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HomeMy WebLinkAboutContract 58902FORT WORTH CSC No. 58902 CITY OF FORT WORTH COOPERATIVE PURCHASE AGREEMENT This Cooperative Purchase Agreement ("Agreement") is entered into by and between Workplace Resource Group ("Vendor") and the City of Fort Worth, ("City"), a Texas home rule municipality. The Cooperative Purchase Agreement includes the following documents which shall be construed in the order of precedence in which they are listed: 1. This Cooperative Purchase Agreement; 2. Exhibit A — Seller's Quote, Scope of Services or Purchase Order; 3. Exhibit B — Cooperative Agency Contract Omnia Partners 2019.001896; and 4. Exhibit C — Conflict of Interest Questionnaire Exhibits A, B, and C, which are attached hereto and incorporated herein, are made a part of this Agreement for all purposes. Vendor agrees to provide City with the services and goods included in Exhibit A pursuant to the terms and conditions of this Cooperative Purchase Agreement, including all exhibits thereto. City shall pay Vendor in accordance with the fee schedule in Exhibit A and in accordance with the provisions of this Agreement. Total payment made under this Agreement for the first year by City shall not exceed Fifteen Thousand Dollars ($15,000.00). Vendor shall not provide any additional items or services or bill for expenses incurred for City not specified by this Agreement unless City requests and approves in writing the additional costs for such services. City shall not be liable for any additional expenses of Vendor not specified by this Agreement unless City first approves such expenses in writing. The term of this Agreement is effective beginning on the date signed by the Assistant City Manager below ("Effective Date") and expires on April 30, 2024 in line with cooperative contract. Upon the expiration of this Term, the Agreement shall renew automatically under the same terms and conditions for up to Five successive years (May 1 to April 30) and expires on April 30, 2029, unless City or Contractor provides the other party with notice of non -renewal at least 60 days before the expiration of the Initial Term or renewal period. However, if funds are not appropriated, the City may cancel the Agreement 30 calendar days after providing written notification to the Contractor. Vendor agrees that City shall, until the expiration of three (3) years after final payment under this Agreement, or the final conclusion of any audit commenced during the said three years, have access to and the right to examine at reasonable times any directly pertinent books, documents, papers and records, including, but not limited to, all electronic records, of Vendor involving transactions relating to this Agreement at no additional cost to City. Vendor agrees that City shall have access during normal working hours to all necessary Vendor facilities and shall be provided adequate and appropriate work space in order to conduct audits in compliance with the provisions of this section. City shall give Vendor reasonable advance notice of intended audits. Notices required pursuant to the provisions of this Agreement shall be conclusively determined to have been delivered when (1) hand -delivered to the other party, its agents, employees, servants or representatives, (2) delivered by facsimile with electronic confirmation of the transmission, or (3) received by the other party by United States Mail, registered, return receipt requested, addressed as follows: OFFICIAL RECORD CITY SECRETARY FT. WORTH, TX To CITY: City of Fort Worth Attn: Valerie Washington, Assistant City Manager 200 Texas Street Fort Worth, TX 76102-6314 Facsimile: (817) 392-8654 With copy to Fort Worth City Attorney's Office at same address To VENDOR: Workplace Resource Group Name and Title: Address: 707 W Vickery Blvd. Suite 101 Fort Worth, TX 76104 Facsimile: N/A The undersigned represents and warrants that he or she has the power and authority to execute this Agreement and bind the respective Vendor. CITY OF FORT WORTH: V4&— L&A -- BY: Valerie Washington (Feb 21, 202312:23 CST) Name: Valerie Washington Title: Assistant City Manager Date: Feb 21, 2023 APPROVAL RECOMMENDED: J s Davis (Feb 20, 2023 07:59 CST) Name: Jim Davis Title: Fire Chief ATTEST: RE 4.d44U�n�� F F 0000.0 �ld C Pv0. 0o 0 000000000 adfl nEXA?a4p Name: Jannette Goodall Title: City Secretary VENDOR: Workplace Resource Group Sawa Wekeni Name: Title: Laura Western Account Ma Date: 2.17.23 CONTRACT COMPLIANCE MANAGER: By signing I acknowledge that I am the person responsible for the monitoring and administration of this contract, including ensuring all performance and reporting requirements. By: Br Ray (Feb 20, 2023 07:33 CST) Name: Brenda Ray Title: Purchasing Manager APPROVED AS TO FORM AND LEGALITY: �79fflka G IZZI,g)rs Jessika Williams (Feb 21, 2023 09:44 CST) Name: Jessika Williams Title: Assistant City Attorney CONTRACT AUTHORIZATION: M&C: N/A OFFICIAL RECORD CITY SECRETARY FT. WORTH, TX Exhibit A - Seller's Quote wirig A Certified *HermanMil[er Deafer S FORT WORTH FIRE DEPARTMENT O 505 W FELIX STEET L FORT WORTH, TX 76115 D T ATTN: SHERRY CARTER 0 EMAIL: sherry.carter@fortworthtexas.gov OMNIA 2019.001896 Proposal WRG FORT WORTH 707 W Vickery Blvd. Suite 101 FORT WORTH, TX 76104 Phone: 972-446-9100 Fax: 972-446-1209 www.wrgtexas.com Quote/Order Number 38508 Date 01 /18/2023 Valid For 15 Days Customer PO Project Name FW FIRE DEPARTMENT Salesperson Laura Western Terms 50% DEPOSIT NET 10 Page 1 of 7 I FORT WORTH FIRE DEPARTMENT N 505 W FELIX STEET S FORT WORTH, TX 76115 T A L ATTN: SHERRY CARTER L PHONE:817-392-6809 A T WRG Team Members Sales, Laura Western, (western@wrgtexas.com, 972-389-8825 Design Mgr, Karen Long(Mgr), klong@wrgtexas.com, 972-389-8870 Project Manager, Charles Zulli, czulli@wrgtexas.com, 484.326.6604 Sales Coordinator, Mitch Bayne SC, mbayne@wrgtexas.com, 972-389-8895 Project Administration, Samuel Adebayo, sadebayo@wrgtexas.com, 972-389-8812 Line Quantity Description 1 1.00 NOTE Each PROJECT SCOPE: 1 Office, 1 Task Chair 2 3.00 DES --- Each DESIGN TIME: C38508 KMJ :Actual Time- 2 hours :2nd Check- .25 3 1.00 1123.BK1.MB.YE3.AR4--MC1-YCC01-LA1-FC1-BT1-BC1-CS5-CH 1-FABRIC- Each FG1-SUGAR-LICORICE-AC Focus 2.0, Midback Mesh With Adjustable Lumbar, Enhanced Syncros w/ Seat Depth, Height -Adjustable MC1:Black Mesh YCC01:Black LA1:Onyx FC1:Black Frame BT1:5-Star Base BC1:Black Nylon Base CS5:Carpet Casters CH1:Standard Cylinder FABRIC:Fabric Grade Selections FG1:Fabric Grade 1 SUGAR:Sugar Color Selection LICORICE:Sugar Licorice AC:Fully Assembled in a carton 4 1.00 53KO512PT Each PRIORITY,5DX12W,PENCIL TRAY 5 1.00 53K2428STL--MW Each PRIORITY,24DX28H,END PANEL,T-LEG, LAMINATE MW:MIDTOWN 6 1.00 53K2436CPTL--P-STD-843-MW Unit Price 0.00 82.67 513.17 15.18 255.76 158.24 Extended Amount 0.00 248.01 513.17 15.18 255.76 158.24 wirig ACertified ftermanMiller Dealer Proposal WRG FORT WORTH 707 W Vickery Blvd. Suite 101 FORT WORTH, TX 76104 Phone: 972-446-9100 Fax: 972-446-1209 www.wrgtexas.com Quote/Order Number 38508 Date 01 /18/2023 Valid For 15 Days Customer PO Project Name FW FIRE DEPARTMENT Salesperson Laura Western Terms 50% DEPOSIT NET 10 Page 2 of 7 Each PRIORITY,24DX36W,COMPONENT TOP, RECTANGLE, HPL PA/8" MOLDED VIN STD:STANDARD GROUP 1 843:MISTED ZEPHYR MW:MIDTOWN 7 1.00 53K2448WBSL3--P-X-STD-843-MW-460 231.84 231.84 Each PRIORITY,24DX48W,SURFACE, BENCH ING,RECTANGLE, HPL,WIRE MGR PA/8" MOLDED VIN X:NO GROMMET STD:STANDARD GROUP 1 843:MISTED ZEPHYR MW:MIDTOWN 460:STORM 8 1.00 53K2472WBSL3--P-X-STD-843-MW-460 319.24 319.24 Each PRIORITY,24DX72W,SURFACE, BENCH ING,RECTANGLE, HPL,WIRE MGR PA/8" MOLDED VIN X:NO GROMMET STD:STANDARD GROUP 1 843:MISTED ZEPHYR MW:MIDTOWN 460:STORM 9 2.00 53K3028STL--MW 266.80 533.60 Each PRIORITY,30DX28H,END PANEL,T-LEG, LAMINATE MW:MIDTOWN 10 1.00 53K3072WBSL--P-X-STD-843-MW 336.72 336.72 Each PRIORITY,30DX72W,SURFACE,BENCH ING,RECTANGLE, HPL PA/8" MOLDED VIN X:NO GROMMET STD:STANDARD GROUP 1 843:MISTED ZEPHYR MW:MIDTOWN 11 1.00 KSCD1CK 11.04 11.04 Each UNIVERSAL,LOCK CORE,YELLOW-CHANGE KEY 12 2.00 KSCDO99 16.56 33.12 Each LOCK CORE,BLACK CORE WITH BLACK HINGED KEY,KEY 099 13 1.00 53K6928MPL--MW 226.32 226.32 Each PRIORITY,69WX28H,MODESTY/BACK PANEL,FULL HEIGHT,LAMINATE MW:MIDTOWN 14 1.00 53K7216SOSML--MW-MW 1,058.92 1,058.92 Each PRIORITY,72WX16H2OVERHEAD,SLIDING DOOR,WALL MOUNT,LAMINATE MW:MIDTOWN MW:MIDTOWN 15 1.00 53KE2415PUBBFL--89_501-KS-MW-MW 563.04 563.04 Each PRIORITY, PEDESTAL, LINDERSURFACE,BBF,LAM INATE 89 501:STUDIO,PLATINUM METALLIC KS:SPECIFY CORE SEPARATELY MW:MIDTOWN MW:MIDTOWN 16 1.00 53KE2436LFM2L--89 501-KS-MW-MW 699.20 699.20 wirig A Certified ftermarlMiller Dealer Each 17 4.00 Each 18 1.00 Each 19 1.00 Each 20 1.00 Each 21 1.00 Each 22 1.00 Each 23 2.00 Each 24 1.00 Each 25 26 1.00 Each 1.00 Each Proposal WRG FORT WORTH 707 W Vickery Blvd. Suite 101 FORT WORTH, TX 76104 Phone:972-446-9100 Fax: 972-446-1209 www.wrgtexas.com Quote/Order Number 38508 Date 01 /18/2023 Valid For 15 Days Customer PO Project Name FW FIRE DEPARTMENT Salesperson Laura Western Terms 50% DEPOSIT NET 10 Page 3 of 7 PRIORITY,24DX36W,UNDERSURFACE PED,2 DRAWER,LATERAL FILE,LAM 89 501:STUDIO,PLATINUM METALLIC KS:SPECIFY CORE SEPARATELY MW:MIDTOWN MW:MIDTOWN IBF1 FOOTPRINT,FLAT BRACKET AC48WSSR FOOTPRINT,48W,UNDERSURFACE SUPPORT RAIL,USE W/54-60W SPAN FIT3637A--Y-B-10610 TRAXX,36WX37H,TILE,ACOUSTICAL Y:YES B:GRADE B 10610:13ASKET QUARTZ TTC72P--STDM-501 TRAXX,72W,TRIM CAP,PAINT STDM:STANDARD GROUP M,METALLIC 501:PLATINUM METALLIC FIT3637SS 16N--Y-B-10610-STDM-501 TRAXX,36WX37H,TILE,16 SLAT,21 FABRIC,FABRIC TRIM CHANNEL Y:YES B:GRADE B 10610:BASKET QUARTZ STDM:STANDARD GROUP M,METALLIC 501:PLATINUM METALLIC TTCFC TRAXX,FASTENER CONCEALMENT TTET40--STDM-501 TRAXX,40H,FULL END TRIM STDM:STANDARD GROUP M,METALLIC 501:PLATINUM METALLIC TTWMT72--STDM-501 TRAXX,72W, EXTRUSION, SET OF TWO STDM:STANDARD GROUP M,METALLIC 501:PLATINUM METALLIC 10.58 42.32 31.74 31.74 290.26 290.26 86.53 86.53 1,037.25 1,037.25 23.00 23.00 76.91 153.82 264.64 264.64 Installation Labor 912.00 912.00 38508 FORT WORTH FIRE TRAINING CENTER FW FIRE DEPARTMENT Supply Chain Surcharge 120.67 120.67 Order Sub -Total : $8,165.63 TOTAL ORDER: $8,165.63 Required Deposit 50.0% : $4,082.82 "*Please note a 3% fee will be added for payments made by credit card. wirig A Certified mHermanMitter Dealer To submit payment via ACH: Account Name: WRG, LLC Bank: Wells Fargo Bank, N.A. Account#: 4988335204 Routing #: 121000248 Swift Code (international only): WFBIUS6S **Please email ACH remittance information to sharris@wrgtexas.com Remit To Address: WRG, LLC PO Box 204484 Dallas, TX 75320-4484 Proposal WRG FORT WORTH 707 W Vickery Blvd. Suite 101 FORT WORTH, TX 76104 Phone: 972-446-9100 Fax: 972-446-1209 www.wrgtexas.com Quote/Order Number 38508 Date 01 /18/2023 Valid For 15 Days Customer PO Project Name FW FIRE DEPARTMENT Salesperson Laura Western Terms 50% DEPOSIT NET 10 Page 4 of 7 WRG Terms and Conditions Apply Financing Options Available: Term Monthly Payment 48 $207 60 $172.05 72 $151.47 Generic LEAF of Co -branded Language for ALL Calculators - Regardless of Purchase Option: 1. All monthly payments calculated above do not include applicable taxes; such taxes will be referenced in the financing agreement and are the responsibility of the customer. 2. This Proposal is an expression by LEAF Capital Funding, LLC of its interest in pursuing a transaction on the general terms and conditions outlined above. The Proposal is not intended to and does not create any binding legal obligation on the part of either party. THE PROPOSAL IS NOT, AND IS NOT TO BE CONSTRUED AS, A COMMITMENT BY LEAF OR ANY RELATED ENTITY TO PROCEED WITH ANY TRANSACTION. LEAF Capital Funding, LLC will not be obligated to proceed with any transaction until the satisfactory completion of its credit, legal and investment approval process. The terms and conditions of the Proposal shall be superseded by and shall no longer be effective upon the execution and delivery of final legal documentation with respect to the proposed transaction. This proposal is for new equipment which shall be used for business purposes only and not for personal, family or household use. For more information contact your WRG Account Representative or LEAF Capital Funding, LLC. CONTACT: 267-402-5317 or HMFinancialSolutionsSW@LEAFnow.com wirig ACertified SHermanMiller Dealer Proposal WRG FORT WORTH 707 W Vickery Blvd. Suite 101 FORT WORTH, TX 76104 Phone: 972-446-9100 Fax: 972-446-1209 www.wrgtexas.com WRG, LLC TERMS AND CONDITIONS Quote/Order Number 38508 Date 01 /18/2023 Valid For 15 Days Customer PO Project Name FW FIRE DEPARTMENT Salesperson Laura Western Terms 50 % DEPOSIT NET 10 Page 5 of 7 The attached Proposal and Sales Agreement which, upon execution by WRG, LLC (Seller) and Purchaser, shall become a legally valid and binding contract which is subject to the following Terms and Conditions: 1. PRICE AND PAYMENT 1.1 This Proposal shall be firm and remain open for acceptance by Purchaser for a period of 15 days after the date hereof, except that the Seller reserves the right to withdraw the proposed pricing for any product(s) where the Seller's manufacturer changes its pricing between the date hereof and the date of the Seller's order therefore, is accepted by the manufacturer. (a) Unless otherwise noted, prices are exclusive of any applicable sales, use, excise or other taxes with respect to the products and/or this transaction, and Purchaser agrees to pay all such taxes (other than taxes measured by the income of Seller) or, provide Seller with an appropriate certificate showing an exemption from such taxes. (b) Unless otherwise noted, prices include shipping costs for standard transportation and standard domestic packaging. Special shipping, delivery and/or handling requested by Purchaser will be subject to extra charges payable by Purchaser. 1.2 For Purchasers with approved credit, Seller's standard payment terms for products and services are Net 30 days from the date of invoice. A deposit of 50 % of the Proposal total is due and payable prior to order placement by the Seller with its manufacturers to begin production, an additional 40 % due at or before shipment with the balance due net 30. Proposed pricing is discounted to reflect cash payment. Alternative forms of payment such as credit cards or P-Cards are subject to revised pricing. A 3 % convenience fee will be added to all payments made with a credit or debit card. 1.3 Purchaser agrees to pay Seller the lesser of one and one-half percent (1-1/2%) per month, or the highest rate permitted by applicable law, on all unpaid and overdue balances, as well as any costs and expenses of collection (including attorney fees) if Seller engages an attorney to collect such balances. Seller reserves the right to modify or revoke its credit terms if Seller, in its sole discretion, judges Purchaser's financial condition to be inadequate to justify existing credit terms. 1.4 Should Purchaser require invoicing before delivery and/or installation, Purchaser agrees to payment of such invoices under Seller's standard payment terms and will not delay payment until after delivery and/or installation. 2. DELIVERY AND INSTALLATION 2.1 Service charges for delivery and installation are not included in the product pricing and such services, if provided, shall be at additional cost unless otherwise noted in the Proposal and Sales Agreement. 2.2 Seller shall order products from the applicable manufacturers at such time as Seller deems appropriate in light of Purchaser's requested timetable for delivery and installation. 2.3 Purchaser shall be responsible for providing adequate receiving facilities to accept receipt of products consistent with scheduled shipping dates that will be provided to the carrier and the Purchaser for delivery to the Purchaser's site. Purchaser shall also be responsible for inspection of incoming shipment(s) for damage and the notation of any damage on the bill of lading when sign -off acceptance is provided at the point of delivery. Unless otherwise provided in Seller's Proposal, Purchaser shall be responsible for providing personnel to perform all receiving functions for products shipped direct to Purchaser's site. Product will be shipped F.O.B. factory and risk of loss shall pass to Purchaser upon delivery to the carrier. Purchaser shall be responsible for the processing of claims with carriers if necessary. 2.4 If delivery and installation services are to be provided by the Seller, the following provisions shall apply: (a) Purchaser shall be responsible for providing adequate staging areas and facilities for the efficient movement of products (including elevator service) and a free and cleared installation site. Site should be free from debris and interference from other trades. The site should be ready for final installation of products in an efficient and continuous sequence. Should site not be free and clear, additional fees may be assessed. (b) Purchaser shall be responsible for providing the cleared installation site in a timely fashion, and of continuous duration, to accommodate commencement and continuous work on the installation during regular working hours on a first shift basis, all in relation to the scheduled installation date. If site is not able to accommodate continuous work, additional costs and fees may apply. (c) Purchaser shall be responsible for providing, without charge to Seller, electrical power (and the services of an electrician if, in Seller's opinion, wiring hookups require a licensed electrician), heat, drinking water, sanitary facilities and security for the installation site during the performance of the installation services. (d) All service pricing, quoted by Seller or set forth herein, is based on regular hours, not weekends or overtime periods. Should Purchaser require or request services to be performed outside the standard eight (8) hour workday, Purchaser agrees to pay additional charges for the same. Seller's standard eight (8) hour work day is defined as Monday through Friday (excluding holidays) 8:00 am - 5:00 pm. Overtime will be charged at the rate of 1 and % times the standard rate for the hours Monday through Friday, 5:01 pm - 7:59 am and Saturday from 8:00 am through 5:00 pm. All time is Central Standard Time (CST), unless Central Daylight Time is in effect. Time begins at departure from Seller's site of business and ends upon return to Seller's site of business. (e) Move -up delivery and installation change requests submitted to the Seller by the Purchaser within 15 days of the planned delivery date may be subject to a per day surcharge payable by the Purchaser. 2.5 Postponements or delays resulting in storage and double handling. (a) Payment to the Seller will be required by the Purchaser for products, storage, double handling, and other costs incurred by Seller, due to postponement and or delay by Purchaser or agent of Purchaser. Seller may require Purchaser to prepay the related services cost prior to final delivery. (b) When the Purchaser delays delivery or the installation, the Seller reserves the right to place the products in storage at the Purchaser's risk and expense. A storage fee will be charged to the Purchaser at the prevailing current market rates per square foot, per month, prorated weekly. Transfer to storage will be deemed acceptance of product and delivery for all purposes, including invoicing and payment. (c) Payment to the Seller will be required by the Purchaser for manufacturer driven surcharges or change fees imposed on the Seller resulting from shipping and or scheduling changes requested by the Purchaser after order acknowledgements have been received. Typically surcharges by manufacturers center around weekend or after-hours deliveries, expedited shipments and trailer hold requests. wirig ACertified mHermanMiller Dealer 3. CHANGES AND CANCELLATION Proposal WRG FORT WORTH 707 W Vickery Blvd. Suite 101 FORT WORTH, TX 76104 Phone: 972-446-9100 Fax: 972-446-1209 www.wrgtexas.com Quote/Order Number 38508 Date 01 /18/2023 Valid For 15 Days Customer PO Project Name FW FIRE DEPARTMENT Salesperson Laura Western Terms 50 % DEPOSIT NET 10 Page 6 of 7 3.1 Products that have been ordered by the Purchaser are NOT returnable and orders are NOT cancelable without prior written approval from Seller. Seller's approval may be conditioned on Purchaser's agreement to payment of a restocking or cancelation fee. 3.2 If allowed by manufacturers, order changes to quantities or specifications, after the Seller has placed orders with manufactures, will be subject to order changes fees of $350.00 per order per allowable change. 3.3 If Seller changes the delivery and/or installation date at the request of the Purchaser after the order has been placed, the Seller may invoice the Purchaser on the original date established for the delivery and/or installation and the Purchaser agrees to pay such invoices, in full, within the Seller's standard payment terms. 4. CLAIMS AND WARRANTIES 4.1 Seller warrants any services performed by Seller to be free from defects in workmanship for a period of one (1) year after the date of completion as reflected in Seller's records. Seller shall, at its option, repair or replace, any work which proves to be defective within the warranty period, which remedy is agreed to be exclusive as a condition of sale. Upon request, Seller will assign to Purchaser any express warranty granted to Seller by the manufacturer of any product purchased hereunder in the exact form issued by the manufacturer, but Seller makes no warranty of any kind whatsoever as to such products on its own behalf. EXCEPT AS SPECIFIED IN THIS SUBSECTION 4.1, SELLER MAKES NO WARRANTY, EXPRESS OR IMPLIED, INCLUDING, BUT NOT LIMITED TO, ANY WARRANTY OF MERCHANTABILITY OR FITNESS FOR ANY PARTICULAR PURPOSE. 4.2 In no event shall Seller incur any liability for lost profits or other special incidental or consequential damages with respect to this Agreement or any of the services or products provided hereafter. 4.3 In no event shall Seller incur any liability with respect to delay in performance, or failure to perform, any obligation under this Agreement where such delay or failure is the proximate result of any act of any governmental authority, revolution, riot, civil disorder or disturbance, act of enemies, delay or default in transportation, strike, dispute among or between labor unions or other labor disputes, inability to obtain materials or facilities from normal sources, fire, flood, act of God, or any other cause not within the reasonable control of the Seller, whether of the class of causes enumerated or otherwise. 4.4 Unless Seller has agreed to perform receiving functions, Purchaser shall inspect products and notify the Seller in writing within five (5) business days after delivery of any nonconformities, defects, errors or shortages, describing in reasonable detail the alleged nonconformity, defect, error or shortage. Failure to make such claims within such time shall be deemed a waiver. 4.5 Purchaser agrees to retain original invoice from Seller for warranty verification and to provide same to Seller upon request. 5. MISCELLANEOUS 5.1 This Proposal constitutes an offer, on behalf of the Seller, to sell the products described on the face hereof exclusively on the terms and conditions stated herein, and execution of this Proposal by Purchaser is hereby expressly limited to the terms and conditions stated herein, which execution shall create a legally valid and binding agreement between the parties. No additional or different terms or conditions, whether stated in any form utilized by the Purchaser as a purchase order form, or elsewhere, shall be applicable to the transaction, unless specifically agreed to in a separately signed, written instrument executed by an authorized officer of the Seller. 5.2 This Agreement contains the entire understanding of the parties with respect to its subject matter, and there are no terms, conditions, representation or understanding, except as expressly set forth herein. This Agreement may be amended or modified only by written instrument separately signed by the authorized representative of the parties hereto. No failure by a party to insist upon performance by the other exactly as specified herein shall be deemed a waiver of the right to insist upon such performance during the continuation of such deficiency, nor of the right to insist upon such performance on any future occasion, it being the intention of the parties that any and all waivers hereunder shall be expressed in written form signed by the party against whom such waiver is asserted. 5.3 This document shall be binding upon and inure to the benefit of the parties hereto and their respective heirs, personal representative, successors and assigns, as the case may be. 5.4 Seller maintains general public liability, automobile and worker's compensation insurance, and a certificate evidencing Seller's coverage will be delivered to Purchaser, upon receipt of written request, therefore by Seller. 6. SECURITY INTEREST Until such time as payment for products is made in full, Seller retains and Purchaser grants a security interest in the products, as they are described on the Proposal, to secure payment and performance of all of Purchaser's obligations under this Agreement. Accordingly, Purchaser warrants and covenants that: 6.1 The products are bought primarily for use in business operations. 6.2 Purchaser will promptly notify Seller of any change in the location of the products. 6.3 Purchaser agrees that they will not attach the products to real property in any way that might make them fixtures. 6.4 Seller may file a financing statement on behalf of Purchaser to perfect the security interest. 6.5 Purchaser will not sell or offer to sell or otherwise transfer the products or any interest in them without the written consent of Seller. 6.6 Purchaser until full payment has been made for the products will maintain insurance at all times with respect to the products against risks of fire (including extended coverage), theft, and other risks as Seller may require. The insurance shall be in form and amounts that are satisfactory to Seller. 6.7 Purchaser will keep the products free from any adverse lien, security interest or encumbrance and in good order and repair. Seller may examine and inspect the products at any time. 6.8 Purchaser will pay promptly when due all taxes and assessments upon the products or their use. 6.9 At its option, Seller may discharge taxes, liens or security interests or other encumbrances at any time levied or placed on the products, may pay for insurance on the products and may pay for the maintenance and preservation of the products. Purchaser agrees to reimburse Seller on demand for any payment made or expense incurred by Seller pursuant to this authorization and to pay costs of collection, including reasonable attorneys' fees. 6.10 Until default, Purchaser may maintain possession of the products and use them in any lawful manner not inconsistent with this Agreement and not inconsistent with any policy of insurance on them. 6.11 Purchaser is in default under this Agreement upon the occurrence of one or more of the following events or conditions: (a) Purchaser failed to pay for the products and services within terms. Terms are Net 30 days from date of invoice; wirig A Certified SHermarlMiller Dealer Proposal WRG FORT WORTH 707 W Vickery Blvd. Suite 101 FORT WORTH, TX 76104 Phone: 972-446-9100 Fax: 972-446-1209 www.wrgtexas.com Quote/Order Number 38508 Date 01 /18/2023 Valid For 15 Days Customer PO Project Name FW FIRE DEPARTMENT Salesperson Laura Western Terms 50% DEPOSIT NET 10 Page 7 of 7 (b) Default in the performance of any obligation, covenant or liability contained or referred to herein; (c) A warranty, representation or statement made or furnished to Seller by or on behalf of Purchaser proves to have been false in any material respect when made or furnished; (d) Any event which results in the acceleration of the maturity of the indebtedness of Purchaser to others under any indenture, agreement or undertaking; (e) Loss, theft, damage, destruction, sale or encumbrance of the products, or any part of them, or the levy, seizure or attachment of the products or any part of them; (f) Death, dissolution, termination of existence, insolvency, business failure, appointment of a receiver of any part of the property of, assignment for the benefit of creditors by, or the commencement of a proceeding under any bankruptcy or insolvency law by or against, Purchaser or a guarantor or surety for Purchaser; or (g) A material adverse change in the business or financial condition of Purchaser has occurred. 6.12 Upon default and at any time thereafter, Seller has the remedies of a secured party under the Uniform Commercial Code. Seller may require Purchaser to assemble the products and make them available to Seller at a place to be designated by Seller that is reasonably convenient to both parties. Purchaser agrees to pay Seller the expenses of retaking and selling the collateral including reasonable attorneys' fees and legal expenses. 6.13 No waiver by Seller of a default operates as a waiver of any other default or of the same default on a future occasion. The undersigned agrees to purchase products and services per the terms and conditions detailed in this proposal and sales agreement. These terms and conditions will apply to future purchases until such time business requirements dictate otherwise and new terms and conditions are issued. Accepted for Purchaser: Signature: Printed Name: Title: Date: WRG, LLC Signature: Printed Name: Title: Date: ** Please note that quotes are valid for only 15 days. After 15 days a quote may require updating to reflect current pricing. ** ** Changes to delivery location or date of delivery will result in an additional fees due to double handling and storage charges. ** Exhibit B - Cooperative Agency Contract University of California, Office of the President (UC) Contract # 2019.001896 for UC Office Furniture and Related Services with Kimball Office, Inc. Effective: May 20, 2020 The following documents comprise the executed contract between the University of California, Office of the President and Kimball Office, Inc. effective May 20, 2020: I. Vendor Contract and Signature Form II. Supplier's Response to the RFP, incorporated by reference DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF CALIFORNIA ',ese• . Office Furniture Purchasing Agreement #2019.001896 Kimball Office, Inc., Dated May 20, 2020 As a result of Request for Proposal # (RFP ## 001218 - RFP - OFFICE FURNITURE - UC SYSTEMWIDE—JULY182019), the Agreement to furnish certain goods and services described herein and in the documents referenced herein, is a Master Agreement for the purchase of office furniture and related services ("Goods and/or Services") and is made by and between The Regents of the University of California, a California public corporation ("UC") on behalf of the University of California, and Kimball Office, Inc. ("Supplier"); such contract to be made available as a Cooperative Purchasing Contract through OMNIA Partners Public Sector. This Agreement is binding only if it is negotiated and executed by an authorized representative with the proper delegation of authority. 1. Statement of Work As a manufacturer of Office Furniture, Supplier agrees to provide Furniture Products the Required Services, either directly or through a network of primary dealers; all as listed in the statement of work attached as Attachment A ("Statement of Work") and any other documents referenced in the Incorporated Documents section herein, per the terms and the prices set forth in the Statement of Work and any other documents referenced in the Incorporated Documents section herein. Unless otherwise provided in the Agreement, UC will not be obligated to purchase a minimum amount of Goods and/or Services from Supplier. Goods and Services shall be provided to UC and OMNIA Partner's Participating Agencies, as detailed below: a) The University of California, as the Principal Procurement Agency, defined in the National Requirements Document at time of RFP (see OMNIA Partners Exhibit A within CalUsource RFP), has partnered with OMNIA Partners to make the resultant contract (also known as the "Master Agreement" in materials distributed by OMNIA Partners) from this solicitation available to other public agencies nationally, including state and local governmental entities, public and private primary, secondary and higher education entities, non-profit entities, and agencies for the public benefit ("Public Agencies"), through OMNIA Partners' cooperative purchasing program. The University of California is acting as the contracting agency for any other Public Agency that elects to utilize the resulting Master Agreement. Use of the Master Agreement by any Public Agency is preceded by their registration with OMNIA Partners (a "Participating Public Agency"). The National Requirements Documents (Exhibits A-H under RFP Guidelines) contains additional information about OMNIA Partners and the cooperative purchasing agreement. b) University of California locations, as defined in Section 3 of Attachment A - Statement of Work 2. Term of Agreement/Termination a) The initial term of the Agreement will be from May 20, 2020 and through April 30, 2024 (Initial Term) and is subject to earlier termination as provided below. UC may renew the Agreement for five (5) successive years (Renewal Term), exercised individually, in combinations, and/or as a single block of 5 years; to be determined by the UC at the time the option years are considered. Supplier will be provided with at least sixty (60) calendar days' written notice before the end of the Initial Term or any Renewal Term. NOTE: This contract will be signed and available for national use and purchases, prior to its implementation and availability for purchases by the UC, which will begin November 1, 2020. This does not inhibit the Supplier from engaging with UC customers when requested by UC department for the purposes of preparatory discussions/design work on lengthy/large projects which will not be procured until after November 1, 2020. Additionally, it is expected, Suppliers will promote their company and services during campus roll -outs (September 281" through October 315`) b) UC may terminate the Agreement for cause or convenience by giving the other party at least 180 calendar days' written notice. Note, this is a UC System -wide Agreement, extended nationally through OMNIA Partners. Termination by a campus (or department), will not constitute termination of the Agreement for the UC system itself, nor the Agreement as a whole. c) UC or Supplier may terminate the Agreement for cause by giving the other party at least 180 days' notice of failure to cure a material breach of the Agreement within the Cure Period allowed (30 days from written notice of a breach, per this Agreement). For sake of clarity, either Party may provide written Notice of Breach to the Administrators listed in this Agreement. This action shall trigger a thirty (30) day Cure Period. If breach is not resolved, originating party/notifying party, may provide a Notice to Terminate as a result of uncured breach, allowing 180 days of continuing service for new orders 1127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF CALIFORNIA and/or completion of existing orders; all of which must be complete within that 180 day period and/or mutually acceptable arrangements made for completion after termination. 3. UC Program Supplier agrees to extend the pricing basis, terms and conditions of the Agreement to all UC Locations. Supplier will make available to any UC Location its improved pricing basis, terms or conditions resulting from increased usage or aggregation of activity by multiple UC Locations. All contractual administration issues (e.g. terms and conditions, extensions, and renewals), operational issues, fiduciary responsibility, payment issues, performance issues and liabilities, and disputes involving individual UC Locations will be addressed, administered, and resolved by each UC Location. Any delay in payment or other operational issue involving one UC Location will not adversely affect any other UC Location. 4. Cooperative Purchasing Supplier agrees to extend Goods and/or Services to public agencies (public and private schools, colleges and universities, cities, counties, non- profits, and all governmental entities) registered with OMNIA Partners, Public Sector under the terms of this agreement, as specified for a National Program. All contractual administration (e.g. terms, conditions, extensions, and renewals) will remain the UC's responsibility except as outline in the above referenced RFP (RFP ## 001218). Operational issues, fiduciary responsibility, payment issues and liabilities, and disputes involving individual participating agencies will be addressed, administered, and resolved by each participating agency. S. Purchase Order; Advance Payments Unless otherwise provided in the Agreement, Supplier may not begin providing Goods and/or Services until UC approves a Purchase Order for the Goods and/or Services. University's standard payment terms are Net 30 days of receipt of product to UC or to Dealer's warehouse. Invoices must be paid with a minimum of 90% payment, withholding a maximum of 10% for outstanding line item charges for missing or damaged product specifically relating to the original purchase order and any additional items, only if 'Date promised by' aligns with original shipment. Where mutually acceptable, large projects may employ the use of phased payment, for the purpose of covering costs for services already rendered or product already procured; specific details and process to be negotiated between the Supplier and the University campuses based on each site's requirements. A Purchase Order must precede the work or purchase. 6. Pricing Structure, Invoicing Method, and Settlement Method Terms a) Pricing 1. All Goods available through this Agreement, include delivery and are priced as a 'Discount off List'. These discounts are based against a contracted Manufacturer's National Price List. List price/MSRP is defined as the product sales price list published in some form by the manufacturer or publisher of a product and available to and recognized by, the trade. 'Discount off List' may vary according to delivery or services included. Refer to Attachment A —Statement of Work. For Pricing, discounts, and pricing terms. b) Invoicing and Settlement 1. Each Location will specify the Invoicing Method and Payment Options that will apply, taking into account the operational capabilities of Supplier and the UC and/or Participating Agency Location. For UC campuses/locations, please see UC's Procure to Pay Standards for the options that will be considered https://www.ucop.edu/procurement-services/ files/Matrix%20for%20website.pdf Each UC Location will specify these terms in a Statement of Work or Purchase Order, as the case may be. The University at its discretion, may remit payment to the Dealer through P-Card (credit card/similar methods) with a processing fee, as well as checks, or other electronic forms of payment. Supplier reserves the right to elect ACH or Check payment on any projects exceeding $400,000 (High Volume/Negotiable Tier), for the purpose of avoiding additional merchant fees associated with credit card (or similar) payment methods. UC campuses/locations may accept, reject, or negotiate this supplier policy, during planning phase of a large project. Supplier is obligated to notify location of this policy, prior to any engagement of services or ordering of product 2. All payments for UNIVERSITY purchases under this Agreement are Net 30 days of product shipping, unless stated otherwise within this Agreement and shall not be subject to late charges or interest charges. Exceptions for phased payment, are noted above within 2127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF y<. CALIFORNIA Section 5. Subject to exception B.1 above, the University, at its discretion, may remit payment to the Supplier through P-Card (credit card or similar, with fees up to 3%), checks, or other electronic forms of payment. Note the UC (only) is entitled to 30 days free storage (Section 9 of Attachment A) from Dealer, if prearranged or mutually agreed. The 30 days shall begin when product arrives to Dealer's facility/dock. Any period after that point, may be charged at rates quoted within this Agreement. This arrangement does not extend requirements for payment to Supplier, if product is available for inspection/verification. As previously stated, invoices must be paid with a minimum of 90% payment, withholding a maximum of 10% for outstanding line item charges. 3. Notwithstanding the provisions of Article 3 of the Terms and Conditions of Purchase, UC will not pay freight/shipping or basic delivery costs for Manufacturer's goods. Installation and other services may be charged separately, when not included as part of a 'Service Package' (service and product, priced as a reduced percentage off list); all such charges and services listed in Attachment A — Statement of work. All separate Service charges shall include detail (e.g. 2 men, 8hrs. @ $65.00 hourly or 3 hrs. Design Services @ XX). 4. Supplier's Authorized Representatives will submit invoices, following the designated invoice method, directly to UC Accounts Payable Departments at each UC Location, unless the UC Location and the Supplier reach an alternate, mutually acceptable procedure for submitting invoices (i.e., directly from Supplier to UC Location). All invoices must clearly indicate the following information: a. California sales tax as a separate line item, based on the California 10 digit Zip Code; b. UC System Wide Agreement Number; c. Freight or Shipping/Delivery as separate line items, only when applicable (e.g. non -Kimball product) d. Service and Installation costs (with service and labor detail); e. Purchase Order or Release Number; f. Description, quantity, catalog number and manufacturer number of the item ordered; UC Net cost of each item; g. List Price, appropriate % discount applied, and Net Cost; h. Reference to original order number for all credit memos issued (if applicable); i. UC Purchase Order or Release Number; 7. Notices As provided in the UC Terms and Conditions of Purchase, notices may be given by email, which will be considered legal notice only if such communications include the following text in the Subject field: FORMAL LEGAL NOTICE — [insert, as the case may be, Supplier name or University of California]. If a physical format notice is required, it must be sent by overnight delivery or by certified mail with return receipt requested, at the addresses specified below. To UC, regarding confirmed or suspected Breaches as defined under Appendix — Data Security: Name David Rusting. Chief Information. Security Officer. Phone (510)987-0086 Email David.Rusting@ucop.edu Address Address: 1111 Franklin St., 7th Flr, Office: 7104 Oakland Ca. 94607 To UC, regarding contract issues not addressed above: To Supplier: Name Yvonne Macon Phone 530-752-5684 Email Yvonne. Macon@ucop.edu Address 260 Cousteau Place, Ste. 150 Davis, Ca. 95618 Name Stacy Huelsman Phone 812-482-8108 Email Stacy.huelsman@kimball.com 3127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF CALIFORNIA ',ese• . Address 1600 Royal St. Jasper, IN 47546 8. Intellectual Property, Copyright and Patents The Goods and/or Services do not involve Work Made for Hire 9. Patient Protection and Affordable Care Act (PPACA) The Services do not involve temporary or supplementary staffing, and they are not subject to the PPACA warranties in the T&Cs. 10. Prevailing Wages Supplier acknowledges Prevailing Wage requirements, apply to this contract. a) Supplier understands and acknowledges that prevailing wages are frequently applicable for installation services provided under this program. Supplier (as defined herein), to include its Dealers or their subcontractors performing services) is required to pay prevailing wages, when applicable to the work and as required within the state and county where installation is taking place and at the rate specified for those counties, per the Department of industrial Relations. A Supplier should note, Prevailing Wages are to be paid for labor performed for any UC installation where assembly or attachments is required, except for labor related to the following activities: • Delivery of materials that will not be installed by the delivering vendor or subcontractor; and • Assembly of unattached, freestanding furniture, not requiring special tools and/or joining of furniture pieces (e.g. desk return added to desk); and • Delivery and assembly of furniture that is attached only for security purposes (to prevent its theft) or otherwise attached by restraints that are not subject to any regulation pursuant to the California Building Code. b) Prevailing wages shall also be paid for all labor associated with the special fabrication of any non-standard, non -catalog furniture components that are manufactured specially and exclusively for installation at the project/delivery site. c) Rates vary depending on the county in which the work is being performed. In Installations where Prevailing Wages are applicable, the UNIVERSITY acknowledges that added delivery installation charges may be applied, as a differential, to reflect the current updated Prevailing Wage schedules. 11. Fair Wage/Fair Work RUC specific) For all work performed as Standard Labor (work not requiring the payment of Prevailing Wage rates), Supplier is required to pay a minimum of the UC Fair Wage (defined as $15 per hour as of 10/1/17) to its staff when providing services at UC Locations. This is also assumed/required for any labor quotes stated as a flat hourly amount, inclusive of Supplier overhead costs (Basic Installation Hourly Rates). 12. Restriction Relating to Consulting Services or Similar Contracts — Follow-on Contracts Please note a Supplier that is awarded a consulting services or similar contract cannot later submit a bid or be considered for any work "required, suggested, or otherwise deemed appropriate" as the end product of the Services (see Public Contract Code Section 10515). 13. Insurance Deliver the PDF version of the Certificate of Insurance to UC's Buyer, by email with the following text in the Subject field: CERTIFICATE Page 4127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF CALIFORNIA OF INSURANCE - Agreement #2019.001896_Office furniture. Additionally, this requirement will be considered satisfied if a PDF version of the Certificate of Insurance is sent by Email and includes the following text in the Subject field: CERTIFICATE OF INSURANCE -Agreement#2019.001896_Office Furniture 14. Service -Specific and/or Goods -Specific Provisions Supplier is providing all categories of its Office Furniture and related Product Lines nationally to Participating Agencies, when extended through OMNIA Partners and to UC (with noted restrictions). Quotes, delivery and/or any installation will be performed by Supplier's Authorized Representatives -Subcontractors (i.e. dealer network), although Quotes may, in some cases, be provided by Supplier as manufacturer of the goods, rather than its authorized representatives for convenience, efficiency, or accuracy reasons. Purchase order processing (acknowledgement -confirmation) and invoicing may be performed by Supplier. 15. Records about Individuals Records created pursuant to the Agreement that contain personal information about individuals (including statements made by or about individuals) may become subject to the California Information Practices Act of 1977, which includes a right of access by the subject individual. While ownership of confidential or personal information about individuals is subject to negotiated agreement between UC and Supplier, records will normally become UC's property, and subject to state law and UC policies governing privacy and access to files. When collecting the information, Supplier must inform the individual that the record is being made, and the purpose of the record. Use of recording devices in discussions with employees is permitted only as specified in the Statement of Work. 16. Amendments to UC Terms and Conditions of Purchase - There are no amendments to UC Terms and Conditions of Purchase, dated 5-9-19. 17. Amendments to Appendix — Data Security - There are no amendments to The UC Appendix- Data Security, dated 4-12-19. 18. Amendments to Appendix — Business Associate - The UC Appendix - Business Associate, does not apply to this contract. 19. Appendix Ecommerce — Appendix Ecommerce, dated 9-19-17 applies to UC ecommerce business and is not amended. 20. Incorporated Documents The following documents are incorporated and made part of this Agreement, as if fully set herein, listed in the order of preference following this Agreement. Attachment A - Statement of Work, including Exhibits Attachment B - UC Terms and Conditions of Purchase dated 5-9-19 Attachment C - UC Appendix — Data Security dated 4-12-19 Attachment D - UC Appendix Ecommerce, dated 9-19-17 Attachment E - Definitions Attachment F - RFP Document (RFP-OFFICE FURNITURE - UC SYSTEMWIDE-JULY182019) and any subsequent Addenda Attachment G - Supplier's Response to RFP - OFFICE FURNITURE - UC SYSTEMWIDE-JULY182019, dated 8-21-19 20. Entire Agreement The Agreement and its Incorporated Documents contain the entire Agreement between the parties and supersede all prior written or oral agreements with respect to the subject matter herein. 5127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY O F CALIFORNIA This Agreement can only be signed by an authorized representative with the proper delegation of authority. THE REGENTS OF THE VERWWI GF CALIFORNIA (Signature) Kimball Office, Inc. 'T)htyli-j 1�4� (Signature) William Cooper AVP & Chief Procurement OfPfrAns Goetz, President (Printed Name, Title) 5/21/2020 (Date) (Printed Name, Title) 05/20/2020 (Date) Page 6127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF CALIFORNIA ATTACHMENT A — STATEMENT OF WORK (Placeholder for inserted pages) 7127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF CALIFORNIA ',ese• . ATTACHMENT B — UC TERMS AND CONDITIONS OF PURCHASE (DATED 5-9-19) ARTICLE 1— GENERAL The equipment, materials, or supplies ("Goods") and/or services ("Services") furnished by Supplier (together, the "Goods and Services") and covered by the UC Purchase Order ("PO") and/or other agreement (which, when combined with these Terms and Conditions and any other documents incorporated by reference, will constitute the "Agreement") are governed by the terms and conditions set forth herein. As used herein, the term "Supplier" includes Supplier and its sub -suppliers at any tier. As used herein, "UC" refers to The Regents of the University of California, a corporation described in California Constitution Art. IX, Sec. 9, on behalf of the UC Locations identified in the Agreement a nd/or the PO. UC and Supplier individually will be referred to as "Party" and collectively as "Parties." Any defined terms not defined in these Terms and Conditions of Purchase will have the meaning ascribed to such term in any of the other documents incorporated in and constituting the Agreement. No other terms or conditions will be binding upon the Parties unless accepted by them in writing. Written acceptance or shipment of all or any portion of the Goods, or the performance of all or any portion of the Services, covered by the Agreement, will constitute Supplier's unqualified acceptance of all of the Agreement's terms and conditions. The terms of any proposal referred to in the Agreement are included and made a part of the Agreement only to the extent the proposal specifies the Goods and/or Services ordered, the price therefor, and the delivery thereof, and then only to the extent that such terms are consistent with the terms and conditions of the Agreement. ARTICLE 2 —TERM AND TERMINATION A. As applicable, the term of the Agreement ("Initial Term") will be stated in the Agreement. Following the Initial Term, the Agreement may be extended by written mutual agreement. B. UC's obligation to proceed is conditioned upon the appropriation of state, federal and other sources of funds not controlled by UC ("Funding"). UC will have the right to terminate the Agreement without damage, penalty, cost or further obligation in the event that through no action or inaction on the part of UC, the Funding is withdrawn. C. UC may, by written notice stating the extent and effective date thereof, terminate the Agreement for convenience in whole or in part, at any time with not less than the number of days' notice stated elsewhere in the Agreement. As specified in the termination notice, UC will pay Supplier as full compensation the pro rata Agreement price for performance through the later of the date that (i) UC provided Supplier with notice of termination or (ii) Supplier's provision of Goods and/or Services will terminate. D. UC may by written notice terminate the Agreement for Supplier's breach of the Agreement, in whole or in part, at any time, if Supplier refuses or fails to comply with the provisions of the Agreement, or so fails to make progress as to endanger performance and does not cure such failure within five (5) business days, or fails to supply the Goods and/or Services within the time specified or any written extension thereof. In such event, UC may purchase or otherwise secure Goods and/or Services and, except as otherwise provided herein, Supplier will be liable to UC for any excess costs UC incurs thereby. ARTICLE 3 — PRICING, INVOICING METHOD, AND SETTLEMENT METHOD AND TERMS. Pricing is set forth in the Agreement or Purchase Order Number, and the amount UC is charged and responsible for shall not exceed the amount specified in the Agreement unless UC has given prior written approval. Unless otherwise agreed in writing by UC, Supplier will use the invoicing method and payment settlement method (and will extend the terms applicable to such settlement method) set forth in UC's Supplier Invoicing, Terms & Settlement Matrix. UC will pay Supplier, upon submission of acceptable invoices, for Goods and/or Services provided and accepted. Invoices must be itemized and reference the Agreement or Purchase Order number. UC will not pay shipping, packaging or handling expenses, unless specified in the Agreement or Purchase Order. Unless otherwise provided, freight is to be FOB destination. Any of Supplier's expenses that UC agrees to reimburse will be reimbursed under UC's Travel Policy, which may be found at https:Hpolicy.ucop.edu/doc/3420365. Where applicable, Supplier will pay all taxes imposed on Supplier in connection with its performance under the Agreement, including any federal, state and local income, sales, use, excise and other taxes or assessments. Notwithstanding any other provision to the contrary, UC will not be responsible for any fees, interest or surcharges Supplier wishes to impose. ARTICLE 4 — INSPECTION. The Goods and/or Services furnished will be exactly as specified in the Agreement, free from all defects in Supplier's performance, design, workmanship and materials, and, except as otherwise provided in the Agreement, will be subject to inspection and test by UC at all times and places. If, prior to final acceptance, any Goods and/or Services furnished are found to be incomplete, or not as specified, UC may reject them, require Supplier to correct them at the sole cost of Supplier, or require provision of such Goods and/or Services at a reduction in price that is equitable under the circumstances. If Supplier is unable or refuses to correct such deficiencies within a time UC deems reasonable, UC may terminate the Agreement in whole or in part. Supplier will bear all risks as rejected Goods and/or Services and, in addition to any costs for which Supplier may become liable to UC under other provisions of the Agreement, will reimburse UC for all transportation costs, other related costs incurred, or payments to Supplier in accordance with the terms of the Agreement for unaccepted Goods and/or Services and materials and supplies incidental thereto. Notwithstanding final acceptance and payment, Supplier will be liable for latent defects, fraud or such gross mistakes as amount to fraud. ARTICLE 5 — ASSIGNED PERSONNEL; CHARACTER OF SERVICES Supplier will provide the Services as an independent contractor and furnish all equipment, personnel and materiel sufficient to provide the Services expeditiously and efficiently, during as many hours per shift and shifts per week, and at such locations as UC may so require. Supplier will devote only its best -qualified personnel to work under the Agreement. Should UC inform Supplier that anyone providing the Services is not working to this standard, Supplier will immediately remove such personnel from providing Services and he or she will not again, without UC's written permission, be assigned to provide Services. At no time will Supplier or Supplier's employees, sub -suppliers, agents, or assigns be considered employees of UC for any purpose, including but not limited to workers' compensation provisions. Supplier shall not have the power nor right to bind or obligate UC, and Supplier shall not hold itself out as having such authority. Supplier shall be responsible to UC for all Services performed by Supplier's 8127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF CALIFORNIA employees, agents and subcontractors, including being responsible for ensuring payment of all unemployment, social security, payroll, contributions and other taxes with respect to such employees, agents and subcontractors. ARTICLE 6 — WARRANTIES In addition to the warranties set forth in Articles 11, 12, 17, 23, 24, 25 and 26 herein, Supplier makes the following warranties. Supplier acknowledges that failure to comply with any of the warranties in the Agreement will constitute a material breach of the Agreement and UC will have the right to terminate the Agreement without damage, penalty, cost or further obligation. A. General Warranties. Supplier represents, warrants and covenants that: (i) Supplier is free to enter into this Agreement and that Supplier is not, and will not become, during the Term, subject to any restrictions that might restrict or prohibit Supplier from performing the Services or providing the Goods ordered hereunder; (ii) Supplier will comply with all applicable laws, rules and regulations in performing Supplier's obligations hereunder; (iii) the Goods and/or Services shall be rendered with promptness and diligence and shall be executed in a workmanlike manner by competent personnel, in accordance with the prevailing industry standards; and if UC Appendix Data Security is NOT included:(iv) Supplier has developed a business interruption and disaster recovery program and is executing such program to assess and reduce the extent to which Supplier's hardware, software and embedded systems may be susceptible to errors or failures in various crisis (or force majeure) situations; (v) if Supplier uses electronic systems for creating, modifying, maintaining, archiving, retrieving or transmitting any records, including test results that are required by, or subject to inspection by an applicable regulatory authority, then Supplier represents and warrants that Supplier's systems for electronic records are in compliance; and (vi) Supplier agrees that the Goods and/or Services furnished under the Agreement will be covered by the most favorable warranties Supplier gives to any customer for the same or substantially similar goods or services, or such other more favorable warranties as specified in the Agreement. The rights and remedies so provided are in addition to and do not limit any rights afforded to UC by any other article of the Agreement. B. Permits and Licenses. Supplier agrees to procure all necessary permits or licenses and abide by all applicable laws, regulations and ordinances of the United States and of the state, territory and political subdivision or any other country in which the Goods and/or Services are provided. C. Federal and State Water and Air Pollution Laws. Where applicable, Supplier warrants that it complies with the requirements in UC Business and Finance Bulletin BUS-56 (Materiel Management; Purchases from Entities Violating State or Federal Water or Air Pollution Laws). Consistent with California Government Code 4477, these requirements do not permit UC to contract with entities in violation of Federal or State water or air pollution laws. D. Web Accessibility Requirements. As applicable to the Supplies and/or Services being provided under the Agreement, Supplier warrants that: 1. It complies with California and federal disabilities laws and regulations; The Goods and/or Services will conform to the accessibility requirements of WCAG 2.OAA. 2. Supplier agrees to promptly respond to and resolve any complaint regarding accessibility of its Goods and/or Services; 3. Within six (6) months of the signing of this Agreement, Supplier will complete the testing of the Goods and Services for level AA conformance with Web Content Accessibility Guidelines (WCAG) 2.0 and report those findings to the University. Provide the source to whom the conformance should be submitted. In the event that testing results in findings of non-compliance, Supplier will provide a remediation plan to the University within two (2) months of completion of testing, and will use reasonable efforts to adhere to any remediation timelines provided to the University; and 4. The University and its Authorized User may abridge, modify, translate or create any derivative work based on the Goods and Services when necessary to allow Authorized Users with disabilities to access the Goods and Services. E. General Accessibility Requirements. Supplier warrants that: 1. It will comply with California and federal disability laws and regulations; 2. Supplier will promptly respond to remediate to any identified accessibility defects in the Goods and Services to conform to WCAG 2.0 AA; and 3. Supplier agrees to promptly respond to and use reasonable efforts to resolve and remediate any complaint regarding accessibility of its Goods and/or Services. F. Warranty of Quiet Enjoyment. Supplier warrants that Supplier has the right of Quiet Enjoyment in, and conveys the right of Quiet Enjoyment to UC for UC's use of, any and all intellectual property that will be needed for Supplier's provision, and UC's use of, the Goods and/or Services provided by Supplier under the Agreement. G. California Child Abuse and Neglect Reporting Act ("CANRA"). Where applicable, Supplier warrants that it complies with CANRA. H. Debarment and Suspension. Supplier warrants that it is not presently debarred, suspended, proposed for debarment, or declared ineligible for award of federal contracts or participation in federal assistance programs or activities. I. UC Trademark Licensing Code of Conduct. If the Goods will bear UC's name (including UC campus names, abbreviations of these names, UC logos, UC mascots, or UC seals) or other trademarks owned by UC, Supplier warrants that it holds a valid license from UC and complies with the Trademark Licensing Code of Conduct policy, available at http://policy.ucop.edu/doc/3000130/TrademarkLicensing. J. Outsourcing (Public Contract Code section 12147) Compliance. Supplier warrants that if the Agreement will displace UC employees, no funds paid under the Agreement will be used to train workers who are located outside of the United States, or plan to relocate outside the United States as part of the Agreement. Additionally, Supplier warrants that no work will be performed under the Agreement with workers outside the United States, except as described in Supplier's bid. If Supplier or its sub supplier performs the Agreement with workers outside the United States during the life of the Agreement and Supplier did not describe such work in its bid, Supplier acknowledges and agrees that a) UC may terminate the Agreement without further obligation for noncompliance, and b) Supplier will forfeit to UC the amount UC paid for the percentage of work that was performed with workers outside the United States and not described in Supplier's bid. ARTICLE 7 — INTELLECTUAL PROPERTY, COPYRIGHT AND PATENTS A. Goods and/or Services Involving Work Made for Hire. 1. Unless UC indicates that the Goods and/or Services do not involve work made for hire, Supplier acknowledges and agrees that any deliverables provided to UC by Supplier in the performance of the Agreement, and any intellectual property rights therein, (hereinafter the "Deliverables") will 9127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF CALIFORNIA be owned by UC. The Deliverables will be considered "work made for hire" under U.S. copyright law and all right, title, and interest to and in such Deliverables including, but not limited to, any and all copyrights or trademarks, will be owned by UC. In the event that it is determined that UC is not the owner of such Deliverables under the "work made for hire" doctrine of U.S. copyright law, Supplier hereby irrevocably assigns to UC all right, title, and interest to and in such Deliverables and any copyrights or trademarks thereto. 2. The Deliverables must be new and original. Supplier must not use any pre-existing copyrightable or trademarked images, writings, or other proprietary materials (hereinafter "Pre -Existing Materials") in the Deliverables without UC's prior written permission. In the event that Supplier uses any Pre -Existing Materials in the Deliverables in which Supplier has an ownership interest, UC is hereby granted, and will have, a non- exclusive, royalty -free, irrevocable, perpetual, paid -up, worldwide license (with the right to sublicense) to make, have made, copy, modify, make derivative works of, use, perform, display publicly, sell, and otherwise distribute such Pre -Existing Materials in connection with the Deliverables. 3. Whenever any invention or discovery is made or conceived by Supplier in the course of or in connection with the Agreement, Supplier will promptly furnish UC with complete information with respect thereto and UC will have the sole power to determine whether and where a patent application will be filed and to determine the disposition of title to and all rights under any application or patent that may result. 4. Supplier is specifically subject to an obligation to, and hereby does, assign all right, title and interest in any such intellectual property rights to UC as well as all right, title and interest in tangible research products embodying any such inventions whether the inventions are patentable or not. Supplier agrees to promptly execute any additional documents or forms that UC may require in order to effectuate such assignment. B. Goods and/or Services Not Involving Work Made for Hire. 1. If the Goods and/or Services do not involve work made for hire, and in the event that Supplier uses any Pre -Existing Materials in the Deliverables in which Supplier has an ownership interest, UC is hereby granted, and will have, a non-exclusive, royalty -free, irrevocable, perpetual, paid -up, worldwide license (with the right to sublicense) to make, have made, copy, modify, make derivative works of, use, perform, display publicly, sell, and otherwise distribute such Pre -Existing Materials in connection with the Deliverables. 2. The Deliverables must be new and original. Supplier must not use any Pre -Existing Materials in the Deliverables without UC's prior written permission. 3. Whenever any invention or discovery is made or conceived by Supplier in the course of or in connection with the Agreement, Supplier will promptly furnish UC complete information with respect thereto and UC will have the sole power to determine whether and where a patent application will be filed and to determine the disposition of title to and all rights under any application or patent that may result. 4. Supplier is specifically subject to an obligation to, and hereby does, assign all right, title and interest in any such intellectual property rights to UC as well as all right, title and interest in tangible research products embodying any such inventions whether the inventions are patentable or not. Supplier agrees to promptly execute any additional documents or forms that UC may require in order to effectuate such assignment. C. General. Should the Goods and/or Services become, or in Supplier's opinion be likely to become, the subject of a claim of infringement of any patent, copyright, trademark, trade name, trade secret, or other proprietary or contractual right of any third party, Supplier will provide written notice to UC of the circumstances giving rise to such claim or likely claim. In the event that UC receives notice of a claim of infringement or is made a party to or is threatened with being made a party to any claim of infringement related to the Goods and/or Services, UC will provide Supplier with notice of such claim or threat. Following receipt of such notice, Supplier will either (at Supplier's sole election) (i) procure for UC the right to continue to use the affected portion of the Goods and/or Services, or (ii) replace or otherwise modify the affected portion of the Goods and/or Services to make them non -infringing, or obtain a reasonable substitute product for the affected portion of the Goods and/or Services, provided that any replacement, modification or substitution under this paragraph does not effect a material change in the Goods and/or Services' functionality. If none of the foregoing options is reasonably acceptable to UC, UC will have the right to terminate the Agreement without damage, penalty, cost or further obligation. ARTICLE 8 — INDEMNITY To the fullest extent permitted by law, Supplier will defend, indemnify, and hold harmless UC, its officers, employees, and agents, from and against all losses, expenses (including, without limitation, reasonable attorneys' fees and costs), damages, and liabilities of any kind resulting from or arising out of the Agreement, including the performance hereunder of Supplier, its officers, employees, agents, sub -suppliers, or anyone directly or indirectly employed by Supplier, or any person or persons under Supplier's direction and control, provided such losses, expenses, damages and liabilities are due or claimed to be due to the acts or omissions of Supplier, its officers, employees, agents, sub -suppliers, or anyone directly or indirectly employed by Supplier, or any person or persons under Supplier's direction and control. UC agrees to provide Supplier with prompt notice of any such claim or action and to permit Supplier to defend any claim or action, and that UC will cooperate fully in such defense. UC retains the right to participate in the defense against any such claim or action, and the right to consent to any settlement, which consent will not unreasonably be withheld. ARTICLE 9 — INSURANCE Supplier, at its sole cost and expense, will insure its activities in connection with providing the Goods and/or Services and obtain, keep in force, and maintain the following insurance with the minimum limits set forth below, unless UC specifies otherwise: A. Commercial Form General Liability Insurance (contractual liability included) with limits as follows: 1. Each Occurrence $ 1,000,000 2. Products/Completed Operations Aggregate $ 2,000,000 3. Personal and Advertising Injury $ 1,000,000 4. General Aggregate $ 2,000,000 Page 10127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF CALIFORNIA B. Business Automobile Liability Insurance for owned, scheduled, non -owned, or hired automobiles with a combined single limit of not less than one million dollars ($1,000,000) per occurrence. (Required only if Supplier drives on UC premises or transports UC employees, officers, invitees, or agents in the course of supplying the Goods and/or Services to UC.) C. If applicable, Professional Liability Insurance with a limit of two million dollars ($2,000,000) per occurrence or claim with an aggregate of not less than two million dollars ($2,000,000). If this insurance is written on a claims -made form, it will continue for three years following termination of the Agreement. The insurance will have a retroactive date of placement prior to or coinciding with the effective date of the Agreement. D. Workers' Compensation as required by applicable state law and Employer's Liability with limits of one million dollars ($1,000,000) per occurrence. Workers' Compensation as required by applicable state law and Employer's Liability with limits of one million dollars ($1,000,000) per occurrence. E. If applicable, Supplier Fidelity Bond or Crime coverage for the dishonest acts of its employees in a minimum amount of one million dollars ($1,000,000). Supplier will endorse such policy to include a "Regents of the University of California Coverage" or "Joint Payee Coverage" endorsement. UC and, if so requested, UC's officers, employees, agents and sub -suppliers will be named as "Loss Payee, as Their Interest May Appear" in such Fidelity Bond. F. Additional other insurance in such amounts as may be reasonably required by UC against other insurable risks relating to performance. If the above insurance is written on a claims -made form, it will continue for three years following termination of the Agreement. The insurance will have a retroactive date of placement prior to or coinciding with the effective date of the Agreement. If the above insurance coverage is modified, changed or cancelled, Supplier will provide UC with not less than fifteen (15) days' advance written notice of such modification, change, or cancellation, and will promptly obtain replacement coverage that complies with this Article. G. The coverages referred to under A and B of this Article must include UC as an additional insured. It is understood that the coverage and limits referred to under A, B and C of this Article will not in any way limit Supplier's liability. Supplier will furnish UC with certificates of insurance (and the relevant endorsement pages) evidencing compliance with all requirements prior to commencing work under the Agreement. Such certificates will: 1. Indicate that The Regents of the University of California has been endorsed as an additional insured for the coverage referred to under A and B of this Article. This provision will only apply in proportion to and to the extent of the negligent acts or omissions of Supplier, its officers, agents, or employees. 2. Include a provision that the coverage will be primary and will not participate with or be excess over any valid and collectible insurance or program of self-insurance carried or maintained by UC. ARTICLE 10 — USE OF UC NAME AND TRADEMARKS Supplier will not use the UC name, abbreviation of the UC name, trade names and/or trademarks (i.e., logos and seals) or any derivation thereof, in any form or manner in advertisements, reports, or other information released to the public, or place the UC name, abbreviations, trade names and/or trademarks or any derivation thereof on any consumer goods, products, or services for sale or distribution to the public, without UC's prior written approval. Supplier agrees to comply at all times with California Education Code Section 92000. ARTICLE 11— FEDERAL FUNDS Supplier who supplies Goods and/or Services certifies and represents its compliance with the following clauses, as applicable. Supplier shall promptly notify UC of any change of status with regard to these certifications and representations. These certifications and representations are material statements upon which UC will rely. A. For commercial transactions involving funds on a federal contract (federal awards governed by the FAR), the following provisions apply, as applicable: i. FAR 52.203-13, Contractor Code of Business Ethics and Conduct; ii. FAR 52.203-17, Contractor Employee Whistleblower Rights and Requirement to Inform Employees of Whistleblower Rights; iii. FAR 52.203-19, Prohibition on Requiring Certain Internal Confidentiality Agreements or Statements; iv. FAR 52.219-8, Utilization of Small Business Concerns; xv. FAR 52.222-53, Exemption from Application of the Service Contract Labor Standards to Contracts for Certain Services - Requirements; xi. FAR 52.222-40, Notification of Employee Rights Under the National Labor Relations Act; xii. FAR 52.222-41, Service Contract Labor Standards; xiii. FAR 52.222-50, Combating Trafficking in Persons; xiv. FAR 52.222-51, Exemption from Application of the Service Contract Labor Standards to Contracts for Maintenance, Calibration, or Repair of Certain Equipment - Requirements; v. FAR 52.222-17, Non -displacement of Qualified Workers; vi. FAR 52.222-21, Prohibition of Segregated Facilities; vii. FAR 52.222-26, Equal Opportunity; viii. FAR 52.222-35, Equal Opportunity for Veterans; ix. FAR 52.222-36, Equal Opportunity for Workers with Disabilities; x. FAR 52.222-37, Employment Reports on Veterans; xvi. FAR 52.222-54, Employment Eligibility Verification; xvii. FAR 52.222-55, Minimum Wages Under Executive Order 13658; xviii. FAR 52.222-62, Paid Sick Leave under Executive Order 13706; xix. FAR 52.224-3, Privacy Training; xx. FAR 52.226-6, Promoting Excess Food Donation to Nonprofit Organizations; and xxi. FAR 52.247-64, Preference for Privately Owned U.S.-Flag Commercial Vessels. Page 11127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF CALIFORNIA B. For non-commercial transactions involving funds on a federal contract, the UC Appendix titled 'Federal Government Contracts Special terms and Conditions (Non -Commercial Items or Services)' and located at www.ucop.edu/procurement-services/policies-forms/index.html is hereby incorporated herein by this reference. C. For transactions involving funds on a federal grant or cooperative agreement (federal awards governed by eCFR Title 2, Subtitle A, Chapter II, Part 200) the following provisions apply, as applicable: i i. Rights to Inventions. If Supplier is a small business firm or nonprofit organization, and is providing experimental, development, or research work under this transaction, Supplier must comply with the requirements of 3 CFR Part 401, "Rights to Inventions Made by nonprofit Organizations and Small Business Firms under Government Grants, Contracts, and Cooperative Agreements". ii ii. Clean Air Act. Supplier agrees to comply with all applicable standards, orders or regulations issued pursuant to the Clean Air Act (42 U.S.C. 7401-7671q) and the Federal Water Pollution Control Act as amended (33 U.S.C. 1251-1387). Violations must be reported to the Federal awarding agency and the Regional Office of the Environmental Protection Agency (EPA). iii iii. Byrd Anti -Lobbying. Supplier certifies that it will not, and has not used Federal appropriated funds to pay any person or organization for influencing or attempting to influence an officer or employee of any agency, a member of Congress, officer or employee of Congress, or an employee of a member of Congress in connection with obtaining any Federal contract, grant or any other award covered by 31 U.S.C. 1352. iv iv. Procurement of Recovered Materials. If Supplier is a state agency or agency of a political subdivision of a state, then Supplier must comply with section 6002 of the Solid Waste Disposal Act, as amended by the Resource Conservation and Recovery Act. D. In these provisions, the term "contractor" as used therein will refer to Supplier, and the terms "Government" or "Contracting Officer" as used therein will refer to UC. Where a purchase of items is for fulfillment of a specific U.S. Government prime or subcontract, additional information and/or terms and conditions may be included in an attached supplement. By submitting an invoice to UC, Supplier is representing to UC that, at the time of submission: i. Neither Supplier nor its principals are presently debarred, suspended, or proposed for debarment by the U.S. government (see FAR 52.209-6); ii. Supplier has filed all compliance reports required by the Equal Opportunity clause (see FAR 52.222-22); and iii. Any Supplier representations to UC about U.S. Small Business Administration or state and local classifications, including but not limited to size standards, ownership, and control, are accurate and complete. iv. Byrd Anti -Lobbying. Supplier certifies that it will not, and has not used Federal appropriated funds to pay any person or organization for influencing or attempting to influence an officer or employee of any agency, a member of Congress, officer or employee of Congress, or an employee of a member of Congress in connection with obtaining any Federal contract, grant or any other award covered by 31 U.S.C. 1352. ARTICLE 12 — EQUAL OPPORTUNITY AFFIRMATIVE ACTION Supplier will abide by the requirements set forth in Executive Orders 11246 and 11375. Where applicable, Supplier will comply with 41 CFR §§ 60- 1.4(a), 60-300.5(a) and 60-741.5(a), incorporated by reference with this statement: "This contractor and subcontractor shall abide by the requirements of 41 CFR §§ 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color, religion, sex, sexual orientation, gender identity, or national origin. Moreover, these regulations require that covered prime contractors and subcontractors take affirmative action to employ and advance in employment individuals without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, protected veteran status or disability." With respect to activities occurring in the State of California, Supplier agrees to adhere to the California Fair Employment and Housing Act. Supplier will provide UC on request a breakdown of its labor force by groups as specified by UC, and will discuss with UC its policies and practices relating to its affirmative action programs. Supplier will not maintain or provide facilities for employees at any establishment under its control that are segregated on a basis prohibited by federal law. Separate or single - user restrooms and necessary dressing or sleeping areas must be provided, however, to ensure privacy. ARTICLE 13 — LIENS Supplier agrees that upon UC's request, Supplier will submit a sworn statement setting forth the work performed or material furnished by sub - suppliers and material men, and the amount due and to become due to each, and that before the final payment called for under the Agreement, will upon UC's request submit to UC a complete set of vouchers showing what payments have been made for such work performed or material furnished. Supplier will promptly notify UC in writing, of any claims, demands, causes of action, liens or suits brought to its attention that arise out of the Agreement. UC will not make final payment until Supplier, if required, delivers to UC a complete release of all liens arising out of the Agreement, or receipts in full in lieu thereof, as UC may require, and if required in either case, an affidavit that as far as it has knowledge or information, the receipts include all the labor and materials for which a lien could be filed; but Supplier may, if any sub -supplier refuses to furnish a release or receipt in full, furnish a bond satisfactory to UC to indemnify it against any claim by lien or otherwise. If any lien or claim remains unsatisfied after all payments are made, Supplier will refund to UC all monies that UC may be compelled to pay in discharging such lien or claim, including all costs and reasonable attorneys' fees. ARTICLE 14 — PREMISES WHERE SERVICES ARE PROVIDED A. Cleaning Up. Supplier will at all times keep UC premises where the Services are performed and adjoining premises free from accumulations of waste material or rubbish caused by its employees or work of any of its sub -suppliers, and, at the completion of the Services; will remove all rubbish from and about the premises and all its tools, scaffolding, and surplus materials, and will leave the premises "broom clean" or its equivalent, unless more exactly specified. In case of dispute between Supplier and its sub -suppliers as to responsibility for the removal of the rubbish, or if it is not promptly removed, UC may remove the rubbish and charge the cost to Supplier. B. Environmental, Safety, Health and Fire Protection. Supplier will take all reasonable precautions in providing the Goods and Services to protect the health and safety of UC employees and members of the public and to minimize danger from all hazards to life and property, and will comply with all applicable environmental protection, health, safety, and fire protection regulations and requirements (including reporting requirements). In the event that Supplier fails to comply with such regulations and requirements, UC may, without prejudice to any other legal or contractual rights of UC, issue an order stopping all or any part of the provision of the Goods and/or Services; thereafter a start order for resumption of providing the Page 12127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF CALIFORNIA Goods and/or Services may be issued at UC's discretion. Supplier will not be entitled to make a claim for extension of time or for compensation or damages by reason of or in connection with such stoppage. Supplier will have sole responsibility for the safety of all persons employed by Supplier and its sub -suppliers on UC premises, or any other person who enters upon UC premises for reasons relating to the Agreement. Supplier will at all times maintain good order among its employees and all other persons who come onto UC's premises at Supplier's request and will not engage any unfit or unskilled person to provide the Goods and/or Services. Supplier will confine its employees and all other persons who come onto UC's premises at Supplier's request or for reasons relating to the Agreement and its equipment to that portion of UC's premises where the Services are to be provided or to roads leading to and from such work sites, and to any other area which UC may permit Supplier to use. Supplier will take all reasonable measures and precautions at all times to prevent injuries to or the death of any of its employees or any other person who enters upon UC premises at Supplier's request. Such measures and precautions will include, but will not be limited to, all safeguards and warnings necessary to protect workers and others against any conditions on the premises that could be dangerous and to prevent accidents of any kind whenever the Goods and/or Services are being provided in proximity to any moving or operating machinery, equipment or facilities, whether such machinery, equipment or facilities are the property of or are being operated by, Supplier, its sub -suppliers, UC or other persons. To the extent compliance is required, Supplier will comply with all relevant UC safety rules and regulations when on UC premises. C. Tobacco -free Campus. UC is a tobacco -free institution. Use of cigarettes, cigars, oral tobacco, electronic cigarettes and all other tobacco products is prohibited on all UC owned or leased sites. ARTICLE 15 — LIABILITY FOR UC - FURNISHED PROPERTY Supplier assumes complete liability for any materials UC furnishes to Supplier in connection with the Agreement and Supplier agrees to pay for any UC materials Supplier damages or otherwise is not able to account for to UC's satisfaction. UC furnishing to Supplier any materials in connection with the Agreement will not, unless otherwise expressly provided in writing by UC, be construed to vest title thereto in Supplier. ARTICLE 16 — COOPERATION Supplier and its sub -suppliers, if any, will cooperate with UC and other suppliers and will so provide the Services that other cooperating suppliers will not be hindered, delayed or interfered with in the progress of their work, and so that all of such work will be a finished and complete job of its kind. ARTICLE 17 — ADDITIONAL TERMS APPLICABLE TO THE FURNISHING OF GOODS The terms in this Article have special application to the furnishing of Goods: A. Price Decreases. Supplier agrees immediately to notify UC of any price decreases from its suppliers, and to pass through to UC any price decreases. B. Declared Valuation of Shipments. Except as otherwise provided in the Agreement, all shipments by Supplier under the Agreement for UC's account will be made at the maximum declared value applicable to the lowest transportation rate or classification and the bill of lading will so note. C. Title. Title to the Goods purchased under the Agreement will pass directly from Supplier to UC at the f.o.b. point shown, or as otherwise specified in the Agreement, subject to UC's right to reject upon inspection. D. Changes. Notwithstanding the terms in Article 34, Amendments, UC may make changes within the general scope of the Agreement in drawings and specifications for specially manufactured Goods, place of delivery, method of shipment or packing of the Agreement by giving notice to Supplier and subsequently confirming such changes in writing. If such changes affect the cost of or the time required for performance of the Agreement, UC and Supplier will agree upon an equitable adjustment in the price and/or delivery terms. Supplier may not make changes without UC's written approval. Any claim of Supplier for an adjustment under the Agreement must be made in writing within thirty (30) days from the date Supplier receives notice of such change unless UC waives this condition in writing. Nothing in the Agreement will excuse Supplier from proceeding with performance of the Agreement as changed hereunder. Supplier may not alter or misbrand, within the meaning of the applicable Federal and State laws, the Goods furnished. E. Forced, Convict and Indentured Labor. Supplier warrants that no foreign -made Goods furnished to UC pursuant to the Agreement will be produced in whole or in part by forced labor, convict labor, or indentured labor under penal sanction. If UC determines that Supplier knew or should have known that it was breaching this warranty, UC may, in addition to terminating the Agreement, remove Supplier from consideration for UC contracts for a period not to exceed one year. This warranty is in addition to any applicable warranties in Articles 6 and 11. F. Export Control. If any of the Goods is export -controlled under the International Traffic in Arms Regulations (22 CFR §§ 120-130), the United States Munitions List (22 CFR § 121.1), or Export Administration Regulations (15 CFR §§ 730-774) 500 or 600 series, or controlled on a military strategic goods list, Supplier agrees to provide UC (the contact listed on the Purchase Order) with written notification that identifies the export -controlled Goods and such Goods' export classification. ARTICLE 18 — CONFLICT OF INTEREST Supplier affirms that, to the best of Supplier's knowledge, no UC employee who has participated in UC's decision -making concerning the Agreement has an "economic interest" in the Agreement or Supplier. A UC employee's "economic interest" means: A. An investment worth $2,000 or more in Supplier or its affiliate; B. A position as director, officer, partner, trustee, employee or manager of Supplier or its affiliate; C. Receipt during the past 12 months of $500 in income or $440 in gifts from Supplier or its affiliate; or D. A personal financial benefit from the Agreement in the amount of $250 or more. In the event of a change in these economic interests, Supplier will provide written notice to UC within thirty (30) days after such change, noting such changes. Supplier will not be in a reporting relationship to a UC employee who is a near relative, nor will a near relative be in a decision making position with respect to Supplier. ARTICLE 19 — AUDIT REQUIREMENTS The Agreement, and any pertinent records involving transactions relating to this Agreement, is subject to the examination and audit of the Auditor General of the State of California or Comptroller General of the United States or designated Federal authority for a period of up to five (5) years after final payment under the Agreement. UC, and if the underlying grant, cooperative agreement or federal contract so provides, the other contracting Party or grantor (and if that be the United States or an instrumentality thereof, then the Comptroller General of the United States) will have access to and the right to examine Supplier's pertinent books, documents, papers, and records involving transactions and work related to the Agreement until the expiration of five (5) years after final payment under the Agreement. The examination and audit will be confined to those matters connected with the performance of the Agreement, including the costs of administering the Agreement. Page 13127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF y<. CALIFORNIA ARTICLE 20 — PROHIBITION ON UNAUTHORIZED USE OR DISCLOSURE OF CONFIDENTIAL INFORMATION Supplier agrees to hold UC's Confidential Information, and any information derived therefrom, in strict confidence. Confidential Information shall be defined as any information disclosed by UC to Supplier for the purposes of providing the Good and/or Services which is (i) marked as "Confidential" at the time of disclosure; (ii) disclosed orally, identified at the time of such oral disclosure as confidential, and reduced to writing as "Confidential" within thirty (30) days of such oral disclosure; and (iii) if not marked as "Confidential," information that would be considered by a reasonable person in the relevant field to be confidential given its content and the circumstances of its disclosure. Confidential Information will not include information that: (i) Supplier can demonstrate by written records was known to Supplier prior to the effective date of the Agreement; (ii) is currently in, or in the future enters, the public domain other than through a breach of the Agreement or through other acts or omissions of Supplier; (iii) is obtained lawfully from a third party; or (iv) is disclosed under the California Public Records Act or legal process. Supplier will not access, use or disclose Confidential Information other than to carry out the purposes for which UC disclosed the Confidential Information to Supplier, except as permitted or required by applicable law, or as otherwise authorized in writing by UC prior to the disclosure. Supplier shall have the limited right to disclose UC's Confidential Information to Supplier's employees provided that: (i) Supplier shall disclose only such UC's Confidential Information as is necessary for the Supplier to perform its obligations under this Agreement; (ii) such employees have been informed of the confidential nature of such information; and (iii) such employees have agreed in writing to be bound by confidentiality obligations at least as stringent as those set forth in this Agreement. Supplier shall be liable for any breach of this Agreement by its employees. For avoidance of doubt, this provision prohibits Supplier from using for its own benefit Confidential Information and any information derived therefrom. If Supplier is required by a court of competent jurisdiction or an administrative body to disclose Confidential Information, Supplier will notify UC in writing immediately upon receiving notice of such requirement and prior to any such disclosure (unless Supplier is prohibited by law from doing so), to give UC an opportunity to oppose or otherwise respond to such disclosure. To the extent Supplier is still required to make such a disclosure, Supplier will give UC prompt written notice of such event and will furnish only that portion that is legally required and will exercise all reasonable efforts to obtain reliable assurance that confidential treatment will be afforded to the Confidential Information. Supplier's transmission, transportation or storage of Confidential Information outside the United States, or access of Confidential Information from outside the United States, is prohibited except with prior written authorization by UC. UC's Appendix — Data Security, Appendix — HIPAA Business Associate, and/or Appendix — General Data Protection Regulation will control in the event that one or both appendices is incorporated into the Agreement and conflicts with the provisions of this Article. Supplier acknowledges that remedies at law would be inadequate to protect UC against any actual or threatened breach of this Section by Supplier, and, without prejudice to any other rights and remedies otherwise available to UC, Supplier agrees to the granting of injunctive relief in UC's favor without proof of actual damages. ARTICLE 21— UC WHISTLEBLOWER POLICY -UC is committed to conducting its affairs in compliance with the law, and has established a process for reporting and investigating suspected improper governmental activities. Please visit http://www.ucop.edu/uc-whistleblower/ for more information. ARTICLE 22 —SUSTAINABLE PROCUREMENT GUIDELINES Supplier will conduct business using environmentally, socially, and economically sustainable products and services (defined as products and services with a lesser or reduced effect on human health and the environment, and which generate benefits to the University as well as to society and the economy, while remaining within the carrying capacity of the environment), to the maximum possible extent consistent with the Agreement, and with the University of California Sustainable Practices Policy (https:HPolicy.ucop.edu/doc/3100155) and the University of California Sustainable Procurement Guidelines: (https://www.ucop.edu/procurement-services/_files/sustainableprocurementguidelines.pdf). In accordance with the University of California Sustainable Practices Policy, Supplier will adhere to the following requirements and standards, as applicable. Supplier acknowledges that failure to comply with any of the sustainability standards and requirements in the Agreement will constitute a material breach of the Agreement and UC will have the right to terminate the Agreement without damage, penalty, cost or further obligation. A. Sustainability Marketing Standards. Supplier sustainability related claims, where applicable, must meet University of California recognized certifications and standards set forth in the UC Sustainable Procurement Guidelines and/or meet the standards of Federal Trade Commission's (FTC) Green Guides. B. Electronic Transfer of Supplier Information. Suppliers, when interacting with the University, shall be prohibited from providing hard copies of presentations, marketing material, or other informational materials. Suppliers will be required to present all information in electronic format that is easily transferable to University staff. Materials may be provided in hard copy or physical format if specifically required or requested by a UC representative. C. Packaging Requirements. All packaging must be compliant with the Toxics in Packaging Prevention Act (AB 455) and must meet all additional standards and requirements set forth in the UC Sustainable Practices Policy. In addition, the University requires that all packaging meet at least one of the criteria listed below: a. Uses bulk packaging; b. Uses reusable packaging (e.g. totes reused by delivery service for next delivery); c. Uses innovative packaging that reduces the weight of packaging, reduces packaging waste, or utilizes packaging that is a component of the product; d. Maximizes recycled content and/or meets or exceeds the minimum post -consumer content level for packaging in the U.S. Environmental Protection Agency Comprehensive Procurement Guidelines; e. Uses locally recyclable or certified compostable material. D. Expanded Polystyrene (EPS) Ban. No EPS shall be used in foodservice facilities for takeaway containers. By 2020, the University will be prohibited from procuring Goods containing, or that are provided in packaging containing, Expanded Polystyrene (EPS) other than that utilized for laboratory supply or medical packaging and products where no functional alternatives exist. E. E-Waste Recycling Requirements. All recyclers of University of California electronic equipment must be e-Steward certified by the Basel Action Network (BAN) or R2 Standard certified. Hosted and Punch -out Catalog Requirements. Suppliers enabled with eProcurement hosted catalog functionality must clearly identify products with UC-recognized Certifications, as defined by the UC Sustainable Procurement Guidelines, in both hosted and punchout catalog e-procurement environments. ARTICLE 23 — PATIENT PROTECTION AND AFFORDABLE CARE ACT (PPACA) EMPLOYER SHARED RESPONSIBILITY If the Services involve Supplier furnishing UC with temporary or supplementary staffing, Supplier warrants that: A. If Supplier is an Applicable Large Employer (as defined under Treasury Regulation Section 54.4980H-1(a)(4)): 1. Supplier offers health coverage to its full-time employees who are performing Services for UC; 2. Supplier's cost of enrolling such employees in Supplier's health plan is factored into the fees for the Services; and 3. The fees for the Services are higher than what the Services would cost if Supplier did not offer health coverage to such full-time employees. P a g e 14127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF CALIFORNIA B. If Supplier is not an Applicable Large Employer (as defined above): 1. Supplier offers group health coverage to its full-time employees who are performing Services for UC and such coverage is considered Minimum Essential Coverage (as defined under Treasury Regulation Section 1-5000A-2) and is Affordable (as defined under Treasury Regulation Section 54.4980H-5(e)); or 2. Supplier's full-time employees who are performing services for UC have individual coverage and such coverage satisfies the PPACA requirements for mandated individual coverage. Supplier acknowledges that UC is relying on these warranties to ensure UC's compliance with the PPACA Employer Shared Responsibility provision. ARTICLE 24 - PREVAILING WAGES Unless UC notifies Supplier that the Services are not subject to prevailing wage requirements, Supplier will comply, and will ensure that all sub - suppliers comply, with California prevailing wage provisions, including but not limited to those set forth in Labor Code sections 1770, 1771, 1771.1, 1772, 1773, 1773.1, 1774, 1775, 1776, 1777.5, and 1777.6. For purposes of the Agreement, the term "sub -supplier" means a person or firm, of all tiers, that has a contract with Supplier or with a sub -supplier to provide a portion of the Services. The term sub -supplier will not include suppliers, manufacturers, or distributors. Specifically, and not by way of limitation, if apprenticable occupations are involved in providing the Services, Supplier will be responsible for ensuring that Supplier and any sub -suppliers comply with Labor Code Section 1777.5. Supplier and sub -supplier may not provide the Services unless currently registered and qualified to perform public work pursuant to Labor Code Section 1725.5 and 1771.1. Notwithstanding the foregoing provisions, Supplier will be solely responsible for tracking and ensuring proper payment of prevailing wages regardless if Services are partially or wholly subject to prevailing wage requirements. In every instance, Supplier will pay not less than the UC Fair Wage (defined as $13 per hour as of 10/1/15, $14 per hour as of 10/1/16, and $15 per hour as of 10/1/17) for Services being performed at a UC Location (defined as any location owned or leased by UC). The California Department of Industrial Relations (DIR) has ascertained the general prevailing per diem wage rates in the locality in which the Services are to be provided for each craft, classification, or type of worker required to provide the Services. A copy of the general prevailing per diem wage rates will be on file at each UC Location's procurement office, and will be made available to any interested party upon request. Supplier will post at any job site: A. Notice of the general prevailing per diem wage rates, and any other notices required by DIR rule or regulation. By this reference, such notices are made part of the Agreement. Supplier will pay not less than the prevailing wage rates, as specified in the schedule and any amendments thereto, to all workers employed by Supplier in providing the Services. Supplier will cause all subcontracts to include the provision that all sub -suppliers will pay not less than the prevailing rates to all workers employed by such sub -suppliers in providing the Services. The Services are subject to compliance monitoring and enforcement by the DIR. Supplier will forfeit, as a penalty, not more than $200 for each calendar day or portion thereof for each worker that is paid less than the prevailing rates as determined by the DIR for the work or craft in which the worker is employed for any portion of the Services provided by Supplier or any sub -supplier. The amount of this penalty will be determined pursuant to applicable law. Such forfeiture amounts may be deducted from the amounts due under the Agreement. If there are insufficient funds remaining in the amounts due under the Agreement, Supplier will be liable for any outstanding amount remaining due. Supplier will also pay to any worker who was paid less than the prevailing wage rate for the work or craft for which the worker was employed for any portion of the Services, for each day, or portion thereof, for which the worker was paid less than the specified prevailing per diem wage rate, an amount equal to the difference between the specified prevailing per diem wage rate and the amount which was paid to the worker. Review of any civil wage and penalty assessment will be made pursuant to California Labor Code section 1742. ARTICLE 25 — FAIR WAGE/FAIR WORK If the Agreement is for Services that will be performed at one or more UC Locations, does not solely involve furnishing Goods, and are not subject to extramural awards containing sponsor -mandated terms and conditions, Supplier warrants that it is in compliance with applicable federal, state and local working conditions requirements, including but not limited to those set forth in Articles 11, 12 and 14 herein, and that Supplier pays its employees performing the Services no less than the UC Fair Wage. Supplier agrees UC may conduct such UC Fair Wage/Fair Work interim compliance audits as UC reasonably requests, as determined in UC's sole discretion. Supplier agrees to post UC Fair Wage/Fair Work notices, in the form supplied by UC, in public areas (such as break rooms and lunch rooms) frequented by Supplier employees who perform Services. For Services that exceed $100,000 annually and are not subject to prevailing wage requirements, Supplier will, a) at Supplier's expense, provide an annual independent verification performed by a licensed public accounting firm (independent accountant) or the Supplier's independent internal audit department (http://na.theiia.org/standards-guidance/topics/Pages/Independence-and-Objectivity.aspx) in compliance with UC's required verification standards and procedures, concerning Supplier's compliance with this provision, and b) ensure that in the case of a UC interim audit, its independent accountant/independent internal auditor makes available to UC its UC Fair Wage/Fair Work papers for the most recent verification period. Supplier agrees to provide UC with a UC Fair Wage/Fair Work verification annually, in a form acceptable to UC, no later than ninety days after each one-year anniversary of the agreement's effective date, for the twelve months immediately preceding the anniversary date. All Supplier FW/FW compliance resources available here: https://www.ucop.edu/procurement-services/for-suppliers/fwfw-resources-suppliers.html. ARTICLE 26 — MEDICAL DEVICES This Article applies when the Goods and/or Services involve UC purchasing or leasing one or more medical devices from Supplier, or when Supplier uses one or more medical devices in providing Goods and/or Services to UC. Medical Device as used herein will have the meaning provided by the U.S. Food and Drug Administration ("FDA") and means an instrument, apparatus, implement, machine, contrivance, implant, in vitro reagent, or other similar or related article, including a component part, or accessory which is: (i) recognized in the official National Formulary, or the United States Pharmacopoeia, or any supplement to them; (ii) intended for use in the diagnosis of disease or other conditions, or in the cure, mitigation, treatment, or prevention of disease, in man or other animals, or (iii) intended to affect the structure or any function of the body of man or other animals, and which does not achieve any of its primary intended purposes through chemical action within or on the body of man or other animals and which is not dependent upon being metabolized for the achievement of any of its primary intended purposes. Supplier warrants that prior to UC's purchase or lease of any Medical Device or Supplier's use of any Medical Device in providing Goods and/or Services hereunder, Supplier will: (i) perform security testing and validation for each such Goods and/or Services or Medical Device, as applicable; Page 15127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF CALIFORNIA (ii) perform a security scan by an anti -virus scanner, with up-to-date signatures, on any software embedded within any Goods and/or Services or Medical Device, as applicable, in order to verify that the software does not contain any known viruses or malware; (iii) conduct a vulnerability scan encompassing all ports and fuzz testing; and (iv) provide UC with reports for (i) — (iii). Supplier warrants that all security testing performed by Supplier covers all issues noted in the "SANS WE TOP 25" and/or "OWASP Top 10" documentation. Throughout Supplier's performance of this Agreement, Supplier will provide UC with reasonably up-to-date patches, firmware and security updates for any Medical Device provided to UC, and any other Medical Device used in the course of providing Services, as applicable. All such patches and other security updates will be made available to UC within thirty (30) days of its commercial release or as otherwise recommended by Supplier or Supplier's sub -supplier, whichever is earlier. Supplier warrants that all software and installation media not specifically required for any Medical Device used by Supplier or Goods and/or Services delivered to UC under this Agreement as well as files, scripts, messaging services and data will be removed from all such Goods and/or Services or Medical Device following installation, and that all hardware ports and drives not required for use or operation of such Goods and/or Services or Medical Device will be disabled at time of installation. In addition, Medical Devices must be configured so that only Supplier -approved applications will run on such Medical Devices. Supplier agrees that UC may take any and all actions that it, in its sole discretion, deems necessary to address, mitigate and/or rectify any real or potential security threat, and that no such action, to the extent such action does not compromise device certification, will impact, limit, reduce or negate Supplier's warranties or any of Supplier's other obligations hereunder. Supplier warrants that any Medical Device provided to UC, and any other Medical Device used in the course of providing such Goods and/or Services, meet and comply with all cyber-security guidance and similar standards promulgated by the FDA and any other applicable regulatory body. If the Goods and/or Services entail provision or use of a Medical Device, Supplier will provide UC with a completed Manufacturer Disclosure Statement for Medical Device Security (MDS2) form for each such Medical Device before UC is obligated to purchase or lease such Medical Device or prior to Supplier's use of such device in its performance of Services. If Supplier provides an MDS2 form to UC concurrently with its provision of Goods and/or Services, UC will have a reasonable period of time to review such MDS2 form, and if the MDS2 form is unacceptable to UC, then UC in its sole discretion may return the Goods or terminate the Agreement with no further obligation to Supplier. ARTICLE 27 — FORCE MAJEURE Neither Party will be liable for delays due to causes beyond the Party's control (including, but not restricted to, war, civil disturbances, earthquakes, fires, floods, epidemics, quarantine restrictions, freight embargoes, and unusually severe weather). ARTICLE 28 — ASSIGNMENT AND SUBCONTRACTING Except as to any payment due hereunder, Supplier may not assign or subcontract the Agreement without UC's written consent. In case such consent is given, the assignee or subcontractor will be subject to all of the terms of the Agreement. ARTICLE 29 — NO THIRD -PARTY RIGHTS Nothing in the Agreement, express or implied, is intended to make any person or entity that is not a signer to the Agreement a third -party beneficiary of any right created by this Agreement or by operation of law. ARTICLE 30 — OTHER APPLICABLE LAWS Any provision required to be included in a contract of this type by any applicable and valid federal, state or local law, ordinance, rule or regulations will be deemed to be incorporated herein. ARTICLE 31— NOTICES A Party must send any notice required to be given under the Agreement by overnight delivery or by certified mail with return receipt requested, to the other Party's representative at the address specified by such Party. ARTICLE 32 — SEVERABILITY If a provision of the Agreement becomes, or is determined to be, illegal, invalid, or unenforceable, that will not affect the legality, validity or enforceability of any other provision of the Agreement or of any portion of the invalidated provision that remains legal, valid, or enforceable. ATTACHMENT C — UC APPENDIX DATA SECURITY AND PRIVACY DATED 4-12-17 ARTICLE 1— PURPOSE AND SCOPE OF APPLICATION A. This Data Security and Privacy Appendix is designed to protect the University of California's (UC) Non-public Information and UC Information Resources (defined below). This Appendix describes the data security and privacy obligations of Supplier and its sub - suppliers that connect to UC Information Resources and/or gain access to Non-public Information (defined below). B. Supplier agrees to be bound by the obligations set forth in this Appendix. To the extent applicable, Supplier also agrees to impose, by written contract, the terms and conditions contained in this Appendix on any third party retained by Supplier to provide services for or on behalf of the UC. ARTICLE 2 — DEFINED TERMS A. Breach. Breach means the unauthorized acquisition, access, use or disclosure of Non-public Information that compromises the security, confidentiality or integrity of such information. Page 16127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF y<. CALIFORNIA B. Non-public Information. Supplier's provision of Services under this Agreement may involve access to certain information that UC wishes to be protected from further use or disclosure. Non-public Information shall be defined as: (i) Protected Information (defined below); (ii) information UC discloses, in writing, orally, or visually, to Supplier, or to which Supplier obtains access to in connection with the negotiation and performance of the Agreement, and which relates to UC, its students or employees, its third -party vendors or licensors, or any other individuals or entities that have made confidential information available to UC or to Supplier acting on UC's behalf (collectively, "UC Users"), marked or otherwise identified as proprietary and/or confidential, or that, given the natu re of the information, ought reasonably to be treated as proprietary and/or confidential; (iii) trade secrets; and (iv) business information. C. Protected Information. Protected Information shall be defined as information that identifies or is capable of identifying a specific individual, including but not limited to personally -identifiable information, medical information other than Protected Health Information as defined under the Health Insurance Portability and Accountability Act of 1996 (HIPAA) and the HIPAA regulations (including, but not limited to 45 CFR § 160.103), Cardholder Data (as currently defined by the Payment Card Industry Data Security Standard and Payment Application Standard Glossary of Terms, Abbreviations, and Acronyms), student records, or individual financial information that is subject to laws restricting the use and disclosure of such information, including but not limited to Article 1, Section 1 of the California Constitution; the California Information Practices Act (Civil Code § 1798 et seq.); the federal Gramm - Leach -Bliley Act (15 U.S.C. §§ 6801(b) and 6805(b)(2)); the federal Family Educational Rights and Privacy Act (20 U.S.C. § 1232g); the federal Fair and Accurate Credit Transactions Act (15 USC § 1601 et seq.) and the Fair Credit Reporting Act (15 USC § 1681 et seq.). D. UC Information Resources. UC Information Resources shall be defined as those devices, networks and related infrastructure that UC owns, operates or has obtained for use to conduct UC business. Devices include but are not limited to, UC-owned or managed storage, processing, communications devices and related infrastructure on which UC data is accessed, processed, stored, or communicated, and may include personally owned devices. Data includes, but is not limited to, Non-public Information, other UC- created or managed business and research data, metadata, and credentials created by or issued on behalf of UC. E. Work Product. Work Product shall be defined as works -in -progress, notes, data, reference materials, memoranda, documentation and records in any way incorporating or reflecting any Non-public Information and all proprietary rights therein, including copyrights. Work Product is subject to the Agreement's Intellectual Property, Copyright and Patents Article. For the avoidance of doubt, Work Product shall belong exclusively to UC and unless expressly provided, this Appendix shall not be construed as conferring on Supplier any patent, copyright, trademark, license right or trade secret owned or obtained by UC. ARTICLE 3 — ACCESS TO UC INFORMATION RESOURCES A. In any circumstance when Supplier is provided access to UC Information Resources, it is solely Supplier's responsibility to ensure that its access does not result in any access by unauthorized individuals to UC Information Resources. This includes conformance with minimum security standards in effect at the UC location(s) where access is provided. Any Supplier technology and/or systems that gain access to UC Information Resources must contain, at a minimum, the elements in the Computer System Security Requirements set forth in Attachment 1 to this Appendix. No less than annually, Supplier shall evaluate and document whether Supplier's practices accessing UC Information Resources comply with the terms of this Appendix. Documentation of such evaluation shall be made available to UC upon UC's request. Regardless of whether UC requests a copy of such evaluation, Supplier shall immediately inform UC of any findings of noncompliance and certify when findings of non-compliance have been addressed. B. Supplier shall limit the examination of UC information to the least invasive degree of inspection required to provide the Goods and/or Services. In the event Goods and/or Services include the inspection of a specific threat to or anomaly of UC's Information Resources, Supplier shall limit such inspection in accordance with the principle of least perusal. Supplier will notify UC immediately upon such events. C. With UC's prior written consent, Supplier may alter a UC Information Resource to the extent such alteration is specifically required for Supplier to provide Goods and/or Services to UC pursuant to the Agreement. ARTICLE 4 — SECURITY PATCHES AND UPDATES Supplier is required to perform patches and updates in connection with the Goods and/or Services provided to UC as follows: A. Devices and Software Provided Directly to UC. Supplier will make available to UC any patches and other updates to system security software or firmware utilized by Supplier in its provision of Goods and/or Services no later than the earlier of thirty (30) days of its commercial release or as recommended by Supplier or Supplier's sub -supplier. B. Supplier's Internal Systems and Services Necessary for Supplier to fulfill its Obligations to UC. Supplier will regularly apply security patches and functional updates to its internal systems software and firmware. ARTICLE 5 — COMPLIANCE WITH APPLICABLE LAWS, FAIR INFORMATION PRACTICE PRINCIPLES AND UC POLICIES Page 17127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF y<. CALIFORNIA A. Supplier agrees to comply with all applicable state, federal and international laws, as well as industry best practices, governing the collection, access, use, disclosure, safeguarding and destruction of Protected Information. Additionally Supplier will comply as applicable with the Fair Information Practice Principles, as defined by the U.S. Federal Trade Commission. Such principles would typically require Supplier to have a privacy policy, and a prominently -posted privacy statement or notice in conformance with such principles. If collecting Protected Information electronically from individuals on behalf of UC, Supplier's prominently -posted privacy statement will be similar to those used by UC (UC's sample Privacy Statement for websites is available at http://www.ucop.edu/information-technology-services/policies/it-policies-and-guidelines/records-mgmt-and- privacy/files/sampleprivacystatement.doc). Supplier also agrees, to the extent applicable, to comply with UC's Business and Finance Bulletin IS-2, Inventory, Classification, and Release of UC Electronic Information (https://policy.ucop.edu/doc/7020447/BFB-IS-2), and IS-3, Electronic Information Security (https://policy.ucop.edu/doc/7000543/BFB-IS-3). B. Supplier shall make available to UC all products, systems, and documents necessary to allow UC to audit Supplier's compliance with the terms of this Article 5. UC shall have the right to audit Supplier's compliance with its Information Security Plan and the obligations set forth in Attachment 1. C. UC reserves the right to monitor Supplier's connectivity to UC Information Resources while Supplier accesses Non-public Information. ARTICLE 6 — PROHIBITION ON UNAUTHORIZED USE OR DISCLOSURE OF NON-PUBLIC INFORMATION Supplier agrees to hold UC's Non-public Information, and any information derived from such information, in strictest confidence. Supplier will not access, use or disclose Non-public Information other than to carry out the purposes for which UC disclosed the Non- public Information to Supplier, except as permitted or required by applicable law, or as otherwise authorized in writing by UC. For avoidance of doubt, this provision prohibits Supplier from using for its own benefit Non-public Information or any information derived from such information. If required by a court of competent jurisdiction or an administrative body to disclose Non-public Information, Supplier will notify UC in writing immediately upon receiving notice of such requirement and prior to any such disclosure, to give UC an opportunity to oppose or otherwise respond to such disclosure (unless prohibited by law from doing so). Supplier's transmission, transportation or storage of Non-public Information outside the United States, or access of Non-public Information from outside the United States, is prohibited except on prior written authorization by UC. ARTICLE 7 — SAFEGUARD STANDARD Supplier agrees to protect the privacy and security of Non-public Information according to all applicable laws and regulations, by commercially -acceptable standards, and no less rigorously than it protects its own confidential information, but in no case less than reasonable care. Supplier will implement, maintain and use appropriate administrative, technical and physical security measures to preserve the confidentiality, integrity and availability of the Non-public Information. All Protected Information stored on portable devices or media must be encrypted in accordance with the Federal Information Processing Standards (FIPS) Publication 140-2. Supplier will ensure that such security measures are regularly reviewed and revised to address evolving threats and vulnerabilities while Supplier has responsibility for the Non-public Information under the terms of this Appendix. Prior to agreeing to the terms of this Appendix, and periodically thereafter (no more frequently than annually) at UC's request, Supplier will provide assurance, in the form of a third -party audit report or other documentation acceptable to UC, such as SOC2 Type II, demonstrating that appropriate information security safeguards and controls are in place. ARTICLE 8 — INFORMATION SECURITY PLAN A. Supplier acknowledges that UC is required to comply with information security standards for the protection of Protected Information as required by law, regulation and regulatory guidance, as well as UC's internal security program for information and systems protection. B. Supplier will establish, maintain and comply with an information security plan ("Information Security Plan"), which will contain, at a minimum, such elements as those set forth in Attachment 1 to this Appendix. C. Supplier's Information Security Plan will be designed to: i. Ensure the security, integrity and confidentiality of Non-public Information; ii. Protect against any anticipated threats or hazards to the security or integrity of such information; iii. Protect against unauthorized access to or use of such information that could result in harm or inconvenience to the person that is the subject of such information; iv. Reduce risks associated with Supplier having access to UC Information Resources; and v. Comply with all applicable legal and regulatory requirements for data protection. Page 18127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF CALIFORNIA D. On at least an annual basis, Supplier will review its Information Security Plan, update and revise it as needed, and submit it to UC upon request. At UC's request, Supplier will make modifications to its Information Security Plan or to the procedures and practices thereunder to conform to UC's security requirements as they exist from time to time. If there are any significant modifications to Supplier's Information Security Plan, Supplier will notify UC within 72 hours. ARTICLE 9 — RETURN OR DESTRUCTION OF NON-PUBLIC INFORMATION Within 30 days of the termination, cancellation, expiration or other conclusion of this Appendix, Supplier will return the Non-public Information to UC unless UC requests in writing that such data be destroyed. This provision will also apply to all Non-public Information that is in the possession of subcontractors or agents of Supplier. Such destruction will be accomplished by "purging" or "physical destruction," in accordance with National Institute of Standards and Technology (NIST) Special Publication 800-88. Supplier will certify in writing to UC that such return or destruction has been completed. If Supplier believes that return or destruction of the Non-public Information is technically impossible or impractical, Supplier must provide UC with a written statement of the reason that return or destruction by Supplier is technically impossible or impractical. If UC determines that return or destruction is technically impossible or impractical, Supplier will continue to protect the Non-public Information in accordance with the terms of this Appendix. ARTICLE 10 — NOTIFICATION OF CORRESPONDENCE CONCERNING NON-PUBLIC INFORMATION Supplier agrees to notify UC immediately, both orally and in writing, but in no event more than two (2) business days after Supplier receives correspondence or a complaint regarding Non-public Information, including but not limited to, correspondence or a complaint that originates from a regulatory agency or an individual. ARTICLE 11— BREACHES OF NON-PUBLIC INFORMATION A. Reporting of Breach: Supplier will report any confirmed or suspected Breach to UC immediately upon discovery, both orally and in writing, but in no event more than two (2) business days after Supplier reasonably believes a Breach has or may have occurred. Supplier's report will identify: (i) the nature of the unauthorized access, use or disclosure, (ii) the Non-public Information accessed, used or disclosed, (iii) the person(s) who accessed, used, disclosed and/or received Non-public Information (if known), (iv) what Supplier has done or will do to mitigate any deleterious effect of the unauthorized access, use or disclosure, and (v) what corrective action Supplier has taken or will take to prevent future unauthorized access, use or disclosure. Supplier will provide such other information, including a written report, as reasonably requested by UC. In the event of a suspected Breach, Supplier will keep UC informed regularly of the progress of its investigation until the uncertainty is resolved. B. Coordination of Breach Response Activities: Supplier will fully cooperate with UC's investigation of any Breach involving Supplier and/or the Services, including but not limited to making witnesses and documents available immediately upon Supplier's reporting of the Breach. Supplier's full cooperation will include but not be limited to Supplier: i. Immediately preserving any potential forensic evidence relating to the Breach, and remedying the Breach as quickly as circumstances permit ii. Promptly (within 2 business days) designating a contact person to whom UC will direct inquiries, and who will communicate Supplier responses to UC inquiries; iii. As rapidly as circumstances permit, applying appropriate resources to remedy the Breach condition, investigate, document, restore UC service(s) as directed by UC, and undertake appropriate response activities; iv. Providing status reports to UC on Breach response activities, either on a daily basis or a frequency approved by UC; v. Coordinating all media, law enforcement, or other Breach notifications with UC in advance of such notification(s), unless expressly prohibited by law; and vi. Ensuring that knowledgeable Supplier staff is available on short notice, if needed, to participate in UC-initiated meetings and/or conference calls regarding the Breach. C. Grounds for Termination. Any Breach may be grounds for immediate termination of the Agreement by UC. D. Assistance in Litigation or Administrative Proceedings. Supplier will make itself and any employees, subcontractors, or agents assisting Supplier in the performance of its obligations available to UC at no cost to UC to testify as witnesses, or otherwise, in the event of a Breach or other unauthorized disclosure of Non-public Information caused by Supplier that results in litigation, governmental investigations, or administrative proceedings against UC, its directors, officers, agents or employees based upon a claimed violation of laws relating to security and privacy or arising out of this Appendix. ARTICLE 12 — ATTORNEY'S FEES Page 19127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF CALIFORNIA In any action brought by a party to enforce the terms of this Appendix, the prevailing party will be entitled to reasonable attorney's fees and costs, including the reasonable value of any services provided by in-house counsel. The reasonable value of services provided by in-house counsel will be calculated by applying an hourly rate commensurate with prevailing market rates charged by attorneys in private practice for such services. ARTICLE 13 — INDEMNITY The Agreement includes an Indemnity provision, but for the avoidance of doubt regarding a Breach involving Protected Information, Supplier's indemnification obligations under the Agreement will include the following fees and costs which arise as a result of Supplier's breach of this Appendix, negligent acts or omissions, or willful misconduct: any and all costs associated with notification to individuals or remedial measures offered to individuals, whether or not required by law, including but not limited to costs of notification of individuals, establishment and operation of call center(s), credit monitoring and/or identity restoration services; time of UC personnel responding to Breach; fees and costs incurred in litigation; the cost of external investigations; civil or criminal penalties levied against UC; civil judgments entered against UC; attorney's fees, and court costs. ARTICLE 14 — ADDITIONAL INSURANCE In addition to the insurance required under the Agreement, Supplier at its sole cost and expense will obtain, keep in force, and maintain an insurance policy (or policies) that provides coverage for privacy and data security breaches. This specific type of insurance is typically referred to as Privacy, Technology and Data Security Liability, Cyber Liability, or Technology Professional Liability. In some cases, Professional Liability policies may include some coverage for privacy and/or data breaches. Regardless of the type of policy in place, it needs to include coverage for reasonable costs in investigating and responding to privacy and/or data breaches with the following minimum limits unless UC specifies otherwise: $1,000,000 Each Occurrence and $5,000,000 Aggregate. FIRST AMENDMENT TO APPENDIX — DATA SECURITY AND PRIVACY SAFEGUARD STANDARD FOR PAYMENT CARD DATA (IF APPLICABLE) A. Supplier agrees that it is responsible for the security of Cardholder Data (as currently defined by the Payment Card Industry Data Security Standard and Payment Application Standard Glossary of Terms, Abbreviations, and Acronyms) that it possesses (if any), including the functions relating to storing, processing and transmitting Cardholder Data. In this regard, Supplier represents and warrants that it will implement and maintain certification of Payment Card Industry ("PCI") compliance standards regarding data security, and that it will undergo independent third party quarterly system scans that audit for all known methods hackers use to access private information and vulnerabilities that would allow malicious software (e.g., viruses and worms) to gain access to or disrupt UC Information Resources. These requirements, which are incorporated herein, can be found at https://www.pcisecuritystandards.org/document_library. Supplier agrees to provide at least annually, and from time to time at the written request of UC, current evidence (in form and substance reasonably satisfactory to UC) of compliance with these data security standards, which has been properly certified by an authority recognized by the payment card industry for that purpose. B. In connection with credit card transactions processed for UC, Supplier will provide reasonable care and efforts to detect fraudulent payment card activity. In performing the Services, Supplier will comply with all applicable rules and requirements, including security rules and requirements, of UC's financial institutions, including its acquiring bank, the major payment card associations and payment card companies. If during the term of an Agreement with UC, Supplier undergoes, or has reason to believe that it will undergo, an adverse change in its certification or compliance status with the PCI standards and/or other material payment card industry standards, it will promptly notify UC of such circumstances. C. Supplier further represents and warrants that software applications it provides for the purpose of performing Services related to processing payments, particularly credit card payments, are developed in accordance with all applicable PCI standards, and are in compliance with all applicable PCI standards, including but not limited to Payment Application Data Security Standards (PA-DSS), Point to Point Encryption Solution Requirements (P2PE) including approved card readers or Point of Interaction (P01). As verification of this, Supplier agrees to provide at least annually, and from time to time upon written request of UC, current evidence (in form and substance reasonably satisfactory to UC) that any such application it provides is certified as complying with these standards and agrees to continue to maintain that certification as may be required. D. Supplier will immediately notify UC if it learns that it is no longer PCI compliant under one of the standards identified above, or if any software applications or encryption solutions are no longer PCI compliant. ATTACHMENT 1 A. Supplier will develop, implement, and maintain a comprehensive Information Security Plan that is written in one or more readily accessible parts and contains administrative, technical, and physical safeguards. The safeguards contained in such program must be consistent with the safeguards for protection of Protected Information and information of a similar character set forth in any state or federal regulations by which the person who owns or licenses such information may be regulated. Page 20127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF y<. CALIFORNIA B. Without limiting the generality of the foregoing, every comprehensive Information Security Plan will include, but not be I imited to: i. Designating one or more employees to maintain the comprehensive Information Security Plan; ii. Identifying and assessing internal and external risks to the security, confidentiality, and/or integrity of any electronic, paper or other records containing Protected Information and of UC Information Resources, and evaluating and improving, where necessary, the effectiveness of the current safeguards for limiting such risks, including but not limited to: a. Ongoing employee (including temporary and contract employee) training; b. Employee compliance with policies and procedures; and c. Means for detecting and preventing security system failures. iii. Developing security policies for employees relating to the storage, access and transportation of records containing Protected Information outside of business premises. iv. Imposing disciplinary measures for violations of the comprehensive Information Security Plan rules. v. Preventing terminated employees from accessing records containing Protected Information and/or UC Information Resources. vi. Overseeing service providers, by: a. Taking reasonable steps to select and retain third -party service providers that are capable of maintaining appropriate security measures to protect such Protected Information and UC Information Resources consistent with all applicable laws and regulations; and b. Requiring such third -party service providers by contract to implement and maintain such appropriate security measures for Protected Information. vii. Placing reasonable restrictions upon physical access to records containing Protected Information and UC Information Resources and requiring storage of such records and data in locked facilities, storage areas or containers. viii. Restrict physical access to any network or data centers that may have access to Protected Information or UC Information Resources. ix. Requiring regular monitoring to ensure that the comprehensive Information Security Plan is operating in a manner reasonably calculated to prevent unauthorized access to or unauthorized use of Protected Information and UC Information Resources; and upgrading information safeguards as necessary to limit risks. x. Reviewing the scope of the security measures at least annually or whenever there is a material change in business practices that may reasonably implicate the security or integrity of records containing Protected Information and of UC Information Resources. xi. Documenting responsive actions taken in connection with any incident involving a Breach, and mandating post -incident review of events and actions taken, if any, to make changes in business practices relating to protection of Protected Information and UC Information Resources. Computer System Security Requirements To the extent that Supplier electronically stores or transmits Protected Information or has access to any UC Information Resources, it will include in it's written, comprehensive Information Security Plan the establishment and maintenance of a security system covering its computers, including any wireless system that, at a minimum, and to the extent technically feasible, will have the following elements: A. Secure user authentication protocols including: i. Control of user IDs and other identifiers; ii. A secure method of assigning and selecting passwords, or use of unique identifier technologies, such as biometrics or token devices; iii. Control of data security passwords to ensure that such passwords are kept in a location and/or format that does not compromise the security of the data they protect; Page 21127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF CALIFORNIA iv. Restricting access to active users and active user accounts only; and v. Blocking access to user identification after multiple unsuccessful attempts to gain access or the limitation placed on access for the particular system. vi. Periodic review of user access, access rights and audit of user accounts. B. Secure access control measures that: i. Restrict access to records and files containing Protected Information and systems that may have access to UC Information Resources to those who need such information to perform their job duties; and ii. Assign unique identifications plus passwords, which are not vendor supplied default passwords, to each person with computer access, which are reasonably designed to maintain the integrity of the security of the access controls. C. Encryption of all transmitted records and files containing Protected Information. D. Adequate security of all networks that connect to UC Information Resources or access Protected Information, including wireless networks. E. Reasonable monitoring of systems, for unauthorized use of or access to Protected Information and UC Information Resources. Revised ATTACHMENT D — UC APPENDIX ECOMMERCE DATED 9-19-17 (UC Specific) This Electronic Commerce Appendix specifies the electronic commerce requirements applicable to Supplier in providing the Goods and/or Services. SECTION 1 - GENERAL TERMS Each UC Location offers an electronic web -based purchasing and catalog system to facilitate the purchase of Goods and/or Services from UC suppliers. UC Locations' eProcurement systems currently are provided by two suppliers. This Appendix sets forth the terms and conditions that will govern Supplier's sale of Goods and/or Services through UC's eProcurement systems. SECTION 2 - DEFINITIONS Catalog(s) refers to the list of detailed product information, agreement pricing, manufacturer part numbers and/or service descriptions relating to the Goods and/or Services to be offered either as a Punch -Out Catalog, a Hosted Catalog or in a combination. This may include the creation of multiple Hosted Catalogs. EProcurement and eCommerce are used interchangeably to mean UC's electronic web -based purchasing and catalog systems. Each UC location has a branded eProcurement site. Go Live Date means the date on which a Catalog will be active. Hosted Catalog means a Catalog that is a properly formatted computer file supplied to all UC Locations through the Locations' respective eProcurement systems. Order means a purchase order for Goods and/or Services placed by a User through an eProcurement system. Order Data means all data and information relating to Orders, including, without limitation, the specifics of a given transaction. Punch -Out Catalog means a Catalog, hosted by Supplier on Supplier's Site. Users may access this Punch -Out Catalog via an internet link provided by Supplier to UC that redirects a User from the campus eProcurement site to Supplier Site. The Punch -Out Catalog will permit: (a) Users to access the Supplier Website when a User selects the Punch -Out Catalog; (b) User to create an Order through the eProcurement sites; and (c) UC eProcurement sites to forward an Order to Supplier for confirmation and Order processing along with Order status inquiry. Supplier Mark means Supplier's name, trade name, and/or trademarks, service mark, or any derivation thereof. Supplier Site means an internet site operated and maintained by Supplier that has been made subject to this Appendix. UC Mark means UC's name, trade name, and/or trademarks, service marks, or any derivation thereof. User means an individual authorized by a UC location to use an eProcurement system. SECTION 3 — RIGHT TO USE UC grants to Supplier the right to sell Goods and/or Services to UC through the eProcurement systems. Supplier will be responsible for any cost of operation or dispute with regard to its interface with UC's eProcurement systems. SECTION 4 — ESTABLISHMENT/MAINTENANCE OF CATALOG; SITE RESPONSIBILITY; LICENSE (a) Establishment and Maintenance. The parties agree to electronically link the functionality of their respective systems, using commercially reasonable efforts. Supplier will provide its Catalog(s) to UC in a file format that will interface seamlessly with UC's eProcurement systems. These Catalog files will be in compliance with each UC Location's eProcurement system and Order Data will be transmitted according to the appropriate cXML or xCBL standards as the case may be. For Hosted Catalogs, Supplier must provide Page 22127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF y<. CALIFORNIA UC with updated versions of the Catalog file with, at a minimum, full descriptions and images that Supplier currently utilizes for items offered in its proprietary websites and Punch -Out Catalogs. The parties will update each other regarding eCommerce specifications as needed from time to time. Supplier must notify UC's Contract Administrator at least three (3) weeks in advance of the proposed Go Live Date if it will be requesting additions, deletions or modifications to the Catalogs. After such advance notification, Supplier must provide UC with Catalog files containing the requested additions, deletions or modifications with no less than the lead time directed by UC's Contract Administrator; provided, however, that for all Catalogs that Supplier requests to have a January 1 Go Live Date, Supplier must submit proposed files no later than December 1. Upon UC's approval of the new Catalog file, Supplier will make the updated version of the Catalog file effective on the Go Live Date on which UC and Supplier agree. If UC rejects a Catalog more than once because it does not meet UC's acceptance criteria, the Contract Administrator will suspend Supplier's price/content change until the date of Supplier's next contracted change. If there is a conflict between a price in a Hosted Catalog and a Punch -Out Catalog, UC will be invoiced at the lower price. If the price discrepancy is due to UC's failure to timely update a Hosted Catalog, Supplier may charge the higher price and UC will work with Supplier to rectify the problem as quickly as possible. All Supplier -provided pricing in any Catalogs, whether Hosted or Punch -Out, will be inclusive of all shipping, handling, fees and charges of any sort, except applicable taxes. Supplier is responsible for providing UC with Catalogs that contain accurate pricing and data in accordance with the Agreement. If UC determines there are errors in the pricing or data attributes of a Catalog, UC will notify Supplier of those errors in writing and reject the Catalog. Supplier will have no more than ten (10) business days to review and correct the errors. Supplier agrees that UC may block customized Catalogs at the SKU and/or category level. UC's Terms and Conditions of Purchase state that the Goods and/or Services must be exactly as specified in the Agreement. For the avoidance of doubt, this means that Supplier may not, without UC's prior consent, substitute items, change SKU numbers or change the number of items in a package in any Catalog. (b) Site Responsibility. Except as otherwise set forth herein, each party will be responsible, at its own expense, for: (i) developing, operating and maintaining its website; (ii) acquiring and maintaining its server hardware and software (or obtaining third -party hosting services) for its website; and (iii) maintaining Internet connectivity. (c) License. Supplier hereby grants to UC, at no additional cost, a limited, non-exclusive, royalty -free right to link to and access the Supplier Site from the eProcurement sites, subject to the terms and conditions herein and solely for the purpose of permitting Users to access the Services. All Supplier Marks will remain the sole property of Supplier. SECTION 5 — USER SUPPORT (a) UC Duties. Each UC Location will provide its Users with initial contact and system support assistance on all functionality and use issues for eProcurement (including links to the Supplier Site). When known, UC will promptly notify Supplier of any such issues relating to the Catalog, the Supplier Site and/or other Supplier materials/systems. (b) Supplier Duties. Supplier will provide all customer support relating to the Catalog, Supplier Goods and/or Services and Supplier Sites in a manner consistent with the customer support that Supplier provides to other customers, and at least as good as the customer support that Supplier provides to customers who are purchasing through means other than websites. SECTION 6 — PROPRIETARY RIGHTS UC's Terms and Conditions of Purchase contains provisions regarding the parties' rights and responsibilities with respect to intellectual property relating to the Goods and Services. Without altering those provisions, the parties additionally agree as follows. UC may require Supplier to "brand" Supplier's Punch -Out Catalog with one or more UC Marks. If UC requires Supplier to utilize one or more UC Marks on Supplier's Punch -Out Catalog, UC will provide the appropriate artwork and such artwork will be deemed to have been provided with a limited, non-exclusive, non -sub licensable right for Supplier to use it solely for the purpose of a UC-branded Punch - Out Catalog hosted by Supplier and subject to the following terms: Supplier may not make any additional use of the UC Marks without UC's prior written approval. Supplier's use of the UC Marks in the Punch -Out Catalog must acknowledge UC's ownership of the UC Marks. Supplier will include all notices and legends with respect to UC trademarks, trade names, or copyrights as may be required by applicable trademark and copyright laws or which may be reasonably requested by UC. Supplier agrees not to claim any title to UC Marks or any right to use UC Marks except as permitted by this Appendix. Upon termination of this Appendix or the Agreement, all rights to UC Marks conveyed by UC to Supplier will cease and Supplier will destroy or return to UC all media with UC Marks. UC specifically reserves any and all rights to UC Marks not specifically granted to Supplier. Supplier grants to UC the right to use Supplier's trademarks, logos, trade names, and service marks for the purpose of promoting UC eProcurement sites to the UC community. UC acknowledges Supplier's right, title and interest in and to Supplier's Marks and Supplier's exclusive right to use and license the use of Supplier Marks and agrees not to claim any title to Supplier Marks or any right to use Supplier Marks except as permitted by this Addendum. UC will include all notices and legends with respect to Supplier trademarks, trade names, or copyrights as may be required by applicable trademark and copyright laws or which may be reasonably requested by Supplier. Upon termination of this Appendix, all rights to Supplier Marks conveyed by Supplier to UC will cease and UC will destroy or Page 23127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF CALIFORNIA return to Supplier all media with Supplier Marks. Supplier specifically reserves any and all right to Supplier Marks not specifically granted to UC. The licenses granted in the previous paragraphs regarding UC Marks and Supplier Marks are subject to the ongoing approval of the party owning the respective trademarks, logos, trade names, or copyrights. Such ongoing approval includes the ability to terminate — at any time, for any reason, and in the sole discretion of the owner of the respective trademarks, logos, trade names, or copyrights — the trademark licenses provided in the preceding paragraphs for any particular trademark, logo, trade name, or copyrighted work without necessarily terminating this Appendix. Each party agrees not to take any action that will adversely reflect upon or damage the goodwill, reputation, or the brand value of the other party. Each party further agrees not to take any action that is inconsistent with the other party's ownership of the respective trademarks, trade names, or copyrights. At all times (including following termination of the Agreement), Supplier agrees to comply with Section 92000 of California's Education Code. (a) Grant of License. Supplier hereby grants UC a non-exclusive, royalty -free: (i) license to use, copy, transmit, and display the Catalog, any information contained therein and the Supplier Marks for the purposes of permitting Customers to access information about and order Supplier Goods and/or Services from a Catalog and (ii) if Supplier is using a Punch -Out Catalog, right to link to and access the Punch -Out Catalog on the Supplier Site, for the purposes of permitting Customers to access the Supplier Website and permitting Customers to order Supplier Goods and/or Services. (b) Modifications. UC will not modify or remove any of the proprietary rights markings in the Catalog. UC will not modify the Catalog, except as supplied by Supplier. UC will not make any representations or warranties, or provide any information, to any third party regarding any Supplier Goods and/or Services (including, but not limited to, any representations or warranties of any information regarding availability, delivery, pricing, characteristics, qualifications or specifications thereof). If UC believes in good faith that any Supplier information does not conform to the requirements of the associated UC Agreement or this Appendix, UC will be entitled to withdraw the Catalog from UC eProcurement sites. In such a case, UC will promptly notify the Supplier of the actions it has taken and will work with the Supplier promptly to resolve UC's concerns. When UC's concerns are satisfactorily resolved, UC will promptly restore the Catalog, if appropriate. UC will have no liability to the Supplier or anyone else for exercising these rights. (c) Acknowledgment. Each party acknowledges that the technology embodied in the other party's Site may be based on patented or patentable inventions, trade secrets, copyrights or other intellectual property or proprietary rights ("Intellectual Property Rights") owned by the other party and its applicable licensors. (d) UC Rights. As between the parties, UC will be the sole owner of — or, with respect to any items licensed by UC, will retain all rights to — UC eProcurement sites and all Intellectual Property Rights associated with UC eProcurement sites, including any modifications, updates, enhancements or upgrades to any of the foregoing, as well as any Order Data generated or collected on such Site (collectively, the "UC Materials"). Except as provided herein, Supplier may not copy or use in any way, in whole or in part, any UC Materials without UC's prior written approval. Any permitted copies of such property, in whole or in part, alone or as part of a derivative work, will remain UC's sole property. Supplier agrees to reproduce and include UC's copyright, trademark and other proprietary rights notices on any permitted copies of UC Materials including, without limitation, partial copies and copied materials in derivative works. Supplier will not copy or reproduce any third -party copyrighted or trademarked materials, which appear on or are otherwise associated with any UC eProcurement site without UC's prior written consent. SECTION 7 — MULTIPLE SUPPLIERS Supplier acknowledges that all UC eProcurement sites are intended to facilitate Users' ability to obtain Goods and/or Services from more than one supplier. Nothing in this Appendix will be construed to prevent UC from entering into similar agreements with a ny third parties including, without limitation, suppliers that may be in competition with Supplier. SECTION 8— WARRANTY DISCLAIMER UC does not warrant that access to UC eProcurement sites will be uninterrupted or that the results obtained by use of UC eProcurement sites will be error -free. SECTION 9 — DISPUTES AND CHANGES IN THE SERVICES (a) UC and Supplier agree to negotiate in good faith to resolve problems, questions and disputes. (b) Where improvements and clarifications can be made in the business processes related to eProcurement, both parties agree to incorporate such changes as long as they are mutually agreed upon. ATTACHMENT E — DEFINITIONS General Broad Line Manufacturer/Qualified Supplier— a Manufacturer who can supply the required services and is able to provide their manufactured product covering a minimum of (but not limited to) the five (5) main/mandatory categories of Office Furniture (System, Seating, Storage, Free Standing Furniture, and Tables) which meet RFP specifications (including UC Minimum Sustainability Requirements and Ergonomic Requirements). Page 24127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF CALIFORNIA Dealer or Dealer Service Network Provider - Subcontractor and/or provider of goods and services on behalf of Manufacturer such as furniture, furniture design, layout design, workspace planning, showroom demonstration, warehouse storing, delivery, installation, customer service, invoicing, payment collections, credit card processing, etc. Design - Major Revision - A major revision is defined as any modification in which an excess of 30% of the design is revised. High Volume Tier — Dollar amount of product purchased, which exceeds predetermined discount off list pricing and therefore qualifies for negotiated pricing; all such pricing tiers to be found within Exhibit A of Statement of Work. Project Management - Enhanced professional services through a Dealer authorized representative. Dealer authorized representative provided under the Agreement will provide project management services, in which many segments of a project must be professionally coordinated and well -orchestrated by a project manager or team and proper oversight must be maintained and milestones must be adhered to. Punch List -A term used to describe an inventory list of all corrections, additions, or deletions to an Installation or project which requires an action on the part of the Supplier, to be completed. The Punch list will detail the point of acceptance, rejection or remedial action necessary for any product. Includes, but not limited, to missing, damaged, mistakenly -shipped or incorrect installation parts, components, or whole pieces of furniture as directly related to the original purchase order. Reconfiguration -A term used to describe the process of disassembly, re -assembly and possible relocation and redesign of existing furniture systems. Services - Refers to all services provided by the Dealer, including "Value -Added" services, and "Per Hourly -Rate" services as noted within and Attachment A — Statement of Work. Supplier — Manufacturer and Primary Contracting Entity, as represented by its Dealers/Authorized Dealer Services Network and its other business entities within its supply chain for the purpose of proposing goods and services under this RFP, as a single contracting entity. The term Supplier, therefore, is used interchangeably with Manufacturer, Seller, Dealer, Designer, Installer, or any supply chain entity the Supplier proposes to carry out its duties and obligations in answer to this solicitation. Value -Added Services - Includes all enhanced professional services, such as design and installation, provided by Dealer. Waste Removal/Removal of Debris- Refers to the removal all packaging materials from the University premises by the Dealer at the time of delivery and Installation and recycled or disposed of in accordance with UC's Sustainability Policy Furniture Items Definitions Exclusions to below — Any "Product listed or registered with FDA as a medical device or a furnishing that meets a specific clinical requirement for UC clinicians." Paneled Systems - Pre -fabricated paneled workstations or cubicle office. Includes panels, desk, storage, filing work surfaces, cabinetry, accessories, etc. Task Chair_ A task chair is a chair designed for the completion of work tasks that need to be performed while sitting, including paperwork, phones, computer work, or other tasks. A task chair should provide users with an adjustable, stable seating surface that supports the spine, promotes dynamic movement, and can be adjusted to fit a majority of people. All task chairs shall follow the guidelines of Exhibit E of SOW. CSA- Z412, Guideline on Office Ergonomics, page 161 Task Chair: A task chair is a chair designed for the completion of work tasks that need to be performed while sitting, including paperwork, phones, computer work, or other tasks. A task chair should provide users with an adjustable, stable seating surface that supports the spine, promotes dynamic movement, and can be adjusted to fit a majority of people. All task chairs shall follow the guidelines of Exhibit E of SOW. CSA- Z412, Guideline on Office Ergonomics, page 161 Page 25127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF y<. CALIFORNIA Side Chair: A side chair is a chair designed for short-term sitting (i.e. guest chair) and is not designed to be used during work tasks. A side chair usually has a fixed seat height, seat angle, and backrest, and it may or may not have arms. The minimum weight capacity is 250 pounds. ANSI-BIFMA x5.1-2002 Desk/Work Surface: A desk/work surface is a piece of furniture with a surface designed to allow the user to complete their work tasks. Work tasks can include but are not limited to reading, writing, and use of computers, telephones, calculators, and microscopes. Surfaces can be flat or angle adjustable (for example drafting tables). Work surfaces should be designed to support work equipment and task materials while allowing adequate clearance, access, and support for the majority of users. Desks/work surfaces may be freestanding or part of a panel system which is secured to the wall or floor. All work surfaces shall follow the dimension and height adjustability guidelines of Exhibit E of SOW. ISO 9241-5, Ergonomic requirements for office work with visual display terminals, page 9, 15 Storage: A piece of furniture designed to store items. Storage units shall meet the following requirements: Adjustment controls should be easy to operate from usual working positions and designed so they encourage correct use Drawers should be designed to prevent unintentional opening Drawers should not require undue force to open and close Drawers should not be able to be pulled out so they unintentionally fall Casters on mobile pedestal drawers should be chosen to match the floor surface where the pedestal will be used ATTACHMENT F — RFP (RFP-OFFICE FURNITURE - UC SYSTEMWIDE — JULY182019) See as separate Attachment ATTACHMENT G — SUPPLIER'S RESPONSE TO RFP, DATED 8-21-19 See as separate attachment Page 26127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B UNIVERSITY OF CALIFORNIA Page 27 127 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B ATTACHMENT A - STATEMENT OF WORK KIMBALL OFFICE - AGREEMENT #2019.001896 This Statement of Work — Attachment A ("SOW") is issued pursuant to Purchasing Agreement #2019.001896 dated May 20, 2020 between UC and Kimball Office Inc. ("Agreement"). 1. Title and Description of the Scope of Goods and/or Services Supplier shall offer a line of Office Furniture and related services; both meeting requirements of this Agreement to the University of California System -wide. These product lines must include the categories of Systems Furniture, Freestanding Furniture, Storage, Tables, and Chairs/Seating. Other categories may include Higher Education Classroom Furniture, Fixed Seating, Architectural Elements, Healthcare/Lab, Integrated Technology, Accessories and Technical Support, Outdoor Furniture, and other related categories as approved by the UC Procurement, Office of the President. Supplier, through this Agreement shall also offer a fully comprehensive product line and list of services to a national market, through OMNIA Partners, Public Sector, noting a 'fully compressive product line'/national product line is not limited by UC specific ergonomic and sustainability requirements. Related services, either directly or through a subcontracted dealer network; shall include (but are not limited to) design/consultation, delivery, storage, project management, and installation ("Services"). Together, the "Goods and Services" all in accordance with Federal and State of California laws and the requirements of the UC as further detailed in the incorporated RFP, its responses, and below. 2. Implementation Supplier shall provide and execute an implementation plan which shall provide for an early National roll -out (with Webinar) and a phased plan UC rollout by November 1, 2020, inclusive of the items below: • Campus Profile Development • Campus Visits/UCOP Rollout • Campus Training • Marketing and Business Development • Catalog development, aligning Price Discount List with lines/products n with UC Sustainability and Ergonomic Requirements • Ecommerce Integration with Testing and Pilots (18mo from date of contract) Supplier Obligations Action Date relative to contract signature Notify our Four (4) Regional Government Sales Managers. They are the owners of the Omnia/UC contract for their respective regions. As the contract specialists, they would coordinate all training Within 10 days among the distribution channel's sales staff and other Kimball sales representatives Kimball Executive leadership and Omnia Executive leadership will communicate the new Omnia/UC national agreement contract though its website and direct communications to its sales teams and Within 30 days authorized distribution channel. As well as a press release to various trade publications Create power point and other types of communication that highlight new award and its changes. Create presentation and develop training schedule for all Kimball distribution channel. Within 60 days Review all existing opportunities and notify of new award and date Complete presentation and roll out to all Kimball Distribution channel. Develop tracking plan for new contract progress. Within 90 days Meet with Omnia and UC to review progress and activity. Action Contract Start-11/01/20 2-1-2020 Page 1 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B Kimball will launch a soft roll out with the help of UC to all campus and participating agencies. Conduct a meet and greet with design, construction, facilities and department heads Create marketing materials for email, providing contact information Acquire names of design staff and facilities staff, calendar of campus vendor shows Prior to implementation date Introduction, by campus with service partners/Dealers Training at each campus with facilities, designers and procurement Post cards announcing new products and or custom designs completed Announcement in the major publications Joint community outreach with various campuses Design marketing and support based on each campus's need and demographic 9-28-20-11/1/2020 One campus per quarter to factory tour Joint research projects to improve the use of spaces and student engagement/success Seating labs, product display areas Integrate technology where appropriate with AV, VR, AR, etc. UC ECOMMERCE Assign an e-commerce team lead/project manager specific to UC. Kimball would work with the UC System along with individual campuses to understand the priorities and develop a phased 1st Week implementation schedule based on the priorities Define a specific set of materials (including Options) Within 6 months: Create a punchout site and link to the e-procurement site of the client 1st 3 months Provide access and training to the dealer(s) who would service the ordering process. For an e- commerce program to be successful, training is of greatest importance. This training needs to happen conjunctly between the dealer and the campus. Communication and knowledge gained through a Within 9 months joint training program will allow Kimball to learn how best to support each campus and integrate seamlessly into their processes and business models. Testing/Piloting of the system to insure everything is operating properly Within 1st year UC Obligations Action Contract Start - 11/01/20 UC agrees to provide staff hours and expertise, as determined necessary by the UC, in order to assist with contract implementation and the required integrations with UC eCommerce systems; such efforts to include, but not be limited to: Contract Guidance Documents Prior to Roll -out Participation - Announcement Webinar Within 1 month of contract Launch marketing through UC internal newsletters Oct-20 Campus Roll -out Events Estimate 9/29/20 to 10/31/20 Collaboration of UCOP ECOE and P&C to achieve eCommerce integration Complete -18 mo. from contract Participation in the development and issuance of surveys ongoing 3. Place(s) of Performance/Locations Services shall be provided nationally through OMNIA Partners, for public sector purchasing by Participating Agencies. UC, as Principal Procurement Agency, shall receive services for its locations which are described below; such locations to include any UC Locations added during the term of this contract: a. Ten Campuses - UC Berkeley, UC Davis, UC Irvine, UC Los Angeles, UC Merced, UC Riverside, UC San Diego, UC San Francisco, UC Santa Barbara, UC Santa Cruz b. Five Medical Centers — UC Davis, UC Irvine, UC Los Angeles, UC San Diego, UC San Francisco c. The UC Office of the President — A central system -wide headquarters with offices primarily located in Oakland and Sacramento, California, and teaching/administrative offices in Washington, D.C. 2-1-2020 Page 2 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B d. The Division of Agriculture and Natural Resources — Comprised of over 60 local offices and Research and Extension Centers located throughout California, and County Cooperative Extension offices. e. UC Hastings College of Law f. Lawrence Berkeley National Lab, which is owned by the Federal Government, but managed by the University of California. g. Lawrence Livermore Lab and additional centers and offices as further detailed at: http://www.universityofcalifornia.edu/uc-system/parts-of-uc h. Any awarded Agreement(s) will be available to all current and future locations of the University of California and its Affiliates. i. 4. Key Personnel NATIONAL PROGRAM - Dealers/Subcontractors authorized to provide Goods and/or Services nationally, under this SOW, can be found at https://www.kimball.com/contactus/all-dealers/. UC PROGRAM - Dealers authorized to provide services to the UC are listed in Exhibit F to this Statement of Work. Dealers may be added or deleted, at request of Kimball International over the lifetime of this Agreement.. Supplier's Account Manager is listed below, is subject to UC approval, and has overall responsibility for managing the UC/Supplier relationship. If this does not include National Contract, please list in next section: Name Wendy Schnarr Email Wendy.schnarr@kimball.com Phone 812-631-2995 Address 512 Balsam Dr. Euless, TX Supplier's Account Management Team is: Name Lisa Carter Email Lisa.carter@kimball.com Phone 703-975-3329 Address 1130 Connecticut Ave. NW Ste 1150 Washington DC Name Vikki Gibbs Email Vikki.gibbs@kimball.com Phone 303-396-4581 Address 5280 E. Caley Ave. Centennial, CO Name Haley Rosenkranz Email Haley.rosenkranz@kimball.com Phone 812-482-6468 Address 1600 Royal St. Jasper, IN Name TBD Email Phone Address 1600 Royal St. Jasper, IN UC'S Project Mangers: Contract Implementation & Rollout for UC Locations eProcurement Implementation Sustainability Reporting, CSR Assessment, (EcoVadis), Gap Analysis, and Improvement Planning TITLE: Public Sector Sales Manager TITLE: Vice President, Sales TITLE: Director of Sales, West TITLE: Strategic Sales Manager TITLE: State Contract Specialist Yvonne Macon, Contract Administrator Yvonne. Macon@ucop2022 Lia Scott liascott@ucdavis.edu & Terese Merrell Terese.Merrell@ucop.edu Stephanie Lopez stephanie.Lopez@ucop.edu & Heather Perry heather.Perry@ucsb.edu Stephanie Lopez stephanie.Lopez@ucop.edu & Yvonne Macon 2-1-2020 Page 3 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B 5. Reporting Requirements Supplier will provide, at a minimum, periodic reports detailing usage and spend by location, incentives and remittance data, and UC required sustainability data (UC Specific). Supplier agrees to provide other reports to UC, as reasonably requested by UC during the Term of the Agreement and any extension(s) thereof, at no additional cost. Supplier shall use UC provided templates if available. Reporting periods and requirements, specific to the UC, are provided in Exhibit D: 6. Assumptions and Exceptions (This section is specific to UC) This Agreement is one of three Broadline Awards made as a result of RFP ## 001218 - RFP - OFFICE FURNITURE - UC SYSTEMWIDE — JULY182019 and includes the categories (without minimum purchase volumes) and services, stated in Section 1. UC additional requirements, restrictions, or exceptions are listed below and are considered to apply, only to the UC: A. Any previously established ergonomic contracts with targeted awards in the areas of task chair, tall task stools, height adjustable worksurfaces, and work tools (monitor arms, keyboard trays). B. Goods and Services, purchased by a contractor, awarded business through the UC Construction Bidding Process, are not included in this scope of work, unless the following criteria are met: 1. Use of contract(s) are specified, as a requirement or option, within the Construction RFP documents; such use to benefit the UC project only and to be validated by protocols established by the campus or within those documents. 2. For tracking purposes only, the UC Procurement Contract Administrator, shall be notified of construction usage when purchases made by contractors (general or sub) are high volume=>$400K and purchased for construction RFP projects (not a solicitation by Campus/UCOP Procurement & Contracts). C. Architectural Elements are included (if offered by Supplier) in this scope of work, however Demountable Walls and/or any'ceiling height wall product', ordered against this Agreement through standard/non-construction channels (e.g. PO or P-card process) will be subject to order restrictions. The below approvals must be obtained in writing and submitted by UC department or Buyer, to Supplier/Dealer prior to an order being placed by a Dealer to a manufacturer. Supplier will obtain and record email approvals. These shall be attached to final campus POs. 1. Campus Fire Marshall (or equivalent, if none exists) 2. Design & Construction Management (PM or Management) or Facilities Management (Director or Associate Director) D. Spend directed to Small Businesses, deemed necessary by the UC Location to meet any federal, state, agency, etc. program requirements. E. Supplier will complete CSR Assessment with EcoVadis, within 90 days of Contract signing for purpose of establishing a baseline, creating plan for targeted improvements (if below avg. score), and to measure ongoing improvements. If a supplier's score meets, or is above the average score for that category of business, they will not be required to reassess until the contract is reviewed for extension (first Option Year of the contract after the Initial Term of four (4) years. F. Supplier will complete Foam Ban Exemption Form within 1 month (30 days) of contract signature. Per Exhibit C requirements, it has been established Supplier is not currently in compliance with the UC Sustainable Procurement Policy, as it pertains to avoidance of Foam Packaging. As such, they have/will complete an exemption form for these non -compliant practices and included a process and target report. The form will be reviewed and revised per accomplishments, prior to any annual systemwide business reviews, as further described in Section 9.6 and Exhibit C of this document. The form with table, represent current work and testing that are part of the ongoing efforts by Supplier to meet these requirements and includes a target date for meeting them. If not fully compliant by that date. Supplier will apply for an exemption for review, planning, and approval of the remaining non -compliant item(s). 7. Service Level Agreement (This section is specific to the UC) A. During the Term of the Agreement, and any extension(s) of the Term, Supplier will provide services herein, meeting qualitative standards, as shown below, within the following response times: national also (Wendy will check) Response Times Response time to return call to clients Response time to visit clients* within 24 hours (Fri. would be Mon.) within 3 business days 2-1-2020 Page 4 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B Initial design completion and quote meeting Quote for project Final design to ready order quote PO (from UC) to acknowledgement Standard delivery Non —Standard delivery Incidental non -assembly items Items needing assembly or for projects Storage Returns/Restocking (UC error)** Pick-ups Credits/Claims Requests for reports Punch list development* Punch list closure* within 10 business days from initial (or 1-2 wk.) within 5 business days (sm) 10 days (Ig.) within 2 business days within 3 business days standard shipping and delivery 4-5 weeks non-standard shipping & delivery 6-10 weeks deliver 3 business days after receipt of items deliver and assemble 7 business days (sm) and 10 business days (Ig.) after receipt by Dealer 30 business days free 20 business days from date of delivery to customer (see above —Damaged/Returned product for Supplier error) within 2-3 business days within 5 business days from pick-up within 10 business days within 2 business days after installation walk thru within 30 (or 10) business days after both parties agree as to responsible party *Punch List --a term used to describe an inventory list of all corrections, to an installation or project which requires an action on the part of the manufacturer and/or its Dealer, Installer, etc., to complete. Includes, but not limited, to missing, damaged, mistakenly -shipped or incorrect installation parts, components, or whole pieces of ergonomic equipment as directly related to the original purchase order. ** Restocking - All returns of conforming product, if qualified, are subject to a 50% restocking fee. Only 'made to Stock' product items (stocked inventory — not made to order) may be returned under this provision. SEE 9.F. for Returns of non -conforming goods The minimum service standards set forth above recognize that occasional errors are likely; however, Supplier further agrees to use its best efforts to achieve 100% of service levels. Should the service levels fall below the minimum standards and Supplier/Dealer must take corrective action within fifteen (15) days following UC written notification. When failure to correct is the fault of Dealer, UC reserves the right to terminate service with a Dealer and to require service be provided (where available) by a different authorized Dealer. Mutually acceptable arrangements will be made for completion and payment of existing orders. Any repeated failure by Manufacturer/Supplier, shall be handled per Section 2 of Master Agreement. 8. Pricing A. Per Master Agreement, all Goods available through this Agreement, include delivery and are priced as a 'Discount off List' which varies according to delivery or services included. Specific pricing and pricing terms are detailed in the Pricing Exhibit(s). B. Services included in this Agreement, are priced in two ways; 1) as a 'Discount off List Price', included with delivered product; 2) as 'Value Add Services Rates" priced hourly/separately per service and to be rendered in conjunction with Drop Ship Orders. Both forms of Pricing are provided within Exhibits A & B and detail service deliverables. Note: Services for this category of goods, may require the payment of prevailing wage rates. Prevailing Wage installation is quoted separately and rates vary by region. C. Delivery, Basic Installation, and Complex installation, as captured within Discount Packages, reflect a rate for delivery with loading dock and elevator access. There may be an additional charge (to be quoted) where no loading dock and/or elevator access is available, thereby impacting the estimated delivery time. Supplier and Supplier's Authorized Representatives -Subcontractors will provide written notice to the UC location of any such additional charge and obtain UC location's approval prior to the scheduled delivery. Except as noted above, there shall be no separate or additional charges, fees, handling or other incidental costs for products following any contract award. Noted exception are surcharges, separate and allowable, when offsetting government imposed tariffs D. Volume Pricing — Pricing within Exhibits, includes Volume Discounts. As indicated on this Exhibit, the UC may negotiate pricing on any single order where Manufacturer's product cost is in excess of the pre -determined discount levels/tiers reflected on Exhibits A & 2-1-2020 Page 5 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B B to this Agreement for Office Furniture Products. These orders (Negotiable Tiers) are defined as "high -volume" orders. NET is defined as the estimated List -value of the entire order, less discounts, and includes all service fees and expenses, excluding taxes." E. In addition to volume pricing offered by Supplier during the Contract term, a Supplier may conduct sales promotions involving price reductions for a specified lesser period. Supplier may offer Participating Agencies/UC competitive pricing which is lower than the not -to -exceed price set forth herein at any time during the Contract term and such lower pricing shall not be applied as a global price reduction under the Contract. 9. Program Requirements A. General a. There shall be no minimum order requirements (quantity, dollar size, etc.). b. Manufacturer must have a Dealer/Distribution network in California and/or direct support having the capacity to deliver and install products for UC systems, meeting UC requirements. c. Manufacturer must have a nationwide Dealer/Distribution network having the capacity to deliver and install products nationwide, with some regional exceptions. d. Furniture purchased from Manufacturer and/or Dealer(s) must meet federal, state, regional and local standards and regulations, including, but not limited to: Occupational Safety and Health Administration (OSHA), Business and Institutional Furniture Manufacturers Association (BIFMA) acceptance test levels, Underwriters Laboratory (UL) requirements, Americans with Disabilities Act (ADA), etc. and; current BIFMA standard: https://www.bifma.org/page/StandardsShortDesc e. Manufacturer and/or Dealer must be in full compliance with specific building and fire code restrictions on all jobs. f. Manufacturer/Dealer shall agree to follow protocol (to be established), and to receive authorization prior to orders being placed for Demountable Walls and Fixed Seating (UC specific) B. Administration — (This section is UC Specific) Supplier shall provide the following program administration functions to UC: a. Project Manager to coordinate program implementation (see implementation Plan). b. Account Management for on -going contract monitoring and maintenance c. On -site sales representation on a regular basis to increase sales activity, assist in resolving problems, demonstrate new products, handle returned goods and provide other customer services as required for the efficient operation of the program . d. When requested, meetings between Supplier's account manager(s) and UC Purchasing Departments to discuss previous period's activities and resolution of any open issues. e. Supplier shall meet with UC/UCOP for Regular Business Reviews to review contract usage and effectiveness, discuss current Services offerings and provide suggestions and discussion for continuous improvement in Services efficiencies, and to address additional topics pertinent to the relationship towards the UC's strategic goals. For each Business Review, the Supplier must provide pertinent performance and management reports detailing a wide range of information related to this Agreement at both the UC-wide level and breakdowns for each individual UC location. At least once annually, provide Power Point presentation including (but not limited to) the below: • Sales Data for UC System • Fiscal Year to Date (beginning July 1). • Fiscal Year to Date for the previous year. • Last 12 month spend. • Last 12 month spend for the prior year. • Company or Dealer updates/changes • Sustainability • Outreach and Projects • SLA Scorecard and Issues • Product —changes and new lines f. Conduct quarterly business review meeting with each UC location, providing information, as requested. (UC specific) 2-1-2020 Page 6 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B g. Keep the contracting departments/customers apprised of any quality issues including recalls, upgrades and product warnings that may affect product performance h. A Supplier is required to provide reports (as noted in Section 5 and on Exhibit D) as reasonably requested by UC during the term of the agreement at no additional cost to UC. (UC specific) C. Ecommerce and Related Invoicing/Settlement (This section is UC Specific) a. Integration Requirement: EProcurement Integration is a requirement of this Agreement and must be accomplished within 18 months of contract signing. E-commerce technology is utilized at each of the UC locations. Attachment D of Master Agreement - Appendix eCommerce, details requirements. Supplier and UC shall cooperate in good faith to make available to UC end purchasers and to encourage such end purchasers to use Seller's electronic catalog within each locations e-Commerce platform when ordering Products. Supplier is required to provide (or continue to provide) an acceptable integrated solution to the e-Commerce systems deployed in the UC system within the first 18 months of contract. b. E-commerce Platform Orders: UC orders will be placed directly with a supplier's system using either a hosted (static) or punch - out catalog housed in the UC E-commerce system(s). The catalog offerings will include all charges (exclusive of sales tax), including installation/assembly services where applicable. Implementation required within 18 months of contract signing. Note: National Participating Agencies have the option to enter into an e-commerce platform order solution on a per agency negotiated basis. c. Quote Functionality: A Supplier is required to provide 'quote retrieval functionality' within 18 months of contract signing, defined as the ability for a customer to request quotes from a dealer and then retrieve them from their e-procurement site to auto -populate a UC PO. Does your platform currently support the ability for a customer to request a quote from a dealer that can then be retrieved, by the customer, through your punchout catalog to populate a Shopping Cart? Please describe your functionality. d. Paperless Invoicing: This is a requirement of this Agreement. Supplier will be required (within 18 months of contract signature) to transmit their invoices electronically in a format that can be imported into various e-commerce and financial systems; cXML and EDI are the preferred invoice transmission methods although a Supplier may elect to utilize an e-invoicing service (e.g. Transcepta or Docufree), which allow the supplier to upload invoice data by multiple methods, including e-mail or direct data entry, for final transmission to a campus in their preferred electronic method. e. Payment Type: The University of California's preferred payment method is by virtual card (PaymentPlus, administered by US Bank) or procurement card (including ghost card for eCommerce), which includes a processing fee. Through these programs, the University of California can extend NET terms, which means that remittance will be transmitted immediately following full approval of an invoice. With PaymentPlus, suppliers receive email remittance information and are able to retrieve a one- time credit card number for the amount of the remittance. Suppliers can utilize their own point of sale solution, or can receive remittance through US Bank at competitive interchange rates. Alternative payment methods for the University include PaymodeX, EFT or paper check, with varying discounts and net terms offered. Note, some federally funded projects may have additional constraints on providing payment within 30 days. f. Established Delivery Dates: An acceptable installation date will be established in writing by mutual agreement of Buyer, Supplier and Manufacturer (s) (example: date on PO satisfies this) at the time of order placement. Supplier must receive a complete and accurate order from Buyer, requiring no clarifications or changes prior to the agreed -upon installation date. To the extent, however, Supplier fails to accurately and completely specify Buyer's requirements when placing an approved order(s) with Manufacturer, Supplier shall bear liability for damages incurred by Buyer related to such failure by Supplier and liquidated damages may apply (see Item 12). D. National Program a. Manufacturer/Suppler must complete and maintain the required contract documents, reporting and/or other responsibilities as required by OMNIA Partners, and detailed in referenced RFP. b. Manufacturer/Supplier must have a nationwide Dealer/Distribution network having the capacity to deliver and install products nationwide, with some regional exceptions. E. Product Requirements Required Product Categories (as defined within Attachment E of Master Agreement and Section 1 above) — Suppliers are required to provide sufficient product in the below categories; all as subject to Ergonomic requirements as listed on Exhibit E and Sustainability Requirements, as listed in Exhibit C. (UC Specific). • Panels and Desks/Work Surface (Adjustable and Fixed) 2-1-2020 Page 7 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B • Storage • Freestanding • Seating (task, side, conference room, and stackable, but NOT lab, lounge or lobby) • Tables Conference (tables, training table, occasional tables , hgt. adjustable tables, other) b. Product Purchase Restrictions (UC Specific) - A Supplier should note, there will be special processes put in place surrounding the UC's ordering of Architectural Elements (Demountable Walls) and fixed seating, owing to UC approvals which must be garnered prior to an order being placed. Any awarded Supplier will be required to abide by this process. c. Parts Sales — A Supplier must offer offer/sell parts for your products to use in UC, and Participating Agencies, in-house repairs. A Web catalog or (acceptable alternative) must be supplied. d. New and Discontinued Products 1. Supplier(s) must communicate and make available any special product promotional offers as requested. A system to communicate promotions shall be established during the contracting phase of this process. 2. New Products - The UC recognizes that products and product line additions to the selected Supplier's offerings are likely to occur during the life of this contract. The UC will consider these additions as enhancements. Additions will be considered under the following methods: • Products will be categorized with similar products or product lines into existing market commodity codes/product line families previously defined and agreed to by the UC with respect to the discount structure, net price, or total cost of the product. 3. In the event the selected Supplier(s) add a new specialty product line which represents product(s) that are substantially different from the products or brands represented in the existing market commodity codes/product line families, the UC and the selected Supplier(s) may enter into negotiations to establish a discount structure, net price, or total cost for the product(s) if the UC agrees that the product(s) are not covered under an existing market commodity code/product line family. Pricing must be competitive in order to add into the contract. The selected Supplier(s) will provide appropriate documentation to support its position for special pricing. Negotiations must be completed prior to any purchase orders being processed. In the event the UC and Supplier cannot come to agreement the UC may at its sole opinion conduct a separate formal bidding process. 4. Supplier shall notify the UC 60 day's in -advance of any products being discontinued wherever possible. e. Cabling - All Manufacturers of cabling products, must comply with Technology Industry Association (TIA-569-C-2012) standards for cabling raceway and data equipment outlet openings. f. Warranty —A minimum warranty of ten (10) years is required for'seating', with a minimum of five (5) years applying to 'other' products. Note an exception for upholstery, which must have a minimum warranty of 3 years. g. Surcharges and/or Tariffs — With the exception of 'Tariff Related Surcharges', there shall be NO surcharges during the term of any resulting contract. A supplier may request temporary surcharges for newly levied tariffs affecting their global supply chain, either directly or indirectly impacting most/critical materials, whether it is finished goods or directly imported materials, or raw materials that their suppliers must purchase from China for use in their production process. Any such charges must be substantiated through appropriate documentation prior to the approval process beginning. Approved charges will be considered as temporary, with the expectation of removal or reduction in accordance with removal or decreases by the government. h. FOB - Orders shall be shipped "FOB Destination" and all pricing shall be NET less sales tax. F. Services a. Specific Delivery, Installation & Service options, have been detailed for the UC System and National Accounts. These required services are shown separately and/or aligned with a Supplier's Pricing/Declared Discounts off List and are found on Exhibit A and B. b. Prevailing Wages — Supplier understands that Prevailing Wage requirements apply to this contract, as detailed in Master Agreement, Section 10 — Prevailing Wages c. Customer Satisfaction and Service Standard Metrics (UC Specific) - Supplier will be responsible for product satisfaction. Supplier(s) will act as a customer advocate and coordinator for communications with the dealer that is responsible for performance and problem resolution. Supplier(s) responsibility for support continues even if the Supplier discontinues selling a product to the extent that resolution is possible. Suppliers must take necessary actions with dealers to reduce, minimize and prevent stock -outs of product (i.e. backorders), and to ensure that promised lead-times/ship dates/arrival dates are accurate. Customer satisfaction will be a determining factor in measuring Supplier(s) performance. Supplier and UC jointly will on a routine basis conduct and monitor customer satisfaction with a formal survey process. Results and feedback will be published on a regular basis in a format to be developed. Supplier and/or Dealer shall provide Toll -free number for assistance in order placement and focused customer service team for the UC. 2-1-2020 Page 8 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B Each Location has means to determine their internal level of customer satisfaction and if dealer is meeting performance metrics. If a dealer falls below the service level expectations it will be escalated to that Location's Materiel Manager and to UCOP to determine a mutually agreed upon corrective action plan to resolve the concern. If the service levels do not improve to the satisfaction of the University the issue may ultimately result in termination of the agreement. d. Ship to and Consolidation of Orders — Required 'ship to' for UC locations will be determined at the time of order. It is the responsibility of the manufacturer and servicing dealer to achieve this in the most efficient manner. For incidental (non - project) orders, UC expects the servicing dealer to consolidate orders and deliveries in a manner such that multiple deliveries to the same campus on the same day should not be charged full freight for each individual item delivery. Servicing dealer shall track, receive, warehouse, and deliver the product to the jobsite and perform final inside deliveries to specific office, suite, work space, lab, job site, etc. at all UC delivery accessible locations. Orders shall be shipped "FOB Destination" and all pricing shall be NET less sales tax. e. Storage: (UC Specific): First 30 business days of storage required shall be at no cost to UC or participating agencies. UC may require items to be in storage beyond 30 bus days and may be charged at rates not to exceed the charge listed on Exhibit B Discount and Service Pricing. Note: UC must be prepared to accept product within 10 days of shipment or UC must notify Dealer of its need to enact its option for 30 days free storage from the Dealer. The 30 days shall begin when product arrives to Dealer's facility/dock. Any period after that point, will be charged at rates quoted within this Agreement. f. Returns/Damaged product (UC Specific) - Products damaged, duplicated, incorrectly ordered by or incorrectly shipped by the manufacturer or dealer shall be replaced or picked up by the Supplier(s) within 2-3 business days after notification at no cost to the UC or participating agencies and thereafter a credit issued (if applicable) within five (5) business days to the satisfaction of the customer. There shall be no restocking charges or additional shipping charges, etc. for these items. If product has concealed damage due to carrier, Customer and/or Dealer has 15 days from delivery to file a freight claim with Supplier. g. Trade Fairs (UC Specific) - If requested a Supplier is expected to sponsor trade and/or manufacturer exhibit/product shows at each of the UC locations and must comply with each campus' policies regarding space rental, advertising and coordination with each campus Materiel Management office. h. Training (UC Specific) - When requested, the Supplier(s) will provide in-house "start-up" and/or training sessions to the UC users regarding the Supplier's software, ordering system, etc. at no charge to the UC. Similarly, a Supplier shall participate in developing and delivering Web Training for same. i. Manufacturer/Dealer Documentation — A Supplier must provide the following, free of charge; 1) documentation of existing architectural and electrical elements of product (anything that impacts furniture placement), 2) Data and electrical coordination, including Title 24 documentation, 3) Plans and 3D images in AutoCAD and PDF formats. j. Material Samples (UC Specific) - A Supplier must provide Material samples to customers, when requested. k. Seating Labs -Showrooms (UC Specific) - Supplier to work with locations to provide sample product/guidance for seating labs/showrooms for potential customers to evaluate. I. Delivery Delays. Supplier will report any delivery delay whatsoever to the ordering Location, as well as its cause, within two (2) hours after Supplier is able to reasonably determine there will be a delay; the report will be provided to UC by telephone and e-mail. Supplier will keep UC fully informed and will take all reasonable action in eliminating the cause of delay. m. Credit. Requests for credit can be transmitted by the ordering UC personnel via the established order management system (telephone, paper return form, and web -based). Chargebacks and credit memos will be issued to UC ordering departments in the current month's billing period. If Goods were purchased via UC purchasing card, credit must be issued to the same purchasing card. n. Out of Stock Items - If there is an out of stock situation of any ordered inventoried item(s), the out of stock item will be added to the back order file and will be delivered to UC when the item is in stock without a further order being submitted. o. Restocking Fees - For 'made to stock items' (stocked inventory — not made to order), return of conforming goods, are subject to a 50% restocking fee. All freight charges for returned product are the responsibility of the customer. Unauthorized returns will not be accepted and will be returned freight collect. All merchandise being returned must be properly packed and protected in the original cartons. Upon receipt, all returned merchandise will be thoroughly inspected. Any discrepancies, such as additional damage, signs of usage, missing parts, etc., will result in an adjustment to the amount of credit issued 10. Changes to the Services UC may desire to change the Goods and/or Services following execution of an SOW. If so, UC will submit a written Amendment to Supplier describing the changes in appropriate detail. If an Amendment does not require Supplier to incur any additional material costs or expenses, then Supplier will make the modification within ten (10) business days of Supplier's receipt of UC's Amendment. If 2-1-2020 Page 9 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B an Amendment does require that Supplier incur additional material costs or expenses, then Supplier in good faith will provide UC with a written, high level, non -binding assessment of the costs and expenses and the time required to perform the modifications required by the Amendment, within ten (10) business days of Supplier's receipt of UC's Amendment. UC will notify Supplier in writing within ten (10) business days after receipt of Supplier's response to the Amendment as to whether UC wishes Supplier to implement the Amendment based on the response. UC will compensate Supplier for implementation of an Amendment in accordance with the terms and conditions of the relevant Amendment and Supplier's response to the Amendment, if any. Supplier's implementation of an Amendment will not delay the performance of Services and/or the delivery of deliverables not reasonably affected by an Amendment. 11. No Mandatory Use Because there is no mandatory use policy at UC, nothing in this Statement of Work will be construed to prevent UC from entering into similar agreements with any third parties including, without limitation, suppliers that may be in competition with Supplier. 12. Liquidated Damages (this section is specific to UC) If a Supplier fails to accurately and completely specify a UC Buyer's requirements when placing an order(s) with Manufacturer, Supplier shall bear all liability for damages incurred by UC Buyer related to such failure by Supplier and liquidated damages may apply, if deemed appropriate by UC; such liquidated damages noted below: Supplier shall pay Buyer five hundred dollars ($500.00) per day as liquidated damages for every business day beyond the agreed -upon installation date that Supplier fails to install a material amount of product, as defined below. In the event of such failure, Supplier shall use its best efforts to provide temporary furniture for use by Buyer until the delayed furniture is installed. It is the Buyer's choice to accept or not accept temporary furniture and waive or not waive any associated liquidated damages associated with the delayed furniture. Payment shall be made in the following manner: Supplier shall issue a credit memo in the amount of the liquidated damages, and such amount will be deducted from any monies due Supplier by Buyer. Supplier will not be in default or liable to pay liquidated damages if the delay is due to order changes by Buyer, construction/inspection delays at the site, Acts of God, or any other reason beyond Supplier's reasonable control. A "material amount of product" means the ordered item(s), functional elements and/or accessories that are necessary to allow a workspace to be utilized fully and immediately following the agreed -upon installation date. Immediately after or during all installations, Supplier agrees to establish a punch list in cooperation with Buyer. A punch list shall consist of an inventory of any and all missing, damaged, mistakenly shipped, or incorrect installation parts, components, or whole pieces of furniture. The Supplier must correct and remedy all the items on the punch list within 30 calendar days. If Supplier fails to correct and remedy all the items on the punch list by the agreed -upon date (if outside 30 days as if silent 30 days is assumed), Supplier shall deduct 2 1/2% of the total value of the product order from the final invoice submitted to Buyer, as liquidated damages. If Supplier fails a second time to correct and remedy all the items in the punch list by the second agreed -upon date, Supplier shall deduct another 2 %% (total of 5%); if Supplier fails a third time to correct and remedy all the items in the punch list on the third agreed -upon date, Supplier shall deduct another 2 %% (total of 7 %%); and if Supplier fails a fourth time to correct and remedy all the items in a punch list on the fourth agreed -upon date, Supplier shall deduct another 2 %% (total of 10%). The foregoing liquidated damages charge is applicable regardless of whether and/or when some items on a punch list are corrected or remedied. All items on a punch list must be corrected and remedied on the agreed -upon date, otherwise, the foregoing liquidated damages shall be applicable. On each installation, Supplier shall hold back from invoicing Buyer 10% of the value of the total order to address timely resolution of punch list issues. The final invoice, if any, shall be submitted after Buyer and Supplier mutually acknowledge, in writing, resolution of all items on the punch list. 13. Incorporated Documents The following documents are incorporated and made part of this Agreement, as if fully set herein, listed in the order of preference following the Agreement. Exhibit A — National Discount and Service Pricing Exhibit B — UC Discount and Service Pricing Exhibit C - UC Sustainability Requirements Exhibit D — UC Reporting Requirements Exhibit E — UC Ergonomic Requirements Exhibit F — UC Dealer Network & Capabilities Exhibit G - UC —Additional Terms and Conditions 2-1-2020 Page 10 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B This Statement of Work is signed below by the parties' duly authorized representatives. THE REGENTS OF THE bV99ij,lAPF CALIF0RNIA (Signature KIMBALL OFFICE, INC. (Si nature) wi 11 i am cooper AVP & chi of Procurement offhyflis Goetz, President (Printed Name, Title) (Printed Name, Title) 5/21/2020 (Date) 05/20/2020 (Date) 2-1-2020 Page 11 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B EXHIBIT A - NATIONAL PROGRAM - DISCOUNT & SERVICE PRICING AND PRICING TERMS A.1— Product/Service Pricing - OMNIA Partners & Participating Public Agencies The price for Products purchased under this Agreement shall be those prices shown in the applicable Price List in effect at the time the purchase order is placed, less the minimum discounts on the items listed below. Pricing shall be based on Supplier's current National Price List/Price Book Deliveries from Dealer to Participating Public Agencies shall be FOB, Participating Public Agency's designated location, freight prepaid and allowed for purchase orders within the United States. Exceptions include Alaska and Hawaii, where additional freight charges apply and will be quoted upon request. A.2 — Price Increases OMNIA and UC Contract Administrator shall be given written notification of any Price List changes, thirty (30) days prior to effective date of change. Price increases shall be accompanied by information showing the percent increase by line and as an average. In addition, a supplier shall include market information and/or commodity indices (as referenced below) supporting the change: • Commodity Information/Market Drivers • Pertinent index/indices covering the previous period of service; 1) PPI- BLS Series ID: WPU122 Price of Commercial Furniture; 2) PPI - BLS Series ID: WPU12220325 Price of Non -wood Office Seating; 3) CPI-U, US city Average, All Items less Food and Energy • Pertinent labor data including (but not limited to NAICS 3370A1 - Furniture and Related Product Manufacturing (3371 and 3372 only) NATIONAL PROGRAM - Manufacturer Discount off List Product Volume Discounts are based on Drop Ship for all Product Lines Category Inside Basic Expanded Volume Volume Product line Drop Ship Discounts Discounts Delivery Installation Installation 100k-400k >400k Narrate 65 63 61 59 67 68 Footprint 65 63 61 59 67 68 Systems Traxx & Tiles 65 63 61 59 67 68 Furniture Xsite 65 63 61 59 67 68 Xsede 65 63 61 59 67 68 WorkAble 65 63 61 59 67 68 Canopy 65 63 61 59 67 68 Cetra 65 63 61 59 67 68 Footprint 65 63 61 59 67 68 Priority 54 53 51 47 55 57 Dock 54 53 51 47 55 57 Fixt 54 53 51 47 55 57 Kore 54 53 51 47 55 57 Freestanding Teem 54 53 51 47 55 57 Furniture Stow 54 53 51 47 55 57 Scenario 54 53 51 47 55 57 Definition 54 53 51 47 55 57 Fluent 54 53 51 47 55 57 Guide 54 53 51 47 55 57 President 54 53 51 47 55 57 2-1-2020 Page 12 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B Sanctuary 54 53 51 47 55 57 Senator 54 53 51 47 55 57 Transcend 54 53 51 47 55 57 Innsbruck 54 53 51 47 55 57 Footprint 65 63 61 59 67 68 LF Files 58 56 55 53 60 61 Fundamental Files 58 56 55 53 60 61 Priority 54 53 51 47 55 57 Storage Definition 54 53 51 47 55 57 President 54 53 51 47 55 57 Senator 54 53 51 47 55 57 Innsbruck 54 53 51 47 55 57 Transcend 54 53 51 47 55 57 Abbott 54 53 51 47 55 57 Acapella 54 53 51 47 55 57 Adagiato 54 53 51 47 55 57 Alpine 54 53 51 47 55 57 Arpeggio 54 53 51 47 55 57 Beo 54 53 51 47 55 57 Bloom 54 53 51 47 55 57 Boyd 54 53 51 47 55 57 Clairmont 54 53 51 47 55 57 Collage 54 53 51 47 55 57 Enjoy 54 53 51 47 55 57 Event 54 53 51 47 55 57 Flip 54 53 51 47 55 57 Greer 54 53 51 47 55 57 Helio 54 53 51 47 55 57 Seating Independence 54 53 51 47 55 57 Itsa 54 53 51 47 55 57 Joelle 54 53 51 47 55 57 Joya 54 53 51 47 55 57 Lusso 54 53 51 47 55 57 Meadow 54 53 51 47 55 57 Nash 54 53 51 47 55 57 Niles 54 53 51 47 55 57 Nate & Natty 54 53 51 47 55 57 Pairings 54 53 51 47 55 57 Pep 54 53 51 47 55 57 Physician Exam Stool 54 53 51 47 55 57 Poly 54 53 51 47 55 57 Pose 54 53 51 47 55 57 Shore 54 53 51 47 55 57 Splendor 54 53 51 47 55 57 2-1-2020 Page 13 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B Spruce 54 53 51 47 55 57 Stature 54 53 51 47 55 57 Sycamore 54 53 51 47 55 57 Theo 54 53 51 47 55 57 Tucker 54 53 51 47 55 57 Villa 54 53 51 47 55 57 Wilder 54 53 51 47 55 57 Wish 54 53 51 47 55 57 Smile 54 53 51 47 55 57 Tri 54 53 51 47 55 57 Cricket 54 53 51 47 55 57 Twill 54 53 51 47 55 57 Thatcher 46 45 43 39 50 50 Entourage 46 45 43 39 50 50 Otto 46 45 43 39 50 50 Lolita 46 45 43 39 50 50 Superkool 46 45 43 39 50 50 Ynot 46 45 43 39 50 50 Anora 46 45 43 39 50 50 Chip 46 45 43 39 50 50 Aspen 46 45 43 39 50 50 LSM 46 45 43 39 50 50 Looper 46 45 43 39 50 50 Aussie 54 53 51 47 55 57 Circ 54 53 51 47 55 57 Fight Club 54 53 51 47 55 57 Geo 54 53 51 47 55 57 Bloom 54 53 51 47 55 57 Contemporary 54 53 51 47 55 57 Dock 54 53 51 47 55 57 fiXt 54 53 51 47 55 57 Kore 54 53 51 47 55 57 Tables Overbed 54 53 51 47 55 57 Pose 54 53 51 47 55 57 Scenario 54 53 51 47 55 57 Teem 54 53 51 47 55 57 Villa 54 53 51 47 55 57 Frill 46 45 43 39 50 50 Flo 46 45 43 39 50 50 Perks 54 53 51 47 55 57 Accessories and Jolt 54 53 51 47 55 57 Technology Support 2-1-2020 Page 14 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B Repair Parts (non -warranty) Net pricing Other Insert additional rows as needed Services - Offered by Dealers for Hourly Rates (NTE) Comments additional cost when not included in Customer's chosen Discount package, listed above. Design Services $70.00 Project Management Services $72.00-125.00 Asset Management (e.g. Dealer tracks ownership at campus level) n/a Demolition (breakdown and removal or repacking of old stock) n/a Other - Insert rows as needed Storage Rate per Sq. Ft. (NTE) Comments $1.57 Storage Labor/Installation -Hourly installation rates Hourly Rates (NTE) Comments are quoted using the appropriate hourly labor application, such as Union rate, Prevailing Wage rate, or your Standard Labor rate, taking into consideration the labor activity required for the installation and the local labor regulations. Supplier's Basic Installation Rate is stated here as a NTE (not to exceed) rate, inclusive of Standard Labor on the National Program Pricing. Basic Installation Rate (utilizing Standard 65.00-250.00 Labor) Services Associated with Discount off List 2-1-2020 Page 15 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B DELIVERY • Drop ship or Tailgate Delivery means product is delivered to the site. Purchaser is responsible for unloading. • Inside Delivery means product is delivered to the site and unloaded. BASIC INSTALLATION - Includes inside delivery, uncrating, assembly, set-up (if required), installation, removal/disposal of all debris from premises, and vacuuming the premises, installation documents, and the bill of materials per the purchaser's approved plan and specifications. EXPANDED/COMPLEX INSTALLATION Includes basic installation; field measurements surveyed, documented and coordinated; electrical and telecommunication/data in -feed locations are surveyed, documented and coordinated; attend required coordination meetings with purchaser and other contractors; and creation and implementation of punch list by project manager. Pricing Parameters • During normal business hours, M-F, 7:OOam-5:OOpm local time. • Non -union labor • All necessary tools and equipment required to install per the drawing or quote • Adequate facilities for the delivery, unloading, moving, and staging/storing of the product during the install process • Free and clear access to loading docks and elevators • Job site to be free and clear of debris • Service work not be hindered by other trades, product tools, equipment • Reasonable access to space Exclusions: • Any work requiring a licensed electrician is the purchaser's responsibility • Hardwiring of furniture to the building source • Connection of phone and data lines to the building source Additional Cost: • Union, prevailing wage, overtime, and "after hours" (evenings, weekends, holidays) work. 2-1-2020 Page 16 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B ATTACHMENT A - STATEMENT OF WORK KIMBALL OFFICE - AGREEMENT #2019.001896 This Statement of Work — Attachment A ("SOW") is issued pursuant to Purchasing Agreement #2019.001896 dated May 20, 2020 between UC and Kimball Office Inc. ("Agreement"). 1. Title and Description of the Scope of Goods and/or Services Supplier shall offer a line of Office Furniture and related services; both meeting requirements of this Agreement to the University of California System -wide. These product lines must include the categories of Systems Furniture, Freestanding Furniture, Storage, Tables, and Chairs/Seating. Other categories may include Higher Education Classroom Furniture, Fixed Seating, Architectural Elements, Healthcare/Lab, Integrated Technology, Accessories and Technical Support, Outdoor Furniture, and other related categories as approved by the UC Procurement, Office of the President. Supplier, through this Agreement shall also offer a fully comprehensive product line and list of services to a national market, through OMNIA Partners, Public Sector, noting a 'fully compressive product line'/national product line is not limited by UC specific ergonomic and sustainability requirements. Related services, either directly or through a subcontracted dealer network; shall include (but are not limited to) design/consultation, delivery, storage, project management, and installation ("Services"). Together, the "Goods and Services" all in accordance with Federal and State of California laws and the requirements of the UC as further detailed in the incorporated RFP, its responses, and below. 2. Implementation Supplier shall provide and execute an implementation plan which shall provide for an early National roll -out (with Webinar) and a phased plan UC rollout by November 1, 2020, inclusive of the items below: • Campus Profile Development • Campus Visits/UCOP Rollout • Campus Training • Marketing and Business Development • Catalog development, aligning Price Discount List with lines/products n with UC Sustainability and Ergonomic Requirements • Ecommerce Integration with Testing and Pilots (18mo from date of contract) Supplier Obligations Action Date relative to contract signature Notify our Four (4) Regional Government Sales Managers. They are the owners of the Omnia/UC contract for their respective regions. As the contract specialists, they would coordinate all training Within 10 days among the distribution channel's sales staff and other Kimball sales representatives Kimball Executive leadership and Omnia Executive leadership will communicate the new Omnia/UC national agreement contract though its website and direct communications to its sales teams and Within 30 days authorized distribution channel. As well as a press release to various trade publications Create power point and other types of communication that highlight new award and its changes. Create presentation and develop training schedule for all Kimball distribution channel. Within 60 days Review all existing opportunities and notify of new award and date Complete presentation and roll out to all Kimball Distribution channel. Develop tracking plan for new contract progress. Within 90 days Meet with Omnia and UC to review progress and activity. Action Contract Start-11/01/20 2-1-2020 Page 1 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B Kimball will launch a soft roll out with the help of UC to all campus and participating agencies. Conduct a meet and greet with design, construction, facilities and department heads Create marketing materials for email, providing contact information Acquire names of design staff and facilities staff, calendar of campus vendor shows Prior to implementation date Introduction, by campus with service partners/Dealers Training at each campus with facilities, designers and procurement Post cards announcing new products and or custom designs completed Announcement in the major publications Joint community outreach with various campuses Design marketing and support based on each campus's need and demographic 9-28-20-11/1/2020 One campus per quarter to factory tour Joint research projects to improve the use of spaces and student engagement/success Seating labs, product display areas Integrate technology where appropriate with AV, VR, AR, etc. UC ECOMMERCE Assign an e-commerce team lead/project manager specific to UC. Kimball would work with the UC System along with individual campuses to understand the priorities and develop a phased 1st Week implementation schedule based on the priorities Define a specific set of materials (including Options) Within 6 months: Create a punchout site and link to the e-procurement site of the client 1st 3 months Provide access and training to the dealer(s) who would service the ordering process. For an e- commerce program to be successful, training is of greatest importance. This training needs to happen conjunctly between the dealer and the campus. Communication and knowledge gained through a Within 9 months joint training program will allow Kimball to learn how best to support each campus and integrate seamlessly into their processes and business models. Testing/Piloting of the system to insure everything is operating properly Within 1st year UC Obligations Action Contract Start - 11/01/20 UC agrees to provide staff hours and expertise, as determined necessary by the UC, in order to assist with contract implementation and the required integrations with UC eCommerce systems; such efforts to include, but not be limited to: Contract Guidance Documents Prior to Roll -out Participation - Announcement Webinar Within 1 month of contract Launch marketing through UC internal newsletters Oct-20 Campus Roll -out Events Estimate 9/29/20 to 10/31/20 Collaboration of UCOP ECOE and P&C to achieve eCommerce integration Complete -18 mo. from contract Participation in the development and issuance of surveys ongoing 3. Place(s) of Performance/Locations Services shall be provided nationally through OMNIA Partners, for public sector purchasing by Participating Agencies. UC, as Principal Procurement Agency, shall receive services for its locations which are described below; such locations to include any UC Locations added during the term of this contract: a. Ten Campuses - UC Berkeley, UC Davis, UC Irvine, UC Los Angeles, UC Merced, UC Riverside, UC San Diego, UC San Francisco, UC Santa Barbara, UC Santa Cruz b. Five Medical Centers — UC Davis, UC Irvine, UC Los Angeles, UC San Diego, UC San Francisco c. The UC Office of the President — A central system -wide headquarters with offices primarily located in Oakland and Sacramento, California, and teaching/administrative offices in Washington, D.C. 2-1-2020 Page 2 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B d. The Division of Agriculture and Natural Resources — Comprised of over 60 local offices and Research and Extension Centers located throughout California, and County Cooperative Extension offices. e. UC Hastings College of Law f. Lawrence Berkeley National Lab, which is owned by the Federal Government, but managed by the University of California. g. Lawrence Livermore Lab and additional centers and offices as further detailed at: http://www.universityofcalifornia.edu/uc-system/parts-of-uc h. Any awarded Agreement(s) will be available to all current and future locations of the University of California and its Affiliates. i. 4. Key Personnel NATIONAL PROGRAM - Dealers/Subcontractors authorized to provide Goods and/or Services nationally, under this SOW, can be found at https://www.kimball.com/contactus/all-dealers/. UC PROGRAM - Dealers authorized to provide services to the UC are listed in Exhibit F to this Statement of Work. Dealers may be added or deleted, at request of Kimball International over the lifetime of this Agreement.. Supplier's Account Manager is listed below, is subject to UC approval, and has overall responsibility for managing the UC/Supplier relationship. If this does not include National Contract, please list in next section: Name Wendy Schnarr Email Wendy.schnarr@kimball.com Phone 812-631-2995 Address 512 Balsam Dr. Euless, TX Supplier's Account Management Team is: Name Lisa Carter Email Lisa.carter@kimball.com Phone 703-975-3329 Address 1130 Connecticut Ave. NW Ste 1150 Washington DC Name Vikki Gibbs Email Vikki.gibbs@kimball.com Phone 303-396-4581 Address 5280 E. Caley Ave. Centennial, CO Name Haley Rosenkranz Email Haley.rosenkranz@kimball.com Phone 812-482-6468 Address 1600 Royal St. Jasper, IN Name TBD Email Phone Address 1600 Royal St. Jasper, IN UC'S Project Mangers: Contract Implementation & Rollout for UC Locations eProcurement Implementation Sustainability Reporting, CSR Assessment, (EcoVadis), Gap Analysis, and Improvement Planning TITLE: Public Sector Sales Manager TITLE: Vice President, Sales TITLE: Director of Sales, West TITLE: Strategic Sales Manager TITLE: State Contract Specialist Yvonne Macon, Contract Administrator Yvonne. Macon@ucop2022 Lia Scott liascott@ucdavis.edu & Terese Merrell Terese.Merrell@ucop.edu Stephanie Lopez stephanie.Lopez@ucop.edu & Heather Perry heather.Perry@ucsb.edu Stephanie Lopez stephanie.Lopez@ucop.edu & Yvonne Macon 2-1-2020 Page 3 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B 5. Reporting Requirements Supplier will provide, at a minimum, periodic reports detailing usage and spend by location, incentives and remittance data, and UC required sustainability data (UC Specific). Supplier agrees to provide other reports to UC, as reasonably requested by UC during the Term of the Agreement and any extension(s) thereof, at no additional cost. Supplier shall use UC provided templates if available. Reporting periods and requirements, specific to the UC, are provided in Exhibit D: 6. Assumptions and Exceptions (This section is specific to UC) This Agreement is one of three Broadline Awards made as a result of RFP ## 001218 - RFP - OFFICE FURNITURE - UC SYSTEMWIDE — JULY182019 and includes the categories (without minimum purchase volumes) and services, stated in Section 1. UC additional requirements, restrictions, or exceptions are listed below and are considered to apply, only to the UC: A. Any previously established ergonomic contracts with targeted awards in the areas of task chair, tall task stools, height adjustable worksurfaces, and work tools (monitor arms, keyboard trays). B. Goods and Services, purchased by a contractor, awarded business through the UC Construction Bidding Process, are not included in this scope of work, unless the following criteria are met: 1. Use of contract(s) are specified, as a requirement or option, within the Construction RFP documents; such use to benefit the UC project only and to be validated by protocols established by the campus or within those documents. 2. For tracking purposes only, the UC Procurement Contract Administrator, shall be notified of construction usage when purchases made by contractors (general or sub) are high volume=>$400K and purchased for construction RFP projects (not a solicitation by Campus/UCOP Procurement & Contracts). C. Architectural Elements are included (if offered by Supplier) in this scope of work, however Demountable Walls and/or any'ceiling height wall product', ordered against this Agreement through standard/non-construction channels (e.g. PO or P-card process) will be subject to order restrictions. The below approvals must be obtained in writing and submitted by UC department or Buyer, to Supplier/Dealer prior to an order being placed by a Dealer to a manufacturer. Supplier will obtain and record email approvals. These shall be attached to final campus POs. 1. Campus Fire Marshall (or equivalent, if none exists) 2. Design & Construction Management (PM or Management) or Facilities Management (Director or Associate Director) D. Spend directed to Small Businesses, deemed necessary by the UC Location to meet any federal, state, agency, etc. program requirements. E. Supplier will complete CSR Assessment with EcoVadis, within 90 days of Contract signing for purpose of establishing a baseline, creating plan for targeted improvements (if below avg. score), and to measure ongoing improvements. If a supplier's score meets, or is above the average score for that category of business, they will not be required to reassess until the contract is reviewed for extension (first Option Year of the contract after the Initial Term of four (4) years. F. Supplier will complete Foam Ban Exemption Form within 1 month (30 days) of contract signature. Per Exhibit C requirements, it has been established Supplier is not currently in compliance with the UC Sustainable Procurement Policy, as it pertains to avoidance of Foam Packaging. As such, they have/will complete an exemption form for these non -compliant practices and included a process and target report. The form will be reviewed and revised per accomplishments, prior to any annual systemwide business reviews, as further described in Section 9.6 and Exhibit C of this document. The form with table, represent current work and testing that are part of the ongoing efforts by Supplier to meet these requirements and includes a target date for meeting them. If not fully compliant by that date. Supplier will apply for an exemption for review, planning, and approval of the remaining non -compliant item(s). 7. Service Level Agreement (This section is specific to the UC) A. During the Term of the Agreement, and any extension(s) of the Term, Supplier will provide services herein, meeting qualitative standards, as shown below, within the following response times: national also (Wendy will check) Response Times Response time to return call to clients Response time to visit clients* within 24 hours (Fri. would be Mon.) within 3 business days 2-1-2020 Page 4 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B Initial design completion and quote meeting Quote for project Final design to ready order quote PO (from UC) to acknowledgement Standard delivery Non —Standard delivery Incidental non -assembly items Items needing assembly or for projects Storage Returns/Restocking (UC error)** Pick-ups Credits/Claims Requests for reports Punch list development* Punch list closure* within 10 business days from initial (or 1-2 wk.) within 5 business days (sm) 10 days (Ig.) within 2 business days within 3 business days standard shipping and delivery 4-5 weeks non-standard shipping & delivery 6-10 weeks deliver 3 business days after receipt of items deliver and assemble 7 business days (sm) and 10 business days (Ig.) after receipt by Dealer 30 business days free 20 business days from date of delivery to customer (see above —Damaged/Returned product for Supplier error) within 2-3 business days within 5 business days from pick-up within 10 business days within 2 business days after installation walk thru within 30 (or 10) business days after both parties agree as to responsible party *Punch List --a term used to describe an inventory list of all corrections, to an installation or project which requires an action on the part of the manufacturer and/or its Dealer, Installer, etc., to complete. Includes, but not limited, to missing, damaged, mistakenly -shipped or incorrect installation parts, components, or whole pieces of ergonomic equipment as directly related to the original purchase order. ** Restocking - All returns of conforming product, if qualified, are subject to a 50% restocking fee. Only 'made to Stock' product items (stocked inventory — not made to order) may be returned under this provision. SEE 9.F. for Returns of non -conforming goods The minimum service standards set forth above recognize that occasional errors are likely; however, Supplier further agrees to use its best efforts to achieve 100% of service levels. Should the service levels fall below the minimum standards and Supplier/Dealer must take corrective action within fifteen (15) days following UC written notification. When failure to correct is the fault of Dealer, UC reserves the right to terminate service with a Dealer and to require service be provided (where available) by a different authorized Dealer. Mutually acceptable arrangements will be made for completion and payment of existing orders. Any repeated failure by Manufacturer/Supplier, shall be handled per Section 2 of Master Agreement. 8. Pricing A. Per Master Agreement, all Goods available through this Agreement, include delivery and are priced as a 'Discount off List' which varies according to delivery or services included. Specific pricing and pricing terms are detailed in the Pricing Exhibit(s). B. Services included in this Agreement, are priced in two ways; 1) as a 'Discount off List Price', included with delivered product; 2) as 'Value Add Services Rates" priced hourly/separately per service and to be rendered in conjunction with Drop Ship Orders. Both forms of Pricing are provided within Exhibits A & B and detail service deliverables. Note: Services for this category of goods, may require the payment of prevailing wage rates. Prevailing Wage installation is quoted separately and rates vary by region. C. Delivery, Basic Installation, and Complex installation, as captured within Discount Packages, reflect a rate for delivery with loading dock and elevator access. There may be an additional charge (to be quoted) where no loading dock and/or elevator access is available, thereby impacting the estimated delivery time. Supplier and Supplier's Authorized Representatives -Subcontractors will provide written notice to the UC location of any such additional charge and obtain UC location's approval prior to the scheduled delivery. Except as noted above, there shall be no separate or additional charges, fees, handling or other incidental costs for products following any contract award. Noted exception are surcharges, separate and allowable, when offsetting government imposed tariffs D. Volume Pricing — Pricing within Exhibits, includes Volume Discounts. As indicated on this Exhibit, the UC may negotiate pricing on any single order where Manufacturer's product cost is in excess of the pre -determined discount levels/tiers reflected on Exhibits A & 2-1-2020 Page 5 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B B to this Agreement for Office Furniture Products. These orders (Negotiable Tiers) are defined as "high -volume" orders. NET is defined as the estimated List -value of the entire order, less discounts, and includes all service fees and expenses, excluding taxes." E. In addition to volume pricing offered by Supplier during the Contract term, a Supplier may conduct sales promotions involving price reductions for a specified lesser period. Supplier may offer Participating Agencies/UC competitive pricing which is lower than the not -to -exceed price set forth herein at any time during the Contract term and such lower pricing shall not be applied as a global price reduction under the Contract. 9. Program Requirements A. General a. There shall be no minimum order requirements (quantity, dollar size, etc.). b. Manufacturer must have a Dealer/Distribution network in California and/or direct support having the capacity to deliver and install products for UC systems, meeting UC requirements. c. Manufacturer must have a nationwide Dealer/Distribution network having the capacity to deliver and install products nationwide, with some regional exceptions. d. Furniture purchased from Manufacturer and/or Dealer(s) must meet federal, state, regional and local standards and regulations, including, but not limited to: Occupational Safety and Health Administration (OSHA), Business and Institutional Furniture Manufacturers Association (BIFMA) acceptance test levels, Underwriters Laboratory (UL) requirements, Americans with Disabilities Act (ADA), etc. and; current BIFMA standard: https://www.bifma.org/page/StandardsShortDesc e. Manufacturer and/or Dealer must be in full compliance with specific building and fire code restrictions on all jobs. f. Manufacturer/Dealer shall agree to follow protocol (to be established), and to receive authorization prior to orders being placed for Demountable Walls and Fixed Seating (UC specific) B. Administration — (This section is UC Specific) Supplier shall provide the following program administration functions to UC: a. Project Manager to coordinate program implementation (see implementation Plan). b. Account Management for on -going contract monitoring and maintenance c. On -site sales representation on a regular basis to increase sales activity, assist in resolving problems, demonstrate new products, handle returned goods and provide other customer services as required for the efficient operation of the program . d. When requested, meetings between Supplier's account manager(s) and UC Purchasing Departments to discuss previous period's activities and resolution of any open issues. e. Supplier shall meet with UC/UCOP for Regular Business Reviews to review contract usage and effectiveness, discuss current Services offerings and provide suggestions and discussion for continuous improvement in Services efficiencies, and to address additional topics pertinent to the relationship towards the UC's strategic goals. For each Business Review, the Supplier must provide pertinent performance and management reports detailing a wide range of information related to this Agreement at both the UC-wide level and breakdowns for each individual UC location. At least once annually, provide Power Point presentation including (but not limited to) the below: • Sales Data for UC System • Fiscal Year to Date (beginning July 1). • Fiscal Year to Date for the previous year. • Last 12 month spend. • Last 12 month spend for the prior year. • Company or Dealer updates/changes • Sustainability • Outreach and Projects • SLA Scorecard and Issues • Product —changes and new lines f. Conduct quarterly business review meeting with each UC location, providing information, as requested. (UC specific) 2-1-2020 Page 6 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B g. Keep the contracting departments/customers apprised of any quality issues including recalls, upgrades and product warnings that may affect product performance h. A Supplier is required to provide reports (as noted in Section 5 and on Exhibit D) as reasonably requested by UC during the term of the agreement at no additional cost to UC. (UC specific) C. Ecommerce and Related Invoicing/Settlement (This section is UC Specific) a. Integration Requirement: EProcurement Integration is a requirement of this Agreement and must be accomplished within 18 months of contract signing. E-commerce technology is utilized at each of the UC locations. Attachment D of Master Agreement - Appendix eCommerce, details requirements. Supplier and UC shall cooperate in good faith to make available to UC end purchasers and to encourage such end purchasers to use Seller's electronic catalog within each locations e-Commerce platform when ordering Products. Supplier is required to provide (or continue to provide) an acceptable integrated solution to the e-Commerce systems deployed in the UC system within the first 18 months of contract. b. E-commerce Platform Orders: UC orders will be placed directly with a supplier's system using either a hosted (static) or punch - out catalog housed in the UC E-commerce system(s). The catalog offerings will include all charges (exclusive of sales tax), including installation/assembly services where applicable. Implementation required within 18 months of contract signing. Note: National Participating Agencies have the option to enter into an e-commerce platform order solution on a per agency negotiated basis. c. Quote Functionality: A Supplier is required to provide 'quote retrieval functionality' within 18 months of contract signing, defined as the ability for a customer to request quotes from a dealer and then retrieve them from their e-procurement site to auto -populate a UC PO. Does your platform currently support the ability for a customer to request a quote from a dealer that can then be retrieved, by the customer, through your punchout catalog to populate a Shopping Cart? Please describe your functionality. d. Paperless Invoicing: This is a requirement of this Agreement. Supplier will be required (within 18 months of contract signature) to transmit their invoices electronically in a format that can be imported into various e-commerce and financial systems; cXML and EDI are the preferred invoice transmission methods although a Supplier may elect to utilize an e-invoicing service (e.g. Transcepta or Docufree), which allow the supplier to upload invoice data by multiple methods, including e-mail or direct data entry, for final transmission to a campus in their preferred electronic method. e. Payment Type: The University of California's preferred payment method is by virtual card (PaymentPlus, administered by US Bank) or procurement card (including ghost card for eCommerce), which includes a processing fee. Through these programs, the University of California can extend NET terms, which means that remittance will be transmitted immediately following full approval of an invoice. With PaymentPlus, suppliers receive email remittance information and are able to retrieve a one- time credit card number for the amount of the remittance. Suppliers can utilize their own point of sale solution, or can receive remittance through US Bank at competitive interchange rates. Alternative payment methods for the University include PaymodeX, EFT or paper check, with varying discounts and net terms offered. Note, some federally funded projects may have additional constraints on providing payment within 30 days. f. Established Delivery Dates: An acceptable installation date will be established in writing by mutual agreement of Buyer, Supplier and Manufacturer (s) (example: date on PO satisfies this) at the time of order placement. Supplier must receive a complete and accurate order from Buyer, requiring no clarifications or changes prior to the agreed -upon installation date. To the extent, however, Supplier fails to accurately and completely specify Buyer's requirements when placing an approved order(s) with Manufacturer, Supplier shall bear liability for damages incurred by Buyer related to such failure by Supplier and liquidated damages may apply (see Item 12). D. National Program a. Manufacturer/Suppler must complete and maintain the required contract documents, reporting and/or other responsibilities as required by OMNIA Partners, and detailed in referenced RFP. b. Manufacturer/Supplier must have a nationwide Dealer/Distribution network having the capacity to deliver and install products nationwide, with some regional exceptions. E. Product Requirements Required Product Categories (as defined within Attachment E of Master Agreement and Section 1 above) — Suppliers are required to provide sufficient product in the below categories; all as subject to Ergonomic requirements as listed on Exhibit E and Sustainability Requirements, as listed in Exhibit C. (UC Specific). • Panels and Desks/Work Surface (Adjustable and Fixed) 2-1-2020 Page 7 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B • Storage • Freestanding • Seating (task, side, conference room, and stackable, but NOT lab, lounge or lobby) • Tables Conference (tables, training table, occasional tables , hgt. adjustable tables, other) b. Product Purchase Restrictions (UC Specific) - A Supplier should note, there will be special processes put in place surrounding the UC's ordering of Architectural Elements (Demountable Walls) and fixed seating, owing to UC approvals which must be garnered prior to an order being placed. Any awarded Supplier will be required to abide by this process. c. Parts Sales — A Supplier must offer offer/sell parts for your products to use in UC, and Participating Agencies, in-house repairs. A Web catalog or (acceptable alternative) must be supplied. d. New and Discontinued Products 1. Supplier(s) must communicate and make available any special product promotional offers as requested. A system to communicate promotions shall be established during the contracting phase of this process. 2. New Products - The UC recognizes that products and product line additions to the selected Supplier's offerings are likely to occur during the life of this contract. The UC will consider these additions as enhancements. Additions will be considered under the following methods: • Products will be categorized with similar products or product lines into existing market commodity codes/product line families previously defined and agreed to by the UC with respect to the discount structure, net price, or total cost of the product. 3. In the event the selected Supplier(s) add a new specialty product line which represents product(s) that are substantially different from the products or brands represented in the existing market commodity codes/product line families, the UC and the selected Supplier(s) may enter into negotiations to establish a discount structure, net price, or total cost for the product(s) if the UC agrees that the product(s) are not covered under an existing market commodity code/product line family. Pricing must be competitive in order to add into the contract. The selected Supplier(s) will provide appropriate documentation to support its position for special pricing. Negotiations must be completed prior to any purchase orders being processed. In the event the UC and Supplier cannot come to agreement the UC may at its sole opinion conduct a separate formal bidding process. 4. Supplier shall notify the UC 60 day's in -advance of any products being discontinued wherever possible. e. Cabling - All Manufacturers of cabling products, must comply with Technology Industry Association (TIA-569-C-2012) standards for cabling raceway and data equipment outlet openings. f. Warranty —A minimum warranty of ten (10) years is required for'seating', with a minimum of five (5) years applying to 'other' products. Note an exception for upholstery, which must have a minimum warranty of 3 years. g. Surcharges and/or Tariffs — With the exception of 'Tariff Related Surcharges', there shall be NO surcharges during the term of any resulting contract. A supplier may request temporary surcharges for newly levied tariffs affecting their global supply chain, either directly or indirectly impacting most/critical materials, whether it is finished goods or directly imported materials, or raw materials that their suppliers must purchase from China for use in their production process. Any such charges must be substantiated through appropriate documentation prior to the approval process beginning. Approved charges will be considered as temporary, with the expectation of removal or reduction in accordance with removal or decreases by the government. h. FOB - Orders shall be shipped "FOB Destination" and all pricing shall be NET less sales tax. F. Services a. Specific Delivery, Installation & Service options, have been detailed for the UC System and National Accounts. These required services are shown separately and/or aligned with a Supplier's Pricing/Declared Discounts off List and are found on Exhibit A and B. b. Prevailing Wages — Supplier understands that Prevailing Wage requirements apply to this contract, as detailed in Master Agreement, Section 10 — Prevailing Wages c. Customer Satisfaction and Service Standard Metrics (UC Specific) - Supplier will be responsible for product satisfaction. Supplier(s) will act as a customer advocate and coordinator for communications with the dealer that is responsible for performance and problem resolution. Supplier(s) responsibility for support continues even if the Supplier discontinues selling a product to the extent that resolution is possible. Suppliers must take necessary actions with dealers to reduce, minimize and prevent stock -outs of product (i.e. backorders), and to ensure that promised lead-times/ship dates/arrival dates are accurate. Customer satisfaction will be a determining factor in measuring Supplier(s) performance. Supplier and UC jointly will on a routine basis conduct and monitor customer satisfaction with a formal survey process. Results and feedback will be published on a regular basis in a format to be developed. Supplier and/or Dealer shall provide Toll -free number for assistance in order placement and focused customer service team for the UC. 2-1-2020 Page 8 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B Each Location has means to determine their internal level of customer satisfaction and if dealer is meeting performance metrics. If a dealer falls below the service level expectations it will be escalated to that Location's Materiel Manager and to UCOP to determine a mutually agreed upon corrective action plan to resolve the concern. If the service levels do not improve to the satisfaction of the University the issue may ultimately result in termination of the agreement. d. Ship to and Consolidation of Orders — Required 'ship to' for UC locations will be determined at the time of order. It is the responsibility of the manufacturer and servicing dealer to achieve this in the most efficient manner. For incidental (non - project) orders, UC expects the servicing dealer to consolidate orders and deliveries in a manner such that multiple deliveries to the same campus on the same day should not be charged full freight for each individual item delivery. Servicing dealer shall track, receive, warehouse, and deliver the product to the jobsite and perform final inside deliveries to specific office, suite, work space, lab, job site, etc. at all UC delivery accessible locations. Orders shall be shipped "FOB Destination" and all pricing shall be NET less sales tax. e. Storage: (UC Specific): First 30 business days of storage required shall be at no cost to UC or participating agencies. UC may require items to be in storage beyond 30 bus days and may be charged at rates not to exceed the charge listed on Exhibit B Discount and Service Pricing. Note: UC must be prepared to accept product within 10 days of shipment or UC must notify Dealer of its need to enact its option for 30 days free storage from the Dealer. The 30 days shall begin when product arrives to Dealer's facility/dock. Any period after that point, will be charged at rates quoted within this Agreement. f. Returns/Damaged product (UC Specific) - Products damaged, duplicated, incorrectly ordered by or incorrectly shipped by the manufacturer or dealer shall be replaced or picked up by the Supplier(s) within 2-3 business days after notification at no cost to the UC or participating agencies and thereafter a credit issued (if applicable) within five (5) business days to the satisfaction of the customer. There shall be no restocking charges or additional shipping charges, etc. for these items. If product has concealed damage due to carrier, Customer and/or Dealer has 15 days from delivery to file a freight claim with Supplier. g. Trade Fairs (UC Specific) - If requested a Supplier is expected to sponsor trade and/or manufacturer exhibit/product shows at each of the UC locations and must comply with each campus' policies regarding space rental, advertising and coordination with each campus Materiel Management office. h. Training (UC Specific) - When requested, the Supplier(s) will provide in-house "start-up" and/or training sessions to the UC users regarding the Supplier's software, ordering system, etc. at no charge to the UC. Similarly, a Supplier shall participate in developing and delivering Web Training for same. i. Manufacturer/Dealer Documentation —A Supplier must provide the following, free of charge; 1) documentation of existing architectural and electrical elements of product (anything that impacts furniture placement), 2) Data and electrical coordination, including Title 24 documentation, 3) Plans and 3D images in AutoCAD and PDF formats. j. Material Samples (UC Specific) - A Supplier must provide Material samples to customers, when requested. k. Seating Labs -Showrooms (UC Specific) - Supplier to work with locations to provide sample product/guidance for seating labs/showrooms for potential customers to evaluate. I. Delivery Delays. Supplier will report any delivery delay whatsoever to the ordering Location, as well as its cause, within two (2) hours after Supplier is able to reasonably determine there will be a delay; the report will be provided to UC by telephone and e-mail. Supplier will keep UC fully informed and will take all reasonable action in eliminating the cause of delay. m. Credit. Requests for credit can be transmitted by the ordering UC personnel via the established order management system (telephone, paper return form, and web -based). Chargebacks and credit memos will be issued to UC ordering departments in the current month's billing period. If Goods were purchased via UC purchasing card, credit must be issued to the same purchasing card. n. Out of Stock Items - If there is an out of stock situation of any ordered inventoried item(s), the out of stock item will be added to the back order file and will be delivered to UC when the item is in stock without a further order being submitted. o. Restocking Fees - For 'made to stock items' (stocked inventory— not made to order), return of conforming goods, are subject to a 50% restocking fee. All freight charges for returned product are the responsibility of the customer. Unauthorized returns will not be accepted and will be returned freight collect. All merchandise being returned must be properly packed and protected in the original cartons. Upon receipt, all returned merchandise will be thoroughly inspected. Any discrepancies, such as additional damage, signs of usage, missing parts, etc., will result in an adjustment to the amount of credit issued 10. Changes to the Services UC may desire to change the Goods and/or Services following execution of an SOW. If so, UC will submit a written Amendment to Supplier describing the changes in appropriate detail. If an Amendment does not require Supplier to incur any additional material costs or expenses, then Supplier will make the modification within ten (10) business days of Supplier's receipt of UC's Amendment. If 2-1-2020 Page 9 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B an Amendment does require that Supplier incur additional material costs or expenses, then Supplier in good faith will provide UC with a written, high level, non -binding assessment of the costs and expenses and the time required to perform the modifications required by the Amendment, within ten (10) business days of Supplier's receipt of UC's Amendment. UC will notify Supplier in writing within ten (10) business days after receipt of Supplier's response to the Amendment as to whether UC wishes Supplier to implement the Amendment based on the response. UC will compensate Supplier for implementation of an Amendment in accordance with the terms and conditions of the relevant Amendment and Supplier's response to the Amendment, if any. Supplier's implementation of an Amendment will not delay the performance of Services and/or the delivery of deliverables not reasonably affected by an Amendment. 11. No Mandatory Use Because there is no mandatory use policy at UC, nothing in this Statement of Work will be construed to prevent UC from entering into similar agreements with any third parties including, without limitation, suppliers that may be in competition with Supplier. 12. Liquidated Damages (this section is specific to UC) If a Supplier fails to accurately and completely specify a UC Buyer's requirements when placing an order(s) with Manufacturer, Supplier shall bear all liability for damages incurred by UC Buyer related to such failure by Supplier and liquidated damages may apply, if deemed appropriate by UC; such liquidated damages noted below: Supplier shall pay Buyer five hundred dollars ($500.00) per day as liquidated damages for every business day beyond the agreed -upon installation date that Supplier fails to install a material amount of product, as defined below. In the event of such failure, Supplier shall use its best efforts to provide temporary furniture for use by Buyer until the delayed furniture is installed. It is the Buyer's choice to accept or not accept temporary furniture and waive or not waive any associated liquidated damages associated with the delayed furniture. Payment shall be made in the following manner: Supplier shall issue a credit memo in the amount of the liquidated damages, and such amount will be deducted from any monies due Supplier by Buyer. Supplier will not be in default or liable to pay liquidated damages if the delay is due to order changes by Buyer, construction/inspection delays at the site, Acts of God, or any other reason beyond Supplier's reasonable control. A "material amount of product" means the ordered item(s), functional elements and/or accessories that are necessary to allow a workspace to be utilized fully and immediately following the agreed -upon installation date. Immediately after or during all installations, Supplier agrees to establish a punch list in cooperation with Buyer. A punch list shall consist of an inventory of any and all missing, damaged, mistakenly shipped, or incorrect installation parts, components, or whole pieces of furniture. The Supplier must correct and remedy all the items on the punch list within 30 calendar days. If Supplier fails to correct and remedy all the items on the punch list by the agreed -upon date (if outside 30 days as if silent 30 days is assumed), Supplier shall deduct 2 1/2% of the total value of the product order from the final invoice submitted to Buyer, as liquidated damages. If Supplier fails a second time to correct and remedy all the items in the punch list by the second agreed -upon date, Supplier shall deduct another 2 %% (total of 5%); if Supplier fails a third time to correct and remedy all the items in the punch list on the third agreed -upon date, Supplier shall deduct another 2 %% (total of 7 %%); and if Supplier fails a fourth time to correct and remedy all the items in a punch list on the fourth agreed -upon date, Supplier shall deduct another 2 %% (total of 10%). The foregoing liquidated damages charge is applicable regardless of whether and/or when some items on a punch list are corrected or remedied. All items on a punch list must be corrected and remedied on the agreed -upon date, otherwise, the foregoing liquidated damages shall be applicable. On each installation, Supplier shall hold back from invoicing Buyer 10% of the value of the total order to address timely resolution of punch list issues. The final invoice, if any, shall be submitted after Buyer and Supplier mutually acknowledge, in writing, resolution of all items on the punch list. 13. Incorporated Documents The following documents are incorporated and made part of this Agreement, as if fully set herein, listed in the order of preference following the Agreement. Exhibit A — National Discount and Service Pricing Exhibit B — UC Discount and Service Pricing Exhibit C - UC Sustainability Requirements Exhibit D — UC Reporting Requirements Exhibit E — UC Ergonomic Requirements Exhibit F — UC Dealer Network & Capabilities Exhibit G - UC —Additional Terms and Conditions 2-1-2020 Page 10 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B This Statement of Work is signed below by the parties' duly authorized representatives. THE REGENTS OF THE bV99ij,lAPF CALIF0RNIA (Signature KIMBALL OFFICE, INC. (Si nature) wi 11 i am cooper AVP & chi of Procurement offhyflis Goetz, President (Printed Name, Title) (Printed Name, Title) 5/21/2020 (Date) 05/20/2020 (Date) 2-1-2020 Page 11 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B EXHIBIT A - NATIONAL PROGRAM - DISCOUNT & SERVICE PRICING AND PRICING TERMS A.1— Product/Service Pricing - OMNIA Partners & Participating Public Agencies The price for Products purchased under this Agreement shall be those prices shown in the applicable Price List in effect at the time the purchase order is placed, less the minimum discounts on the items listed below. Pricing shall be based on Supplier's current National Price List/Price Book Deliveries from Dealer to Participating Public Agencies shall be FOB, Participating Public Agency's designated location, freight prepaid and allowed for purchase orders within the United States. Exceptions include Alaska and Hawaii, where additional freight charges apply and will be quoted upon request. A.2 — Price Increases OMNIA and UC Contract Administrator shall be given written notification of any Price List changes, thirty (30) days prior to effective date of change. Price increases shall be accompanied by information showing the percent increase by line and as an average. In addition, a supplier shall include market information and/or commodity indices (as referenced below) supporting the change: • Commodity Information/Market Drivers • Pertinent index/indices covering the previous period of service; 1) PPI- BLS Series ID: WPU122 Price of Commercial Furniture; 2) PPI - BLS Series ID: WPU12220325 Price of Non -wood Office Seating; 3) CPI-U, US city Average, All Items less Food and Energy • Pertinent labor data including (but not limited to NAICS 3370A1 - Furniture and Related Product Manufacturing (3371 and 3372 only) NATIONAL PROGRAM - Manufacturer Discount off List Product Volume Discounts are based on Drop Ship for all Product Lines Category Inside Basic Expanded Volume Volume Product line Drop Ship Discounts Discounts Delivery Installation Installation 100k-400k >400k Narrate 65 63 61 59 67 68 Footprint 65 63 61 59 67 68 Systems Traxx & Tiles 65 63 61 59 67 68 Furniture Xsite 65 63 61 59 67 68 Xsede 65 63 61 59 67 68 WorkAble 65 63 61 59 67 68 Canopy 65 63 61 59 67 68 Cetra 65 63 61 59 67 68 Footprint 65 63 61 59 67 68 Priority 54 53 51 47 55 57 Dock 54 53 51 47 55 57 Fixt 54 53 51 47 55 57 Kore 54 53 51 47 55 57 Freestanding Teem 54 53 51 47 55 57 Furniture Stow 54 53 51 47 55 57 Scenario 54 53 51 47 55 57 Definition 54 53 51 47 55 57 Fluent 54 53 51 47 55 57 Guide 54 53 51 47 55 57 President 54 53 51 47 55 57 2-1-2020 Page 12 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B Sanctuary 54 53 51 47 55 57 Senator 54 53 51 47 55 57 Transcend 54 53 51 47 55 57 Innsbruck 54 53 51 47 55 57 Footprint 65 63 61 59 67 68 LF Files 58 56 55 53 60 61 Fundamental Files 58 56 55 53 60 61 Priority 54 53 51 47 55 57 Storage Definition 54 53 51 47 55 57 President 54 53 51 47 55 57 Senator 54 53 51 47 55 57 Innsbruck 54 53 51 47 55 57 Transcend 54 53 51 47 55 57 Abbott 54 53 51 47 55 57 Acapella 54 53 51 47 55 57 Adagiato 54 53 51 47 55 57 Alpine 54 53 51 47 55 57 Arpeggio 54 53 51 47 55 57 Beo 54 53 51 47 55 57 Bloom 54 53 51 47 55 57 Boyd 54 53 51 47 55 57 Clairmont 54 53 51 47 55 57 Collage 54 53 51 47 55 57 Enjoy 54 53 51 47 55 57 Event 54 53 51 47 55 57 Flip 54 53 51 47 55 57 Greer 54 53 51 47 55 57 Helio 54 53 51 47 55 57 Seating Independence 54 53 51 47 55 57 Itsa 54 53 51 47 55 57 Joelle 54 53 51 47 55 57 Joya 54 53 51 47 55 57 Lusso 54 53 51 47 55 57 Meadow 54 53 51 47 55 57 Nash 54 53 51 47 55 57 Niles 54 53 51 47 55 57 Nate & Natty 54 53 51 47 55 57 Pairings 54 53 51 47 55 57 Pep 54 53 51 47 55 57 Physician Exam Stool 54 53 51 47 55 57 Poly 54 53 51 47 55 57 Pose 54 53 51 47 55 57 Shore 54 53 51 47 55 57 Splendor 54 53 51 47 55 57 2-1-2020 Page 13 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B Spruce 54 53 51 47 55 57 Stature 54 53 51 47 55 57 Sycamore 54 53 51 47 55 57 Theo 54 53 51 47 55 57 Tucker 54 53 51 47 55 57 Villa 54 53 51 47 55 57 Wilder 54 53 51 47 55 57 Wish 54 53 51 47 55 57 Smile 54 53 51 47 55 57 Tri 54 53 51 47 55 57 Cricket 54 53 51 47 55 57 Twill 54 53 51 47 55 57 Thatcher 46 45 43 39 50 50 Entourage 46 45 43 39 50 50 Otto 46 45 43 39 50 50 Lolita 46 45 43 39 50 50 Superkool 46 45 43 39 50 50 Ynot 46 45 43 39 50 50 Anora 46 45 43 39 50 50 Chip 46 45 43 39 50 50 Aspen 46 45 43 39 50 50 LSM 46 45 43 39 50 50 Looper 46 45 43 39 50 50 Aussie 54 53 51 47 55 57 Circ 54 53 51 47 55 57 Fight Club 54 53 51 47 55 57 Geo 54 53 51 47 55 57 Bloom 54 53 51 47 55 57 Contemporary 54 53 51 47 55 57 Dock 54 53 51 47 55 57 fiXt 54 53 51 47 55 57 Kore 54 53 51 47 55 57 Tables Overbed 54 53 51 47 55 57 Pose 54 53 51 47 55 57 Scenario 54 53 51 47 55 57 Teem 54 53 51 47 55 57 Villa 54 53 51 47 55 57 Frill 46 45 43 39 50 50 Flo 46 45 43 39 50 50 Perks 54 53 51 47 55 57 Accessories and Jolt 54 53 51 47 55 57 Technology Support 2-1-2020 Page 14 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B Repair Parts (non -warranty) Net pricing Other Insert additional rows as needed Services - Offered by Dealers for Hourly Rates (NTE) Comments additional cost when not included in Customer's chosen Discount package, listed above. Design Services $70.00 Project Management Services $72.00-125.00 Asset Management (e.g. Dealer tracks ownership at campus level) n/a Demolition (breakdown and removal or repacking of old stock) n/a Other - Insert rows as needed Storage Rate per Sq. Ft. (NTE) Comments $1.57 Storage Labor/Installation -Hourly installation rates Hourly Rates (NTE) Comments are quoted using the appropriate hourly labor application, such as Union rate, Prevailing Wage rate, or your Standard Labor rate, taking into consideration the labor activity required for the installation and the local labor regulations. Supplier's Basic Installation Rate is stated here as a NTE (not to exceed) rate, inclusive of Standard Labor on the National Program Pricing. Basic Installation Rate (utilizing Standard 65.00-250.00 Labor) Services Associated with Discount off List 2-1-2020 Page 15 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B DELIVERY • Drop ship or Tailgate Delivery means product is delivered to the site. Purchaser is responsible for unloading. • Inside Delivery means product is delivered to the site and unloaded. BASIC INSTALLATION - Includes inside delivery, uncrating, assembly, set-up (if required), installation, removal/disposal of all debris from premises, and vacuuming the premises, installation documents, and the bill of materials per the purchaser's approved plan and specifications. EXPANDED/COMPLEX INSTALLATION Includes basic installation; field measurements surveyed, documented and coordinated; electrical and telecommunication/data in -feed locations are surveyed, documented and coordinated; attend required coordination meetings with purchaser and other contractors; and creation and implementation of punch list by project manager. Pricing Parameters • During normal business hours, M-F, 7:OOam-5:OOpm local time. • Non -union labor • All necessary tools and equipment required to install per the drawing or quote • Adequate facilities for the delivery, unloading, moving, and staging/storing of the product during the install process • Free and clear access to loading docks and elevators • Job site to be free and clear of debris • Service work not be hindered by other trades, product tools, equipment • Reasonable access to space Exclusions: • Any work requiring a licensed electrician is the purchaser's responsibility • Hardwiring of furniture to the building source • Connection of phone and data lines to the building source Additional Cost: • Union, prevailing wage, overtime, and "after hours" (evenings, weekends, holidays) work. 2-1-2020 Page 16 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B EXHIBIT B - UNIVERSITY OF CALIFORNIA DISCOUNT & SERVICE PRICING AND PRICING TERMS B.1 Product/Service Pricing - LIC The price for Products purchased under this Agreement shall be those prices shown in the applicable Price List in effect for the UC at the time the purchase order is placed, less the minimum discounts on the items listed below. Price List 2019, as bid in August 2019, shall remain firm until April 30, 2021. The price for services as stated as a 'Discount off List Price' (included with delivered product) or as 'Services Rates' priced hourly/separately per service. Deliveries from manufacturer or Dealer to the UC, shall be FOB UC designated location, freight prepaid and allowed for purchase orders within the United States. Payment Term revised for UC — Purchases for UC locations, under this Agreement are Net 30 days of product delivery to UC designated location (including Dealers Warehouse. This is a change for terms stated for Participating Agencies. B.2 UC Price Protection Discount Percentages/Pricing Structure, as quoted in the RFP Response and negotiated, shall remain firm for the initial period of the agreement (May 20, 2020 to April 30, 2024). In addition, actual prices quoted at the time of this RFP, as based on discount off current Manufacturer's National List Price #2019, shall be held firm until April 30, 2021, meaning prices quoted cannot increase, regardless of any change to the Manufacturer's National List Price until that time. Additional Price List advancements will not be considered more than once yearly. If increases are supported by market data and negotiated with Contract Administrator (see below), UC will advance to the next price List, in consecutive order (e.g.PL 2020 on May 1, 2021). UC orders are subject to Price List, in effect for UC at order placement. a) Product list -price adjustment shall be effective upon a sixty (60) day written notification given to UC. When submitting notice of increases, SUPPLIER shall provide supporting documentation, which will include a spreadsheet displaying product increases and the UC weighted average increase, as well as market information and commodity indices (as referenced below) supporting the change: • Commodity Information/Market Drivers • Pertinent index/indices covering the previous period of service; 1) PPI -BLS Series ID: WPU122 Price of Commercial Furniture; 2) PPI -BLS Series ID: WPU12220325 Price of Non -wood Office Seating; 3) CPI-U, US city Average, All Items less Food and Energy • Pertinent labor data including (but not limited to NAICS 3370A1 - Furniture and Related Product Manufacturing (3371 and 3372 only) Calculation of weighted average increase will be based on items purchased over the previous 12 months by UC. In the event the UC weighted average change has a significant and documented cost increase in excess of 3.0%, a full examination of market data and resources, shall be conducted by UC and Supplier to arrive at a final determination of market impact/increase. Impacted areas/product may be negotiated by UC, individually and/or as an aggregate, to arrive at the final determined increase; changes to be mutually approved. b) Service Pricing Increases (Hourly Service Rates -not inclusive of Prevailing Wage Quotes) - Hourly Service and Labor Charges are quoted for services provided by Supplier's Dealers. Increases are not allowed during the Initial (UC) Agreement Term unless unforeseen events/circumstances, regional or state-wide, create market pressures limiting the ability of a Dealer to contract for services within the parameters of this Agreement. In that event, the Supplier shall supply proof of market condition and/or any alignment to "Increases for Modular Furniture Installation #NC-23-31-15- 2019-1", to UC contract Administrator, with request; outcome to be supported and mutually agreeable. LIC Program - Manufacturer Discount off List Product Category Drop Basic Complex Volume Volume Product line Discounts Discounts Ship Installation Installation 100k-400k >400k Narrate 70 64 62 70.5 71.25 Systems Footprint 70 64 62 70.5 71.25 Furniture Traxx & Tiles 70 64 62 70.5 71.25 Xsite 70 64 62 70.5 71.25 2-1-2020 Page 17 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B Xsede 70 64 62 70.5 71.25 WorkAble 70 64 62 70.5 71.25 Canopy 70 64 62 70.5 71.25 Cetra 70 64 62 70.5 71.25 Footprint 70 64 62 70.5 71.25 Priority 60 57 1 53 60.5 61 Dock 60 57 53 60.5 61 Fixt 60 57 53 60.5 61 Kore 60 57 53 60.5 61 Teem 60 57 53 60.5 61 Stow 60 57 53 60.5 61 Freestanding Scenario 60 57 53 60.5 61 Furniture Definition 60 57 53 60.5 61 Fluent 60 57 53 60.5 61 Guide 60 57 53 60.5 61 President 60 57 53 60.5 61 Sanctuary 60 57 53 60.5 61 Senator 60 57 53 60.5 61 Transcend 60 57 53 60.5 61 Innsbruck 60 57 53 60.5 61 Footprint 70 64 62 70.5 71.25 LF Files 60.5 57 55 61 62 Fundamental Files 60.5 57 55 61 62 Priority 60 57 53 60.5 61 Storage Definition 60 57 53 60.5 61 President 60 57 53 60.5 61 Senator 60 57 53 60.5 61 Innsbruck 60 57 53 60.5 61 Transcend 60 57 53 60.5 61 Abbott 59.5 56.5 52 60 61 Acapella 59.5 56.5 52 60 61 Adagiato 59.5 56.5 1 52 60 61 Alpine 59.5 56.5 52 60 61 Arpeggio 59.5 56.5 52 60 61 Beo 59.5 56.5 52 60 61 Seating Bloom 59.5 56.5 52 60 61 Boyd 59.5 56.5 52 60 61 Clairmont 59.5 56.5 52 60 61 Collage 59.5 56.5 52 60 61 Enjoy 59.5 56.5 52 60 61 Event 59.5 56.5 52 1 60 1 61 Flip 59.5 56.5 52 60 1 61 2-1-2020 Page 18 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B Greer 59.5 56.5 52 60 61 Helio 59.5 56.5 52 60 61 Independence 59.5 56.5 52 60 61 Itsa 59.5 56.5 52 60 61 Joelle 59.5 56.5 52 60 61 Joya 59.5 56.5 52 60 61 Lusso 59.5 56.5 52 60 61 Meadow 59.5 56.5 52 60 61 Nash 59.5 56.5 52 60 61 Nate & Natty 59.5 56.5 52 60 61 Niles 59.5 56.5 52 60 61 Pairings 59.5 56.5 52 60 61 Pep 59.5 56.5 52 60 61 Physician Exam Stool 59.5 56.5 52 60 61 Poly 59.5 56.5 52 60 61 Pose 59.5 56.5 52 60 61 Shore 59.5 56.5 52 60 61 Splendor 59.5 56.5 52 60 61 Spruce 59.5 56.5 52 60 61 Stature 59.5 56.5 52 60 61 Sycamore 59.5 56.5 52 60 61 Theo 59.5 56.5 52 60 61 Tucker 59.5 56.5 52 60 61 Villa 59.5 56.5 52 60 61 Wilder 59.5 56.5 52 60 61 Wish 59.5 56.5 52 60 61 Bloom 59.5 56.5 52 60 61 Contemporary 60 57 53 60.5 61 Dock 60 57 53 60.5 61 fiXt 60 57 53 60.5 61 Kore 60 57 53 60.5 61 Tables Overbed 60 57 53 60.5 61 Pose 59.5 56.5 52 60 61 Scenario 60 57 53 60.5 61 Teem 60 57 53 60.5 61 Villa 59.5 54 50 60 61 Perks 60 57 1 53 60.5 61 Accessories Jolt 60 57 53 60.5 61 and Technology Support 2-1-2020 Page 19 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B Repair Parts non -warranty Net pricing Insert additional rows as needed Other Required Services for UC Hourly Rates Comments Locations - to be offered by Dealer for additional cost when not included in Customer's chosen Discount package, listed above. Design Services NOTE: Design Services is offered hourly or $66.30 as a percent% off discount (2% of List) Project Management Services $73.44 Asset Management (e.g. Dealer tracks ownership at campus level) n/a Demolition (breakdown and removal or repacking of old stock) $53.04 Other - Insert rows as needed Storage Rate per Sq. Ft. Comments Storage (for anything beyond the mandated 30 days) $1.57 Labor/Installation - Hourly installation rates are quoted using the appropriate hourly labor application, such as Union rate, Prevailing Wage rate, or your Standard Labor rate (Standard used for Basic Installation and not to be less Hourly Rates Comments than UC Fair Wage -Fair Work rate paid to installers), while taking into consideration the labor activity required for the installation and the local labor regulations. $53.04 Irvine, UCLA, Riverside, San Diego Basic Installation Rate (utilizing $53.04 - $65 and Santa Barbara $65 for UC Merced, Berkley, Santa Cruz, San Francisco, UC Standard Labor) Davis Services Associated with Discount off List 2-1-2020 Page 20 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B Drop Ship Delivery has two options: • Manufacturer ships to any delivery, accessible campus location. This option contains the possibility of multiple delivery points. • Manufacturer ships to one default location at the campus location. This option highlights the campus capability to receive shipments at a central delivery spot. Dealer Delivery/Basic Installation Services will include: • Product is unloaded off the truck and delivered to the point inside a building during normal business hours, M-F, 7:OOam-4:30pm local time. • Furniture wiped down, leveled, and place ready -to -use furniture per customer's instructions. • Removal and disposal of any packing materials (removed from UC site/property). • ADA compliance (required) • Dealer management as it relates to final order -ready quote, exact delivery dates and times, placement/install of the furniture items, correction of any discrepancies between the final quote and customer purchase order, replacing any items short shipped and/or accepting the return of any over shipments and/or missed shipments, and submitting accurate invoice that matches the customer's purchase order. • Processing of any necessary freight/damage claims. Dealer Delivery/Complex Installation Services (i.e., project pricing) will include: • All services described in above Basic Installation. • Project Management, which are services in which many segments of a furniture project must be professionally coordinated and well -orchestrated through the punch list, proper oversight must be maintained, and milestones must be adhered to. • Design Services, which are services and processes required to convert a customer's expressed needs into a functional design and an accurate, order -ready specification. Design Services are outlined below. Design Services Design Services are usually utilized for a Complex Installation project. These same design services are available when using Drop Ship Delivery or Basic Installation and are quoted as an additional hourly cost. Pricing for design services include, but are not limited to: • Maximum of Two Designs • Up to Two Major Design Revisions (changes > 30%) • Fully -annotated 2D and 3D CAD renderings for initial design and all revisions • Complete Installation Drawings • Site Verification and Field Measurements prior to Furniture Order • Verification of all Critical Measurements taken from Architectural Drawings • Furniture Electrical Plans (Note: Client/Customer responsible for coordination and implementation of the building electrical/data per furniture plans.) • Signed Furniture Plans required prior to Specification of Furniture • Furniture Installation is ADA and California Building Code compliant 2-1-2020 Page 21 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B • All Finish and Product Samples as needed/as requested; Help and Consultation in the Selection • Attendance at Required Meetings Installation Job Site Expectations • All necessary tools and equipment required to install per the drawing or quote • Adequate facilities for the delivery, unloading, moving, and staging/storing of the product during the install process • Reasonable access to the space; Access to hoisting and/or elevator service • Job site to be free and clear of debris • Containers for the disposal of packing materials off -site • Service work not be hindered by other trades, product tools, equipment Exclusions, which are the customer's responsibility, are: • Any work requiring a licensed electrician including, but not limited to, hardwiring of furniture to the building source. • Connection of phone and data lines to the building source Exclusion, which would incur additional labor and equipment cost, is: • Any furniture product that must be conveyed via alternative means, including stairs, forklift, access corridors, etc. Installation labor for a Basic Install or a Complex Install are expected to be conducted during normal business hours, M-F, 7:00am-4:30pm local time, and confirmed by each UC location. Hourly labor rates are quoted using the appropriate hourly labor application, such as Union rate, Prevailing Wage rate, or your Standard labor rate (not to be less than UC Fair Wage -Fair Work rate (currently $15.00 per hr. ), taking into consideration the labor activity required for the installation and the local labor regulations. The quoted hourly labor rates are required to be displayed in a detail breakdown on the quote, i.e., number of hours, number of crew, etc. and will include any overtime or "after hours" work, such as evenings, weekends, and holidays. 2-1-2020 Page 22 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B EXHIBIT C - UC SUSTAINABILTY REQUIREMENTS Below are excerpts and links related to recent revisions made to UC's Sustainable Practices Policy. They are provided for your convenience and are not meant to replace a full review of all materials. Links to the Policy and associated Guidelines are provided below for your review. • UC SUSTAINABLE PRACTICES POLICY (Sustainable Procurement pg. 12-15 and 27-29): https://policy.ucop.edu/doc/3100155/SustainablePractices • UC SUSTAINABLE PROCUREMENT GUIDELINES: https://www.ucop.edu/procurement-services/ files/sustainableprocu rem enteuidelines.pdf UC Sustainable Practices Policy — Sustainable Procurement E-COMMERCE REQUIREMENTS Awarded suppliers will be required to clearly identify products with UC-recognized certifications, as defined by the Guidelines, in both hosted and punchout catalog e-procurement environments 1) Contract items that meet the UC Green and UC Green Preferred criteria as outlined in the Guidelines will be prioritized in all product searches 2) Unless locations request otherwise, products that do not meet the University's minimum criteria requirements will be blocked in all hosted catalogs and punchout catalogs upon contract award. PACKAGING STANDARDS UC Standards for packaging materials were listed within the RFP. Supplier must meet one of these goals and (if not mandatory), adhere and/or demonstrate movement toward the other packaging goals. Goals and advancement should be detailed during Business Reviews. All packaging delivered to the UC must be compliant with the Toxics in Packaging Prevention Act (AB 455) as to be free of any intentionally introduced lead, cadmium, mercury or hexavalent chromium, and containing no incidental concentrations of these regulated metals greater than 100 parts per million (ppm) by weight. In addition, the University requires that all packaging meet at least one of the criteria listed below: a) Uses bulk packaging; b) Uses reusable packaging (e.g. totes reused by delivery service for next delivery); c) Uses innovative packaging that reduces the weight of packaging, reduces packaging waste, or utilizes packaging that is a component of the product; d) Maximizes recycled content and/or meets or exceeds the minimum postconsumer content level for packaging in the U.S. Environmental Protection Agency Comprehensive Procurement Guidelines; e) Uses locally recyclable or certified compostable material. PACKAGING FOAM BAN By 2020, the University will prohibit the sale, procurement or distribution of packaging foam. Packaging foam refers to any open or closed cell, solidified, polymeric foam used for cushioning or packaging, including but not limited to: Ethylene -vinyl acetate (EVA) foam, Low -density polyethylene (LDPE) foam, Polychloroprene foam (Neoprene), Polypropylene (PP) foam, Polystyrene (PS) foam (including expanded polystyrene (EPS), extruded polystyrene foam (XPS) and polystyrene paper (PSP)), Polyurethane (PU) foams, Polyethylene foams, Polyvinyl chloride (PVC) foam, and Microcellular foam. Packaging foam does not include easily biodegradable, plant - based foams such as those derived from corn or mushrooms. ELECTRONIC TRANSFER OF SUPPLIER INFORMATION Awarded suppliers, when interacting with the University, shall be prohibited from providing hard copies of presentations or other materials. Suppliers will be required to present all information in electronic format that is easily transferable to University staff, who may choose to print their own copies in accordance with UC Policy if necessary. Materials may be provided if specifically required or requested by a UC representative. ENVIRONMENTAL MARKETING CLAIMS All sustainability-related purchasing claims must be supported with UC-recognized certifications and/or detailed information on proven benefits, durability, recycled content, and recyclability properties, in accordance with the Federal Trade Commission's (FTC) Green Guides for the use of environmental marketing claims (https://www.ftc.gov/sites/default/files/attachments/press-releases/ftc-issues-revised-green- gu id es/green guides. pdf). UC Sustainable Procurement Guidelines GENERAL CHEMICALS OF CONCERN CRITERIA FOR PRODUCTS AND PACKAGING Products and packaging shall be free of hazardous additives, including those mixed into the product and those used as surface treatments, unless no feasible alternative exists, and it is determined that the benefit outweighs the risk. Products and packaging must meet all eleven of the Kaiser Permanente Chemicals of Concern Criteria (http://supplier.kp.org/formsreqs/KPEPPStandards.pdf), including, but not limited to: 2-1-2020 Page 23 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B a) Cadmium, mercury, lead, hexavalent chromium, polybrominated biphenyls, and polybrominated diphenyl ethers - All homogenous electronic parts are compliant with all European Union Restriction of the Use of Certain Hazardous Substances (EU RoHS) Directive's restricted limits (excluding exemptions). b) Polyvinyl chloride (PVC) c) Prop 65 Chemicals - Does not contain intentionally added chemicals listed by the State of California to cause cancer, birth defects, or reproductive harm that require warning or are prohibited from release to the environment under the California Safe Drinking Water and Toxic Enforcement Act of 1986 (Proposition 65). If contains Prop 65 chemicals, supplier must disclose Chemical Abstracts Service (CAS) #'s. d) Persistent, bioaccumulative and toxic chemicals (PBTs) - All homogeneous materials must contain less than 1000 ppm of PBTs. e) Organohalogen-based chemicals (bromine, chlorine, fluorine, and iodine) f) Antimicrobial/antibacterial agents - Does not contain intentionally added antimicrobial/antibacterial agents to reduce surface pathogens. FURNITURE SUSTAINABILITY STANDARDS These standards are applicable to all new individual (e.g. task chair) and group seating; open-plan and private -office workstations; desks of all types, tables of all types; storage units, credenzas, bookshelves, filing cabinets and other case goods; integrated visual display products (e.g. marker boards and tack boards, excluding electronic display products); hospitality furniture; and miscellaneous items such as mobile carts, freestanding screens, and movable partitions. Movable partitions include office furniture system cubicle panels that are typically integrated with work surfaces, desks, and storage furniture. These standards do not apply to office accessories, such as desktop blotters, trays, tape dispensers, waste baskets, all electrical items such as lighting and small appliances, and accessories such as aftermarket keyboard trays, monitor stands and monitor arms. In addition, the following Required Sustainability Criteria apply to the finished product as assembled, unless otherwise specified. For example, compliance with the VOC Emission requirements applies to the finished product as assembled and thus, the applicable third -party certification must be for the finished product as assembled, not the individual components. The Supplier will be expected to limit product finishes and textiles offerings to those that maintain compliance with these requirements. For example, University end -users should not receive information on surface materials or textiles that would conflict with these requirements or otherwise void a VOC Emission certificate (i.e. some surface materials are not included in a product's VOC certification). Minimum Required Criteria All furniture must meet one of the following requirements (either (a) or (b)1-5): a) Be certified under BIFMA criteria 7.4.4 —Targeted Chemical Elimination — of ANSI/BIFMA a-3 Furniture Sustainability Standard (2019 version). b) Be free of the 5 classes of chemicals of concern described below: 1. Flame Retardants: All furniture shall be free of flame retardant chemicals at levels above 11000 parts per million in both standard and optional components, excluding electrical components. a. All upholstered seating subject to TB 117-2013 shall be labeled as not containing flame retardant chemicals consistent with the manner described in Section 19094 of the California Business and Professions Code. b. A product may contain flame retardants if required to meet code or regulation (e.g., TB 133 or ASTM E 1537), in accordance with the following criteria: i. No halogenated flame retardant chemical may be used at levels above 1,000 parts per million by weight of the homogeneous material, excluding electrical components. ii. Products that contain flame retardant chemicals that have been fully assessed using GreenScreen v1.2 (or newer) and meet the criteria for benchmark 2, 3, or 4 will be preferred. 2. Formaldehyde and Volatile Organic Compounds (VOCs): All furniture shall comply with ANSI/BIFMA e3-2014 Furniture Sustainability Standard, Sections 7.6.1 and 7.6.2, using either the concentration modeling approach or the emissions factor approach. a. Test results shall be modeled using the open plan, private office, or seating scenario in ANSI/BIFMA M7.1, as appropriate. b. Furniture products that additionally meet ANSI/BIFMA e3-2014 Section 7.6.3 and/or California Department of Public Health Standard Method v1.1 (emission testing method for California Section 01350) are preferred. C. Products with UL Environment GreenGuard Gold, or Scientific Certification Systems (SCS) Indoor Advantage Gold third party certifications for CA Standard Method v1.1 2010 are automatically compliant. d. Salvaged and refurbished furniture more than one-year old at the time of re -use is considered compliant, provided it meets the requirements for any site -applied paints, coatings, adhesives, and sealants. e. All composite wood materials, including hardwood plywood, particleboard, or medium density fiberboard, used in office, classroom, or healthcare furniture shall comply with Phase 2 of California's Code of Regulations, Title 17 §93120.2 — Airborne Toxic Control Measure to Reduce Formaldehyde Emissions from Composite Wood Products. Compliance 2-1-2020 Page 24 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B documentation for this requirement may be satisfied by demonstrating applicable components meet the requirement (as opposed to finished product as assembled). 1. Per and Poly-Fluoroalkyl Substances (PFASs) used as stain/water/oil resistant treatments: All furniture shall be free of any long - and/or short -chain per- and poly -fluorinated alkyl compounds and fluorinated polymers used as stain, water, or oil resistant treatments above 100 ppm by weight of the homogenous material. 2. Antimicrobials: All furniture shall be free of any added or built-in chemical antimicrobials. Antimicrobials added to raw materials for the sole purpose of preserving the product are exempt, with the exception of triclosan and triclocarban which are explicitly prohibited. Antimicrobials may be used in a healthcare setting only if they are registered with the U.S. EPA under the Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA), and are part of a comprehensive infection control plan. 3. Polyvinyl Chloride (PVC): All furniture shall be free of polyvinyl chloride (PVC) greater than 1% of product by weight, excluding electrical components. Electrical components that are free of PVC are preferred. 4. All fabrics/textiles utilized on a finished product under this Contract must be cleanable without dry-cleaning chemicals. Preferred Criteria Must meet all of the above Minimum Required Criteria, and have at least one of the following additional certifications or documentation: • BIFMA Level (preference for Level 2 or 3) • Cradle to Cradle (C2C) (preference for Silver or Gold) • Meets the Healthier Hospitals Initiative (HHI) Safer Chemicals Challenge and has published product list on the Healthier Hospitals Healthy Interiors Goal website • Forest Stewardship Council (for products containing wood) • Textiles certified by one of the following recognized certifications: o GOTS o Standard 100 by Oeko-Tex o STeP by Oeko-Tex o Cradle to Cradle o NSF/ANSI 336-2011 (Facts) • Complete Health Product Declaration (HPD) • Complete Declare label Documentation Requirements Upon request, Supplier will be expected to provide applicable documentation confirming that products meet the University's Sustainability Standards for furniture. As applicable to the individual criteria, documentation will be in the form of third -party certificates, product test results, applicable forms, a formal letter of assurance from the manufacturer stating the product meets individual sustainability criteria, and/or other documentation as needed to meet green building certification documentation requirements (such as for LEED, WELL, Living Building Challenge, etc.). These requests may occur during evaluation of new products to be added to the University standard furniture catalog and/or as part of documentation requests required for LEED or WELL projects. Definitions for this Exhibit Antimicrobial chemicals: Chemicals intended to disinfect, sanitize, reduce, or mitigate growth or development of microbiological organisms, or protect inanimate objects, industrial processes or systems, surfaces, water, or other chemical substances from contamination, fouling, or deterioration caused by bacteria, viruses, fungi, protozoa, algae, or slime. Flame retardant chemicals: Any chemical or chemical compound for which a functional use is to resist or inhibit the spread of fire. Flame retardant chemicals include, but are not limited to, halogenated, phosphorous -based, nitrogen -based, and nanoscale flame retardants, flame retardant chemicals listed as "designated chemicals" pursuant to Section 105440 of the Health and Safety Code, and any chemical or chemical compound for which "flame retardant" appears on the substance Safety Data Sheet (SDS) pursuant to Section 1910.1200(g) of Title 29 of the Code of Federal Regulations. "Added flame retardant chemicals" means flame retardant chemicals that are present in any covered product or component thereof at levels above 1,000 ppm. Per- and poly-fluoroalkyl substances (PFASs) (often referred to as PFCs): Category of compounds that includes long- and short -chain per- and poly -fluorinated alkyl compounds, fluorinated sulfonate compounds, and fluorinated polymers. PFASs include any compound that meets any one of the following definitions: Perfluoroalkyl substances: Compounds for which all hydrogen atoms on all carbon atoms (except for carbons associated with functional groups) have been replaced by fluorine atoms. 2-1-2020 Page 25 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B • Polyfluoroalkyl substances: Compounds for which hydrogen atoms on at least one, but not all, carbon atoms have been replaced by fluorine atoms. • Fluoropolymers: Carbon -only polymer backbone with fluorine atoms directly bound to the polymer backbone. • Perfluoropolyethers: Carbon and oxygen polymer backbone with fluorine atoms directly bound to carbon atoms. • Side -chain fluorinated polymers: Variable composition non -fluorinated polymer backbone with fluorinated side chains. Volatile Organic Compounds (VOCs): VOCs are defined by the California Standard Method for Testing and Evaluation of Volatile Organic Chemical Emissions from Indoor Sources Using Environmental Chambers as carbon -containing compounds (excluding carbon monoxide, carbon dioxide, carbonic acid, metallic carbides and carbonates and ammonium carbonate) with vapor pressures at standard conditions approximately ranging between those for n-pentane through n-heptadecane. Formaldehyde and acetaldehyde are considered to be VOCs. 2-1-2020 Page 26 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B EXHIBIT D — UC Reporting Requirements UC System -wide Purchase and Usage Reporting A UC System Wide Usage/Purchase Quarterly Reports must be provided each quarter, within thirty (30) business days from the close of the previous quarter. Supplier agrees to collect the usage/ purchase data from Supplier's Authorized Representatives and verify the data accuracy. Note: An exception is provided for ANR locations; such locations volume/rebates to be included in reporting for the 'hosting UC campus', providing procurement services for the ANR location. These quarterly Usage Reports are to be submitted to the UC Contract Administrator based on the below schedule. • January: for the prior Oct -Dec quarter • April : for the prior Jan -Mar quarter • July: for the prior Apr -June quarter • Oct: for the prior July -Sept quarter Sustainability Reporting Supplier shall submit quarterly usage reports in a Microsoft Excel compatible format to Contract Manager University of California Office of the President, Commodity Manager, Yvonne.Macon@ucop.edu, or University's Contract Administrator. The usage report shall be submitted each quarter, within thirty (30) business days from the close of the previous quarter, mirroring the schedule above. Supplier agrees to collect the usage/ purchase data from Supplier's Authorized Representatives and verify the data accuracy. It shall contain the following information as separate columns: • Order number or invoice number (unique identifier) • Campus location and Purchase Order Number • Order date or invoice date • Customer number • Ship To Address • Product Category (systems furniture, conference, seating, lounge) • Manufacturer Name • Manufacturer Product Number • Item Model Name • Item Description • Unit Price" • Extended Price (quantity x unit price) • Total Weight (lbs.) • Pre -Consumer Recycled Content per unit (%) • Post -Consumer Recycled Content per unit (%) • Hard Surface Material (e.g. laminate, veneer, etc.) • Textile Certifications to the best of Supplier's ability — based on textiles used within the 'product units reported' per campus (components are not reported) • IAQ Certification Name and Certification Level (e.g. SCS Indoor Advantage Gold) • Cradle to Cradle Certified and Overall Certification Level (e.g. Bronze, Silver, Gold) • ANSI/BIFMA level Certification and Certification Level (e.g. one, two, three) • Meets Healthier Hospitals Safer Chemicals Challenge (Y/N) "Installation and delivery charges should not be included in the furniture unit price. Reporting of Patronage/Incentives Supplier shall provide Incentives Reporting to the UCOP Contract Administrator, detailing amounts paid directly to UC Locations, of UC specific rebates of product sales or service to UC Locations, and the data which supports those payments. Supplier agrees to provide a UC Sales, Incentives/Patronage, and Sustainability Purchase data report to the UCOP Strategic Sourcing Administrator. http://www.ucop.edu/procurement-services/for-suppliers/supplier-reporting.html Assistance on completing the form: strategicsourcingreportsCcDucop.edu Deadlines for submission of the data report are as detailed above. Quarters reflect UC fiscal year, July -June. 2-1-2020 Page 28 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B EXHIBIT E — UC Ergonomic Requirements The term 'minimum' as used in this section is not a minimum mandatory requirement, or a 'hard specification', it is considered a target measurement or typical desired range, and therefore some variance will be considered and allowed. A. Seating -- Task Seating Basic Features: Chair seat swivels easily on a five -leg pedestal base with casters. Casters are available for different floor surfaces such as carpet, hardwood, and linoleum - Adjustment controls - easy to adjust from the sitting position and clearly marked to indicate function No sharp or hard edges anywhere on the chair or controls Weight capacity of chair is: Minimum: At least 250 pounds Preferred: At least 275 pounds Five-year minimum warranty Chair adjustment instructions provided to end user Seat Features: Seat height — adjustable at least 4.5 inches within the range of 15 — 22.5 inches from the floor to top of the seat Seat depth Minimum: If non-adjustable, seat should be no greater than 17" depth. Preferred: Adjustable seat depth - provides up to 4 inches of forward/backward seat pan movement, range must include 17" seat depth. Seat pan angle Minimum: If seat angle does not adjust, seat is designed with a slight backward or forward angle. Preferred: Seat angle range has at least 6 degrees of user -controlled adjustability, from leaning forwards to leaning backwards. Seat pan width minimum of 18 inches/ Front edge of seat is rounded. Backrest Features: Backrest height - top of backrest is at least 17.7 inches above the seat (1, pg. 82). Backrest height adjustability Minimum: Entire Backrest and /or lumbar support adjustable within the range or 6 - 10.5 inches above the seat 1. Preferred: Entire backrest and/or lumbar support adjustable from 6-10.5 inches above the seat. Backrest width - at least 14 inches Backrest shape Minimum: Backrest is curved at the lower portion to support the lumbar area Preferred: Backrest should curve outward towards seated user, especially at the lower portion to support the lumbar area (1, pg. 83). Backrest angle Minimum: Backrest angle is adjustable and tilt range includes upright position (90 degrees) to slightly reclined position (105 degrees) Preferred: Backrest angle is adjustable and tilt range includes upright position (90 degrees) to recline position (120 degrees). User - adjustable headrests are necessary for chair reclining greater than 120 degrees Backrest angle lock - Minimum: Backrest can move freely with user -adjustable resistance. Preferred: Backrest can be locked into various positions. Armrest Features: Armrest height Minimum: adjustable and within the range of 7-10.5 inches. 2-1-2020 Page 29 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B Preferred: adjustable from at least 7 to 10.5 inches above seat. Armrest width Minimum: At least 18 inches of clearance between armrests. Preferred: At least 18 inches of clearance between armrests and arm -rests adjust in/outwards and pivot. Armrest shape —smooth, flat, padded with no hard edges or materials. Value-added Features: Required Chairs are delivered to campus assembled. Instructions for warranty and maintenance issues are provided. Available in fabric and vinyl. Samples available for Ergonomic Program review and demo rooms. Speed of delivery/quick ship. B. Work Surfaces Free Standing Height Adjustable Table Basic Features Height adjustability minimum from 22 to 48 inches. Prefer entire work surface is user height adjustable (electric or crank system) within the above range. Width of top surface: Shall have a minimum of 48 inches of usable desk surface with a minimum of 41 inches unobstructed leg room underneath Work surface Depth (with no obstructions for the legs): Shall be a minimum or 24 inches deep. 30 inches or more preferred Thickness: No greater than 1.5 inches Finish: Matte finish Edges: Rounded front edges; no sharp corners, cut-outs, or edges Stability: Shall be structurally rigid and stable. Shall support at least 200 pounds Value-added Features: Required Tables are delivered to campus assembled. Instructions for warranty and maintenance issues are provided. Samples available for Ergonomic Program review and demo rooms. 2-1-2020 Page 30 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B EXHIBIT F — UC Dealer Network and Capabilities Summary Kimball's Authorized Dealers for UC The below list of Dealers, is current as of the signing of this Agreement. Kimball Primary Dealers assigned to the UC, may be changed by mutual agreement or per UC request, per RFP requirements. In addition, Supplier reserves the right to add or delete a UC Primary Dealer, should it be required owing to a change in Supplier's business relationship with that Dealer, necessitating the change. In that event, should the UC request it, a new Dealer, with equal capabilities, shall be established within a similar or superior, proximity to the UC(s) as was the deleted Dealer. Any change of this nature (addition or deletion), over the lifetime of this Agreement, shall be made in writing, ninety (90) days in advance of addition and/or deletion of Dealer and shall not work to the detriment of any current projects, in process with any UC Locations. Dealer #1 Campuses Services Offered Manufacturer covered showroom location(s) CPM One Source UCLA Receive, Deliver, Los Angeles, CA. 601 West 5th St. #101 UCLA Medical Installation, Los Angeles, CA 90071 Reconfiguration, Contact: Ted Afetian Design, Project PH: 310-208-8880 Management, Moving E: ted@cpmonesource.com services Diversity: SBA Dealer #2 Campuses Services Offered Manufacturer covered showroom location(s) B+C UC San Diego Receive, Deliver, Los Angeles, CA. 1060 J St. San Diego, CA 92110 UCSD Medical Installation, Contact: Carlos Arzola Reconfiguration, PH: 619-565-5371 Design, Project E: Carlos@bcfurn.com Management, Moving Diversity: MBE services Dealer #3 Campuses Services Offered Manufacturer covered showroom location(s) Seats & Stations UC Davis Receive, Deliver, Los Angeles, CA. 1430 Blue Oaks Blvd #150 UCD Medical Installation, Roseville, CA 95747 Reconfiguration, Contact: Dennie Moreno Design, Project PH: 916-786-8005 ext 112 Management, Moving E: dennie@seatsandstations.com services Diversity: WBE Dealer #4 Campuses Services Offered Manufacturer covered showroom location(s) Quality Office Furniture UC Irvine Receive, Deliver, Los Angeles, CA. 23825 Via Del Rio UCI Medical Installation, Yorba Linda, CA 92887 UC Riverside Reconfiguration, 2-1-2020 Page 31 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B Contact: Jason Sullivan PH: 714-692-6667 E: jsullivan@qualityofficefurn.com Diversity: WBE Design, Project Management, Moving services Dealer #5 Campuses Services Offered Manufacturer covered showroom location(s) Systems Source, Inc. UCSF, UCSF Receive, Deliver, Los Angeles, CA. 530 B Street, Ste. 110 Medical Installation, San Diego, CA 92101 UC Berkley, Reconfiguration, Contact: Rosemarie Smith UC Santa Cruz, UC Design, Project PH: 619-822-2453 Merced, UC Santa Management, Moving E: rsmith@systemsource.com Barbara services Diversity: WBENC 2-1-2020 Page 32 of 34 DocuSign Envelope ID: 6EA2A94D-4C9C-4D2E-AC56-49EAB2A1249B EXHIBIT G — UC Additional Terms and Conditions 1. Administrative Fees and Incentives In addition to OMNIA Partners administrative fees associated with manufacturer's sales under this contract; 1) Supplier shall provide a UC specific rebate of 2% of manufacture's product sales to UC; 2) Dealer shall pay 2% of `Other Manufacturer's' product sales; 3) Dealer shall pay 2% of Dealer Services to UC; such amounts to be paid quarterly, directly to the UC locations, for the duration of any contract resulting from this RFP process. The amount of quarterly rebate provided to each UC location will be calculated based on the total of product and service billed and paid for each location. Note: Each UC location will have the right to modify proposal pricing for an individual campus, up to 2%, in the event a UC location decides not to implement a rebate program. Instructions for reporting and the Contacts for Payment of Incentives, can be found at https://www.ucop.edu/procurement-services/for-suppliers/supplier-reporting-files/patronage-and-incentives-contact-I ist.pdf 2-1-2020 Page 34 of 34 12 'EL ,' `o £ y o > pL « w E w N o o '3 == O A , v o a= ^' w 0- w E g o w o - -„o '°L«� E N o o? 4 ° c w> o o - > -a L m 0 o v ° E v L w eu r � '> w o m a wm -° w 3 v' c° ."°. u E c ° w u a° w c a _ m �o '" E o E o. 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Ov N O c a T O> 6 ° N C C O• E `0 E w w E o c 7 3 E v O :r 'o n w o C 0 o Y E >, w e v m E' v o'� y E Z a IE -° " a- p v > J v � E O LL G N O N w iv u> J E o a L O r 3 n w L w v p `o v o _� ._ _ p s > N w o m a w L y E N N u F_ n: 3 °. d m n D 0 �+ u c w w u a ww > u L `w m o- 3 OMNIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT 1.0 Scope of National Cooperative Contract Capitalized terms not otherwise defined herein shall have the meanings given to them in the Master Agreement or in the Administration Agreement between Supplier and OMNIA Partners. 1.1 Requirement The University of California (hereinafter defined and referred to as "Principal Procurement Agency"), on behalf of itself and the National Intergovernmental Purchasing Alliance Company, a Delaware corporation d/b/a OMNIA Partners, Public Sector ("OMNIA Partners"), is requesting proposals for Office Furniture and Related Services. The intent of this Request for Proposal is any contract between Principal Procurement Agency and Supplier resulting from this Request for Proposal ("Master Agreement") be made available to other public agencies nationally, including state and local governmental entities, public and private primary, secondary and higher education entities, non-profit entities, and agencies for the public benefit ("Public Agencies"), through OMNIA Partners' cooperative purchasing program. The Principal Procurement Agency has executed a Principal Procurement Agency Certificate with OMNIA Partners, an example of which is included as Exhibit D, and has agreed to pursue the Master Agreement. Use of the Master Agreement by any Public Agency is preceded by their registration with OMNIA Partners as a Participating Public Agency in OMNIA Partners' cooperative purchasing program. Registration with OMNIA Partners as a Participating Public Agency is accomplished by Public Agencies entering into a Master Intergovernmental Cooperative Purchasing Agreement, an example of which is attached as Exhibit C. The terms and pricing established in the resulting Master Agreement between the Supplier and the Principal Procurement Agency will be the same as that available to Participating Public Agencies through OMNIA Partners. All transactions, purchase orders, invoices, payments etc., will occur directly between the Supplier and each Participating Public Agency individually, and neither OMNIA Partners, any Principal Procurement Agency nor any Participating Public Agency, including their respective agents, directors, employees or representatives, shall be liable to Supplier for any acts, liabilities, damages, etc., incurred by any other Participating Public Agency. Supplier is responsible for knowing the tax laws in each state. This Exhibit A defines the expectations for qualifying Suppliers based on OMNIA Partners' requirements to market the resulting Master Agreement nationally to Public Agencies. Each section in this Exhibit A refers to the capabilities, requirements, obligations, and prohibitions of competing Suppliers on a national level in order to serve Participating Public Agencies through OMNIA Partners. 1 OMNIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT These requirements are incorporated into and are considered an integral part of this RFP. OMNIA Partners reserves the right to determine whether or not to make the Master Agreement awarded by the Principal Procurement Agency available to Participating Public Agencies, in its sole and absolute discretion, and any party submitting a response to this RFP acknowledges that any award by the Principal Procurement Agency does not obligate OMNIA Partners to make the Master Agreement available to Participating Procurement Agencies. 1.2 Marketing, Sales and Administrative Support During the term of the Master Agreement OMNIA Partners intends to provide marketing, sales and administrative support for Supplier pursuant to this section that directly promotes the Supplier's products and services to Participating Public Agencies through multiple channels, each designed to promote specific products and services to Public Agencies on a national basis. The OMNIA Partners marketing team will work in conjunction with Supplier to promote the Master Agreement to both existing Participating Public Agencies and prospective Public Agencies through channels that may include: A. Marketing collateral (print, electronic, email, presentations) B. Website C. Trade shows/conferences/meetings D. Advertising E. Social Media The OMNIA Partners sales teams will work in conjunction with Supplier to promote the Master Agreement to both existing Participating Public Agencies and prospective Public Agencies through initiatives that may include: A. Individual sales calls B. Joint sales calls C. Communications/customer service D. Training sessions for Public Agency teams E. Training sessions for Supplier teams The OMNIA Partners contracting teams will work in conjunction with Supplier to promote the Master Agreement to both existing Participating Public Agencies and prospective Public Agencies through: A. Serving as the subject matter expert for questions regarding joint powers authority and state statutes and regulations for cooperative purchasing B. Training sessions for Public Agency teams C. Training sessions for Supplier teams D. Regular business reviews to monitor program success E. General contract administration 2 OMNIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT Suppliers are required to pay an administrative fee of three percent (3%) of the greater of the Contract Sales under the Master Agreement and Guaranteed Contract Sales under this Request for Proposal. Supplier will be required to execute the OMNIA Partners Administration Agreement (Exhibit B). 1.3 Estimated Volume The dollar volume purchased under the Master Agreement is estimated to be approximately $200 million annually. While no minimum volume is guaranteed to Supplier, the estimated annual volume is projected based on the current annual volumes among the Principal Procurement Agency, other Participating Public Agencies that are anticipated to utilize the resulting Master Agreement to be made available to them through OMNIA Partners, and volume growth into other Public Agencies through a coordinated marketing approach between Supplier and OMNIA Partners. 1.4 Award Basis The basis of any contract award resulting from this RFP made by Principal Procurement Agency will, at OMNIA Partners option, be the basis of award on a national level through OMNIA Partners. If multiple Suppliers are awarded by Principal Procurement Agency under the Master Agreement, those same Suppliers will be required to extend the Master Agreement to Participating Public Agencies through OMNIA Partners. Utilization of the Master Agreement by Participating Public Agencies will be at the discretion of the individual Participating Public Agency. Certain terms of the Master Agreement specifically applicable to the Principal Procurement Agency are subject to modification for each Participating Public Agency as Supplier, such Participating Public Agency and OMNIA Partners shall agree. Participating Agencies may request to enter into a separate supplemental agreement to further define the level of service requirements over and above the minimum defined in the Master Agreement (i.e. invoice requirements, order requirements, specialized delivery, diversity requirements such as minority and woman owned businesses, historically underutilized business, governing law, etc.). It shall be the responsibility of the Supplier to comply, when applicable, with the prevailing wage legislation in effect in the jurisdiction of the Participating Agency. It shall further be the responsibility of the Supplier to monitor the prevailing wage rates as established by the appropriate department of labor for any increase in rates during the term of this contract and adjust wage rates accordingly. Any supplemental agreement developed as a result of the Master Agreement is exclusively between the Participating Agency and the Supplier (Contract Sales are reported to OMNIA Partners). All purchase orders issued and accepted by the Supplier may survive expiration or termination of the Master Agreement. Participating Agencies' purchase orders may exceed the term of the Contract if the purchase order is issued prior to the expiration of the Contract. Supplier is responsible for reporting all sales and paying the 3 OMNIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT applicable administrative fee for sales that use the Master Agreement as the basis for the purchase order, even though Master Agreement may have expired. 1.5 Objectives of Cooperative Program This RFP is intended to achieve the following objectives regarding availability through OMNIA Partners' cooperative program: A. Provide a comprehensive competitively solicited and awarded national agreement offering the Products covered by this solicitation to Participating Public Agencies; B. Establish the Master Agreement as the Supplier's primary go to market strategy to Public Agencies nationwide; C. Achieve cost savings for Supplier and Public Agencies through a single solicitation process that will reduce the Supplier's need to respond to multiple solicitations and Public Agencies need to conduct their own solicitation process; D. Combine the aggregate purchasing volumes of Participating Public Agencies to achieve cost effective pricing. 2.1 REPRESENTATIONS AND COVENANTS As a condition to Supplier entering into the Master Agreement, which would be available to all Public Agencies, Supplier must make certain representations, warranties and covenants to both the Principal Procurement Agency and OMNIA Partners designed to ensure the success of the Master Agreement for all Participating Public Agencies as well as the Supplier. 2.2 Corporate Commitment Supplier commits that (1) the Master Agreement has received all necessary corporate authorizations and support of the Supplier's executive management, (2) the Master Agreement is Supplier's primary "go to market" strategy for Public Agencies, when informed by a Participating Agency that they are a OMNIA Partners member, (3) the Master Agreement will be promoted to all Public Agencies, including any existing customers, and Supplier will transition existing customers, upon their request, to the Master Agreement, and (4) that the Supplier has read and agrees to the terms and conditions of the Administration Agreement with OMNIA Partners and will execute such agreement concurrent with and as a condition of its execution of the Master Agreement with the Principal Procurement Agency. Supplier will identify an executive corporate sponsor and a separate national account manager within the RFP response that will be responsible for the overall management of the Master Agreement. Kimball proposes the above additional language in Section 2.1 "Corporate Commitment" in red. 11 OMNIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT 2.3 Pricing Commitment > > the Stipplier- Master Kimball proposes to delete the language in Section 2.2 "Pricing Commitment". Commitment of Exhibit A, Section 2.2. In lieu of such pricing commitment, Kimball commits as follows: Supplier (Kimball) agrees that, considering a Representative Total Usage, the pricing offered under the Master Agreement is lower than the overall available pricing for any public sector national or multistate cooperative or group purchasing agreement, excluding GSA, federal government, and healthcare group purchasing organization sales ("Public Agency Cooperative"), that enters into a separate written agreement directly with Supplier comparable contract, as further provided herein. A Comparable Contract is a written agreement entered into after the Effective date of the Master Agreement that contains similar terms and conditions, concerns a Public Agency Cooperative with the same approximate spending pattern and product mix, and provides for similar delivery and payment conditions. "Representative Total Usage" shall mean the total purchase for a consecutive six (6) month period (inclusive of any fees, rebates, and other charges and discounts and exclusive of any restricted items) of the top ten (10) OMNIA Partners customers utilizing Supplier as their primary vendor for the products and services offered under the Master Agreement, as determined by Supplier. If, during the term of this Master Agreement, OMNIA Partners becomes aware that its pricing may be higher than a Comparable Contract, as set forth above, OMNIA Partners may request an aggregate price comparison analysis of this Master Agreement (using the Representative Total Usage) against the Comparable Contract. If such aggregate price comparison analysis indicates that the Comparable Contract pricing is more favorable, upon the request of OMNIA Partners, Supplier will agree to renegotiate in good faith the pricing terms of this Master Agreement. Kimball Office Inc. requests the proposed language in Section 2.2 "Pricing Commitment" in red. 5 OMNIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT 2.3 Sales Commitment Supplier commits to aggressively market the Master Agreement as its go to market strategy in this defined sector and that its sales force will be trained, engaged and committed to offering the Master Agreement to Public Agencies through OMNIA Partners nationwide. Supplier commits that all Master Agreement sales will be accurately and timely reported to OMNIA Partners in accordance with the OMNIA Partners Administration Agreement. Supplier also commits its sales force will be compensated, including sales incentives, for sales to Public Agencies under the Master Agreement in a consistent or better manner compared to sales to Public Agencies if the Supplier were not awarded the Master Agreement. 3.1 SUPPLIER RESPONSE Supplier must supply the following information in order for the Principal Procurement Agency to determine Supplier's qualifications to extend the resulting Master Agreement to Participating Public Agencies through OMNIA Partners. 3.2 Company A. Brief history and description of Supplier. Kimball's passion for craftsmanship has grown into a love for helping you work your way. Kimball is a business unit of Kimball International Inc. Kimball offers a variety of furniture and furnishings for the commercial, government, healthcare, and education markets including award -winning desks, storage, tables, seating, systems, accessories and filing products. Whiletrends may come and go, we have a longstanding history of being able evolve. To embrace what's new and take it to the next level. To apply modern craft to problem - solving designs in away that supports the way people want to work. And while what we makeand how we make it will con tinue to advance, our purpose remains constant — to craft what's next so everyone can perform at their best. The workplace isn't the space it was when we started in 1949. Our core values, quest for quality and heritage in craftsmanship are still at the heart of our business, but our definition of craftsmanship has evolved over time. Our ultimate goal is to provide relevant solutions that carry workplaces into the future. Together, with our partners, we will continue to anticipate changes in how people work and design solutions for a successful workplace. From our origins as a piano and television cabinet makers to one of today's leading furniture companies, our purpose has remained constant —to help people achieve their potential in their own, unique way. OMNIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT Kimball5 AUTHENTICITY Being authentic keeps us grounded in integrity, humility, and warmth —all of which helps us build deeper connections. CURIOSITY By asking you the right • questions, we're • able to develop the right solutions specific to you. BEING DIFFERENT Being different allows us to make a unique difference for each individual customer. We're able to redefine spaces that allow you to work your way. Our ability to adapt has taught us one valuable lesson — no one has all the answers. That's why we keep good company, partnering with prominent designers and industry thought leaders who collectively know where the future of work is heading. We actively listen to our people, our customers, and our brilliant partners — inviting collaborative discussions that challenge what's familiar and inspire fresh ideas. We're always considering new possibilities, sharing ideas, and bringing people, technology, space and work process into harmony. By empowering everyone along the way, we're able to recognize and address unmet needs. A CULTURE OF CARING • • Understanding how • • we're all interconnected makes us more invested and serve as better partners. M \ I / BRILLIANT PARTNERS Kimball C/B INSIGHTFULNESS Being insightful paves the way for us to craft forward -thinking solutions that respond to your needs. Graham Design L-D O+a B. Total number and location of sales persons employed by Supplier. Kimball has roughly 1,200 permanent employees, with 75 sales representatives. The average tenure for an individual Kimball team member is over 13 years, and many of our customers and suppliers have been with us for 40 or more years. Group Name J City Email Address VP Sales Lisa Carter Washington DC Lisa.Carter(a)kimball.com Holly. Fortune(a)l imball.com Vikki.Gibbs(cDkimball.com Joe.Roberts(a)kimball.com Rhonda.Hammack(a)kimball.com Dir of Sales South Holly Fortune Dallas TX Dir of Sales West Vikki Gibbs Centennial CO Dir of Sales Midwest Joe Roberts Fishers IN Dir, Public Sector Sales Rhonda Hammack Washington DC Dir, Healthcare Sales, Innovation & Design Aneetha McLellan Omaha NE I Aneetha.McLellan(cDkimball.com Region Manager Christine Wallace Washington DC christine.wallace(cDkimball.com Region Manager Dianne Brindisi Boston MA Dianne. Brindisi (a) ki mball.com Holly. Hughes (a)kimball.com Region Manager Holly Hughes Atlanta GA Market Sales Mgr. Amy Aebert Charlotte NC Amy.Aebert(a)kimball.com Amv.Warren(cDkimball.com Market Sales Mgr. Amy Warren Boston MA Market Sales Mgr. Andrew Gillum Dallas TX Andrew.Gillum(a)kimball.com Market Sales Mgr. Angela Boggs Tama FL Angela.BogQs(a')kimball.com Market Sales Mgr. Brad Trumbo Seattle WA Brad.Trumbo(cDkimball.com Brian.Schuermann(cD.kimball.com Market Sales Mgr. Brian Schuermann Cincinnati OH Market Sales Mgr. Bud Miller Vestavia Hills AL Bud. Miller(a)kimball.com Carrie. Daniel(cDkimball.com Chris. Parker(cD ki mball.com Market Sales Mgr. Carrie Daniel Fishers IN Market Sales Mgr. Chris Parker Leawood KS Market Sales Mgr. Dan Barry Malvern PA Dan.Banv(c)kimball.com Daniel. LUntz(cDkimball.com Market Sales Mgr. Daniel Luntz New York NY Market Sales Mgr. Elizabeth Irizarry North Miami Beach FL Elizabeth. Irizarrv(dkimball.com Market Sales Mgr. Erick Paul San Francisco CA erick.paul(a)kimball.com Gerhard.Stadel a ldmball.com Market Sales Mgr. Gerhard Stadel Los Angeles CA Market Sales Mgr. Heather Rowan Exeter NH Heather. Rowannakimball.com Market Sales Mgr. Janice Schroedel Pewaukee WI Janice.Schroedel a.kimball.com Market Sales Mgr. Jeannine McGuill Leander TX Jeannine.McGuill(a)l imball.com Market Sales Mgr. Jennifer Bays Franklin TN Jennifer. Bays(aa)kimball.com Market Sales Mgr. Jeremy Thole Dallas TX Jere mv.Thole(akimball.com Market Sales Mgr. Kara Fultz Louisville KY Kara.Fultz(a kimball.com Kellev.Mansfield(a)kimball.com Market Sales Mgr. Kelley Mansfield Erdenheim PA Market Sales Mgr. Kim Hart Hilliard OH Kim. Hart(a)l imball.com Kim.Lutz(a)kimball.com Kris.Landis(a)kimball.com Kristen.Anderson a()kimball.com Market Sales Mgr. Kim Lutz Webster Groves MO Market Sales Mgr. Kris Landis Branford CT Market Sales Mgr. Kristen Anderson Roswell GA Market Sales Mgr. Kristen Diamond Atlanta GA Kristen.Diamond(akimball.com Market Sales Mgr. Kurt Gombatz Los Angeles CA Kurt.Gombatz()kimball.com Market Sales Mgr. Kra Mabey Salt Lake City UT Kvra.Mabev()kimball.com Lauren.Mever(cDkimball.com MarvEllen.Quinn(a)kimball.com Market Sales Mgr. Lauren Meyer Albany CA Market Sales Mgr. Mary Ellen Quinn Leesburg VA Market Sales Mgr. Mary Redd Midlothian VA Marv.Redd(akimball.com Michele.Helsel a.kimball.com Market Sales Mgr. Michele Helsel O'Fallon MO Market Sales Mgr. Michelle Martin Raleigh NC Michelle. Marti n(a) ki mball.com Mick.Ann.Koratskvnakimball.com Market Sales Mgr. Mick Ann Koratsky Cordova TN Market Sales Mgr. Mindy Caldren Canal Fulton OH Market Sales Mgr. Nick Alessi New Providence NJ Market Sales Mgr. Nick Cho nich Dallas TX Market Sales Mgr. Noelle Hudak St. Louis Park MN Market Sales Mgr. Patti Wentz Chandler AZ Market Sales Mgr. Renee Weir Washington DC Market Sales Mgr. Samantha Crosson Truckee CA Market Sales Mgr. Sandra Beringer Boston MA Market Sales Mgr. Stephen Mills Oradell NJ Market Sales Mgr. Steve Barton League City TX Market Sales Mgr. Storey Gram Chicago IL Market Sales Mgr. Tara Kalva Bailey CO Market Sales Mgr. Theresa Comer Kirkland WA Market Sales Mgr. Tom Bair Staten Island NY Market Sales Mgr. Tyler Simmons Wauwatosa WI Market Sales Mgr. Will Taylor Denver CO A&D Specialist Carrie Richards Atlanta GA A&D Specialist John Hindman Bethlehem PA A&D Specialist Julia Glazer New York NY A&D Specialist Ogge Schieber Chicago IL A&D Specialist Tara Rohland Washington DC Healthcare Specialist AI son Wood Exeter NH Healthcare Specialist Rebecca Williams Glenshaw PA Healthcare Specialist Rene Inman Birmingham AL Healthcare Specialist Sheri Hurley Washington DC Healthcare Co.Creation Specialist Jill Houpt Chambersburg PA Healthcare Research and Training Manager Lissa Marshall Omaha NE Prod. Application Spec. Mia Diaz Los Angeles CA Prod. Application Spec. Shelly Lehner Greenwood IN Public Sector Sales Mgr. Erik Soderlund Westfield IN Public Sector Sales Mgr. Karen Kontoulas Southport NC Public Sector Sales Mgr. Wendy Schnarr Dallas TX Mindv.Caldren ankimball.com Nick.Alessi(a)kimball.com Nick.Chonich(a)l imball.com N o el le. H uda k(cD ki m ba I I. co m Patti.Wentz(fti mball. com Renee.Weir(aa)kimball.com samantha.crosso n(cD ki mball. com Sandra. Bed nger(c)ki mball.com Steahen.Mills(ftimball.com Steve.Barton(akimball.com Storev.Gram(cDkimball.com Tara. Kalva(a) ki mball.com Theresa.Comer(a)kimball.com Tom.Bair(ftimball.com Tvler.Simmons akimball.com Will.Taylor(cDki mball.com Carrie.Richards(ftimball.com John. Hind man(adkimball.com Julia.Glazer(a)kimball.com Oaae.Schieber(a)I imball.com Tara. Rohland(a)kimball.corn alvson.wood(cD-ki mball.com Rebecca. W i I liams(fti mba I I. com Rene.I nman ftimball.com sheri.hurlev aC)kimball.com Jill.Houpt(a)kimball.com lissa.marshall0kimball.com Mia.Diaz(a)kimball.com Shelly. Lehner(a) ki mball.com Erik.Soderlund(aki mball.com Karen.Konto ulas(a)kimball.com Wendy. Schnarr(a)kimbaILcom OMNIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT C. Number and location of support centers (if applicable) and location of corporate office. Kimball Office Inc. corporate office is located at 1600 Royal Street, Jasper, IN 47546 Manufacturing Locations: • 11 Indiana Locations • 2 Kentucky Locations • 1 Maryland Location 0 1 Pennsylvania Location Showroom Locations: • Chicago, Illinois • Los Angeles, California • Atlanta, Georgia • Boston, Massachusetts • Washington, D.C. • Dal I as, Texas Kimball Office has a dealer network of 398 trusted dealer partners to support your workplace needs D. Annual sales for the three previous fiscal years. • FY 16 total $635M • FY 17 total $670M • FY 18 total $686M For review of Kimball International Annual Reports, visit: https://www.kimballinternational.com/investor-information under "featured reports" E. Submit FEIN and Dunn & Bradstreet report. Kimball Office Inc. FEIN #35-1688210. D& B Credit HIM13ALLOMCEINC. -RullCompany Mew S3vecbjAngelaSian inka 1 37 30 Y'7 Summary ,Order Referpnce:anoelaslaniarkagkimbarcom I Reportasof07-3020193:10PM I usirgClurencyasUS13 :IIITr1:YjRite] gg[+i:jli,[41 TradesL ie;s}: ISUB5IULARY OFKIMBALLRJRNrfURE GR(XJP. LLC, JASPER INI Address: 1600 Royal % Jasper. IN. d75.39. UNITED STATES Phone: IS12) 492-1600 D-U-N-5: 79-731-21A7 In %rdolia: Yes Tags: No tags Alerts: Noalers Risk of Bad Debt Write- Cash Flow Risk off 18 65 (No change since last month) 3 (in the last month) Recent Alerts Company Profile Age of Business=mployees 32 years 2,500 500(here) 19 MYear Started There are no alerts to display. D-U-N-5 Mailing Andress Legal Form 7eleptione =oro:r3o:r i.'-':: : .. = 1600 History Record Webosite =leer www.kirnballoffjcefurnRu... Date Incorporared -3v c '`"cc Present Control Succeeded Employees 2,500 (SUU here I Age (Year Started) 32years (19S6) Named Principal Michael Wagner. PRIES. Lineof Business Mfg office furniture-nonwood State of Incorporation Indiana Ownership Not publicly traded Risk Assessmen t Overall Business Risk -11M-MODE RATE t . Dun & Bradstreet Thinks... + Overall a ssessm ent of th i s organization over the next 12 months: SOME- FINANCIAL-ST RE55-CON C E R MS • Based on the predicted risk of businessdiscontinuation: MODERATELY- H I GH ER-T HAN-AV ERAG E-RISK-0 F-FI MAN CLAL-STRESS • Based on the predicted risk of severely delinquent payments: MODERATE POTENTIAL FOR SEVERELY DELINQUENT PAYMENTS D&B Viability Rating Portfolio Comparison Score Low Risk (11 Maximum Credit Recommendation The recommended limitis teased on a moderately low probability of severe delinquency - Company's risk level is: High Risk (9) Prubability that a company will go Gut of business, become dormantlinactive. or file for ba nkrup tcyli nsolven cy within the next 12 months: 4_01)% Risk of Bad Debt Write-off (alFaknown asthe FailureScore) Law Risk (100) Company's risk level is: High Risk (1 j Based on the D&B Failure Score, the probabiIityoffaiIure for this company in the next 12 months is 0-76 *A , which makes it a Moderase Higl- risk for you to incur a write-off. Cash Flow Risk lalso known as the Delinquency Score) Low Risk (100) Company's risk level is: High Risk (1 j Based on the D&B Delinquency Score reporting a payment behavior of IN €ONSISTENTAND/OR SLOWER PAYMENTS, this company is predicted to have a risk of a negative impact to your cash flow. Past 12 Months Part 12 Months Payment Behavior Nst24 Months Low Risk (100) High Risk (0) Company's risk level is: + +. Days Beyond Terms_19 Based on a D&B PAYDE (D of 67 According to the D&B PAYDEX(D Score, this company paid its vendors on 16 days beyand creditter ms. a&B Rating Current Rating as of 12-24-201 R Previous Rating Employee Size Risk Indicator Employee Size 1 R_ 10 employees and 4= Higher than 1 R: 10employeesand over Average Risk over INQUIRIES No inquiries information available far this company Legal Events Trade Payments Events Occurrences Last Filed Highest Past Due Bankruptcies 0 judgements 0 Liens 1 06-14-2016 Suits 0 Highest N ow Owing UCC 2 11 2E 2007 US$ 100,000 Largest High Credit US$ 200,001) Ownership Thiscompany is Headquarters, Subsidiary Global Ultimate, Domestic Ultimate KIMEALL INTERNATIONAL, INC. Total Trade Experiences 59 Average High Credit U5$ 13,832 Payment Behavior Nst24 Months Low Risk (100) High Risk (0) Company's risk level is: + +. Days Beyond Terms_19 Based on a D&B PAYDE (D of 67 According to the D&B PAYDEX(D Score, this company paid its vendors on 16 days beyand creditter ms. a&B Rating Current Rating as of 12-24-201 R Previous Rating Employee Size Risk Indicator Employee Size 1 R_ 10 employees and 4= Higher than 1 R: 10employeesand over Average Risk over INQUIRIES No inquiries information available far this company Legal Events Trade Payments Events Occurrences Last Filed Highest Past Due Bankruptcies 0 judgements 0 Liens 1 06-14-2016 Suits 0 Highest N ow Owing UCC 2 11 2E 2007 US$ 100,000 Largest High Credit US$ 200,001) Ownership Thiscompany is Headquarters, Subsidiary Global Ultimate, Domestic Ultimate KIMEALL INTERNATIONAL, INC. Total Trade Experiences 59 Average High Credit U5$ 13,832 Payment Behavior Nst24 Months Low Risk (100) High Risk (0) Company's risk level is: + +. Days Beyond Terms_19 Based on a D&B PAYDE (D of 67 According to the D&B PAYDEX(D Score, this company paid its vendors on 16 days beyand creditter ms. a&B Rating Current Rating as of 12-24-201 R Previous Rating Employee Size Risk Indicator Employee Size 1 R_ 10 employees and 4= Higher than 1 R: 10employeesand over Average Risk over INQUIRIES No inquiries information available far this company Legal Events Trade Payments Events Occurrences Last Filed Highest Past Due Bankruptcies 0 judgements 0 Liens 1 06-14-2016 Suits 0 Highest N ow Owing UCC 2 11 2E 2007 US$ 100,000 Largest High Credit US$ 200,001) Ownership Thiscompany is Headquarters, Subsidiary Global Ultimate, Domestic Ultimate KIMEALL INTERNATIONAL, INC. Total Trade Experiences 59 Average High Credit U5$ 13,832 100 0 80 I 84 70 so so----------------------------------------------------------------------------- 40 30 20 0- +�O O 10 ' 0 otr rtov o� yw I IRS I N1R I AM I U& Q..W 2mm MS MR 2M& Zia 2M!J 2659 M9 M9 mam9 2R19 2019 FaiIure5core -C�- IndusvyMedian... --- {ash Flow Risk (Also Known As The Doi nquency Score) Low Risk (100) Based on a D8B delinquency Score of + Proportion of past due balances tototal amount owing ■ Higher risk industry based on delinquency rates forthis industry ■ Limited time under present management control ■ Proportion of slow payments in recent m onths ■ Evidence of open liens Ir"MVI MI Raw 5core S21 Business and Industry Trends 100 ' 9u0 I -7Q 60 ------------------------ ------ so 40 30 20 10 ; 0 Probabiligr of de risque ncy 4.2G% High Risk (1 ) Compared to Businesses in DLB Database 10.20% IWG 1 5W I MT I MN I DW I VA 1 1969 1 M+R I AM I W1f I AN I[;rlllW delinquenry5mm I n d ustry Med i ar, ... --- 100 0 80 I 84 70 so so----------------------------------------------------------------------------- 40 30 20 0- +�O O 10 ' 0 otr rtov o� yw I IRS I N1R I AM I U& Q..W 2mm MS MR 2M& Zia 2M!J 2659 M9 M9 mam9 2R19 2019 FaiIure5core -C�- IndusvyMedian... --- {ash Flow Risk (Also Known As The Doi nquency Score) Low Risk (100) Based on a D8B delinquency Score of + Proportion of past due balances tototal amount owing ■ Higher risk industry based on delinquency rates forthis industry ■ Limited time under present management control ■ Proportion of slow payments in recent m onths ■ Evidence of open liens Ir"MVI MI Raw 5core S21 Business and Industry Trends 100 ' 9u0 I -7Q 60 ------------------------ ------ so 40 30 20 10 ; 0 Probabiligr of de risque ncy 4.2G% High Risk (1 ) Compared to Businesses in DLB Database 10.20% IWG 1 5W I MT I MN I DW I VA 1 1969 1 M+R I AM I W1f I AN I[;rlllW delinquenry5mm I n d ustry Med i ar, ... --- Total Trade Ex perien €es= 59 Largest High Credit US$ 200.000 Average High Cred it: US$ 13,832 Total Unfavorable Comments= 0 Largest High Credit US$ 0 Total Placed in Collections: 0 Largest High Credit US$ 0 Trade Payments By Credit Extended (Based on 12months of data) Range of Credit Extended (US$} Number of Payment Experiences Total Value % Within Terms 190,009 & over 1 US$ 200.000 30 50,000 - 99.999 1 US$ 30.000 30 15,00(1 49.999 5 US$ 120.000 73 5,000 - 14.999 10 US$ 57.500 74 1,000 - 4,999 7 US$ 8500 35 Less than 1.000 10 US$ 4.300 65 Trade Payments By Industry Based on 24 months of data) Last Number of Hi�ie Payment Credit IndustryCat,eVry - Experiences JUS$) . 22 - Textile Mill Products 1 200,000 2221 - Manmade broadwvn mill 1 200,000 25 - Furniture and Fixtures 4 40,000 2521 - Mfg wood office furn 1 1,000 2522 - Mfg nonwd office furn 2 40,000 2541 - Mfg wood fixtures 1 20,000 = 32 - Stone, Clay, Glass, and 1 S.000 Concrete Products 3291 - Mfg abrasive products 1 S.OUO 33 - Primary Metal Industries 1 2S,000 3354 - Mfg alum extrud prdts 1 2S,000 = 35 - Industrial and Commercial 1 S,000 Machinery and Computer Equipment 3572 - Mfg computer storage 1 5,000 %Within 1-30 31-60 61-90 91- Ter'ms Gays Days Rays Days (Expand to Late Late Late Late View) N) l%) M M5 3O 50 O 0 0 0 0 5O 30 0 49 0 49 0 2 50 0 SU 0 0 100 0 O 0 0 100 0 U 0 0 0 100 0 0 0 La st %Within 1-30 31-60 61-90 91- Numhernf Higr Terms Days Days Days Days Payment Credit {Expand to Late Late Late Late Industry Category Experiences {US$} View) f%] i°h] [] {'fui + 42 - Motor PreightTransportation 2 1,000 and Warehousing 4213 - Trucking non - local 1 1.000 100 4 0 0 4 4214 - Loral truck wfstorage 1 1.000 0 54 50 0 4 w 45 - Transportation by Air 1 250 4513 - Air courier service 1 2 S0 50 0 SO 0 4 48 - Communications 1 7S0 4813 - Telephone commiuni€tns 1 750 100 0 U 0 4 + 49 - Electric, Gas and Sanitary 1 750 Services 49T1 - Electric services 1 7S0 100 0 U 0 4 + 50 - Wholesale Trade durable 6 7.SU0 Goads 5065 - Whol electronic parts 1 1.000 100 0 U 0 4 5072 - Whol hardware 2 7.500 100 0 U 0 4 5074 - Whol plumbJhydronics 2 1.000 S 95 U 0 4 5085 - Whal industrial suppl 1 0 0 0 U 0 4 + 51 - Wholesale Trade - 6 130,000 Nondurable Goods 5112 - Whol ofice supplies 2 500 50 17 U 0 33 5113 - Whol servi€e paper 2 5,000 52 48 U 0 4 5131 - Whol piecegoods 2 80,000 50 50 U 0 4 61 - Nondepos; itoryCredit 1 250 Institutions 6153 - Short-trm burn €red it 1 250 100 4 U 0 4 73 - Business Services 3 241.000 7363 - Help supply service 2 241.000 80 14 14) 0 4 7389 - Mis€ business service 1 0 0 4 U 0 4 + 87 - Engineering Accounting 1 5.000 Research Ma nagemen t a nd Related Services 8734 - Testing laboratory 1 5.000 50 50 U 0 0 + 91- ExecutiveLegislativeand 2 1S.000 General Government except Finance 9111 - Executive office 1 5,000 100 0 U 0 4 9121 - Legislative body 1 15,000 100 0 U 0 4 93 - Public Finance Taxation and 3 10.000 Monetary Policy 9311 - Public finance 3 10.000 100 0 U 0 4 + 99 Non€lassifiable 1 2.500 Establishments Industry Category 9999 Nonclassified La st Numherofr Hi9T Payment Credit Experiences (USS) 1 500 %Within 1-30 31-60 61-90 91- Terms Days days Days Days (Expand to Late Late Late Late View) N) C%) N) M 0 100 0 0 0 Trade Lines Dateof Selling High Credit Now Owes Past Due Experience + Payment Status Terms lus$) {USSI (USS) Months Since Last Sale 07119 Pays Slow 30+ N30 2,500 500 250 1 06f19 Pays Promptly 2O,013O 7,500 0 1 o6f19 Pays Promptly 7s0 0 0 1 06f19 Pays Promptly 25O 0 0 Eietween 4 and 5 Months 06f19 Pays Promptly N30 0 0 0 1 06f19 Pays Prompt to Slow 200,O00 100,000 3QU00 1 30+ 06fl9 Pays Prom ptto51DW 5,000 100 100 1 30+ 06f19 Pays Prompt to Slow 5,000 5,000 1,000 1 30+ O6f19 Pays PrompttoSlow 40,DO0 40,000 15,000 1 60+ 06fl9 Pays Prom Pt to Slovr 210,01XI 1,000 0 1 60+ 06f19 Pays Prom Pt to Slow 250 250 50 1 60+ 06f19 Pays Prom Pt to SIOW N30 500 250 250 Between 6 and 12 150+ Months D6f19 Pays Slow 30+ 5,000 0 0 Between 6 and 12 Months 06f19 Pays Promptly 5,000 0 0 Detween 6 and 12 Months 06f19 Pays Slow 30-60+ Regular 5,000 0 0 Between 2 and 3 terms Months 06f19 Pays Slow 60-90+ 1,DD0 1,000 1,000 1 06f19 Cash 500 0 0 Between 6 and 12 account Months 06f19 Cash 250 0 0 Between 2 and 3 a€€count Months 06fl9 Cash 2s0 0 0 Between 6 and 12 account Months 06f19 Cash 100 0 0 Between 6 and 12 account Months 06f19 Cash 100 0 0 Between 2 and 3 account Months 06f19 Cash sO 1 a€€aunt dateof Selling High CFedit Now Owes Past Due Experience Payment Status Terms MW (US$) cuss) Months Since Last Sale 06f19 pays Slow 30+ 1,000 250 250 1 05119 Pays Prompt to Slow N30 B0,000 80.000 1U,UU0 1 30+ 05119 Pays Prompt to Slow N30 500 500 250 1 30+ 05119 - 50 - Between 2 and 3 Months OAf19 Pays Promptly 75U 0 0 Between d and 5 Months 04l19 Cash 100 - Between 6 and 12 account Months OAf19 Cash 10U 1 account 04119 Cash SO 1 account 03119 Pays Promptly 1,000 0 0 Between 6 and 12 Months 03119 Pays Slow 30-50+ - 1,000 0 0 Between 2 and 3 Months 02119 Pays Slow 90+ 1 15 N30 75U 0 0 Between 6 and 12 Months 02f19 Pays Prompt to Slow - 250 0 0 Between 6 and 12 15+ Months 01119 Pays Promptly 7,500 250 0 1 01119 Pays Promptly 5,000 0 0 Between 2 and 3 Months 01119 Pays Promptly 15,OU❑ - 1 12118 Cash SO 1 account 10f18 SO 1 10f18 50 1 10f18 Cash 250 1 account 091f8 Pays Promptly 5,000 1 09118 Cash 100 1 ac€aunt 06118 Pays Promptly 0 0 0 Between 6 and 12 Months O9118 Cash SO - Between 2 and 3 account Months 07118 Cash 10U 1 account 07118 Cash SO 1 account 07118 Cash 100 1 ac€ou nt 06118 Pays Promptly 10,000 - 1 06118 Pays Promptly 250 0 0 Betweer 6 ano 12 Mantas 05118 Pays Promptly 25,000 -25,000 0 1 date of Selling High Credit Now Owes Past Due Experience - Payment Status Terns 111W [USQ cuss) Months Since Last Sale 0Sf18 Cash 50 1 account 04118 Cash - Between 6 and T2 account M onth s OB118 Pays Promptly St1 0 0 Between 6 and 12 Months 02J18 Pays Promptly S,ODU 1 12f17 Pays Promptly 1,OOt] 0 0 Between 6 and 12 Months 12f17 Cash 1UU 1 account 09117 Pays Promptly 1,00t1 0 0 1 09117 Cash 25(1 1 account Legal Events The following Public Fling data is for information purposes only and is not the official record- Certified €spies can only be obtained from the official source. Judgemenrs Liens SuitsU}CC Flings L 0 I 0 L Latest Filing - Latest Fling C& 14-2U16 Latest Firms - Latent Flag 11-2&2047 Events Lien - Tax Lien Fling Date 06-14,2016 Fling Number 11012929 Status Open Cate Status Attained 06-14,2016 Received Data 06-21-2016 Amount US$ 14.522 Cebtors KIM BALL OFFICE INCORPORATED Creditors STATE OF INDI.ANA Court MARION COUNTY CIRCUIT COURT, INDIANAPOLIS, IN UCC Flling Original Fling Date 11-22,2007 Filing Number 07000110526Ad Received Date 12-11-2007 Collateral Leased Equipment Secured Party WHAYNE SUPPLY COMPANY, LOUISVILLE, KY Debtors KIMBALL INTERNATIONAL MARKETING, INC.,JASPER, IN Filing Office SECRETARY OF STATUUCC DWI 51ON. IN DIANAPOLIS, IN The public reeved items contained in this report may have been paid, terminated, vacated or released prior to the date this re port was printed_This information may not be reproduced in whale or in part by any means of reproduction There may be additional UCC Filings in D&B's fileon this comp any available bycontacting 1-EM-234-3867. There may be additional suits, liens, or judgements in D&B's file on this company available in the U-S_ Public Records Database, also covered under your contract- If you would like more information an this database, please €on tact the Customer Resource Center at 1-800-234-3867_ I A lien holder can file the same lien in more than one filing location- The appearance of multiple liens filed by the same lien holder again sta debtor may be indicative of such an occurrence - Special Events 12-24.1a10 A Rating change has occurred on this company - 95-25.7415 This company is an operating subsidiary of Kimha11 Furniture Group, LLC, jasper, IN. Business started 1986 by the parent €ampany. Present control suc€eeded Mar 2016. The Chief Executive Officer is now Michael Wagner, Pres-- Company Profile Company Overview D-U-N-S 79-7 31- 2147 Legal Form Corporation (US) History Record Clear Date Incorparated 09 18 1996 State of Incorporation Indiana Ownership hot publicly traded Business Registration Mailing Address '.Ir cea States Telephone (912} 482 1606 Wabsite www.Ici mba I Iofficefurnitu re. com Present Con t ro I Su cceeded 2016 Employees 1.500 (599 sere; Aga (Year Started) 32 yea rs (19B6) Named Principal Michael Wagner, PRES. Line of Business Mfg office fu m i ture-n onvrned Corporate and business registrations reported by the secretary of state or other official source as cf: 06-30-2019 This data is for informatiflnal purposes only, certification can only be obtained through the Office of the Secretary of State. Registered Name KIMBALL OFF10E INC. Corporation Type Corporation (US) Business Commenced On 198153 State of I ncorpo ration INDIANA Cate Incorporated 08 18 1985 Registration ID 1986U8-S37 Registration Status ACTIVE Fling Date 08-18-1996 Where Fled SECRETARY OF STATE1CO RPORATIO NS DIVISION Registered Agent Name Julia E- Heitz Cassidy Address 16UU Royal Street jasper, IN,47SdG2256 Piin cipa Is Officers DOUGLASA HABIG, CHB THOMAS L HABIG, V C H B JAMES C THYEN, PRES- CEO R0NALDITHYEN, SR EXEC PRES JOHN TTHYEN, SR EXEC Y PRIES C. ALLEN PARKER, V PRIES R. GREGORYKINCER,TREAS Directors DIRECTOR(S): THE OFFICER(S) Company Events The following information was reported on: 11-03-2018 The Indiana Secretary of 5tate's husiness registrations file showed that Kimball International Marketing, Inc. was registered as a corporation on August 1E, 1986. Ely charter amendment the husiness name was changed to Kimball Office Inc. on April 12. 2011. Business started 1986 by the parent company- Present control succeeded Mar 2016. 100% of capital stock is owned by Ki mbal I ntem atinn al Inc. DOUGLAS A HABIG born 1945. 1975-present employed here; 1981 president; 1990 CEO- 1971-1975 employed with Indiana National Bank, commercial loan officer- 1969-1971 served the United States Army. Graduated from St Louis University in 1967with a RA degree and from Indiana University in 1969with an MBA Degree. THOMAS L HABIG barn 1928. 1952-present active with parent company- 19SOgraduated Tulane University, New Orleans, LA. JAM ES C THYEN barn T944. 1567-present a€tine with parent company. 1965 graduated Xavier University, Cincinnati, OH (BS) and 1967Indiana University, Bloomington, IN [MBA]. RONALDJ7HYEN born 1937. 1959-present active with parent. 1959graduated from Notre Dame University, South Bend, IN. JOHN T THYEN born 1938. 1961-present active with parent company- C. ALLEN PARKER. Antecedents are unknown . R- GREGORY KINCER-Ante€edents are unknown . Business Activities And Employees The follow ng information was reported on: 11-03-2.1018 Busin ess I nform at io n Trade Names (SUBSIDIARY OF KIMBALLRIRNITURE GROUP, LLC,JASPER, IN) Business Information Description Subsidiary of Kimball Furniture -Group. Uc, Jasper, IN started 1998 which operates as Mfg woad office furniture, mfg office furniture-nonwood- Parent company owns 1009E of capital stock - As noted, this company is a subsidiary of Kimball Furniture Group, L-C, DUNS number 79-473-2313 and reference is made to that report for background information on the parent company and its management Man ufa€cures non wooden office fumiture,spec ialixing in desks ortab les(1(1U°6)- ADDITIONALTELEPHONE NUMBER(S)= Toll Free SUU 482-181E. Terms are Net 311 days- Sells w dealers and government accounts- Territory = International. Employees Financing Status ImportfExport Seasonality Facilities Location SICENAICS Information SIC Codes 2522 2522.0400 NAICS Codes 337214 Govern ment Activity Activity Summary 2,500 which includes officer{sk 500 employed here. Unsecured Import Nonseasonal - Lea ses 195,000 sq- ft. in a two story brick building Shares with par Ent comp any. Industrial section on main street Borrower(DirfGuar) No Administrative Debt No Contractor No Grantee No Party excluded from federal No program(s) SIC Description Mfg office furniture- nonwood Office desks and tables, except wood NAICS Description Office Furniture (except Wood) Manufacturing Percentage of Business Financials D&B currently has no financial information on file for this company This inkwrnauan may nut be reproduced in whoLe or in part by arty means of reproduction. (DOun & Bradstreet Inc_2019_kll Qhos reserved OMNIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT F. Describe any green or environmental initiatives or policies. SUSTAINABILITY Kimball Office Inc. has a long history as an environmentally sensitive company. From our Company's inception as a wood furniture manufacturer, relying on nature's resources to create our products, the ideas of conservation and sustainability, of sensitivity toward our environment, have been deeply ingrained in our culture. Concern for our environment and "leading by example" in the promotion of environmentally responsible business practices is something that Kimball Office Inc. believes in as part of our corporate philosophies. Kimball Office Inc.'s sustainability practices include initiatives to reduce water usage, solid waste generation, VOC emissions, hazardous waste materials and Greenhouse Gases. Environmental goals are set and results measured against benchmarks. Environmental Kimball Office Inc. is dedicated to continued excellence, leadership and stewardship in protecting the environment, the health and safety of our employees and the members of the communities in which we work and live. Our commitment is to exceed customer expectations and to fully comply with Federal, State and Local environmental regulations. Within the design and production of product, in collaboration with our customers and suppliers, we strive to eliminate pollution generated at the source, to use renewable materials and to maximize the reclamation and recycling of materials to minimize adverse impact on the environment. All Kimball Office Inc. manufacturing locations have implemented an Environmental Management System (EMS) and nearly all of these locations have achieved third party ISO 14001 registration, the global standard for environmental protection and commitment to continuous improvement. The ISO 14001 Environmental Management System requires continuous improvement initiatives to reduce impacts on the environment. Waste Reduction and Recycling Kimball Office Inc.'s Corporate Recycle Center (CRC) supports the programs of numerous regional facilities, providing a central location for consolidating recyclable materials for re -sale and transport. Currently the CRC recycles over 65 different waste materials. Among the materials recycled are steel, aluminum, glass, fabrics, printer cartridges, electronic equipment, and several types of plastic, wood and cardboard, which is either sold for re -use or recycled by type of material. The sustainability and continuous improvement projects have reduced the overall waste generated at Kimball Office Inc. facilities as the amount of recycling has steadily increase. 32 OMNIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT F. Describe any green or environmental initiatives or policies. Sustainable Global Wood Purchasing Kimball Office Inc. strives to ensure that wood used in the manufacturing of our products is obtained from environmentally and socially responsible sources. Knowing we are procuring wood responsibly not only supports our sustainability initiatives, but also provides assurance that our wood -based components have the lowest possible burden on the global environment. It is Kimball Office Inc.'s policy to work with partners who share our values of responsible management of wood from the forests where our raw materials are harvested. Kimball Office Inc. strives to use wood from properly managed forests to reduce the environmental impact we have on our industry. Kimball Office Inc. expects suppliers of wood -based materials to follow all applicable laws of the United States of America including the Lacey Act, in addition to laws of the country where they are located and international treaties and agreements to which the United States is a signatory. We will not use species listed in CITES (Convention on International Trade in Endangered Species of Wild Fauna and Flora) Appendices I or 11, for the manufacturing of our products. Our Supply Chain Team will give preference to suppliers who participate in the following programs: Forest Stewardship Council (FSC), Sustainable Forestry Initiative (SFI), American Tree Farm System (ATFS), Canadian Standards Association (CSA), Programme for the Endorsement of Forest Certification (PEFC), and Composite Panel Association's Eco Certified Composite (ECC). Kimball Office Inc. conducts business ethically based on our Business Partner Code of Conduct and expects our business partners to do so as well. G. Describe any diversity programs or partners supplier does business with and how Participating Agencies may use diverse partners through the Master Agreement. Indicate how, if at all, pricing changes when using the diversity program. Diversity is a core principle for Kimball. Kimball International is a publicly traded company (KBAL) led by our CEO Kristie Juster and President Phyllis Goetz. We are not a minority or women owned business, however we focus and support diversity owned dealers and suppliers. Our number of minority -owned Select Dealers is 48%. We measure utilization of these businesses and work to facilitate growth and opportunities to these entities. We have tracking tools in place and, on a quarterly basis, review our spend dollars and percentages in various diverse supplier categories (as defined by the US Government). We also track any efforts we undertake relative to initiating discussions with and possibly bringing on new diverse suppliers, dealers, and other subcontractors. Kimball can provide first tier minority spend reports upon request. 33 OMNIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT H. Describe any historically underutilized business certifications supplier holds and the certifying agency. This may include business enterprises such as minority and women owned, small or disadvantaged, disable veterans, etc. Kimball Office Inc. does not hold underutilized business certifications, but actively pursues and works with such entities through our dealer network. I. Describe how supplier differentiates itself from its competitors. While trends may come and go, Kimball has a longstanding history of being able to evolve. To embrace what's new and take it to the next level. From our origins as a piano maker to one of today's leading furniture companies, our purpose has remained constant —to help people achieve their potential in their own, unique way. Being nimble, quick, and approachable allows us to make a difference for each individual customer. The average tenure for a Kimball team member is over 15 years and many of our customers and suppliers have been with us for 40 or more years. We keep good company —actively listening to our customers, brilliant partners, and industry thought leaders —and invite collaborative discussions that challenge what's familiar and inspire fresh ideas. Driven by curiosity and inspired to empower people, we craft what's next, so you can work your way. We've found that what drives our purpose are the exact things that bring value to our relationship with you: Authenticity- Being authentic keeps us grounded in integrity, humility, and warmth —all of which helps us build deeper connections with our customers and create great customer experiences for them. Curiosity- We believe that curiosity is the starting point to addressing unmet needs. By asking you the right questions, we're able to develop just the right answers that solve for all the different ways your people want to work. A Culture of Caring- Understanding how we're all interconnected makes us more invested and serve as better partners —to our customers, to our communities, and to the world. Insightfulness- Being insightful means inspiring more "aha" moments for our customers and paves the way for us to craft forward -thinking solutions that respond to their ever -evolving needs. 34 OMNIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT Describe any present or past litigation, bankruptcy or reorganization involving supplier. The Company is not currently involved as a party, nor has it been a party in the last ten years to any litigation that had or is likely to have any material impact on the Company. The Company has never sought bankruptcy protection, nor has the Company otherwise pursued any form of legal reorganization based on opportunities to reorganize to address financial issues that may be afforded under any federal or state law. K. Felony Conviction Notice: Indicate if the supplier a. is a publicly held corporation and this reporting requirement is not applicable; b. is not owned or operated by anyone who has been convicted of a felony; or c. is owned or operated by and individual(s) who has been convicted of a felony and provide the names and convictions. a. Kimball International Inc is a publicly held corporation, whose subsidiary Kimball Office Inc. is responding to this bid, therefore this reporting requirement is not applicable. L. Describe any debarment or suspension actions taken against supplier Kimball Office Inc. Inc has not had any debarment or suspension actions taken against the Company. 3.2 Distribution, Logistics A. Describe the full line ofProducts and Services offered by Company. Kimball Product Lines: Open Plan h. KOREWork Cart NarTates frxt`s l 11 d i ilo- Xsede"� Power Beare KOREI Xsede'�' Canopy Xsedee Height Adjust Xsitea Kimball` Kimball Product Lines: Open Plan lnterwar&D EQ Cetra7' Foatprint& E Priority'' ❑ocO Work Tables Traxx"' & Tiles Perks Fundamental'e Files LFTM Series Kimball` Kimball Product Lines: Desks KORETM Wcrk Cart Definition@ KORE' FfuenC MMMM �I K a� •a • PFi0riI.VT"' Transcend'o Kimball` Kimball Product Lines: Desks FaotprinO E) Heritage collection Senator's Guide President" Xsedeo Height Adjust InnsbrucC Kimball` Kimball Product Lines: Seating Pepo J Nash'h' Theo"' Abbott' J Lusso.. Splendero Poly T'I dw Kimball' Kimball Product Lines: Seating Tucker Niles Jaelle'' Behavioral W61ness %p Bloomo fixto Helio"M Flip'a GreerR Pairings Health Kimball` Kimball Product Lines: Seating Spruce"m Behavioral Wellness Sycamore"" Metal Wilder"" j oel le "' Boydo Villa' Wish"' 1 ►� Event'" Pose Kimball` Kimball Product Lines: Seating Collage7' Adag�atoT" Sycamore"' Acapella@ Spruce' Villa" Health Sieep Sofa Bede Alp€neTM Wlaw Health Kimball` Kimball Product Lines: Seating Men` Physician ! Exam Stoat Stature@ Meadow m Itsa TK Shore@ Bingoe Enjoy' Kimball` Kimball Product Lines: Seating B Heritage collection Clairmont'"' Independence Newcastle' Independence Hillsborough v Independence Springfield' Independence Richland` Independence Suffcftm Kimball` Kimball Product Lines: Storage Stow -T" Foatprinto Pullout Storage Footprints Ai[erna KOPF Fluent'' 4 fixt'D Xsedeo� Media Cart ���� sMONO Pri a city'" Kimball` Kimball Product Lines: Storage Definition" iranscendo� Fundamentalo Files LF"" Series Complementary Furniture Sanctuary" E) Heritage collection Senator^ President"m Innsbruck"' Kimball` Kimball Product Lines: Tables f i fit", Qacke Meeting Pairings Docko Training Bloom Teem`D �I Spruce" Theo Xsede� Height Adjust Kimball` Kimball Product Lines: Tables +CORE Scenanc)w Priority~ DocO Work Tables As pi re@ ❑efinitiDO ContemporaryFFransitional Tables 777 Configuration Tables ` 1,,,t r Kimball` Kimball Product Lines: Tables Footprint"' Ik Bens averbed Tables r Transcend'' min Pose'" Cube & Cylinder villa' Arpeggio"' Traditional Tables Kimball` Kimball Product Lines: Tables 0 Heritage Collection Senator'11 Modular Caseworks Alterna President TM kid Innsbruck TM Kimball` Kimball Product Lines: Benching C a rl opy�v h� • 16 Xsede'E aocO Work Tables NarrateoD Xsede`_' Height Adjust Fcotprinto Prfofltjj_", Kimball` Kimball Product Lines: Height Adjust 4 KORE- Work Cart TM Priority Canopy' TM Scenario Rock'O Training r Xsedeo Haight Adjust Kimball` Kimball Product Lines: Technology Bluetooth Speaker wePresento Jolt' Optix Kimball` Kimball Product Lines: Accessories R 2!6& - UU, Stow' Xsedeo Media Cart KORE' Teen: - Complementary Furniture Narrateo Xsede� Power Beam Perks-q Kimball' Kimball Product Lines: Accessories JIF Traxxo & Tiles Fluent m Scenario fief nitiono Kimball` OMNIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT B. Describe how supplier proposes to distribute the products/service nationwide. Include any states where products and services will not be offered under the Master Agreement, including U.S. Territories and Outlying Areas. Kimball Office Inc. utilizes their own trucking fleet as well as LTL carriers to insure timely deliveries. Delivery and Installation is coordinated with the dealers depending on the size and scope of the individual projects. The primary concern is that the customer's wishes are being met so when unique situations arise the solution sometimes must be customized but all installs will be serviced by the dealer install team so that ongoing service and care is available at a local level. C. Identify all other companies that will be involved in processing, handling or shipping the products/service to the end user. • Kimball Truck Fleet • Nationwide Industry Recognized LTL Truck Fleets • Authorized Dealer network D. Provide the number, size and location of Supplier's distribution facilities, warehouses and retail network as applicable. Distribution Facilities / Warehouses: (3) • Distribution Center #2 Santa Claus, IN 363,000 Sq. Ft. • Distribution Center #3 Jasper, IN 155,523 Sq. Ft. • Distribution Center #4 Jasper, IN 220,541 Sq. Ft. ATLANTA 3445 Peachtree Road Suite 400 Me hta, GA 30326 1 000.390.1076 DALLAS 2100 McKinney Avenue Suite 1850 Dallas, TX 75201 1 300.835.4904 � rr: BOSTON CHICAGO 70 Franklin Street 325 North Wells Street Suite 100 Boston, MA 02110 1 8006184436 Chicago, IL 60654 1800 349 9827 LOS ANGELES WASHINGTON DC 500 South Grand Avenue Bilhnore Towers 24� Flour 1130 Connecticut Avenue NW Suite 1150 Los Angeles, CA 90071 1 000 2033688 Washington, DC 20036 1 800.637.6996 OMNIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT 3.3 Marketing and Sales A. Provide a detailed ninety -day plan beginning from award date of the Master Agreement describing the strategy to immediately implement the Master Agreement as supplier's primary go to market strategy for Public Agencies to supplier's teams nationwide, to include, but not limited to: Executive leadership endorsement and sponsorship of the award as the public sector go -to -market strategy within first 10 days Kimball Office Inc. Executive Leadership, in conjunction with OMNIA Partners Leadership, will communicate a new OMNIA Partners contract through its website and direct communication to its selling teams and dealerships. ii. Training and education of Supplier's national sales force with participation from the Supplier's executive leadership, along with the OMNIA Partners team within first 90 days Within 10 days of award: -Kimball Office Inc. Executive leadership and OMNIA Partners Executive leadership will communicate the new OMNIA Partners contract though its website and direct communications to its sales teams and authorized distribution channel. Within 30 days of award: -Schedule a meeting with OMNIA Partners officials to review contract expectations. -Develop a Nationwide joint marketing/sales plan with OMNIA Partners. -Review, train, and present contract changes to Kimball Office Inc. Sales Managers. -Review, train and present contract changes to Internal Contract Support team and Customer Service teams. Within 60 days of the award: -Create power point and other types of communication that highlight new award and its changes. -Create presentation and develop training schedule for all Kimball Office Inc. -Review all existing opportunities and notify of new award and date. Within 90 days of the award: -Complete presentation and roll out to all Kimball Office Inc. Distribution channel. -Develop tracking plan for new contract progress. -Meet with OMNIA Partners to review progress and activity. -Further develop new OMNIA Partners exchange program and exchange of data regarding new contract sales opportunities. 59 OMNIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT 3.3 Marketing and Sales B. Provide a detailed ninety -day plan beginning from award date of the Master Agreement describing the strategy to market the Master Agreement to current Participating Public Agencies, existing Public Agency customers of Supplier, as well as to prospective Public Agencies nationwide immediately upon award, to include, but not limited to: i. Creation and distribution of a co -branded press release to trade publications Kimball Office Inc. Marketing team will work with OMNIA Partners Marketing team to develop a co -branded press release to distribute to various trade publications within the first 10 days of award. ii. Announcement, contract details and contact information published on the Supplier's website within first 90 days A notification will be sent out within the first 30 days of award announcing the new award to our dealers via our Kimball Office Inc. brand specific websites. iii. Design, publication and distribution of co -branded marketing materials within first 90 days Kimball Office will complete a new OMNIA Partners marketing piece for hand out and email distribution to promote the new contract. iv. Commitment to attendance and participation with OMNIA Partners at national (i.e. NIGP Annual Forum, NPI Conference, etc.), regional (i.e. Regional NIGP Chapter Meetings, Regional Cooperative Summits, etc.) and supplier -specific trade shows, conferences and meetings throughout the term of the Master Agreement Kimball Office Inc. commits to work with OMNIA Partners to secure booth space for all shows that OMNIA Partners will be attending that Kimball Office Inc. believes will impact our success with this contract. OMNIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT 3.3 Marketing and Sales V. Commitment to attend, exhibit and participate at the NIGP Annual Forum in an area reserved by OMNIA Partners for partner suppliers. Booth space will be purchased and staffed by Supplier. In addition, Supplier commits to provide reasonable assistance to the overall promotion and marketing efforts for the NIGP Annual Forum, as directed by OMNIA Partners. Kimball Office Inc. commits to purchase 10x10 booth space in designated area selected by OMNIA Partners at NIGP Annual Forum and identified regional trade shows where the OMNIA Partners program has focus. Kimball Office Inc. will provide representation to man the booth as well as assist in the marketing plans and give-away suggestions provided by OMNIA Partners. vi. Design and publication of national and regional advertising in trade publications throughout the term of the Master Agreement Ongoing marketing and promotion of the Master Agreement throughout its term (case studies, collateral pieces, presentations, promotions, etc.) Dedicated OMNIA Partners internet web -based homepage on Supplier's website with: Kimball Office Inc. will continue to promote the OMNIA Partners agreement through publications and websites in identified trade publications. vii. Dedicated OMNIA Partners internet web -based homepage on Supplier's website with: Kimball Office Inc. will continue to develop marketing materials in conjunction with OMNIA Partners to promote the master agreement throughout its term (case studies, training materials and end -user presentations.) ONINIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT viii. Dedicated OMNIA Partners internet web -based homepage on Supplier's website with: • OMNIA Partners standard logo; • Copy of original Request for Proposal; • Copy of contract and amendments between Principal Procurement Agency and Supplier; • Summary of Products and pricing; • Marketing Materials • Electronic link to OMNIA Partners' website including the online registration page; • A dedicated toll -free number and email address for OMNIA Partners Kimball Office Inc. agrees to continue to maintain OMNIA Partners dedicated webpages on www.Kimball.com and www.nationalofficefurniture.com. These sites will include the OMNIA Partners logo, copy of the original RFP, copy of the contract and amendments, summary of products and pricing, marketing materials, and a link to the OMNIA Partners online registration. Additionally, Kimball Office Inc. agrees to provide OMNIA Partners the materials needed to develop and maintain current information on their website as well. C. Describe how Supplier will transition any existing Public Agency customers' accounts to the Master Agreement available nationally through OMNIA Partners. Include a list of current cooperative contracts (regional and national) Supplier holds and describe how the Master Agreement will be positioned among the other cooperative agreements. After detailed training, our Sales Representatives, in conjunction with our Servicing Dealer Network will contact OMNIA Partners participating agencies to announce our new contract. The announcement will initiate contact in many forms — in person presentations, phone calls, ecards, etc. Initially our sales teams will focus on our existing customers — most of these customers will be contacted in person to educate them on our new contract. Our existing customers are familiar with our products and services, these calls will focus on OMNIA Partners education and the benefits associated with our new agreement. In addition to our current customers, we will focus on new opportunities and new customers. Kimball Office Inc. has a long history of being active participants in trade shows like NIGP. We will continue to market our products and services through the OMNIA Partners contract at the trade shows. We will follow up with all leads generated during those trade shows. We will also establish a customer service program. This program will focus on our existing customers — the intent to identify those customers who are not using the contract and provide a list to management so that we can ensure that the customer has been approached and provided the correct information. This program will also afford us the opportunity to work with OMNIA Partners on those customers that we are having problems transitioning. We believe with the commitment and support of Kimball Office Inc.'s entire sales force that the focus and measurements will be in place to market this agreement into success for all parties. OMNIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT D. Acknowledge Supplier agrees to provide its logo(s) to OMNIA Partners and agrees to provide permission for reproduction of such logo in marketing communications and promotions. Acknowledge that use of OMNIA Partners logo will require permission for reproduction, as well. Kimball Office Inc. will provide OMNIA Partners with its company/corporate logo(s) for use in marketing communications and promotions. Kimball Office Inc. authorizes OMNIA Partners to reproduce such logo(s) in marketing communications and promotions providing the logo and use meet Kimball International's marketing requirements. Kimball Office Inc. will work with OMNIA Partners to make sure this happens. E. Confirm Supplier will be proactive in direct sales of Supplier's goods and services to Public Agencies nationwide and the timely follow up to leads established by OMNIA Partners. All sales materials are to use the OMNIA Partners logo. At a minimum, the Supplier's sales initiatives should communicate: i. Master Agreement was competitively solicited and publicly awarded by a Principal Procurement Agency ii. Best government pricing iii. No cost to participate iv. Non-exclusive Kimball Office Inc. agrees to develop a marketing plan to reach public agencies nationwide participating in the OMNIA Partners program. At the very least, Kimball Office Inc. will develop a direct marketing approach that will communicate the requirements of OMNIA Partners as well as a program to follow up with those agencies. F. Confirm Supplier will train its national sales force on the Master Agreement. At a minimum, sales training should include: i. Key features of Master Agreement ii. Working knowledge of the solicitation process iii. Awareness of the range of Public Agencies that can utilize the Master Agreement through OMNIA Partners iv. Knowledge of benefits of the use of cooperative contracts Kimball Office Inc. sales team is seasoned and have expert knowledge and selling experience with the OMNIA Partners contract. Many of our sales resources have a very positive working relationship with their OMNIA Partners counterparts. A new award will allow Kimball Office Inc. and OMNIA Partners to continue to expand our selling team relationships. All selling teams are trained on the key features of the contract through regular webinars by the program owner. All selling teams have a true understanding of public solicitation processes and how OMNIA Partners eliminates the need for the agencies to go through the bid process, therefore saving time and resources. We continue to work with the OMNIA Partners teams to expand the use of the program via the wide range of public agencies that can access OMNIA Partners. 63 ONINIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT G. Provide the name, title, email and phone number for the person(s), who will be responsible for: i. Executive Support ii. Marketing iii. Sales iv. Sales Support v. Financial Reporting vi. Accounts Payable vii. Contracts The contact information for this position is: Executive Support: Phyllis Goetz President, Kimball Office Inc. Kimball Office Inc. 1600 Royal Street Jasper, IN 47549-1022 PH: 800-482-1616 EM: Phyllis.Goetz@Kimball.com Marketing: Wendy Murray Director of Brand Marketing 1600 Royal Street Jasper, IN 47549-1022 PH: 800-482-1616 ext. 6685 EM: Wendy. Murray@Kimball.com Sales: Rhonda Hammack Director, Government Sales 1600 Royal Street Jasper, IN 47549-1022 PH: 443-745-1272 EM: Rhonda.Hammack@Kimball.com Sales Support: Kris Kendall Government Sales Specialist 1600 Royal Street Jasper, IN 47549-1022 PH: 800-482-1616 ext. 8644 EM: Kris.Kendall@Kimball.com Financial Reporting: Carolyn Brewer Assistant Controller 1600 Royal Street Jasper, IN 47549-1022 PH: 800-482-1616 ext. 8518 EM: Carolyn.Brewer@Kimball.com Contracts: Stacy Huelsman Commercial Contract Mgr 1600 Royal Street Jasper, IN 47549-1022 PH: 800-482-1616 ext. 8108 EM: Stacy.Huelsman@Kimball.com H. Describe in detail how Company's national sales force is structured, including contact information for the highest -level executive in charge of the sales team. ONINIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT Kimball Office has Sales Representatives in all 50 States. The direct sales team is divided into separate categories. Representation is primarily structured to focus on Sales and Service to our end customers and to our authorized Dealer Network. Other representation is the Government Sales. We have specialized Sales Representatives that focus entirely on Government business. Another important aspect of our business is the A&D community and we have sales representation focusing on that important link to the sales process. The country is divided into (10) regions and a Regional manager is assigned to each region. The Sales Team members report to the Regional managers. Leading the Regional Managers are two Director of Sales positions, one for the Eastern half of the country and one for the Western half of the country. A Director of A&D leads the A&D team. In the Government sector, we have a Director of Government Sales. The four Directors report to the Vice President of Sales. The Vice President of Sales reports to the highest Executive level in the in the sales organization. That position is President of Kimball Office. Explain in detail how the sales teams will work with the OMNIA Partners team to implement, grow and service the national program. Kimball Office Government Sales Managers (GSMs) are the program regional owners and provide program leadership in their respective areas. They work in conjunction with the OMNIA regional managers in their areas to grow the program sales. Together they strategize on targeted accounts, leveraging existing contact relationships. They involve the Kimball Office Region Management team as well as the Market Sales Managers to insure a constant touch and sales process forward action. The GSM's coordinate Dealer Boot Camps for both the Public and Education Sector Region Managers. Together they educate and promote the OMNIA allocating resources appropriately. J. Explain in detail how Supplier will manage the overall national program throughout the term of the Master Agreement, including ongoing coordination of marketing and sales efforts, timely new Participating Public Agency account set-up, timely contract administration, etc. Kimball Office has developed the following structure to manage the National IPA program through the terms of the agreement: • A dedicated program owner — Rhonda Hammack • A dedicated contract specialist — Stacy Huelsman • Regional Program Owners — Five Government Sales Managers • A dedicated trained internal government support team providing timely new participant set up. • A sales reporting structure that provides National IPA monthly sales reporting requirements by registered end -user. • A marketing specialist that will work in conjunction with National IPA to develop joint marketing and sales pieces. The Kimball Office leadership team has put the resources in place for continued sales growth. This structure has served us well during the current contract period. A new contract would allow us to re-train and re -focus for continued sales growth. ONINIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT K. State the amount of Supplier's Public Agency sales for the previous fiscal year. Provide a list of Supplier's top 10 Public Agency customers, the total purchases for each for the previous fiscal year along with a key contact for each. Kimball's Public Sector sales volume for fiscal year 2019 $23,642,131.00. Our top 10 accounts are as follows: Laredo Community College Cosumnes Community Service University of North Carolina at Chapel Hill City of Dallas Pima Medical Institute -Tucson Campus — AZ Boston University City of Stamford Virginia Tech West Virginia University Robert C Byrd Health NAACP OMNIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT L. Describe Supplier's information systems capabilities and limitations regarding order management through receipt of payment, including description of multiple platforms that may be used for any of these functions. Kimball Office has taken advantage of recent advancements in technology by implementing and making available to our business partners a number of electronic tools. We have partnered with leaders in the software industry to develop and implement these electronic resources to enhance the Kimball Office experience for our customers. Matched with future advancements in our E-Business capabilities, these tools allow our customers to easily specify and select product, view renderings, submit orders and check order status. Payment Methods: • Check • Wire Transfer • ACH • EFT Ordering Methods: • Mail • Fax • Email • SAP • EDI 67 OMNIA PARTNERS EXHIBITS EXHIBIT A- RESPONSE FOR NATIONAL COOPERATIVE CONTRACT M. If the Supplier wants to guarantee sales, provide the Contract Sales (as defined in Section 10 of the National Intergovernmental Purchasing Alliance Company Administration Agreement) that Supplier will guarantee each year under the Master Agreement for the initial three years of the Master Agreement ("Guaranteed Contract Sales"). $ 100,000 .00 in year one $ .00 in year two $ .00 in year three To the extent Supplier guarantees minimum Contract Sales, the administration fee shall be calculated based on the greater of the actual Contract Sales and the Guaranteed Contract Sales. Recent and future events in cooperative purchasing landscape may create additional challenges, but Kimball Office is committed to strive for continued annual double-digit contract sales growth. With these uncertainties Kimball Office therefore will only provide a nominal annual sales guarantee. N. Even though it is anticipated many Public Agencies will be able to utilize the Master Agreement without further formal solicitation, there may be circumstances where Public Agencies will issue their own solicitations. The following options are available when responding to a solicitation for Products covered under the Master Agreement. Kimball Office Inc. will lead with OMNIA Partners, however; to clarify that OMNIA Partners does not expect Kimball Office Inc. to walk away from sales opportunities when the end user rejects use of OMNIA Partners, the following changes are requested. For avoidance of doubt, OMNIA Partners does not expect to be paid an Administrative Fee on sales for which it's use is rejected by the end user and it performs no functions in relation to those sales. .: i. Respond to registered and qualified end National IPA end -users with Master Agreement pricing (Contract Sales reported to ON IA Partners). Kimball Office proposes the additional language in red to be added to the existing statement above. ii. If competitive conditions require pricing lower than the standard Master Agreement not -to -exceed pricing, Supplier may respond with lower pricing through the Master Agreement. If Supplier is awarded the contract, the sales are reported as Contract Sales to ON IA Partners under the Master Agreement. Kimball Office Inc. will comply with this request. For clarification, Lower pricing given to OMNIA Partners members due to competitive reasons will be reported to O IA under the Master Agreement unless they have an existing standard agreement with Kimball Office Inc. (brand(s)) at time of award. Kimball Office Inc. will then review in detail when existing contract is up for renewal. iii. Respond with pricing higher than Master Agreement only in the unlikely event that the Public Agency refuses to utilize Master Agreement (Contract Sales are not reported to ON IA Partners). Kimball Office Inc. proposes to delete the language as set forth on 3.niii: Commitment of Exhibit A. In lieu of such language in 3.n.iii, Kimball Office Inc. commits as follows: In the event that the Public Agency refuses to utilize Master Agreement, the Supplier may provide pricing under an alternative agreement. It is considered a refusal if the Public Agency utilizes a bid/RFP/RFQ process or otherwise chooses not to utilize National IPA. Sales under this section of refusal by Public Agency are not considered Contract Sales under ON IA Partners and Administration Fee is not owed. iv. If alternative or multiple proposals are permitted, respond with pricing higher than Master Agreement, and include Master Agreement as the alternate or additional propcMN. In the event of an award of the higher, customer net price, non- O IA Partners Master Agreement proposal, sales would not be considered Contract Sales and no Administrative Fee is owed. Kimball Office Inc. requests the proposed language in red for clarification purposes. Detail Supplier's strategies under these options when responding to a solicitation. Kimball Office Inc. will lead with OMNIA Partners as our primary Cooperative Purchasing vehicle in all appropriate sales opportunities through bid processes, face to face communication and marketing strategies. The Administrative fee will be paid on all purchases made by qualified, registered customers as agreed upon within the Master Agreement. In the event, a customer chooses not to use the OMNIA Partners Cooperative Purchasing agreement, pricing will be proposed at equivalent or higher customer net pricing to the customer to avoid the loss of a sales opportunity. Sales under this section of refusal by Public Agency are not considered Contract Sales under OMNIA Partners and Administration Fee is not owed. Kimball Office Inc. understands and complies with the information within OMNIA Partners Exhibit A in conjunction with the typed responses / alternative language submitted. Section 8 OMNIA Partners Requirements - Exhibit F OMNIA PARTNERS EXHIBITS EXHIBIT F- FEDERAL FUNDS CERTIFICATIONS FEDERAL CERTIFICATIONS ADDENDUM FOR AGREEMENT FUNDED BY U.S. FEDERAL GRANT TO WHOM IT MAY CONCERN: Participating Agencies may elect to use federal funds to purchase under the Master Agreement. This form should be completed and returned with proposal. The following certifications and provisions may be required and apply when a Participating Agency expends federal funds for any purchase resulting from this procurement process. Pursuant to 2 C.F.R. § 200.326, all contracts, including small purchases, awarded by the Participating Agency and the Participating Agency's subcontractors shall contain the procurement provisions of Appendix II to Part 200, as applicable. APPENDIX II TO 2 CFR PART 200 (A) Contracts for more than the simplified acquisition threshold currently set at $150,000, which is the inflation adjusted amount determined by the Civilian Agency Acquisition Council and the Defense Acquisition Regulations Council (Councils) as authorized by 41 U.S.C. 1908, must address administrative, contractual, or legal remedies in instances where contractors violate or breach contract terms, and provide for such sanctions and penalties as appropriate. Pursuant to Federal Rule (A) above, when a Participating Agency expends federal funds, the Participating Agency reserves all rights and privileges under the applicable laws and regulations with respect to this procurement in the event of breach of contract by either party. Does offeror agree? YES SPF Initials of Authorized Representative of offeror (B) Termination for cause and for convenience by the grantee or subgrantee including the manner by which it will be effected and the basis for settlement. (All contracts in excess of $10,000) Pursuant to Federal Rule (B) above, when a Participating Agency expends federal funds, the Participating Agency reserves the right to immediately terminate any agreement in excess of $10,000 resulting from this procurement process in the event of a breach or default of the agreement by Offeror in the event Offeror fails to: (1) meet schedules, deadlines, and/or delivery dates within the time specified in the procurement solicitation, contract, and/or a purchase order; (2) make any payments owed; or (3) otherwise perform in accordance with the contract and/or the procurement solicitation. Participating Agency also reserves the right to terminate the contract immediately, with written notice to offeror, for convenience, if Participating Agency believes, in its sole discretion that it is in the best interest of Participating Agency to do so. Offeror will be compensated for work performed and accepted and goods accepted by Participating Agency as of the termination date if the contract is terminated for convenience of Participating Agency. Any award under this procurement process is not exclusive and Participating Agency reserves the right to purchase goods and services from other offerors when it is in Participating Agency's best interest. Does offeror agree? YES SPF Initials of Authorized Representative of offeror (C) Equal Employment Opportunity. Except as otherwise provided under 41 CFR Part 60, all contracts that meet the definition of "federally assisted construction contract" in 41 CFR Part 60-1.3 must include the equal opportunity clause provided under 41 CFR 60-1.4(b), in accordance with Executive Order 11246, "Equal Employment Opportunity" (30 CFR 12319,12935, 3 CFR Part,1964- 1965 Comp., p. 339), as amended by Executive Order 11375, "Amending Executive Order 11246 Relating to Equal Employment Opportunity," and implementing regulations at 41 CFR part 60, "Office of Federal Contract Compliance Programs, Equal Employment Opportunity, Department of Labor." FURNITURE, INSTALLATIONAND RELATED PRODUCTS AND SERVICES RFP# 269-2019-105 NNE 19, 2019 74 Section 8 OMNIA Partners Requirements - Exhibit F Pursuant to Federal Rule (C) above, when a Participating Agency expends federal funds on any federally assisted construction contract, the equal opportunity clause is incorporated by reference herein. Does offeror agree to abide by the above? YES SPF Initials of Authorized Representative of offeror (D) Davis -Bacon Act, as amended (40 U.S.C. 3141-3148). When required by Federal program legislation, all prime construction contracts in excess of $2,000 awarded by non -Federal entities must include a provision for compliance with the Davis -Bacon Act (40 U.S.C. 3141-3144, and 3146-3148) as supplemented by Department of Labor regulations (29 CFR Part 5, "Labor Standards Provisions Applicable to Contracts Covering Federally Financed and Assisted Construction"). In accordance with the statute, contractors must be required to pay wages to laborers and mechanics at a rate not less than the prevailing wages specified in a wage determination made by the Secretary of Labor. In addition, contractors must be required to pay wages not less than once a week. The non -Federal entity must place a copy of the current prevailing wage determination issued by the Department of Labor in each solicitation. The decision to award a contract or subcontract must be conditioned upon the acceptance of the wage determination. The non- Federal entity must report all suspected or reported violations to the Federal awarding agency. The contracts must also include a provision for compliance with the Copeland "Anti -Kickback" Act (40 U.S.C. 3145), as supplemented by Department of Labor regulations (29 CFR Part 3, "Contractors and Subcontractors on Public Building or Public Work Financed in Whole or in Part by Loans or Grants from the United States"). The Act provides that each contractor or subrecipient must be prohibited from inducing, by any means, any person employed in the construction, completion, or repair of public work, to give up any part of the compensation to which he or she is otherwise entitled. The non -Federal entity must report all suspected or reported violations to the Federal awarding agency. Pursuant to Federal Rule (D) above, when a Participating Agency expends federal funds during the term of an award for all contracts and subgrants for construction or repair, offeror will be in compliance with all applicable Davis -Bacon Act provisions. Does offeror agree? YES SPF Initials of Authorized Representative of offeror (E) Contract Work Hours and Safety Standards Act (40 U.S.C. 3701-3708). Where applicable, all contracts awarded by the non -Federal entity in excess of $100,000 that involve the employment of mechanics or laborers must include a provision for compliance with 40 U.S.C. 3702 and 3704, as supplemented by Department of Labor regulations (29 CFR Part 5). Under 40 U.S.C. 3702 of the Act, each contractor must be required to compute the wages of every mechanic and laborer on the basis of a standard work week of 40 hours. Work in excess of the standard work week is permissible provided that the worker is compensated at a rate of not less than one and a half times the basic rate of pay for all hours worked in excess of 40 hours in the work week. The requirements of 40 U.S.C. 3704 are applicable to construction work and provide that no laborer or mechanic must be required to work in surroundings or under working conditions which are unsanitary, hazardous or dangerous. These requirements do not apply to the purchases of supplies or materials or articles ordinarily available on the open market, or contracts for transportation or transmission of intelligence. Pursuant to Federal Rule (E) above, when a Participating Agency expends federal funds, offeror certifies that offeror will be in compliance with all applicable provisions of the Contract Work Hours and Safety Standards Act during the term of an award for all contracts by Participating Agency resulting from this procurement process. Does offeror agree? YES SPF Initials of Authorized Representative of offeror FURNITURE, INSTALLATIONAND RELATED PRODUCTS AND SERVICES RFP# 269-2019-105 NNE 19, 2019 75 Section 8 OMNIA Partners Requirements - Exhibit F (F) Rights to Inventions Made Under a Contract or Agreement. If the Federal award meets the definition of "funding agreement' under 37 CFR §401.2 (a) and the recipient or subrecipient wishes to enter into a contract with a small business firm or nonprofit organization regarding the substitution of parties, assignment or performance of experimental, developmental, or research work under that "funding agreement," the recipient or subrecipient must comply with the requirements of 37 CFR Part 401, "Rights to Inventions Made by Nonprofit Organizations and Small Business Firms Under Government Grants, Contracts and Cooperative Agreements," and any implementing regulations issued by the awarding agency. Pursuant to Federal Rule (F) above, when federal funds are expended by Participating Agency, the offeror certifies that during the term of an award for all contracts by Participating Agency resulting from this procurement process, the offeror agrees to comply with all applicable requirements as referenced in Federal Rule (F) above. Does offeror agree? YES SFP Initials of Authorized Representative of offeror (G) Clean Air Act (42 U.S.C. 7401-7671q.) and the Federal Water Pollution Control Act (33 U.S.C. 1251-1387), as amended —Contracts and subgrants of amounts in excess of $150,000 must contain a provision that requires the non- Federal award to agree to comply with all applicable standards, orders or regulations issued pursuant to the Clean Air Act (42 U.S.C. 7401-7671q) and the Federal Water Pollution Control Act as amended (33 U.S.C. 1251- 1387). Violations must be reported to the Federal awarding agency and the Regional Office of the Environmental Protection Agency (EPA). Pursuant to Federal Rule (G) above, when federal funds are expended by Participating Agency, the offeror certifies that during the term of an award for all contracts by Participating Agency member resulting from this procurement process, the offeror agrees to comply with all applicable requirements as referenced in Federal Rule (G) above. Does offeror agree? YES SPF Initials of Authorized Representative of offeror (H) Debarment and Suspension (Executive Orders 12549 and 12689)—A contract award (see 2 CFR 180.220) must not be made to parties listed on the government wide exclusions in the System for Award Management (SAM), in accordance with the OMB guidelines at 2 CFR 180 that implement Executive Orders 12549 (3 CFR part 1986 Comp., p. 189) and 12689 (3 CFR part 1989 Comp., p. 235), "Debarment and Suspension." SAM Exclusions contains the names of parties debarred, suspended, or otherwise excluded by agencies, as well as parties declared ineligible under statutory or regulatory authority other than Executive Order 12549. Pursuant to Federal Rule (H) above, when federal funds are expended by Participating Agency, the offeror certifies that during the term of an award for all contracts by Participating Agency resulting from this procurement process, the offeror certifies that neither it nor its principals is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation by any federal department or agency. Does offeror agree? YES SPF Initials of Authorized Representative of offeror (I) Byrd Anti -Lobbying Amendment (31 U.S.C. 1352)—Contractors that apply or bid for an award exceeding $100,000 must file the required certification. Each tier certifies to the tier above that it will not and has not used Federal appropriated funds to pay any person or organization for influencing or attempting to influence an officer or employee of any agency, a member of Congress, officer or employee of Congress, or an employee of a member of Congress in connection with obtaining any Federal contract, grant or any other award covered by 31 U.S.C. 1352. Each tier must also disclose any lobbying with non -Federal funds that takes place in connection with obtaining any Federal award. Such disclosures are forwarded from tier to tier up to the non -Federal award. FURNITURE, INSTALLATIONAND RELATED PRODUCTS AND SERVICES RFP# 269-2019-105 NNE 19, 2019 76 Section 8 OMNIA Partners Requirements - Exhibit F Pursuant to Federal Rule (I) above, when federal funds are expended by Participating Agency, the offeror certifies that during the term and after the awarded term of an award for all contracts by Participating Agency resulting from this procurement process, the offeror certifies that it is in compliance with all applicable provisions of the Byrd Anti -Lobbying Amendment (31 U.S.C. 1352). The undersigned further certifies that: (1) No Federal appropriated funds have been paid or will be paid for on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of congress, or an employee of a Member of Congress in connection with the awarding of a Federal contract, the making of a Federal grant, the making of a Federal loan, the entering into a cooperative agreement, and the extension, continuation, renewal, amendment, or modification of a Federal contract, grant, loan, or cooperative agreement. (2) If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of congress, or an employee of a Member of Congress in connection with this Federal grant or cooperative agreement, the undersigned shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying", in accordance with its instructions. (3) The undersigned shall require that the language of this certification be included in the award documents for all covered sub -awards exceeding $100,000 in Federal funds at all appropriate tiers and that all subrecipients shall certify and disclose accordingly. Does offeror agree? YES SPF Initials of Authorized Representative of offeror RECORD RETENTION REQUIREMENTS FOR CONTRACTS INVOLVING FEDERAL FUNDS When federal funds are expended by Participating Agency for any contract resulting from this procurement process, offeror certifies that it will comply with the record retention requirements detailed in 2 CFR § 200.333. The offeror further certifies that offeror will retain all records as required by 2 CFR § 200.333 for a period of three years after grantees or subgrantees submit final expenditure reports or quarterly or annual financial reports, as applicable, and all other pending matters are closed. Does offeror agree? YES SPF Initials of Authorized Representative of offeror CERTIFICATION OF COMPLIANCE WITH THE ENERGY POLICY AND CONSERVATION ACT When Participating Agency expends federal funds for any contract resulting from this procurement process, offeror certifies that it will comply with the mandatory standards and policies relating to energy efficiency which are contained in the state energy conservation plan issued in compliance with the Energy Policy and Conservation Act (42 U.S.C. 6321 et seq.; 49 C.F.R. Part 18). Does offeror agree? YES SPF Initials of Authorized Representative of offeror CERTIFICATION OF COMPLIANCE WITH BUY AMERICA PROVISIONS To the extent purchases are made with Federal Highway Administration, Federal Railroad Administration, or Federal Transit Administration funds, offeror certifies that its products comply with all applicable provisions of the Buy America Act and agrees to provide such certification or applicable waiver with respect to specific products to any Participating Agency upon request. Purchases made in accordance with the Buy America Act must still follow the applicable procurement rules calling for free and open competition. Does offeror agree? YES SPF BAA Certification is made on a Initials of Authorized Representative of offeror case by case basis depending on tFe— proddet ix selected. FURNITURE, INSTALLATIONAND RELATED PRODUCTS AND SERVICES RFP# 269-2019-105 NNE 19, 2019 77 Section 8 OMNIA Partners Requirements - Exhibit F PROCUREMENT OF RECOVERED MATERIALS REQUIREMENTS FOR - 2 C.F.R. 4200.322 Participating Agency and its contractors must comply with section 6002 of the Solid Waste Disposal Act, as amended by the Resource Conservation and Recovery Act. The requirements of Section 6002 include procuring only items designated in guidelines of the Environmental Protection Agency (EPA) at 40 CFR part 247 that contain the highest percentage of recovered materials practicable, consistent with maintaining a satisfactory level of competition, where the purchase price of the item exceeds $10,000 or the value of the quantity acquired during the preceding fiscal year exceeded $10,000; procuring solid waste management services in a manner that maximizes energy and resource recovery; and establishing an affirmative procurement program for procurement of recovered materials identified in the EPA guidelines.. Does Vendor agree? YES SPF Initials of Authorized Representative of offeror CERTIFICATION OF ACCESS TO RECORDS - 2 C.F.R. § 200.336 Offeror agrees that the Inspector General of the Agency or any of their duly authorized representatives shall have access to any books, documents, papers and records of offeror that are directly pertinent to offeror's discharge of its obligations under the Contract for the purpose of making audits, examinations, excerpts, and transcriptions. The right also includes timely and reasonable access to offeror's personnel for the purpose of interview and discussion relating to such documents. Does offeror agree? YES SPF Initials of Authorized Representative of offeror CERTIFICATION OF AFFORDABLE CARE ACT Offeror understands and agrees that it shall be solely responsible for compliance with the patient Protection and Affordable Care Act, Public Law I I1-148 and the Health Care and Education Reconciliation Act I 1I- 152 (collectively the Affordable Care Act "ACA"). The Offeror shall bear sole responsibility for providing health care benefits for its employees who provide services as required by Federal law. Does offeror agree? YES SPF Initials of Authorized Representative of offeror CERTIFICATION OF APPLICABILITY TO SUBCONTRACTORS Offeror agrees that all contracts it awards pursuant to the Contract shall be bound by the foregoing terms and conditions. Does offeror agree? YES SPF Initials of Authorized Representative of offeror Offeror agrees to comply with all federal, state, and local laws, rules, regulations and ordinances, as applicable. It is further acknowledged that offeror certifies compliance with all provisions, laws, acts, regulations, etc. as specifically noted above. Offeror's Name: Kimball International, Inc. Address, City, State, and Zip Code: 1600 Royal Street, Jasper IN 47546 Phone Number: 800-647-2010 Fax Number: 812-481-6174 Printed Name and Title of Authorized Representative: Shane P. Flynn, Federal Government Contract Manager Email Address: shane.flynn@kimball.com Signature of Authorized Representative: -5, —e- P ��^�""'� Date: 08/06/2019 FURNITURE, INSTALLATIONAND RELATED PRODUCTS AND SERVICES RFP# 269-2019-105 NNE 19, 2019 78 OMNIA PARTNERS EXHIBITS EXHIBIT G- NEW JERSEY BUSINESS COMPLIANCE NEW .JERSEY BUSINESS COMPLIANCE Suppliers intending to do business in the State of New Jersey must comply with policies and procedures required under New Jersey statues. All offerors submitting proposals must complete the following forms specific to the State of New Jersey. Completed forms should be submitted with the offeror's response to the RFP. Failure to complete the New Jersey packet will impact OMNIA Partners' ability to promote the Master Aoreement in the State of New Jersey. DOC # 1 Ownership Disclosure Form DOC #2 Non -Collusion Affidavit DOC #3 Affirmative Action Affidavit DOC #4 Political Contribution Disclosure Form DOC #5 Stockholder Disclosure Certification DOC 46 Certification of Non -Involvement in Prohibited Activities in Iran DOC #7 New Jersey Business Registration Certificate New Jersey suppliers are required to comply with the following New Jersey statutes when applicable: • all anti -discrimination laws. including those contained in N.J.S.A. 10:2-1 through N.J.S.A. 10:2-14. N.J.S.A. 10:5-1. and N.J.S.A. 10:5-31 through 10:5-38: • Prevailina Wa,ye Act. N.J.S.A. 34:1 1-56.26. for all contracts within the contemplation of the Act: • Public Works Contractor Registration Act, N.J.S.A. 34:1 1-56.26; and • Bid and Performance Security. as required by the applicable municipal or state statutes. Requirements for National Cooperative Contract Paue 26 of 44 OMNIA PARTNERS EXHIBITS EXHIBIT G- NEW JERSEY BUSINESS COMPLIANCE OWNERSHIP DISCLOSURE FORM (N.J.S. 52:25-24.2) Pursuant to the requirements of F.L. 1999, Chapter 440 effective April 17, 2000 (Local Public Contracts Law), the offeror shall complete the form attached to these specifications listing the persons owning 10 percent (10%) or more of the firm presenting the proposal. Company Name: Kimball Office Inc. Street: 1600 Royal Street City, State, Zip Code: Jasper, IN 47546 Complete as appropriate: I cert f, that I am the sole owner of that there are no partners and the business is not incorporated, and the provisions of N..I S. 52:25-241 2 do not apply. OR: I , a partner in , do hereby certify that the following it a list of all individual partners who own a 10% or greater interest therein. I further certify that f one (I) or more of the partners is itself a corporation or partnership, there is also set forth the names and addresses of the stockholders holding 10% or more of that corporations stock or the individual partners owning 10% or greater interest in that partnership. OR: I Don VanWinkle , an authorized representative of Kimball Office Inc. , a corporation, do hereby certify that the fallowing is a list of the names and addresses of all stockholders in the corporation who own 10% or more of its stock of any class. I further certify that if one (1) or more of such stockholders is itself a corporation or partnership, that there is also set forth the names and addresses of the stockholders holding 10% or more ofthe corporation's stock or the individual partners owning a 10% or greater interest in that partnership. (Note: If there are no partners or stockholders owning 10% or more interest, indicate none.) Name Address Interest None 1 further certify that the statements and information contained herein, are complete and correct to the best «f my knowledge and belief. Director Date Authorized Signature and Title Requirements for National Cooperative Contract Page 27 of 44 Section 8 DMNIA Partners Requirements - Exhibit G DOC #2 NON -COLLUSION AFFIDAVIT Company Name: Kimball Office Inc. Street: 1600 Royal Street City, State, Zip Code: jasper, IN 47546 State of Indiana County of Dubois I, Don VanWinkle of the Jasper - Name City in the County of Dubois , State of Indiana offull age, being duly sworn according to law on my oath depose and say that: I am the Director of thefirm of Kimball Office Inc. Title Company Name the Offeror making the Proposal for the goods, services or public work specified under the attached proposal, and that I executed the said proposal with, full authority to do so; that said Offeror has not directly or indirectly entered into any agreement, participated in any collusion, or otherwise taken any action in restraint of free, competitive bidding in connection with the above proposal, and that all stalements contained in said proposal and in this affidavit are true and correct, and made with fill knowledge that relies upon the truth of the statements contained in said proposal and in the .statements contained in this affidavit in awarding the contract for the said goods, services or public work. I firrther warrant that no pet -son or selling agency has been employed or retained to solicit or secure such contract upon an agreement or understanding,/ov a commission, percentage, brokerage or contingent fee, except Nana fide employees or bona fide established commercial or selling agencies moinlained by Kimball Office Inc. Director Company Name Aut 'ied Signature & Title Subscribed and sworn before me this I day of 20 Notary Public of 7ri ; My commission expires, 20,k& SEAL RAMONA A WAGNER Notary Public - Sea! Dubois County - State of Indiana Commission Number 673507 My Commission Expires September 28, 2023 FC.'R;4'tlt Rt:. INSI:ILLAI10;I.i;l'IJREL1fTE1) PkUJJt;['7:5'.f.1I] 1't:Ri'1['IiS' PIT') 269-2019-105 JUNi 19, 2019 81 Section S GMNIA Partners Requirements - Exhibit G DOC #3 AFFIRMATIVE ACTION AFFIDAVIT (P.L. 1975, C.127) Company Name: Kimball Office Inc. Street: 1600 Royal Street City, State, Zip Code: Jasper, IN 47546 Proposal Certification: Indicate below company's compliance with New Jersey Affirmative Action regulations. Company's proposal will be accepted even if company is not in compliance at this time. No contract and/or purchase order may be issued, however, until all Affirmative Action requirements are met. Reauired Affirmative Action Evidence: Procurement, Professional & Service Contracts (Exhibit A) Vendors must submit with proposal: A photo copy of their Federal Letter of Affirmative Action Plan Approval OR A photo copy of their Certificate of Eml2toyee Information Rej2ort OR 3. A complete Affirmative Action Employee Information Report (AA302) Public Work — Over $50,000 Total Proieet Cost: A. No approved Federal or New Jersey Affirmative Action Plan. We will complete Report Form AA201-A upon receipt from the S. Approved Federal or New Jersey Plan — certificate enclosed Ifurther certify that the stalemenls and information contained herein, are complete and correcl to the best nf' my knowledge and belief. .rf. 1.(/'.,1 Date FURNI UB . INSIALL:i1R)A ,1.1O R1;L:.M,I) PROM..CIS :1:1'I1.1't,7Zi7C 6S RFPi"bJ-2019-105 JUNL 19, 2019 Director Aullrorized Signature and Title 82 Certification 27510 CERTIFICATE F EMPLOYEE INFORMATION REPORT This is to certify that the contractor listed beloVA4 submitted .an iayoe Information Report pursuant to N.JA.C. 17:27-1.1 et. Seq. and the !ate Treasurer has approved softport This approval vvill remain in r effect for the period of 15 -FE39-2 01 S to 15 -- 2021 _ i a KIMEALL OFFICE INC 1500 ROYAL ST. MAIL CODE K0222 � JASPER IN 47549 ELIZABETH MAHER MUOiO Acting State Treasurer ra. c N :3 N C a N a N p� Q C d y a 0 C Y N Q- an a `o a p7 m U Lu J m Q CC Li U- V) Z Q Z O Z E 0. 0 � o a m N_ E m r 0 0 a LI _ O = U N [6 N N U_ V_ `�� L • �' o .0 Q Section 8 GMNIA Partners -Requirements - Exhibit G DOC #3, continued P.L. 1995, c. 127 (N.J.A.C. 17:27) MANDATORY AFFIRMATIVE ACTION LANGUAGE PROCUREMENT, PROFESSIONAL AND SERVICE CONTRACTS During the performance of this contract, the contractor agrees as follows: The contractor or subcontractor, where applicable, will not discriminate against any employee or applicant for employment because of age, race, creed, color, national origin, ancestry, marital status, sex, affectional or sexual orientation. The contractor will take affirmative action to ensure that such applicants are recruited and employed, and that employees are treated during employment, without regard to their age, race, creed, color, national origin, ancestry, marital status, sex, affectional or sexual orientation. Such action shall include, but not be limited to the following: employment, upgrading, demotion, or transfer; recruitment or recruitment advertising; layoff or termination; rates of pay or other fonns of compensation; and selection for training, including apprenticeship. The contractor agrees to post in conspicuous places, available to employees and applicants for employment, notices to be provided by the Public Agency Compliance Officer setting forth provisions of this non-discrimination clause. The contractor or subcontractor, where applicable will, in all solicitations or advertisement for employees placed by or on behalf of the contractor, state that all qualified applicants will receive consideration for employment without regard to age, race, creed, color, national origin, ancestry, marital status, sex, affectional or sexual orientation. The contractor or subcontractor, where applicable, will send to each labor union or representative of workers with which it has a collective bargaining agreement or other contract or understanding, a notice, to be provided by the agency contracting officer advising the labor union or workers' representative of the contractor's commitments under this act and shall post copies of the notice in conspicuous places available to employees and applicants for employment. The contractor or subcontractor, where applicable, agrees to comply with any regulations promulgated by the Treasurer pursuant to P.L. 1975, c. 127, as amended and supplemented from time to time and the Americans with Disabilities Act. The contractor or subcontractor agrees to attempt in good faith to employ minority and female workers trade consistent with the applicable county employment goal prescribed by N.J.A.C. 17:27-5.2 promulgated by the Treasurer pursuant to P.L. 1975, C.127, as amended and supplemented from time to time or in accordance with a binding determination of the applicable county employment goals determined by the Affirmative Action Office pursuant to N.J.A.C. 17:27-5.2 promulgated by the Treasurer pursuant to P.L. 1975, C.127, as amended and supplemented from time to time. The contractor or subcontractor agrees to inform in writing appropriate recruitment agencies in the area, including employment agencies, placement bureaus, colleges, universities, labor unions, that it does not discriminate on the basis of age, creed, color, national origin, ancestry, marital status, sex, affectional or sexual orientation, and that it will discontinue the use of any recruitment agency which engages in direct or indirect discriminatory practices. The contractor- or subcontractor agrees to revise any of it testing procedures, if necessary, to assure that all personnel testing conforms with the principles of job -related testing, as established by the statutes and court decisions of the state of New Jersey and as established by applicable Federal law and applicable Federal court decisions. The contractor or subcontractor agrees to review all procedures relating to transfer, upgrading, downgrading and lay-off to ensure that all such actions are taken without regard to age, creed, color, national origin, ancestry, marital status, sex, affectional or sexual orientation, and conform with the applicable employment goals, consistent with the statutes and court decisions of the State of New Jersey, and applicable Federal law and applicable Federal court decisions. TURAITL,RF_.INST41.L177Ci:1';3NORE1!1-1-7)NROM'Cl-S.ANDSILM7 h_' RF'TL 269-2019405 JUNE 19, 2019 83 Section 8 GMNIA Partners Requirements - Exhibit G The contractor and its subcontractors shall furnish such reports or other documents to the Affirmative Action Office as may be requested by the office from time to time in order to carry out the purposes of these regulations, and public agencies shall furnish such information as may be requested by the Affirmative Action Office for conducting a compliance investigation pursuant to Subchapter 10 of the Administrative Code (NJAC 17:27). Signature of Procurement Agent FUR:1M.:RE. INS7:d7_f.ATIO;1"ANO REL.ITED PROD C TSAA'D SERVICES RFN 20-2019405 . UNE 19, 2019 84 OMNIA PARTNERS EXHIBITS EXHIBIT G- NEW JERSEY BUSINESS COMPLIANCE DOC #4 C. 271 POLITICAL CONTRIBUTION DISCLOSURE FORM Public Agency Instructions This page provides guidance to public agencies entering into contracts with business entities that are required to file Political Contribution Disclosure forms with the agency. It is not intended to be provided to contractors. What follows are instructions on the use of form local units can provide to contractors that are required to disclose political contributions pursuant to N.J.S.A. I9:44A-20.26 (P.L. 2005, c. 271, s.2). Additional information on the process is available in Local Finance Notice 2006-1_2006.html). Please refer back to these instructions for the appropriate links, as the Local Finance Notices include links that are no longer operational. l . The disclosure is required for all contracts in excess of $17,500 that are not awarded pursuant to a "fair and Open" process (N.I.S.A. 19:44A-20.7). 2. Due to the potential length of some contractor submissions, the public agency should consider allowing data to be submitted in electronic form (i.e., spreadsheet, pdf file, etc.). Submissions must be kept with the contract documents or in an appropriate computer file and be available for public access. The form is worded to accept this alternate submission. The text should be amended if electronic submission will not be allowed. 3. The submission must be received from the contractor and on file at least 10 days prior to award of the contract. Resolutions of award should reflect that the disclosure has been received and is on file. 4• The contractor must disclose contributions made to candidate and party committees covering a wide range of public agencies, including all public agencies that have elected officials in the county of the public agency, state legislative positions, and various state entities. The Division of Local Government Services recommends that contractors be provided a list of the affected agencies. This will assist contractors in determining the campaign and political committees of the officials and candidates affected by the disclosure. a. The Division has prepared model disclosure forms for each county. They can be downloaded from the "County PCD Forms' link on the Pay -to -Play web site at http://www.ni. gov/dca'divisions/dl_s� /nrograms.lpcl.litmE#I_ They will be updated from time -to -time as necessary. b. A public agency using these forms should edit them to properly reflect the correct legislative district(s). As the forms are county -based, they list all legislative districts in each county. Districts that do not represent the public agency should be removed from the lists. c. Some contractors may find it easier to provide a single list that covers all contributions, regardless of the county. These submissions are appropriate and should be accepted. d. The form may be used "as -is", subject to edits as described herein. e. The "Contractor Instructions" sheet is intended to be provided with the form. It is recommended that the Instructions and the form be printed on the same piece of paper. The form notes that the Instructions are printed on the back of the form; where that is not the case, the text should be edited accordingly. f. The form is a Word document and can be edited to meet local needs, and posted for download on web sites, used as an e-mail attachment, or provided as a printed document. It is recommended that the contractor also complete a "Stockholder Disclosure Certification." This will assist the local unit in its obligation to ensure that contractor did not make any prohibited contributions to the committees listed on the Business Entity Disclosure Certification in the 12 months prior to the contract (See Local Finance Notice 2006-7 for additional information on this obligation at httR://www.nj.gov/dca/divisions/digs/resotirces/ifii,z 2006.html). A sample Certification form is part of this package and the instruction to complete it is included in the Contractor Instructions. NOTE: This section is not applicable to Boards of Education. Requirements for National Cooperative Contract Page 31 of 44 OMNIA PARTNERS EXHIBITS EXHIBIT G- NEW JERSEY BUSINESS COMPLIANCE Doc 44, continued C. 271 POLITICAL CONTRIBUTION DISCLOSURE FORM Contractor Instructions Business entities (contractors) receiving contracts from a public agency that are NOT awarded pursuant to a "fair and open" process (defined at N.J.S.A. 19:44A-20.7) are subject to the provisions of P.L. 2005, c. 271, s.2 (N.J.S.A. 19:44A- 20.26). This law provides that 10 days prior to the award of such a contract, the contractor shall disclose contributions to: any State, county, or municipal committee of a political party • any legislative leadership committee" • any continuing political committee (a.k.a.,. political action committee) • any candidate committee of a candidate for, or holder of, an elective office: 0 of the public entity awarding the contract o of that county in which that public entity is Iocated o of another public entity within that county 0 or of a legislative district in which that public entity is located or, when the public entity is a county, of any legislative district which includes ail or part of the county The disclosure must list reportable contributions to any of the committees that exceed $300 per election cycle that were made during the 12 months prior to award of the contract. See N.J.S.A. 19:44A-8 and 19:44A-16 for more details on reportable contributions. N.J.S.A. 19:44A-20.26 itemizes the parties from whom contributions must be disclosed when a business entity is not a natural person. This includes the following: • individuals with an "interest" ownership or control of more than 10% of the profits or assets of a business entity or 10% of the stock in the case of a business entity that is a corporation for profit • all principals, partners, officers, or directors of the business entity or their spouses • any subsidiaries directly or indirectly controlled by the business entity • IRS Code Section 527 New Jersey based organizations, directly or indirectly controlled by the business entity and filing as continuing political committees, (PACs). When the business entity is a natural person, "a contribution by that person's spouse or child, residing therewith, shall be deemed to be a contribution by the business entity." [N.J.S.A. 19:44A-20.26(b)] The contributor must be listed on the disclosure. Any business entity that fails to comply with the disclosure provisions shall be subject to a fine imposed by ELEC in an amount to be determined by the Commission which may be based upon the amount that the business entity failed to report. The enclosed list of agencies is provided to assist the contractor in identifying those public agencies whose elected official and/or candidate campaign committees are affected by the disclosure requirement. It is the contractor's responsibility to identify the specific committees to which contributions may have been made and need to be disclosed. The disclosed information may exceed the minimum requirement. The enclosed form, a content -consistent facsimile, or an electronic data file containing the required details (along with a signed cover sheet) may be used as the contractor's submission and is disclosable to the public under the Open Public Records Act. The contractor must also complete the attached Stockholder Disclosure Certification. This will assist the agency in meeting its obligations under the law. NOTE: This section does not apply to Board of Education contracts. N.J.S.A. 19:44A-3(s): "The term "legislative leadership committee" means a committee established, authorized to be established. or designated by the President of the Senate. the Minority Leader of the Senate, the Speaker of the General Assembly or the Minority Leader of the General Assembly pursuant to section 16 of P.L.I 993, c.65 (C.19:44A-10.1) for the purpose of receiving contributions and making expenditures." Requireinents for National Cooperative Contract Page 32 of 44 AMNIA PARTNERS EXHIBITS Doc 44, continued EX}IIBIT G- NEW JERSEY BUSINESS COMPLIANCE C. 271 POLITICAL CONTRIBUTION DISCLOS[.URE FORM Required Pursuant to N.J.S.A. 19:44A-20.25 This form or its permitted facsimile mast be submitted to the local unit no later than 10 days prior to the award of the contract. Part I — Vendor Information Vendor Name: I Kimball Office Inc. Address: 1 1600 Royal Street City: Jasper I State: IN Zip: 47546 The undersigned being authorized to certify, hereby certifies that the submission provided herein represents compliance with the provisions of N.J.S.A. 19:44A-20.26 and as represented by the Instructions accompanying this form. �on VanWinkle Signatu . Printed Name Director Title Part II — Contribution Disclosure Disclosure requirement: Pursuant to N.J.S.A. 19:44A-20.26 this disclosure must include all reportable political contributions (more than $300 per election cycle) over the 12 months prior to submission to the committees of the government entities listed on the form provided by the local unit. ❑ Check here if disclosure is provided in electronic farm Contributor Name Recipient Name Date Dollar Amount None $ ❑ Check here if the information is continued oil subsequent page(s) Requirements for National Cooperative Contract Page 33 of 44 AMNIA PARTNERS EXHIBITS Doc #4, continued EXHIBIT G- NEW JERSEY BUSINESS COMPLIANCE List of Agencies with Elected Officials Required for Political Contribution Disclosure N.,I. S. A. 19 : 4 4A-2 0.2 G County Name: State: Governor, and Legislative Leadership Committees Legislative District #s. State Senator and two members of the General Assembly per district. County: Freeholders County Clerk Sheriff {County Executive] Surrogate Municipalities (Mayor and members of governing body. regardless of title): USERS SHOULD CREATE THEIR OWN FORM, OR DOWNLOAD FROM THE PAY TO PLAY SECTION OF THE DLGS WEBSITE A COUNTY -BASED, CUSTOMIZABLE FORM. Requirernents for National Cooperative Contract Page 34 of 44 FORM BE rs� BUSINESS ENTITY ANNUAL STATEMENT ,r NEW JERSEY ELECTION LAW ENFORCEMENT COMMISSION (609) 292-8700 or Tall Free Within NJ 1-883-313-ELEC (3532) THIS FORM MUST BE ELECTRONICALLY FILED AT: FOR STATE USE ONLY www.elee.nj.gov This statement is required to be filed by a business entity which has received S50,000 or more in the aggregate during a calendar year through agreements or contracts with a public entity or public entities. Part 1: General Information Check if Date of Statement July 30, 2019 Activity for Calendar Year 2018 Amendment Part 2: Business Entity Information Business Name Kimball Office Inc. Business Type Other Business Organization Address 1 1600 Royal Street Address 2 City Jasper State Indiana Zip 47546 *(Area Code) Telephone Number 800-482-161 b ACKNOWLEDGEMENT I have been authorized by the above named business entity to complete the annual statement, and certify that the statements and/or information contained herein are true. I am aware that if any of the statements or information are willfully false, I may be subject to punishment. First blame TOnja Last Name Blackgrove Title/Position State Contract Specialist Date July 30, 2019 '(Area Code) Telephone Number 812-482-8573 ® Check this box to certify the above acknowledgement. A business entity which has received $50,000 or more in the aggregate during a calendar year through agreements or contracts with a public entity or public entities, but has made no contributions to candidates or committees, shall file the business entity annual disclosure statement with the Commission to report that no contributions were made during the calendar year. ® Check this box if the business entity has not made any reportable contributions during the calendar year. `Leaue this field blank if your telephone number is unlisted Pursuarntto NJS:A. 47;1 A•1.1, an,unIisted telephone number is -not a public record and rnust not be provided.pn this form. New ersey Eiecrion Law Enforcement Com rl�ssion Page 1 of I Form BF Revised Jar,, 2019 Pay -to -Play Pay —to —Play "gal References Filing Deadlines Filing Cnnfifmat ion Forms and instructions Thank you for filing electronically. File the Form BE The Commission has received the following report: Kimball_Form BE.pdf 5ubscrib* to F2P News Confirmation number : 20183030856 Unsubscribe from P2P News Business Entity Name : Kimball Office Inc. Seminar Registration Filing Year: 2018 Search Information The information was received on: 0713012019 Quick Data Download FAQ's If you used a software other than the Official Adobe Reader to open and fill-in the Form BE, there is a high probability that your filing will be rejected- If you have any questions or concern, refer back to the detailed instructions on the download pa9e- .:j Print this page for your records. TOP V Contact ELEC ❑OC #5 OMNIA PARTNERS EXHIBITS EXHIBIT G- NEW JERSEY BUSINESS COMPLIANCE STOCKHOLDER DISCLOSURE CERTIFICATION Name of Business: 0 l certify that the list below contains the names and home addresses of all stockholders holding 10% or more of the issued and outstanding stack of the undersigned. OR ® 1 certify that no one stockholder owns 10% or more of the issued and outstanding stock of the undersigned. Check the box that represents the type of business organization: ❑ Partnership ®Corporation Mole Proprietorship ❑ Limited Partnership 0 Limited Liability Corporation 0 L'smited Liability Partnership 13Subchapter S Corporation Sign and notarize the form below, and, if necessary, complete the stockholder list below. Stockholders: Name: Name: Home Address: Home Address: Name: Name: Horne Address: Home Address: Name: Name: Horne Address: Home Address: Subscribed and sworn before me this � day of Z ! ��. // 1� 1 (Affiano I�C.al.y�L�=YL� W C�-��—�—�� (Notary Public) Don VanWinkle, Director (Print name & title of affiant) W Commission expires: - (Corporate Seal) wArt�A equirements for National Cooperative Contract lic - SQai Page 35 of 44 ::= tate of Indlerymber 673M?My September 29. 2M HOC #6 OMNIA PARTNERS EXHIBITS EXHIBIT G- NEW .IERSEV BUSINESS COMPLIANCE Certificaf on of Non -Involvement in PrQ.hibited Activities in Iran Pursuant to N.J.S.A. 52:32-58, Offerors must certify that neither the Offeror, nor any of its parents, subsidiaries, and/or affiliates (as defined in N.J.S.A. 52:32 — 56(e) (3)}, is listed on the Department of the Treasury's List of Persons or Entities Engaging in Prohibited Investment Activities in [ran and that neither is involved in any of the investment activities set forth in N.J.S.A. 52:32 -- 56(f). Offerors wishing to do business in New Jersey through this contract must fill out the Certification of Non -Involvement in Prohibited Activities in Iran here: littp://www.state.ni.us/humanservices/dfd/info/standard/fde/disclosure_ investmentact.pdff. Offerors should submit the above form completed with their proposal. Requirements for National Cooperative Contract Page 36 of 44 STATE OF NEW JERSEY — DIVISION OF PURCHASE AND PROPERTY W DISCLOSURE OF INVESTMENT ACTIVITIES IN IRAN Quote Number, U C # 001218 Bidder/offeror: Kimball Office Inc. PART 1: CERTIFICATION BIDDERS MUST COMPLETE PART 1 BY CHECKING EITHER BOX. FAILURE TO CHECK ONE OF •THE BOXES WILL RENDER THE PROPOSAL NON -RESPONSIVE. Pursuant to Public Law 2012, o. 25, any person or entity that submits a bid or proposal or otherwise proposes to enter into or renew a contract must complete the certification below to attest, under penalty of perjury, that neither the person or entity, nor any of its parents, subsidiaries, or affiliates, is idertified on the department of Treasury's Chapter 25 list as a person or entity engaging in investment activities In iran. The Chapter 25 list is found on the Division's website attt:rr ..str ^.nj. _ 'tr _pus" li, ,rr17�5'od;1Ct p=.e SL[ I._vCii'. Bidders must review this list prior to completing the below certification. Failure to complete the certification will render a bidder's proposal f non -responsive. If the Director finds a person or entity to be in violation of law, s/he shall take action as may be appropriate and provided by law, rule or contract, including but not limited to, imposing sanctions, seeking compliance, recovering damages, declaring the party in default and seeking debarment or suspension of the party PLEASE CHECK THE APPROPRIATE BOX: I certify, pursuant to Public Law 2012, c. 25, that neither the bidder listed above nor any of the bidder's parents, subsidiaries, or affiliates is jiisted on the N.J. Department of the Treasury"s list of entices determined to be angaged in prohibited activities in Iran pursuant to P.L. 2012, c. 25 ("Chapter 25 List"), I Further certi y that 1 am the person listed above, or I am an officer or representative of the entity listed above and am authorized to make this certification on its behalf. I will skip Part 2 and sign and complete the Certification below. I OR i I am unable to certify as above because the bidder and/or one or more of its parents, subsidiaries, or affiliates is listed on ❑the Department's Chapter 25 list. I will provide a detailed, accurate and precise description of the activities in Part 2 below and sign and complete the Certification below. Failure to orovidp such will result in the _proposal being rendered as non- res❑onp.m� and appropriate penalties, fines and/or sanctions will be assessed as provided by law. PART 2: PLEASE PROVIDE FURTHER INFORMATION RELATED TO INVESTMENT ACTIVITIES IN IRA Id You must provide a detailed, accurate and precise description of the activities of the bidding personlentity, or one of its parents, subsidiaries or aff<liates, engaging in the investment activities in Iran outlined above by completing the boxes below_ ' EACH BOX WILL PROMPT YOU TO PROVIDE INFORMATION RELATIVE TO THE ABOVE QUESTIONS. PLEASE PROADE THOROUGH ANSWERS TO EACH QUESTION. tF YOU NEED TO MAKE ADDITIONAL ENTRIES, CLICK THE "ADE) AN ADDITIONAL ACTIVITIES ENTRY" BUTTON. f Marne _ Relationship yfl i3idderlDfferor I Description of Activities I Duration of Engagement Anticipated Cessation Date Bidder/Offeror Contact Name Contact Phone Number _ ADD AN ADDITIONAL ACTIVITIES ENTRY I _... _.. certification: 1, being duly sworn upon my oath, hereby represent and state that the foregoing information and any attachments thereto to the best of my knowledge are true and complete. I attest that I am authorized to execute this certification on behalf of the above -referenced person or entity. I acknowledge that the State of New Jersey is relying on the information contained herein and thereby acknowledge that I am under a continuing /obligation from the date of this certification through the completion of any contracts with the State to notify the State in writing of any changes to thel answers of information contained herein. I acknowledge that I am aware that it is a criminal offense to make a false statement or misrepresentation in this certification, and if I do so, I recognize that I am subject to criminal prosecution underth e law and that it will also constitute a material breach of my agreernent(s) with the State of Now Jersey and that the State at its option may declare any Contracts) resulting from this certification void and, unenforceable. 1 Full Nagle ;Prsn , Don VanWinkle S;gnmure: Title. Director Date: L DPF Standard Forms Packet 11 (M DOC #7 OMNIA PARTNERS EXHIBITS EXHIBIT G- NEW JERSEY BUSINESS COMPLIANCE NEW.JERSEY BUSINESS REGISTRATION CERTIFICATE (N..J.S.A. 52:32-44) Offerors wishing to do business in New Jersey must submit their State Division of Revenue issued Business Registration Certificate with their proposal here. Failure to do so will disqualify the Offeror from offering products or services in New Jersey through any resulting contract. litip://www.state.ni.Lis/t.rea-,;u.ry.,/revenue/forms/iiireg.pd Requirements for National Cooperative Contract Page 37 of 44 09128111 Taxpayer Identification# 351_688-210100,D Dear Business Representative: Congratulations! You are now registered w ;h the New Jersey Division of Revenue. Use the Taxpayer Identification Number listed above an all correspondence with the Divisions of Revenue and Taxation, as well as with the Department of Labor (if the business is subject to unemployment withholdings). Your tax returns and payments will be filed under this number, and you will be able to access information about your account by referencing it. Additionafly, please note that State law requires all contractors and subr:r;ntractors with Public agencies to provide proof of their registration with the Division of Revenue. The law also amended Section 92 of the Casino Control Act, which deals with the casino service industry. We have attached a Proof of Registration Certificate for your use. To comply with the law, if you are currently under contract or entering into a contract with a State agency, you; must r:,nvide a copy of the certificate to the contracting agency. if You have any Cluestiar's ar require more information, feel free to call our Registration Hotline of {609}292.9292. I wish you continued success in your b:rsfnesS endeavors. TAXPAYER NAME: KIMBALL OFFICE INC. ADDRESS: 1600 ROYAL. ST GOX 201 JASPER IN 47546 EFFECTIVE DATE: 12/30188 FQ F211�-8 k t_ Sincerely. James J. Fruscione Director New Jersey Division of Revenue .�:,:�.::-fit"� i.l; � - -• • • , .-.-..-.. � .. . STATE Of NEW JERSEY BUSINESS REGISTRATION CERTIFICATE TRACE NAME: SEQUENCE NUMBER: 0100376 ISSUANCE. DR i 09128111 ❑EPAPTN,IENT OF TREAEMPI? DIVISIQAOF REVENUC Po 694 212 I fFtrv;DN. N J•066i5-tYY5_ p i rec!cr New .:er:ey D"s,ur J Reve,ve OMNIA PARTNERS EXHIBITS EXHIBIT G- NEW JERSEY BUSINESS COMPLIANCE DOC 43, continued P.L. 1995, c. 127 (N J.A.C. 17:27) MANDATORY AFFIRMATIVE ACTION LANGUAGE PROCUREMENT, PROFESSIONAL AND SERVICE CONTRACTS During the performance of this contract, the contractor agrees as follows: The contractor or subcontractor, where applicable, will not discriminate against any employee or applicant for employment because of age, race, creed, color, national origin, ancestry. marital status, sex, affectional or sexual orientation. The contractor will take affirmative action to ensure that such applicants are recruited and employed, and that employees are treated during employment, without regard to their age, race, creed, color, national origin, ancestry, marital status, sex, affectional or sexual orientation. Such action shall include, but not be limited to the following: employment, upgrading, demotion, or transfer; recruitment or recruitment advertising; layoff or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. The contractor agrees to post in conspicuous places, available to employees and applicants for employment, notices to be provided by the Public Agency Compliance Officer setting forth provisions of this non-discrimination clause. The contractor or subcontractor, where applicable will, in all solicitations or advertisement for employees placed by or on behalf of the contractor, state that all qualified applicants will receive consideration for employment without regard to age, race, creed, color, national origin, ancestry, marital status, sex, affectional or sexual orientation. The contractor or subcontractor, where applicable, will send to each labor union or representative of workers with which it has a collective bargaining agreement or other contract or understanding, a notice, to be provided by the agency contracting officer advising the labor union or workers' representative of the contractor's commitments under this act and shall post copies of the notice in conspicuous places available to employees and applicants for employment. The contractor or subcontractor, where applicable, agrees to comply with any regulations promulgated by the Treasurer pursuant to P.L. 1975, c. 127, as amended and supplemented from time to time and the Americans with Disabilities Act. The contractor or subcontractor agrees to attempt in good faith to employ minority and female workers trade consistent with the applicable county employment goal prescribed by N.J.A.C. 17:27-5.2 promulgated by the Treasurer pursuant to A.L. 1975, C.127, as amended and supplemented from time to time or in accordance with a binding determination of the applicable county employment goals determined by the Affirmative Action Office pursuant to N.J.A.C. 17:27-5.2 promulgated by the Treasurer pursuant to P.L. 1975, C.127, as amended and supplemented from time to time. The contractor or subcontractor agrees to inform in writing appropriate recruitment agencies in the area, including employment agencies, placement bureaus, colleges, universities, labor unions, that it does not discriminate on the basis of age, creed, color, national origin, ancestry, marital status, sex, affectional or sexual orientation, and that it will discontinue the use of any recruitment agency which engages in direct or indirect discriminatory practices. The contractor or subcontractor agrees to revise any of it testing procedures, if necessary, to assure that all personnel testing conforms with the principles of job -related testing, as established by the statutes and court decisions of the state of New Jersey and as established by applicable Federal law and applicable Federal court decisions. The contractor or subcontractor agrees to review all procedures relating to transfer, upgrading, downgrading and lay-off to ensure that all such actions are taken without regard to age, creed, color, national origin, ancestry, marital status, sex. affectional or sexual orientation, and conform with the applicable employment goals, consistent with the statutes and court decisions of the State of New Jersey, and applicable Federal laws and applicable Federal court decisions. The contractor and its subcontractors shall furnish such reports or other documents to the Affirmative Action Office as may be requested by the office from time to time in order to carry out the purposes of these regulations, and public agencies shall furnish such information as may be requested by the Affirmative Action Office for conducting a compliance investigation pursuant to Subchapter 10 of the Administrative Code (NJAC 17:27). Signature of Procurement Agent Requirements for National Cooperative Contract Page 30 of 44 Form AA302 STATE OF NEW JERSEY Rev- 1 11I 1 Division of Purchase& Property Contract Compliance Audit Unit EEO Monitoring Program EMPLOYEE INFORMATION REPORT IMPORTANT -READ INSTRUCTIONS CAREFULLY BEFORE COMPLETING FORM, FAILURE TO PROPERLY COMPLETE THE ENTIRE FORK! AND TO SUBMIT THE REQUIRED $150.00 FEE MAY DELAY ISSUANCE OF YOUR CERTIFICATE. DO NOT SUBMIT EEO.1 REPORT FOR SECTION B, FrEM 11. For Instructions on completing the farm, go to: ... ... e....... � ni .:.•r�l: ir.;; :•i•:;,:: -ir•:' � -_ll:d1.'c:i ��: • i.u:ll SECTION A -COMPANY IDENTIFICATION 1. FID. NO OR SOCIAL SECURITY 2 TYPE OF BUSINESS 3. TOTAL NO. EMPLOYEES IN THE ENTIRE ® I MFG ❑ 2 SERVICE ❑ 3. WHOLESALE COMPANY 351688210 ❑ 4 REI'AJI- ❑ 5 OTHER 938 4. COMPANY NAME Kimball Office Inc. 5. STREET CITY COUNTY STATE ZIP CODE 1600 Royal St, Mail code K0222 Jasper Dubois IN 47549 G. NAME OF PARENT OR AFFILIATED COMPANY (1F NO -NE, SO INDICATE) CITY STATE ZIP CODE Kimball lnt'IInc. Jasper IN 47549 7. CHECK ONE: IS THE COMPANY: 0 SINGLE -ESTABLISHMENT EMPLOYER ❑ MULTI-ESTABLISHMENTEMPLOYER d If MULTI -ESTABLISHMENT EMPLOYER SPATE THE NUMBER OF ESTABLISHMENTS IN NJ 9. TOTAL NUMBER OF ELM PLOY FFS AT ESTABLISHMENT WHICH HAS BEEN AWARDED THE CONTRACT 858 10. PUBLIC AGENCY .AWARDINU CONTRACI- CITY COUNTY STATE ZIP CODE Procurement Bureau Trenton Mercer NJ 08625 Offi5ial Usg Only DAT -AS�,'I(iNED('ER=C,%TIO'qNUIIBER SECTION R- EMPLOYMENT DATA l I . Rcporl all permanent- temporary and part-time empl ovees ON YOUR OWN PAYROLL Enter the appropriate figures on all lines and in all col umns Where there are m employees in a Part —I ar earegory, enter a zem I nd ude ALL employees, not just those in mmoritylnon-minority categories, in columns I, 2, & 3 DO NOT SUBMIT ANEW -I REPORT. ALL EMPLOYEES COL. I COL. 2 COL. 3 .. MALE--..... s:........ . .. FEM1M R'NON JOB A,%ffR. NUNAMER. CATEGORIES TOTAL MALE FEMALE {Cols.2 &.3) BLACK HISPANIC' INDIA ASIAN MIN. BLACK HISPANIC INDIAN .ASIAN MIN. Officials/ Managers 94 56 38 0 1 0 1 54 0 0 0 1 37 Professionals 80 40 40 1 0 1 1 37 1 1 1 0 37 Technicians 69 54 15 0 0 0 0 54 0 1 1 0 13 Sales Workers 71 22 49 0 1 0 0 21 1 2 0 0 46 Office & Clerical 48 11 37 0 0 0 0 11 0 0 0 0 37 Craers 285 206 79 0 2 0 0 206 0 1 1 0 77 {Skilled}dled) Operatives {Semi-skillecil 246 131 115 2 8 1 1 119 1 1 0 1 112 Laborers 32 23 9 0 0 0 0 0 0 1 8 (Unskilled) Service Workers 0 0 0 0 0 0 0 0 0 0 0 0 TOTAL 938 552 386 3 12 2 3 532 3 6 3 3 371 Total emptolrment From previous 1246 788 58 10 28 23 720 6 37 Report it an Temporary & Part- T he data below shall SOT be included in the figures for the appropriate eategories above. Time Employees 13 9 0 0 0 9 0 0 0 14 1 �. HOW WAS INFORMAT JO N AS TO RACE OR ETHNIC GROUP IN SECTION B OUI:AINED 14 IS THIS THE FIRST 15. 1F NO. DATE I.AS I- 1. V'15lra Snrvey ®?. Emp aymenl Recnrd ❑3 Other iS pec 01 Emplovee Information REPORT SUBMITTFTJ Repoli Submitted? MO DAYYEAR li. DATES OF PAYROLL PERIOD USED From 8/16/19 TO 8/16/19 1 YESr 2. tiOr Q1 18 2018 SECTION C - 51G NATO RE AND IDENTIFICATION 16 NAME OF P1:RSON ('OMPLEJ ING FORM IPrilit Or Type] SIGNATURE. TITLE DAZE /311 D.AY YEAR Tonja L BIackgrove State Contract Specialist 05 18 12015 17 ADDRESS \O R S IRF:E r CITY <X)UNTY S1 A 11: 211' C ODE I'HCINJ: i:%REA C'ODI'. N0 i=XTENSIONI 1600 Royal St Mail Code KQ,�J Jasper Dubois IN 47346 812 - 482 - 8573 Exhibit C - Conflict of Interest Questionnaire CONFLICT OF INTEREST QUESTIONNAIRE For vendor doing business with local governmental entity FORM CIQ This questionnaire reflects changes made to the law by H.B. 23, 84th Leg., Regular Session. I OFFICE USE ONLY This questionnaire is being filed in accordance with Chapter 176, Local Government Code, by a vendor who Daie Received has a business relationship as defined by Section 176.001(1-a) with a local governmental entity and the vendor meets requirements under Section 176.006(a). By law this questionnaire must be filed with the records administrator of the local governmental entity not later than the 7th business day after the date the vendor becomes aware of facts that require the statement to be filed. See Section 176.006(a-1), Local Government Code. A vendor commits an offense if the vendor knowingly violates Section 176.006, Local Government Code. An offense under this section is a misdemeanor. Name of vendor who has a business relationship with local governmental entity. Check this box if you are filing an update to a previously filed questionnaire. (The law requires that you file an updated completed questionnaire with the appropriate filing authority not later than the 7th business day after the date on which you became aware that the originally filed questionnaire was incomplete or inaccurate.) Name of local government officer about whom the information is being disclosed. Mark Boothby, , CFO Name of Officer Describe each employment or other business relationship with the local government officer, or a family member of the officer, as described by Section 176.003(a)(2)(A). Also describe any family relationship with the local government officer. Complete subparts A and B for each employment or business relationship described. Attach additional pages to this Form CIQ as necessary. A. Is the local government officer or a family member of the officer receiving or likely to receive taxable income, other than investment income, from the vendor? F]Yes V No B. Is the vendor receiving or likely to receive taxable income, other than investment income, from or at the direction of the local government officer or a family member of the officer AND the taxable income is not received from the local governmental entity? 1-1 Yes IVI No Describe each employment or business relationship that the vendor named in Section 1 maintains with a corporation or other business entity with respect to which the local government officer serves as an officer or director, or holds an ownership interest of one percent or more. check this box if the vendor has given the local government officer or a family membui of the officei - ne ur._t>1QrR-gi� _ —t ;F6.893(f1 1). 7 2.17.23 Signalure o en doing busin ss wit the governmental enlity Date Form provided by Texas Ethics Commission www.ethics.state.tx.us Revised 1/1/2021 CONFLICT OF INTEREST QUESTIONNAIRE For vendor doing business with local governmental entity Acomplete copy of Chapter 176 of the Local Government Code maybe found at http://www.statutes.legis.state.tx.us/ Docs/LG/htm/LG.176.htm. For easy reference, below are some of the sections cited on this form. Local Government Code § 176.0010-a): "Business relationship" means a connection between two or more parties based on commercial activity of one of the parties. The term does not include a connection based on: (A) a transaction that is subject to rate or fee regulation by a federal, state, or local governmental entity or an agency of a federal, state, or local governmental entity; (B) a transaction conducted at a price and subject to terms available to the public; or (C) a purchase or lease of goods or services from a person that is chartered by a state or federal agency and that is subject to regular examination by, and reporting to, that agency. Local Government Code § 176.003(a)(2)(A) and (B): (a) A local government officer shall file a conflicts disclosure statement with respect to a vendor if: (2) the vendor: (A) has an employment or other business relationship with the local government officer or a family member of the officer that results in the officer or family member receiving taxable income, other than investment income, that exceeds $2,500 during the 12-month period preceding the date that the officer becomes aware that (i) a contract between the local governmental entity and vendor has been executed; or (ii) the local governmental entity is considering entering into a contract with the vendor; (B) has given to the local government officer or a family member of the officer one or more gifts that have an aggregate value of more than $100 in the 12-month period preceding the date the officer becomes aware that: (i) a contract between the local governmental entity and vendor has been executed; or (ii) the local governmental entity is considering entering into a contract with the vendor. Local Government Code § 176.006(a) and (a-1) (a) Avendor shall file a completed conflict of interest questionnaire if the vendor has a business relationship with a local governmental entity and: (1) has an employment or other business relationship with a local government officer of that local governmental entity, or a family member of the officer, described by Section 176.003(a)(2)(A); (2) has given a local government officer of that local governmental entity, or a family member of the officer, one or more gifts with the aggregate value specified by Section 176.003(a)(2)(B), excluding any gift described by Section 176.003(a-1); or (3) has a family relationship with a local government officer of that local governmental entity. (a-1) The completed conflict of interest questionnaire must be filed with the appropriate records administrator not later than the seventh business day after the later of: (1) the date that the vendor: (A) begins discussions or negotiations to enter into a contract with the local governmental entity; or (B) submits to the local governmental entity an application, response to a request for proposals or bids, correspondence, or another writing related to a potential contract with the local governmental entity; or (2) the date the vendor becomes aware: (A) of an employment or other business relationship with a local government officer, or a family member of the officer, described by Subsection (a); (B) that the vendor has given one or more gifts described by Subsection (a); or (C) of a family relationship with a local government officer. Form provided by Texas Ethics Commission www.ethics.state.tx.us Revised 1/1/2021