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ESCROW AGREEMENT
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THIS ESCROW AGREEMENT (the "Agreement"), entered into as of February
, 2015, by and among Annabelle Partners, Ltd., at Texas limited partnershi�,
("Developer"), the City of Fort Worth, a Texas a municipal corporation ("Fort Wor-th") and
Texas Capital Banlc, National Association, a national banking corporation (`Bscrow Agent") is to
witness the following:
WHEREAS, Developer and Fort Worth have entered into a Community Facilities
Agreement for, Richmond Phase 1(CFA 2014-052, DOE # 7284, City Secretary No. )
in the City of Fort Worth, Texas (the "CFA") which contains both On-Site and Off-Site
improvements as described in the CFA; and
WHEREAS, the CFA provides that Developer shall submit to Fort Worth performance
bonds, cash deposits or other security acceptable to Fort Worth (collectively, the "Financial
Security") for the purpose of guaranteeing satisfactory compliance by Developer with all
requirements, terms, and conditions of the CFA (the "CFA Obligations)"; and
WHEREAS, the Escrow Agent has provided to Developer an acquisition and
development loan in the amount of $14,850,000.00 as evidence by that certain promissory note
dated March 7, 2014 and that certain Note Increase and Modification Agreement dated August
21, 2014 (herein the "Development Loan")
WHEREAS, the Financial Security for the On-Site improvements is a Completion
Agreement; and
WHEREAS, Developer and Fort Worth desire and agree that Developer be allowed to
escrow and pledge cash deposits to Fort Worth, to be held by Texas Capital Bank, National
Association, a national bankin�rporation, as an escrow agent, in complete satisfaction of the
obligation to subinit the Financial Security to secure the performance of the Off-Site
improvements of the CFA Obligations;
NOW THEREFORE, for and in consideration of these recitals, ten dollars ($10.00) and
other good and valuable consideration, the receipt, sufficiency, and adequacy of which are hereby
acknowledged, the parties hereto hereby agree as follows:
SECTION 1. DEFINED TERMS.
For the purposes of this Agreernent, unless the context otherwise clearly requires, the
following terms shall have the following meanings:
"Security Funds" shall mean the sum of $316,301.25, which sum represents one hundred
twenty-five percent (125%) of the estimated Developer's cost o;f constructing the CFA
Obligations (the "Estimated Developer's CosY'). �i (��6��'�(�p/�;��, I;;ZI� ;<< ;n �;�;;�j;;, �
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"Lien" shall mean any lien, security interest, charge, tax lien, pledge or encumbrance
designed to secure the repayment of indebtedness or the satisfaction of any other
obligation to a third party not a party of this Agreement.
SECTION 2. SECURITY FUNDS.
As financial security for the full and punctual performance of the CFA Obligations,
Developer hereby pledges, assigns, and transfers to Fort Worth, and hereby grants to Fort Worth
a security interest in the Security Funds and all rights and privileges pertaining thereto with the
exception of the interest income to be derived therefrom (which interest income shall remain the
property of Developer and shall be distributed by Escrow Agent in accordance with Developer's
periodic instructions) subject, however, to the terms, covenants, and conditions hereinafter set
forth. The security interest granted and the assignments made hereunder are made as security
only and shall not subject Fort Worth or Escrow Agent to, or transfer or in any way affect or
modify, any obligation of Developer with respect to any of the CFA Obligations or Security
Funds or any transaction involving or giving rise therefrom.
SECTION 3. PHYSICAL POSSESSION OF SECURITY FUNDS.
Concurrently with the execution of the Agreement, Escrow Agent and Developer has
agreed that the Security Funds shall be set aside from the general construction funds available
under the Development Loan and said Security Funds shall not be advanced by Escrow Agent
until Escrow Agent has determined that the Developer has satisfied the CFA Obligations and
confirmed with the City of Fort Worth that the CFA Obligations have been performed by
Developer. The parties acknowledge and agree that Escrow Agent shall be required to set aside
the Security Funds from other funds to be disbursed by Escrow A e�nt for Developer in
accordance with the normal practices of Escrow Agent acting as an escrow agent. Escrow Agent
shall return all funds set aside pursuant to this Escrow Agreement or such amount remaining in
the set aside funds (or take such other action as Developer may request or direct) immediately
after receipt of written notice from Fort Worth that the CFA Obligations have been fully
performed. During such time as Escrow A e�nt has set aside all or any portion of the Security
Funds, Escrow A�ent shall furnish to Fort Worth (when requested by Fort Worth) written
acknowledgment(s) signed by an officer of Escrow Agent detailing the amount of the Security
Funds. Fort Worth's rights in the Security Funds shall be superior to those of Escrow Agent's
notwithstanding any terms or understandings (written or otherwise) between Developer and
Escrow Agent.
SECTION 4. COVENANTS.
(a) Affirmative Covenants. So long as any of the CFA Obligations remain unperformed,
Developer covenants and agrees that Developer will:
(i) from time to time execute and deliver to Fort Worth all such assignments,
certificates, supplemental writings, and other items and do all other acts or
things as Fort Worth may reasonably request in order to evidence and perfect
the security interest of Fort Worth in the Security Funds;
(ii) furnish Fort Worth with information which Fort Worth may reasonably
request concerning the Security Funds;
(iii) notify Fort Worth of any claim, action, or proceeding affecting title to the
Security Funds or Fort Worth's security interest(s) therein; and
(iv) Adjust the Security Funds to an amount equal to the actual contract price,
including revisions thereto, if the original Security Funds were based on an
engineer's estimate of costs.
(b) Negative Covenants. So long as any of the CFA Obligations remain unperformed,
Developer covenants and agrees that Developer will not:
(i) assign or transfer any rights of Developer in the Security Funds; or
(ii) create any Lien in the Security Funds, or any part thereof, or permit the same
to be or become subject to any Lien except the security interest herein created
in favor of Fort Worth.
SECTION 5. EVENTS OF DEFAULT.
Developer shall be in default under this Agreement only upon the happening of any of the
following events (a "Default"):
(a) default in the timely payment for or performance of the CFA Obligations after written
notice thereof has been given to Developer and Escrow Agent and such default is not
cured within seven (7) days after such notice;
(b) any affirmative or negative covenant is breached by Developer.
SECTION 6. RIGHTS AND REMEDIES OF FORT WORTH UPON AND AFTER
DEFAULT.
(a) Remedy. Upon the occurrence of a Default, Fort Worth shall have the right to direct
Escrow Agent to transfer to Fort Worth all of the Security Funds. Escrow Agent is hereby
authorized to transfer the Security Funds iinmediately upon the receipt of a written statement
purporting to be executed by an authorized representative of Fort Worth stating that:
(i) a Default by Developer has occurred related to the CFA Obligations ;
(ii) written notice of such Default has been given by Fort Worth to Developer and
Escrow Agent and such Default was not cured within seven (7) days after such
notice; and
(iii) Fort Worth is entitled to have the Security Funds transferred in accordance
with the Agreement.
(b) Notices. Any notice required or permitted to be given to any party hereto shall be
given in writing, shall be personally delivered or mailed by prepaid cei-tified or
registered mail to such party at the address set forth below, and shall be effective
when actually received.
To Developer:
Annabelle Partners, Ltd.
3001 Knox St, Ste 207
Dallas, TX 75202
To: Escrow Agent:
Texas Capital Bank, National Association
2350 Lakeside Blvd, Ste 800
Richardson, TX 75082
To: City of Fort Worth
City Of Fort Worth
Attn: City Treasurer
1000 Throckmorton
Fort Worth, TX 76102
With a copy to:
City of Fort Worth
Attn: CFA Administration
1000 Throckmorton
Fort Worth, TX 76102
Any party may change its address for notice by giving all other parties hereto notice to
such change in the manner set forth in this Section no later than ten (10) days before the effective
date of such new address.
SECTION 7. EXCLUSIVE RIGHTS AND REMEDIES.
If the Developer fails to perforin its obligations under the CFA, Fort Worth's sole and
exclusive remedy shall be to complete the obligations of Developer at Developer's expense. In
furtherance of such sole and exclusive remedy, Fort Worth is entitled to exercise its rights as set
forth in Section 6 hereof.
SECTION 8. SUBSTITUTION OF COLLATERAL.
Notwithstanding any contrary provision in this Agreement, Developer shall have the
right, at any time and from time to time, to obtain releases of all or any part of the Security Funds
(hereinafter called the "Released Collateral") upon satisfaction of the following conditions:
(a) Developer shall provide Fort Worth and Escrow Agent written notice (the
"Substitution Notice") that the Developer desires to obtain Released Collateral in
exchange for a contemporaneous substitution of an alternate Financial Security acceptable
to Fort Worth (as speciiied and described in the Substitution Notice); and
(b) Developer shall pledge to, or obtain for the benefit of Fort Worth, and deliver to Fort
Worth the alternate Financial Security acceptable to Fort Worth (the "Substituted
Collateral") which Substituted Collateral shall in the aggregate be at least equal to the
Estimated Developer's Cost; and
(c) Said Substituted Collateral shall be of sufficient amount(s) to cover all work which
has occurred prior to the substitution of collateral provided for in this Section.
Upon satisfaction of the above-specified conditions, Escrow Agent shall be authorized
(without the further consent of Fort Worth) to return to Developer the original Security Funds in
Escrow A�e� possession that represent or evidence the Released Collateral or take such other
action with respect to the Released Collateral as Developer may request or direct. Developer
shall pay the expenses incurred by Escrow Agent in connection with obtaining each such release
and substitution.
SECTION 9 PERIODIC WITHDRAWAL OF COLLATERAL.
Notwithstanding any contrary provision in this Agreement, Developer shall have the right to
periodic withdrawals of the Security Funds from the set aside amount (hereinafter called the
"Withdrawn Collateral"), upon satisfaction of the following conditions:
(a) Developer shall provide Fort Worth and Escrow Agent with written notice (the
"Withdrawal Notice") that Developer desires to obtain the Withdrawn Collateral in any
ainount less than or equal to then-completed CFA Obligations as inspected or accepted by
Fort Worth and verified by Escrow Agent; and
(b) the balance of the Security Funds after withdrawal of the Withdrawn Collateral is at
least equal to the estimated value of the CFA Obligations then remaining to be performed
(such remaining value is hereinafter called the "Estimated Cost to Complete").
The Withdrawal Notice shall include a description of the Withdrawn Collateral and Developer's
calculation of the Estimated Cost to Complete. Upon receipt of the Withdrawal Notice, Fort
Worth shall have seven (7) calendar days to notify Developer of Fort Worth's objection to
Developer's calculation of the Estimated Cost to Complete by providing Developer with Fort
Worth's calculation of the Estimated Cost to Complete. The grounds for any objection are
limited solely to a good faith determination by Fort Worth that the balance of the Security Funds
is insufficient to cover the Estimated Cost to Complete. If Fort Worth fails to timely notify
Developer and Escrow Agent of any objection, then Developer's calculation shall be deemed to
have been accepted and approved by Fort Worth and Escrow Agent is authorized to release the
Withdrawn Collateral requested by Developer without delay. In the event a written objection is
timely filed by Fort Worth and Fort Worth's calculation is within a range of iive percent (5%) of
Developer's Estimated Cost to Complete, then Developer shall be allowed to withdraw the
amount corresponding to Fort Worth's calculation of the Estimated Cost to Complete. If Fort
Worth's calculation of the Estimated Cost to Complete is outside a range of five percent (5%) of
Developer's Estimated Cost to Complete, then Fort Worth and Developer, through a designated
representative, will reconcile the calculations and jointly approve an Estimated Cost to Complete
and advise Escrow A�ent to disburse the amount as jointly determined.
If after the expiration of two (2) years from the date of this Agreement either:
(i) none of the CFA Obligations have been performed; or
(ii) there has been partial performance but the term of the CFA has not been extended
by Fort Worth; then
in either event, Fort Worth shall be entitled, but is not so obligated, to receive the Security Funds
as specified in Section 6 and construct the improvements contemplated in the CFA.
SECTION 10. NON-ACCESSIBILITY OF FORT WORTH'S RIGHTS.
The rights, powers, and interests held by Fort Worth hereunder in and to the Security
Funds may not be transferred or assigned by Fort Worth in whole or in part. Any attempted
transfer or assignment shall be absolutely void and shall entitle Developer to a release of all
Security Funds.
SECTION 11. NO WAIVER.
No waiver by Fort Worth of any Default shall be deemed to be a waiver of any other
subsequent Default. No delay or omission by Fort Worth in exercising any right or power
hereunder shall impair any such i-ight or power or be construed as a waiver thereof, nor shall any
single or partial exercise of any such right or power preclude other or further exercise thereof.
SECTION 12. BINDING EFFECT.
This Agreement shall be binding on the parties, their successors and assigns. No
provision of this Agreement may be amended, waived, or modified except pursuant to a written
instrument executed by Fort Worth, Escrow A�ent and Developer.
SECTION 13. CHOICE OF LAW.
This Agreement is to be construed and interpreted in accordance with the laws of the
State of Texas.
SECTION 14. COUNTERPARTS.
This Agreement may be executed in any number of multiple counterparts and by different
parties on separate counterparts, all of which when taken together shall constitute one and the
same agreement.
SECTION 15. INDEMNITY.
Developer hereby agrees to release, hold harmless, and indemnify Escrow Agent
(and its directors, officers, employees, agents and representatives) from and against all
claims, damages, expenses, costs, suits and other liability of any l�ind whatsoever that arise
out of or are directly or indirectly related to the performance by Escrow Agent of its duties
hereunder except for the gross negligence or willful misconduct of Escrow Agent or its
directors, officers, employees, agents or representatives and Developer hereby agrees to
release, hold harmless, and indemnify Fort Worth (and its respective directors, officers,
employees, agents and representatives) from and against all claims, damages, expenses,
costs, suits and other liability of any kind whatsoever that arise out of or are directly or
indirectly related to any actions or inaction by Fort Worth with respect to this Agreement.
SECTION 16. PAYMENT OF ESCROW FEES
Developer will be responsible for the payment of all fees to Escrow Agent associated with
this Agreement.
REMAINDER OF THIS PAGE INTENTIONALLY BLANK
ACCORDINGLY, the City of Fort Worth, Developer and Escrow Agent have each caused this
instrument to be executed in 'j�r��l�t�;}� in each entity's respective name by its duly
authorized signatories effective as of the date executed by the City Manager or his/her designee.
CITY OF FORT WORTH
�G''��z.�,�-s�o ,�.,.
Fernando Costa
Assistant City Manager
Date: z�jz,/,S
Approvecl s to Form & Legality:
Douglas W. Black
Sr. Assistant City Attorney
M&C No. �(i Id
Date:
ATTEST:
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City Sec�-�tary
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DEVELOPER
ANNABELLE PARTNERS, LTD.
A Texas limited partnership
By: Hanover Services Group, Inc.
a Texas Corpora '
eneral ner�
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Be Leudtke
Executive Vice President
Date: % /1
ESCROW AGENT
Texas Capital Bank, Nat' n Association
.
Na e: Jerry chillaci
Title: Senior Vi�e Pre�iden�
Date: :� J J
ATTEST: (if required)
oF�icrA� �eco�o
CI'�'Y SECRETARX
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Name:
Entity: