HomeMy WebLinkAboutContract 52326-CA1Clients first.
Consent for Assignment of Investment Advisory Agreement
CSC No. 52326-CAI
AndCo Consulting, LLC ("AndCo") has entered into a membership interest purchase agreement with Mariner, LLC
("Mariner") with an anticipated close date of April 2, 2024 ("Effective Date"). AndCo will be joining Mariner, a
national advisory firm, as their new institutional platform. Mariner and AndCo share a strong cultural alignment
focused on a client -first, objective approach.
As previously communicated, you will continue to be serviced by the same consulting team and pursuant to the
same terms and conditions as contained in your investment advisory agreement with AndCo ("Agreement").
However, this acquisition by Mariner is considered a change in control, and therefore deemed to be an assignment
of your Agreement. SEC rules require client consent for Agreement assignment, and we respectfully request that
you approve and execute this document to consent to the assignment of your Agreement as of the Effective Date.
All terms and conditions of the existing Agreement will remain in full force and effect.
If you consent to the assignment of your Agreement under this change in control, please sign and date this document
in the space provided below and return a signed copy to us (by mail or email). If you have any questions, please
reach out to your consulting team or feel free to directly contact our Chief Compliance Officer, Sara Searle, at (407)
627-1812 or SaraS@andcoconsultin2.com. We greatly appreciate your support during this process.
By Mail:
AndCo Consulting, LLC
Attn: Chief Compliance Officer
531 W Morse Blvd, Suite 200
Winter Park, FL 32789
By Email: Compliance@andcoconsulting.com
Client Name: City of Forth Worth
By: CA96�
Name: Jesica McEachern
Title: Assistant City Manager
Date: May 10, 2024
AndCo ns Ming, LLC
By:
Name: earle
Title: Chief Compliance Officer
Date: February 29, 2024
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CLIENT CONSENT
MY COMMISSION
EXPIRES 11-13-2027
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OFFICIAL RECORD
CITY SECRETARY
FT. WORTH, TX
AndCo Consulting 1 531 W. Morse Blvd. 1 Suite 200 1 Winter Perk. FL 32789 1 (844) 44-ANDCO 1 ArrdCoConsulring.com
ACCEPTED AND AGREED:
CITY:
City of Fort Worth Contract Compliance Manager:
By signing I acknowledge that I am the person
responsible for the monitoring and administration
of this contract, including ensuring all
By: C��-� performance and reporting requirements.
Name: Jesica McEachern
Title: Assistant City Manager
Date: May 10, 2024 By:
Name: Joanne Hinton
Approval Recommended: 'Title: Interim Human Resources Director
Approved as to Form and Legality:
By: 9,— "/, .
Name: Joanne Hinton
Title:
Interim Human Resources Director
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Name:
Jessika J. Williams
Attest:
FORr�opd�
Title:
Assistant City Attorney
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Contract Authorization:
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By:
Name:
Jannette Goodall
Title:
City Secretary
VENDOR:
By:
Name:
Title:
Date:
OFFICIAL RECORD
CITY SECRETARY
FT. WORTH, TX