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lihi-11FORMAL REPORT TO CITY COUNCIL MEMBERS No. 7069
Von), To the Mayor and Members of the City Council
A
X Subject: AMBULANCE PROCUREMENT
10713
Background an Current Ambulance Contract
The City entered into its current ambulance contract on April 1, 1981. The
initial term of the contract was two years with a one year renewal option.
During the option year of the contract , a study was conducted that recom-
mended the establishment of a county-wide ambulance system. It was estimated
at that time that it would take from 18-24 months to install the system.
Since development of a service plan for the new system was underway when the
option year was about to expire, the contract was extended for an additional
year.
A committee consisting of representatives from various cities throughout
Tarrant County still had not developed a service plan toward the end of the
second contract extension and from all indications the major issues could not
be resolved in the near future. Sufficient time was not available to bid a
contract prior to April 1, 1985, therefore, the contract was extended for an
additional year, with the scheduled expiration date being March 30, 1986.
Since the inception of the contract the system required eight frontline
units, three back-up units and eight sub-stations. A brief history of the
financial arrangements is outlined below: .
81-82 82-83 83-84 84-85 85-86
Subsidy $1,234,000 $1 ,398,000 $1,200,000 $1 ,200,000 $1,100,000
Fee Schedule
ALS Base Rate $ 78 $ 78 $ 90 $125 $140
Non-transport Rate 39 39 39 39 39
All-inclusive ALS
Rate - - 125 160 -
Mileage 1.251mi . 2.00/mi . 2.001mi .
Supplies The cost of individual supply items are added to the bill .
(See Attachment 0
The all-inclusive charge was added in 83-84 at the request of the contractor
as a means of generating additional revenue. It was dropped in 85-86 at the
request of the contractor due to confusion in billings and their feeling that
the desired results had not been achieved.
Current Ambulance Procurement
on July 23, 1985 (MxC C-9153) , the City Council voted not to renew its cur-
rent ambulance contract. In addition, the City t1anager was authorized to
enter into a contract with The Fourth Party, Inc. to assist in developing a
strategy for competitively procuring an ambulance operator effective April 1,
1966. This firm was selected because of the work they had performed on the
county-wide ambulance system and their familiarity with Tarrant County ambu-
lance systems. The City Council Emergency Medical Services Committee
was appointed to oversee the work of the consultants.
ISSUED BY THE CITY MANAGER FORT WORTH, TEXAS
INFORMAL REPORT TO CITY COUNCIL MEMBERS No. 7069-6
To the Mayor and Members of the City Council
Subject: AMBULANCE PROCUREMENT
The Emergency Physicians Advisory Board
The other regulatory body created by the ordinance is the Emergency
Physicians Advisory Board (EPAB). The EPAB consists of an independent board
of licensed physicians experienced in the field of emergency care. Collect-
ively, the board should represent the community's best expertise in the field
of emergency medicine and pre-hospital care.
The EPAB is given broad regulatory, advisory, and fact-finding powers by the
ordinance. It establishes the medical standards for patient care within the
system, including standards for vehicles , equipment , supplies, personnel , and
medical and control center protocol . It also is charged with the duty of
monitoring system performance so as to assure that these medical standards
are maintained. In performing this function, it may conduct both announced
and unannounced vehicle inspections, conduct medical audits, and conduct
intensive reviews of specific clinical types to analyze system performance.
It also will monitor response time performance of the operator.
In carrying out its functions, the EPAB will appoint a Medical Director who
will be responsible for carrying out the policies and standards adopted by
the board. The Medical Director must be a licensed physician with training
and experience as a practicing emergency physician. The Medical Director
also serves as a member of the -ambulance authority board - to facilitate
coordination between the Authority and the EPAB.
The EPAB's operations, including the salary of the Medical Director, are
funded by a $3 per-run fee which is charged to users of ambulance services .
System Standards
The ordinance prescribes standards to be followed by the Authority and the
EPAB in establishing the ambulance service system. These standards are
designed to require the creation of a system with the following essential
characteristics:
1. Public ownership or control of the control center and other major
facilities, communications system, vehicles, on-board equipment, and
other major aspects of the system's infrastructure;
2. The creation of a trade name and accounts receivable trust arrange-
ment for the handling of system revenues;
3. The competitive selection of a sole-provider for ambulance services
covered by the ordinance who shall operate under the established
trade name.
These requirements are designed to safeguard the public from the potentially
devastating effects of loss or deterioriation of service by allowing the
ISSUED BY THE CITY MANAGER FORT WORTH, TEXAS
INFORMAL REPORT TO CITY COUNCIL MEMBERS No, 7069-7
� JoRp To the Mayor and Members of the City Council
4F,b-_40
?-,r X P�� Subject: ANULANCE PROCUREMENT
1873
quick and effective takeover of the system by the Authority when the situa-
tion warrants such takeover. It is also designed to assure that inefficient
and potentially dangerous street-level competition is replaced by the imple-
mentation of a system providing for regular competition for the market. The
current two-tier system of emergency and transfer ambulances is effectively
replaced by a system in which all ambulance runs are made by high-quality
mobile intensive care units staffed by highly competent and trained para-
medics and emergency medical technicians. This ensures that, should an emer-
gency situation develop during a "routine" non-emergency run, advanced life
support capability is present.
The Authority is required to conduct a competitive bid process to select the
operator. The actual contract with the operator must be approved by the City
Council . The ordinance provides for a primary term of four (4) years. In
order to provide an incentive for superior performance by the contractor, the
ordinance provides that the contract may be extended for up to two additional
two (2) year terms . The Authority grants a license to the contractor which
has the same term as the contract.
The licensed contractor is prohibited from engaging in any form of call
screening and may not refuse transport of any patient to a hospital , regard-
less of the patient's ability to pay. The licensed contractor must also
serve all parts of the City in an equitable manner and take all necessary
steps to correct any continuing pattern of apparent discrimination in
response time performance to any part of the City.
In the event that the public health and safety are endangered by a breach of
the contract by the licensee, as determined by the Authority and the EPAB,
the license may be revoked and the Authority may effect a takeover of the
system. The Authority may conduct the operations of the system for the dura-
tion of the emergency, but in no event longer than one (1) year.
Exceptions to the Licensing Requirement
Although the ordinance generally prohibits the operation of ambulance service
by anyone other than the licensee, it does provide exceptions to this
requirement which are based on the inherent limits to the City's jurisdiction
and the recognition that in some situations the public interest may be
effectively served by someone other than the licensee. The following are
excepted from the licensing requirement:
1. Ambulances owned and operated by the U. S. government;
2. Mutual aid providers;
3. Industrial ambulances;
4. Ambulances owned and operated by licensed nursing homes and hospitals
and used exclusively for specialized mobile intensive care or for
-ISSUED BY THE CITY MANAGER FORT WORTH, TEXAS
INFORMAL REPORT TO CITY COUNCIL MEMBERS No, 7069-8
X04 Eartr,�o To the Mayor and Members of the City Council
us
Subject: AMBULANCE PROCUREMENT
inter-institutional transfer of their own patients or residents who
are admitted and not charged;
5. Standby ambulances at speical events, provided no special charge is
made for the transportation of any patient;
6. Ambulances owned or contracted by a hospital and used to provide
inter-hospital transfers eligible for reimbursement under Medicare
Diagnosis Related Grouping (DRG) regulations; and,
7. Inter-city transfers .
It is important to note, however, that while- the ordinance does not require
licensure of these exempt units at the present time, it does provide that the
EPAB may establish standards for the special licensure of these units as well
as for helicopter rescue units . This will allow, among other things, the
formulation of standards which would ensure compatibility of communications
equipment for enhanced disaster preparedness .
Standards for Vehicles, Equipment, Supplies, Communications,
oph Personnel Certification, Medical Protocol•s , Response Time
The licensed contractor must meet the minimum standards set by the State of
Texas for the operation of ambulances. In addition, all standards
established by the EPAB which exceed the state standards must be complied
with. Throughout the ordinance, the EPAB is given extensive powers to
require what, in its best medical judgment, is necessary for quality patient
care.
Since the bid variable in the initial contract procurement is the quality of
service offered, the ordinance provides for the EPAB to utilize the standards
contained in the proposal offered by the winning bidder in formulating the
initial standards for patient care. There are also provisions in the
ordinance which allow some flexibility in negotiating adjustments to these
standards if deemed necessary by the Authority or the EPAB.
Insurance Provisions
The ordinance prescribes insurance coverage required for the protection of
the licensed contractor, the City, the Authority, and the EPAB. These
insurance provisions are found in Section 6.30 of the ordinance.
It must be noted, however, that while the ordinance provision requiring $10
million in umbrella coverage is certainly desirable from a theoretical
standpoint, current market realities may dictate a reduction in that amount.
OW. Information gained from the potential bidders at the pre-bid conference, as
well as an analysis of the insurance market by the City' s Risk Management
department, has indicated that policy coverage with limits in the area of $2
million is all that is practically obtainable at the present time.
ISSUED BY THE CITY MANAGER FORT WORTH, TEXAS
INFORMAL REPORT TO CITY COUNCIL MEMBERS No. 7069-9
f ORP To the Mayor and Members of the City Council
AMBULANCE PROCUREMENT
Subject:
Conflict of Interest Provisions
The purpose behind the ordinance's conflict of interest provisions is to
ensure that the persons serving on the regulatory authorities will represent
the interests of the general public and the patients being served by the
ambulance system, rather than the interests of the regulated providers.
Accordingly, a person is prohibited from serving on the board of the Autho-
rity, as a voting member of the EPAB, or as Medical Director, if that person
is an officer, director, employee of, or is otherwise affiliated with , an
ambulance provider or any organization which is affiliated with an ambulance
provider.
Transition Period
It was recognized that , given the fact that the City's present ambulance con-
tract expires on March 31, 1986, and that there was a need for a transitional
period to allow for the full implementation of the new system, the ordinance
needed to contain provisions which would allow for initial contract procure-
ment and transitional arrangements in the interim period. Section IV of the
ordinance sets the general effective date of the ordinance as April 1, 1986,
but provides that:
1. The Fort Worth Ambulance Authority and the EPAB be establ.ished in the
interim for the purpose of initial organization, conduct of the
initial contract procurement process, and promulgation of initial
system standards. The members of the Emergency Medical Services
Sub-committee of the City Council were designated as the initial
Board of Directors of the Ambulance Authority on an interim basis
until April 1, 1986.
2. The City Council has the power to issue certificates of public con-
venience and necessity for operation of ambulances under the old
ordinance for the interim period from January 1, 1986 (the expiration
date for certificates issued under the old ordinance) to April 1,
1986 (the general effective date of the new ordinance) .
Office and Staffing Requirements
There are not plans for the Authority to have an office. Although they will
estsablish a regular meeting time, in all likelihood the meetings will take
place in City Hall or some other location. As long as City Council members
serve on the Authority, all mail will probably be forwarded to City Hall . If
the representation changes , it might become necessary to obtain a post office
box.
There will be no significant staffing requirements for the Authority. The
major work they will perform will be during the procurement and contract
negotiation process. During the majority of the time, they will provide
financial and administrative oversight of the system. A member of the City
-ISSUED BY THE CITY MANAGER FORT WORTH, TEXAS
JNFORMAL REPORT TO CITY COUNCIL MEMBERS No. 7069-10
fop,, To the Mayor and Members of the City Council
X rExA AMBULANCE PROCUREMENT
Manager's staff will probably serve as liaison for the Authority and the
minimum amount of staff assistance and coordination required can be handled
by a management intern on a part-time basis.
The reason for the lack of need for an office and staff is due to the fact
that the EPAB will be performing the majority of the work to make sure the
system and the contractor are operating properly. As mentioned earlier, the
EPAB will select one of its members as Medical Director. The compensation
level for this individual will be established by the EPAB and will be paid
for from a fee of $3 per billable run that is made by the contractor.
The assumption that there will be a need for an executive director, other
staff and offices perhaps results from an observation of the function of
ambulance authorities in other systems established by the consultant. Those
systems operate what is called a Public Utility Model . The Ambulance
Authority is responsible for all of the administrative aspects of the system,
including billings , collections , filing of medicare and third party claims ,
monitoring response time data, levying late run penalties, etc. The contrac-
tor is simply paid a flat monthly fee by the Authority to provide emergency
medical services. In the Failsafe Franchise Model system, all of the above
functions are the responsibility of the contractor, or are handled by the
accounts receivable trust or the EPAB. Therefore, there is no need to set up
an office.
Rate Adjustments/Subsidy Trade-off
Rate Adjustments
The contractor's rates charged for services are subject to regulation by
the Ambulance Authority, with final approval resting with the City
Council . The rate regulation allows the Authority and City Council to
control the maximum average total bill . If an analysis by the Authority
shows that average total billings are in excess of the authorized
amounts, the Authority may, at its option, either require a reduction in
the contractor's rates or, if the average is not substantial , require a
delay in implementation of future rate increase requests which would
otherwise have been authorized, by a length of time sufficient to adjust
for the amount of overbilling.
During the first eighteen months of the proposed contract, no rate
increases or subsidy reductions are allowed. After the first eighteen
months, and annually throughout the term of the contract, the contractor
may apply for and receive authorized increases in rate levels not to
exceed 80 percent of the Consumer Price Index over the most recent twelve
(12) months for which fiyures are then available.
In addition to the automatic CPI rate increase, the contractor may
request an additional rate adjustment, if the need is a result of events
over which he/she has no control . For example, an abrupt and substantial
LISSUED BY THE CITY MANAGER FORT WORTH, TEXAS
INFORMAL REPORT TO CITY COUNCIL MEMBERS No. 7069-11
a
to)?)' To the Mayor and Members of the City Council
Subject: AMBULANCE PROCUREMENT
increase in Workers' Compensation Insurance, or in other insurance costs,
or a change in State standards requires a substantial investment in per-
sonnel and equipment. In any event, the burden of documenting the need
and appropriate amount of the additional requested rate increase rests
solely with the contractor. Each rate adjustment application must be
approved by the Ambulance Authority and the City Council .
Rate-Subsidy Trade-off
After the first eighteen months of the contract, the Ambulance Authority
may, under the direction of the City Council , reduce the City subsidy
paid to the contractor by an amount not to exceed $250,000 during any
twelve month period.
In the event a subsidy reduction option is exercised by the City Council ,
the contractor is allowed a rate increase sufficient to recover the
reduction amount. Attachment III indicates the projected rate increases
that could take place due to the automatic CPI increase, and the rate
0P*► increase that could result from an increase in the CPI and lowering the
subsidy by the maximum allowed $250,000 during any twelve-month period.
The chart reflects a five and one-half (5 1/2) year period, which is the
amount of time it would take to reduce the proposed $840,000 subsidy to
zero.
Impact of Loss of Market Rights for Transfer
Business on Rates
It is extremely difficult to determine the overall effect on rates if
there is a loss of market rights to the non-emergency transfer business .
In the early stages of the procurement process, the consultant indicated
that if this portion of the market is not available to the contractor, it
would be necessary to charge about $300 for emergency runs, assuming the
$1.1 million subsidy would be available. The proposed rate assumed that
the contractor would be extremely efficient, that a significant share of
the transfer market would be captured (perhaps 25-30%) and that there
would be a reasonable amount of regional transfer work. The rates would
probably increase annually, based on the consumer price index. The sub-
sidy would have to be negotiated, but there would be little likelihood
that it would be lower than the $1.1 million.
Page 117 of the Request for Proposal that was provided to the City
Council requires that "Bidder shall define the changes to Bidder's
offered performance standards, allowed maximum average billing levels ,
guaranteed subsidy payments , or a combination of these contract modifica-
tions , which Bidder would be willing to accept in substitution for the
protected non-emergency market rights now incorporated within the City's
new ambulance ordinance." Therefore, until proposals are received, it
will be difficult to determine the actual impact.
LISSUED BY THE CITY MANAGER FORT WORTH, TEXAS
INFORMAL REPORT TO CITY COUNCIL MEMBERS No. 7069-12
opbl �g To the Mayor and Members of the City Council
tiFOSr��0
Subject: AMBULANCE PROCUREMENT
payments to the City within ten days after receipt of invoice from the
City.
The final payments to be made from the Trust are late run penalties. The
contractor will be penalized for each life threatening emergency request
for which the response time exceeds ten minutes for which no EPAB-
approved exemption has been allowed. The Trustee of the Accounts Receiv-
able Trust will deduct $10 for each minute in excess of the tenth minute
up to a maximum of $100, and pay that amount to the Ambulance Authority.
The most important feature of the Accounts Receivable Trust is the
default switch. In the event that the Ambulance Authority determines
that a major breach of contract has occurred, the Authority shall have
access to the funds entering the Accounts Receivable Trust to finance
continued operations of the system. This is in effect a switch that
allows the trust officer to turn off Accounts Receivable funds to the
contractor and divert them to the Authority. Details on how the system
works is included in the Request for Proposal .
Failsafe Franchise Model (FFM) Organizational Structure
Attachment VI provides a graphic illustration of the organizational
structure of the FFM system. One of the major differences between this
chart and Attachment V is a clearer reflection of the relationship bet-
ween the Emergency Physicians Advisory Board (EPAB). This Board will not
only be responsible for overseeing the patient care aspects of the sys-
tem, but has the authority to establish clinical standards for those
operations exempted under this ordinance. Details of their responsi-
bilities are included in the section that reviews the new ordinance.
Summary
Attachment VII provides a schedule of activities that have been completed and
the timeframe for additional actions that will be required. Information
related to building acquisition, the medical communications system and the
contract with the Emergency Physician Advisory Board should also be coming to
the City Council Within the next two to three weeks.
The installation of the new system has been on a very tight timeframe. The
EMS Committee, consultant and staff have made every possible effort to make
sure that by April 1 , 1986 at 12:01 a.m. a system will be in place and func-
tioning. Since this will be the first system of its kind to be installed in
the country, the enormity of the task and the limited time to accomplish it
has sometimes been overwhelming. The effort to date would not have been pos-
sible without the guidance and continued involvement of the City Council EMS
Committee.
ISSUED BY THE CITY MANAGER FORT WORTH, TEXAS
,INFORMAL REPORT TO CITY COUNCIL MEMBERS No. 7069-13
"AS T I
, 0
" To the Mayor and Members of the City Council
xr X Subject: AMBULANCE PROCUREMENT
'073
payments to the City within ten days after receipt of invoice from the
City.
The final payments to be made from the Trust are late run penalties. The
contractor will be penalized for each life threatening emergency request
for which the response time exceeds ten minutes for which no EPAB-
approved exemption has been allowed. The Trustee of the Accounts Receiv-
able Trust will deduct $10 for each minute in excess of the tenthminute
up to a maximum of $100, and pay that amount to the Ambulance Authority .
The most important feature of the Accounts Receivable Trust is the
default switch. In the event that the Ambulance Authority determines
that a major breach of contract has occurred, the Authority shall have
access to the funds entering the Accounts Receivable Trust to finance
continued operations of the system. This is in effect a switch that
allows the trust officer to turn off Accounts Receivable funds to the
contractor and divert them to the Authority. Details on how the system
works is included in the Request for Proposal .
Failsafe Franchise Model (FFM) Organizational Structure
Attachment VI provides a graphic illustration of the organizational
structure of the FFM system. One of the major differences between this
chart and Attachment V is a clearer reflection of the relationship bet-
ween the Emergency Physicians Advisory Board (EPAB). This Board will not
only be responsible for overseeing the patient care aspects of the sys-
tem, but has the authority to establish clinical standards for those
operations exempted under this ordinance. Details of their responsi-
bility are included in the section that reviews the new ordinance.
Summary
Attachment VII provides a schedule of activities that have been completed and
the timeframe for additional actions that will be required. Information
related to building acquisition, the medical communications system and the
contract with the Emergency Physician Advisory Board should also be coming to
the City Council within the next two to three weeks.
The installation of the new system has been on a very tight timeframe. The
EMS Committee, consultant and staff have made every possible effort to make
sure that by April 1, 1986 at 12:Ul a.m. a system will be in place and func-
tioning. Since this will be the first system of its kind to be installed in
the country, the enormity of the task and the limited time to accomplish it
00h, has sometimes been overwhelming. The effort to date would not have been pos-
sible without the guidance and continued involvement of the City Council EMS
Committee.
LISSUED BY THE CITY MANAGER FORT WORTH, TEXAS
J rINFORMAL REPORT TO CITY COUNCIL MEMBERS No. 7069-14
To the Mayor and Members of the City Council
Subject: AMBULANCE PROCUREMENT
If additional information is desired, it will be supplied upon request .
U uglas Harman
City ee 4 Manager
DH:jcnnn
Attachments-7
ISSUED BY THE CITY MANAGER FORT WORTH, TEXAS