR will only conduct secure transmissions of Confidential Information whether in paper, oral or electronic form, in accordance with applicable rules, regulations and laws.A secure transmission of electronic Confidential Information in motion includes, but is not limited to, Secure File Transfer Protocol (SFTP) or Encryption at an appropriate level. If required by rule, regulation or law,HHS Confidential Information at rest requires Encryption unless there is other adequate administrative, technical, and physical security.All electronic data transfer and communications of Confidential Information will be through secure systems. Proof of system, media or device security and/or Encryption must be produced to HHS no later than 48 hours after HHS's written request in response to a compliance investigation, audit or the Discovery of an Event or Breach. Otherwise,requested production of such proof will be made as agreed upon by the parties.De-identification of HHS Confidential Information is a means of security. With respect to de-identification of PHI, "secure" means de-identified according to HIPAAPrivacy standards and regulatory guidance. 45 CFR 164.312; 164.530(d). (Z) For each type of Confidential Information CONTRACTOR creates,receives, maintains, uses, discloses, has access to or transmits in the performance of the Statement of Work, CONTRACTOR will comply with the following laws rules and regulations, only to the extent applicable and required by law: • Title 1, Part 10, Chapter 202, Subchapter B, Texas Administrative Code; HHS Data Use Agreement TACCHO VERSION(Local City and County Entities) October 23,2019 Page 7 of 15 DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD The Privacy Act of 1974; 0 OMB Memorandum 07-16; The Federal Information Security Management Act of 2002 (FISMA); The Health Insurance Portability and Accountability Act of 1996 (HIPAA) as defined in the DUA; • Internal Revenue Publication 1075 — Tax Information Security Guidelines for Federal, State and Local Agencies; National Institute of Standards and Technology (NIST) Special Publication 800-66 Revision 1 —An Introductory Resource Guide for Implementing the Health Insurance Portability and Accountability Act (HIPAA) Security Rule; 0 NIST Special Publications 800-53 and 800-53A —Recommended Security Controls for Federal Information Systems and Organizations, as currently revised; 0 NIST Special Publication 800-47 — Security Guide for Interconnecting Information Technology Systems; 0 NIST Special Publication 800-88, Guidelines for Media Sanitization; 0 NIST Special Publication 800-111, Guide to Storage of Encryption Technologies for End User Devices containing PHI; and Any other State or Federal law,regulation, or administrative rule relating to the specific HHS program area that CONTRACTOR supports on behalf of HHS. (AA) Notwithstanding anything to the contrary herein, CONTRACTOR will treat any Personal Identifying Information it creates,receives,maintains,uses,transmits, destroys and/or discloses in accordance with Texas Business and Commerce Code, Chapter 521 and other applicable regulatory standards identified in Section 3.01(Z), and Individually Identifiable Health Information CONTRACTOR creates, receives, maintains, uses, transmits, destroys and/or discloses in accordance with HIPAA and other applicable regulatory standards identified in Section 3.01(Z). ARTICLE 4. BREACH NOTICE, REPORTING AND CORRECTION REQUIREMENTS 4.01 Breach or Event Notification to HHS. 45 CFR 164.400-414. HHS Data Use Agreement TACCHO VERSION(Local City and County Entities) October 23,2019 Page 8 of 15 DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD (A) CONTRACTOR will cooperate fully with HHS in investigating, mitigating to the extent practicable and issuing notifications directed by HHS, for any Event or Breach of Confidential Information to the extent and in the manner determined by HHS. (B) CONTRACTOR'S obligation begins at the Discovery of an Event or Breach and continues as long as related activity continues, until all effects of the Event are mitigated to HHS's reasonable satisfaction (the "incident response period"). 45 CFR 164.404. (C) Breach Notice: (1) Initial Notice. (a) For federal information, including without limitation, Federal Tax Information, Social Security Administration Data, and Medicaid Client Information, within the first, consecutive clock hour of Discovery, and for all other types of Confidential Information not more than 24 hours after Discovery,or in a timeframe otherwise approved by HHS in writing,initially report to HHS's Privacy and Security Officers via email at: privacy@HHSC.state.tx.us and to the HHS division responsible for this DUA; and IRS Publication 1075; Privacy Act of 1974, as amended by the Computer Matching and Privacy Protection Act of 1988, 5 U.S.C. § 552a; OMB Memorandum 07-16 as cited in HHSC-CMS Contracts for information exchange. (b) Report all information reasonably available to CONTRACTOR about the Event or Breach of the privacy or security of Confidential Information. 45 CFR 164.410. (c) Name, and provide contact information to HHS for, CONTRACTOR's single point of contact who will communicate with HHS both on and off business hours during the incident response period. (2) Formal Notice.No later than two business days after the Initial Notice above, provide formal notification to privacy@HHSC.state.tx.us and to the HHS division responsible for this DUA, including all reasonably available information about the Event or Breach, and CONTRACTOR's investigation, including without limitation and to the extent available:For(a) - (m) below: 45 CFR 164.400-414. (a) The date the Event or Breach occurred; (b) The date of CONTRACTOR's and, if applicable, Subcontractor's Discovery; (c) A brief description of the Event or Breach; including how it occurred and who is responsible (or hypotheses, if not yet determined); HHS Data Use Agreement TACCHO VERSION(Local City and County Entities) October 23,2019 Page 9 of 15 DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD (d) A brief description of CONTRACTOR's investigation and the status of the investigation; (e) A description of the types and amount of Confidential Information involved; (f) Identification of and number of all Individuals reasonably believed to be affected,including first and last name of the Individual and if applicable the, Legally Authorized Representative, last known address, age,telephone number, and email address if it is a preferred contact method, to the extent known or can be reasonably determined by CONTRACTOR at that time; (g) CONTRACTOR's initial risk assessment of the Event or Breach demonstrating whether individual or other notices are required by applicable law or this DUA for HHS approval, including an analysis of whether there is a low probability of compromise of the Confidential Information or whether any legal exceptions to notification apply; (h) CONTRACTOR's recommendation for HHS's approval as to the steps Individuals and/or CONTRACTOR on behalf of Individuals, should take to protect the Individuals from potential harm,including without limitation CONTRACTOR's provision of notifications, credit protection, claims monitoring, and any specific protections for a Legally Authorized Representative to take on behalf of an Individual with special capacity or circumstances; (i) The steps CONTRACTOR has taken to mitigate the harm or potential harm caused (including without limitation the provision of sufficient resources to mitigate); 0) The steps CONTRACTOR has taken, or will take, to prevent or reduce the likelihood of recurrence of a similar Event or Breach; (k) Identify, describe or estimate the Persons, Workforce, Subcontractor,or Individuals and any law enforcement that may be involved in the Event or Breach; (1) A reasonable schedule for CONTRACTOR to provide regular updates during normal business hours to the foregoing in the future for response to the Event or Breach, but no less than every three (3) business days or as otherwise directed by HHS, including information about risk estimations,reporting,notification,if any, mitigation, corrective action,root cause analysis and when such activities are expected to be completed; and HHS Data Use Agreement TACCHO VERSION(Local City and County Entities) October 23,2019 Page 10 of 15 DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD (m) Any reasonably available,pertinent information,documents or reports related to an Event or Breach that HHS requests following Discovery. 4.02 Investigation,Response and Mitigation. 45 CFR 164.308,310 and 312; 164.530 (A) CONTRACTOR will immediately conduct a full and complete investigation, respond to the Event or Breach, commit necessary and appropriate staff and resources to expeditiously respond, and report as required to and by HHS for incident response purposes and for purposes of HHS's compliance with report and notification requirements, to the reasonable satisfaction of HHS. (B) CONTRACTOR will complete or participate in a risk assessment as directed by HHS following an Event or Breach, and provide the final assessment, corrective actions and mitigations to HHS for review and approval. (C) CONTRACTOR will fully cooperate with HHS to respond to inquiries and/or proceedings by state and federal authorities, Persons and/or Individuals about the Event or Breach. (D) CONTRACTOR will fully cooperate with HHS's efforts to seek appropriate injunctive relief or otherwise prevent or curtail such Event or Breach, or to recover or protect any Confidential Information, including complying with reasonable corrective action or measures, as specified by HHS in a Corrective Action Plan if directed by HHS under the Base Contract. 4.03 Breach Notification to Individuals and Reporting to Authorities. Tex. Bus. & Comm. Code §521.053; 45 CFR 164.404 (Individuals), 164.406 (Media); 164.408 (Authorities) (A) HHS may direct CONTRACTOR to provide Breach notification to Individuals, regulators or third-parties, as specified by HHS following a Breach. (B) CONTRACTOR shall give HHS an opportunity to review and provide feedback to CONTRACTOR and to confirm that CONTRACTOR's notice meets all regulatory requirements regarding the time, manner and content of any notification to Individuals, regulators or third-parties, or any notice required by other state or federal authorities, including without limitation, notifications required by Texas Business and Commerce Code, Chapter 521.053(b) and HIPAA. HHS shall have ten (10)business days to provide said feedback to CONTRACTOR. Notice letters will be in CONTRACTOR's name and on CONTRACTOR's letterhead, unless otherwise directed by HHS, and will contain contact information, including the name and title of CONTRACTOR's representative, an email address and a toll-free telephone number, if required by applicable law, rule, or regulation, for the Individual to obtain additional information. (C) CONTRACTOR will provide HHS with copies of distributed and approved communications. HHS Data Use Agreement TACCHO VERSION(Local City and County Entities) October 23,2019 Page 11 of 15 DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD (D) CONTRACTOR will have the burden of demonstrating to the reasonable satisfaction of HHS that any notification required by HHS was timely made.If there are delays outside of CONTRACTOR's control,CONTRACTOR will provide written documentation of the reasons for the delay. (E) If HHS delegates notice requirements to CONTRACTOR HHS shall, in the time and manner reasonably requested by CONTRACTOR, cooperate and assist with CONTRACTOR's information requests in order to make such notifications and reports. ARTICLE 5. STATEMENT OF WORK "Statement of World" means the services and deliverables to be performed or provided by CONTRACTOR, or on behalf of CONTRACTOR by its Subcontractors or agents for HHS that are described in detail in the Base Contract. The Statement of Work, including any future amendments thereto, is incorporated by reference in this DUA as if set out word-for-word herein. ARTICLE 6. GENERAL PROVISIONS 6.01 Oversight of Confidential Information CONTRACTOR acknowledges and agrees that HHS is entitled to oversee and monitor CONTRACTOR's access to and creation, receipt, maintenance, use, disclosure of the Confidential Information to confirm that CONTRACTOR is in compliance with this DUA. 6.02 HHS Commitment and Obligations HHS will not request CONTRACTOR to create, maintain, transmit, use or disclose PHI in any manner that would not be permissible under applicable law if done by HHS. 6.03 HHS Right to Inspection At any time upon reasonable notice to CONTRACTOR, or if HHS determines that CONTRACTOR has violated this DUA, HHS, directly or through its agent, will have the right to inspect the facilities, systems,books and records of CONTRACTOR to monitor compliance with this DUA.For purposes of this subsection,HHS's agent(s)include,without limitation,the HHS Office of the Inspector General or the Office of the Attorney General of Texas, outside consultants or legal counsel or other designee. 6.04 Term; Termination of DUA; Survival This DUA will be effective on the date on which CONTRACTOR executes the DUA, and will terminate upon termination of the Base Contract and as set forth herein. If the Base Contract is extended or amended, this DUA shall be extended or amended concurrent with such extension or amendment. HHS Data Use Agreement TACCHO VERSION(Local City and County Entities) October 23,2019 Page 12 of 15 DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD (A) HHS may immediately terminate this DUA and Base Contract upon a material violation of this DUA. (B) Termination or Expiration of this DUA will not relieve CONTRACTOR of its obligation to return or Destroy the Confidential Information as set forth in this DUA and to continue to safeguard the Confidential Information until such time as determined by HHS. (C) If HHS determines that CONTRACTOR has violated a material term of this DUA; HHS may in its sole discretion: (1) Exercise any of its rights including but not limited to reports, access and inspection under this DUA and/or the Base Contract; or (2) Require CONTRACTOR to submit to a Corrective Action Plan, including a plan for monitoring and plan for reporting, as HHS may determine necessary to maintain compliance with this DUA; or (3) Provide CONTRACTOR with a reasonable period to cure the violation as determined by HHS; or (4) Terminate the DUA and Base Contract immediately, and seek relief in a court of competent jurisdiction in Texas. Before exercising any of these options, HHS will provide written notice to CONTRACTOR describing the violation,the requested corrective action CONTRACTOR may take to cure the alleged violation, and the action HHS intends to take if the alleged violated is not timely cured by CONTRACTOR. (D) If neither termination nor cure is feasible,HHS shall report the violation to the Secretary of the U.S. Department of Health and Human Services. (E) The duties of CONTRACTOR or its Subcontractor under this DUA survive the expiration or termination of this DUA until all the Confidential Information is Destroy or returned to HHS, as required by this DUA. 6.05 Governing Law, Venue and Litigation (A) The validity, construction and performance of this DUA and the legal relations among the Parties to this DUA will be governed by and construed in accordance with the laws of the State of Texas. (B) The Parties agree that the courts of Texas, will be the exclusive venue for any litigation, special proceeding or other proceeding as between the parties that may be brought, or arise out of, or in connection with, or by reason of this DUA. 6.06 Injunctive Relief HHS Data Use Agreement TACCHO VERSION(Local City and County Entities) October 23,2019 Page 13 of 15 DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD (A) CONTRACTOR acknowledges and agrees that HHS may suffer irreparable injury if CONTRACTOR or its Subcontractor fails to comply with any of the terms of this DUA with respect to the Confidential Information or a provision of HIPAA or other laws or regulations applicable to Confidential Information. (B) CONTRACTOR further agrees that monetary damages may be inadequate to compensate HHS for CONTRACTOR's or its Subcontractor's failure to comply.Accordingly, CONTRACTOR agrees that HHS will,in addition to any other remedies available to it at law or in equity, be entitled to seek injunctive relief without posting a bond and without the necessity of demonstrating actual damages, to enforce the terms of this DUA. 6.07 Responsibility. To the extent permitted by the Texas Constitution, laws and rules, and without waiving any immunities or defenses available to CONTRACTOR as a governmental entity, CONTRACTOR shall be solely responsible for its own acts and omissions and the acts and omissions of its employees, directors, officers, Subcontractors and agents. HHS shall be solely responsible for its own acts and omissions. 6.08 Insurance (A) As a governmental entity, and in accordance with the limits of the Texas Tort Claims Act, Chapter 101 of the Texas Civil Practice and Remedies Code, CONTRACTOR either maintains commercial insurance or self-insures with policy limits in an amount sufficient to cover CONTRACTOR's liability arising under this DUA. CONTRACTOR will request that HHS be named as an additional insured. HHSC reserves the right to consider alternative means for CONTRACTOR to satisfy CONTRACTOR's financial responsibility under this DUA.Nothing herein shall relieve CONTRACTOR of its financial obligations set forth in this DUA if CONTRACTOR fails to maintain insurance. (B) CONTRACTOR will provide HHS with written proof that required insurance coverage is in effect, at the request of HHS. 6.08 Fees and Costs Except as otherwise specified in this DUA or the Base Contract, if any legal action or other proceeding is brought for the enforcement of this DUA, or because of an alleged dispute, contract violation, Event, Breach, default, misrepresentation, or injunctive action, in connection with any of the provisions of this DUA, each parry will bear their own legal expenses and the other cost incurred in that action or proceeding. 6.09 Entirety of the Contract This DUA is incorporated by reference into the Base Contract as an amendment thereto and, together with the Base Contract, constitutes the entire agreement between the parties. No change, waiver, or discharge of obligations arising under those documents will be valid unless in writing and executed by the parry against whom such change, waiver, or discharge is sought to be HHS Data Use Agreement TACCHO VERSION(Local City and County Entities) October 23,2019 Page 14 of 15 DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD enforced. If any provision of the Base Contract, including any General Provisions or Uniform Terms and Conditions, conflicts with this DUA, this DUA controls. 6.10 Automatic Amendment and Interpretation If there is (i) a change in any law, regulation or rule, state or federal, applicable to HIPPA and/or Confidential Information, or(ii) any change in the judicial or administrative interpretation of any such law,regulation or rule„ upon the effective date of such change, this DUA shall be deemed to have been automatically amended, interpreted and read so that the obligations imposed on HHS and/or CONTRACTOR remain in compliance with such changes. Any ambiguity in this DUA will be resolved in favor of a meaning that permits HHS and CONTRACTOR to comply with HIPAA or any other law applicable to Confidential Information. HHS Data Use Agreement TACCHO VERSION(Local City and County Entities) October 23,2019 Page 15 of 15 DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD HHS Contract No. Page 1 Attachment 6 ImmTrac2 COVID-19 Data Fields Instructions: 1. Since client data is confidential, all requested ImmTrac2 data items need to have brief justifications according to your project aims. 2. If a data item is used for linkage, then state how and whether it will be removed from the resulting linked analysis file. If the data item will be retained in the linked analysis file, please also provide a brief justification according to your project aims. 3. For certain sensitive data elements, such as client data, consider alternative means of accomplishing your project aims while using less sensitive data. Examples include creating your own unique identifier instead of requesting the client data and requesting geocoded census tracts instead of client address. I. ImmTrac2 Data Items Item Item Descriptor Category Justification Recipient ID ❑ Client ID ❑ First Recipient Name❑ Middle ❑ Last Recipient Used for analysis on age demographics Date of Birth `Q Date Of Birth (vaccinated vs unvaccinated) [� Gender [� Race [� Analysis by demographic (vaccinated Client Ethnicity vs unvaccinated) Demographics [� Client Type ❑ Disaster Consent Attribute 0 First Responder Attribute [� Street Address ® Street Address 2 Used for geospatial analysis to Client 0 City Name determine vaccine gaps Residence State 0 Zip Code (5 digit) 571 County Name Client Overdue (Y/N) Vaccination F�l Overdue Date Used for general community analysis Status 0 Due/Recommended (Y/N) 0 Recommended Date Immunization ID 0 Date of Vaccination CVX 0 NDC Number [� MVX Used for general community analysis Vaccination Manufacturer Name Event 0 Trade Name Information Vaccine Group Name 0 Lot Number [.� Expiration Date [.� Route of Administration (e.g. Intradermal) [� Administration Site (e.g. LD (left deltoid)) Validity [.� Ordinal position dose number DocuSign Envelope ID:5BA47514-02B1-43FD-AA23-AE9FAF369BFD HHS Contract No. Page 2 Item Item Descriptor Category Justification Number in series (number of doses forecasted for client Administering Provider Name Provider VFC_PIN Used for general community analysis Information Org Code Organization Type Street Address Administering 0 Street Address 2 0 City Name Used for general community analysis Provider 0 Address State 0 Zip Code (5 digit) [� County Name Reporting ❑ Provider Name Provider ❑ VFC_PIN Information ❑ Org Code ❑ Organization Type ❑ Street Address Reporting ❑ Street Address 2 Provider ❑ City Name Information ❑ State ❑ Zip Code (5 digit) ❑ County Name II. Other Variables Calculated Based on the Vaccination Records Item Item Descriptor Category Age Group Age Group Used for analysis on age demographics If available: Longitude (based on recipient's street Used for geospatial analysis to determine address) vaccine gaps Latitude (based on recipient's street Used for geospatial analysis to determine Geocoding address) vaccine gaps Geocoding accuracy 0 GIS Residence County Name GIS Residence County FIPS \' TEXAS Form 383E v March 2020-E V Health and Human Lf� Services Written Acknowledgement of Completion of Cybersecurity Training Program In accordance with Texas Government Code 2054.5192, Texas Health and Human Services requires any contractor, which includes the contractor's employees, officers and subcontractors, to complete a cybersecurity training program certified by the Department of Information Resources. Additional information is available at https://dir.texas.gov/View-About-DIR/Information- Security/Pages/Content.aspx?id=154. By signing below, I certify all employees, officers and subcontractors of City of Fort Worth 75-6000528 Name of LegalEntity Texas Identification No. who have access to a Texas Health and Human Services system, computer system or database, completed a cybersecurity training program certified by the Department of Information Resources under Section 2054.519, Texas Government Code. B2ndon Bennett(Nov 2,202111:50 CDT) Nov 2, 2021 (gna ure of LegalEntity Representative Uate Brandon Bennett Code Compliance Director Printed ame I itle