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HomeMy WebLinkAboutContract 62003Docusign Envelope ID: 9A9DC8D9-293C-4534-91 B5-5E8B80EA8A66 U.S. Department of Housing and Urban Development Funding Approval and HOME Office of Community Planning and Development Investment Partnerships Agreement CSC No. 62003 Title II of the National Affordable Housing Act Assistance Listings #14.239 - HOME Investment Partnerships Program 1. Grantee Name (must match the name associated with 3b.) and 12. Grant Number (Federal Award Identification Number (FAIN)) Address M24-MC480204 City of Fort Worth 13a Tax Identification Number 3b. Unique Entity Identifier (formerly DUNS) 100 Fort Worth Trail 756000528 ENS6MKS1ZL18 Fort Worth, TX 76102 6. Previous Obligation (Enter "0" for initial FY allocation) a. Formula Funds 4. Appropriation Number 5. Budget Period Start and End Date 86 4/7 0205 FY 2024 through FY 2032 7. Budget Approved by the Federal Awarding Agency/Current Transaction (+ or -) a. Formula Funds 1. CHDO (For deobligations only) 2. Non- CHDO (For deobligations only) 8. Revised Obligation a. Formula Funds 9. Special Conditions (check applicable box) ❑ Not applicable ® Attached 11. Indirect Cost Rate* See Addendum $0.00 1$2,763,143.59 $2,763,143.59 I$ $ 10. Federal Award Date (HUD Official's Signature Date) (mm/dd/yyyy) 9/6/2024 12. Period of Performance Start and End Date Date in Box #10 - 09/30/2033 This Agreement between the Department of Housing and Urban Development (HUD) and the Grantee is made pursuant to the authority of the HOME Investment Partnerships Act (42 U.S.C. 12701 at seq.). The Grantee's approved Consolidated Plan submission/Application, the HUD regulations at 24 CFR Part 92 (as is now in effect and as may be amended from time to time) and this HOME Investment Partnership Agreement, form HUD-40093, including any special conditions, constitute part of this Agreement. Subject to the provisions of this Agreement, HUD will make the funds for the Fiscal Year specified, available to the Grantee upon execution of this Agreement by the parties. All funds for the specified Fiscal Year provided by HUD by formula reallocation are covered by this Agreement upon execution of an amendment by HUD, without the Grantee's execution of the amendment or other consent. HUD's payment of funds under this Agreement is subject to the Grantee's compliance with HUD's electronic funds transfer and information reporting procedures issued pursuant to 24 CFR 92.502. To the extent authorized by HUD regulations at 24 CFR Part 92, HUD may, by its execution of an amendment, deobligate funds previously awarded to the Grantee without the Grantee's execution of the amendment or other consent. The Grantee agrees that funds invested in affordable housing under 24 CFR Part 92 are repayable when the housing no longer qualifies as affordable housing. Repayment shall be made as specified in 24 CFR Part 92. The Grantee agrees to assume all of the responsibility for environmental review, decision making, and actions, as specified and required in regulation at 24 CFR 92.352 and 24 CFR Part 58. The Grantee must comply with the applicable requirements at 2 CFR part 200 that are incorporated by the program regulations, as may be amended from time to time. Where any previous or future amendments to 2 CFR part 200 replace or renumber sections of part 200 that are cited specifically in the program regulations, activities carried out under the grant after the effective date of the part 200 amendments will be governed by the 2 CFR part 200 requirements as replaced or renumbered by the part 200 amendments. The Grantee must use the Grant Funds only for costs (including indirect costs) that meet the applicable requirements in 2 CFR part 200 (including appendices). The Grantee must complete the Addendum to Agreement Grantee Indirect Cost Rate(s) (Addendum) and return it to HUD with this Agreement. The Addendum will be incorporated into and made part of this Agreement, if, and only if, the rate information provided by Grantee in the Addendum is consistent with the applicable requirements under 2 CFR part 200. The Grantee must immediately notify HUD upon any change in the Grantee's indirect cost rate, so that HUD can amend the Agreement to reflect the change if necessary. The Grantee shall comply with requirements established by the Office of Management and Budget (OMB) concerning the Universal Numbering System and System for Award Management (SAM) requirements in Appendix I to 2 CFR part 200, and the Federal Funding Accountability and Transparency Act (FFATA) in Appendix A to 2 CFR part 170. The Period of Performance for the funding assistance shall begin on the date specified in item 12 and shall end on September 11 of the 611 fiscal year after the expiration of the period of availability for obligation. Funds remaining in the account will be cancelled and thereafter not available for obligation or expenditure for any purpose. Per 31 U.S.C. 1552. The Grantee shall not incur any obligations to be paid with such assistance after the end of the Period of Performance. The Grantee must comply with the requirements of the Build America, Buy America (BABA) Act, 41 U.S.C. 8301 note, and all applicable rules and notices, as may be amended, if applicable to the Grantee's infrastructure project. Pursuant to HUD's Notice, "Public Interest Phased Implementation Waiver for FY 2022 and 2023 of Build America, Buy America Provisions as Applied to Recipients of HUD Federal Financial Assistance" (88 FIR 17001) 2023-05698.odf (oovinfo.00v), any funds obligated by HUD on or after the applicable listed effective dates, are subject to BABA requirements, unless excepted by a waiver. Waste, Fraud, Abuse, and Whistleblower Protections: Any person who becomes aware of the existence or apparent existence of fraud, waste or abuse of any HUD award must reports such incidents to both the HUD official responsible for the award and to HUD's Office of Inspector General (OIG). HUD DIG is available to receive allegations of fraud, waste, and abuse related to HUD programs via its hotline number (1-800-347-3735) and its online hotline form. You must comply with 41 U.S.C. § 4712, which includes informing your employees in writing of their rights and remedies, in the predominant native language of the workforce. Under 41 U.S.C. § 4712, employees of a government contractor, subcontractor, grantee, and subgrantee- as well as personal services contractor- who make a protected disclosure about a Federal grant or contract cannot be discharged, demoted, or otherwise discriminated against as long as they reasonably believe the information they disclose is evidence of: 1. Gross mismanagement of a contract or grant; 2. Waste of Federal funds; 3. Abuse of authority relating to a Federal contract or grant; 4. Substantial and specific danger to public health and safety; or 5. Violations of law, rule, or regulation related to a Federal contract or grant. 13. For the U.S. Department of HUD (Name and Title of Authorized Official) 14. Signature 15. Date Shirley J. Henley, CPD Director 9/6/2024 16. For the Grantee (Name and Title of Authorized Official) 54ignature 18. Date Fernando Costa, Assistant City Manager 5T Sep 18, 2024 OFFICIAL RECORD CITY SECRETARY Page 1 form HUD-40093 FT. WORTH, TX Docusign_ Envelope ID: 9A9DC8D9-293C-4534-91B5-5E8B80EA8A66 ® Initial Agreement ❑ Amendment # 20. Funding Information: HOME Source of Funds Appropriation Code PAS Code Amount 2024 86 417 0205 HMF (N) $2,760,060.24 2023 86 316 0205 HMF (M) $3,083.35 Page 2 form HUD-40093 Docusign Envelope ID: 9A9DC8D9-293C-4534-91 B5-5E8B80EA8A66 hUUUJLIUUJIII LU agreement M24-MC480204 Grantee Indirect Cost Rate(s) As the duly authorized representative of the Grantee, I certify that the Grantee: R Will not use an indirect cost rate to calculate and charge indirect costs under the grant. ❑ Will calculate and charge indirect costs under the grant by applying a de minimis rate as provided by 2 CFR 200.414(f), as may be amended from time to time. ❑ Will calculate and charge indirect costs under the grant using the indirect cost rate(s) listed below, and each rate listed is included in an indirect cost rate proposal developed in accordance with the applicable appendix to 2 CFR part 200 and, if required, was approved by the cognizant agency for indirect costs. Agency/department/major function Indirect cost rate Type of Direct Cost Base Instructions for the Grantee's Authorized Representative: You must mark the one (and only one) checkbox above that best reflects how the Grantee's indirect costs will be calculated and charged under the grant. Do not include indirect cost rate information for subrecipients. Name of Authorized Official: Signature: Date (mm/dd/yyyy): Fernando Costa Title: X'57-""��`-- Sip 18, 2024 Assistant Citv Manaeer The table following the third box must be compietea only it ttiat box is ctiectced. When listing a rate in the table, enter both the percentage amount (e.g., 10%) and the type of direct cost base to be used. For example, if the direct cost base used for calculating indirect costs is Modified Total Direct Costs, then enter "MTDC" in the "Type of Direct Cost Base" column. If using the Simplified Allocation Method for indirect costs, enter the applicable indirect cost rate and type of direct cost base in the first row of the table. If using the Multiple Allocation Base Method, enter each major function of the organization for which a rate was developed and will be used under the grant, the indirect cost rate applicable to that major function, and the type of direct cost base to which the rate will be applied. If the Grantee is a government and more than one agency or department will carry out activities under the grant, enter each agency or department that will carry out activities under the grant, the indirect cost rate(s) for that agency or department, and the type of direct cost base to which each rate will be applied. To learn more about the indirect cost requirements, see 2 CFR part 200, subpart E; Appendix IV to Part 200 (for nonprofit organizations); and Appendix VII to Part 200 (for state and local governments). Page 3 form HUD-40093 Docusign Envelope ID: 9A9DC8D9-293C-4534-91B5-5E8B80EA8A66 X110-­.... ..,... 11F.. 111r. L• . rproval and HOME Investment Partnerships Agreement General Instructions: This Agreement is used for one of three purposes: 1) the initial Agreement between HUD and the Participating Jurisdiction (PJ) that obligates HOME formula funds; 2) the initial Agreement between HUD and the PJ/entity that obligates Community Housing Development Organization (CHDO) competitive reallocation funds; 3) the amendment to the Agreement that deobligates an amount of a PJ/entity's HOME funds previously obligated because of a reduction of funds by HUD. For all initial Aereements - The Agreement (HUD- 40093) must have an original or electronic signature by the appropriate HUD official, who is usually the Community Planning and Development (CPD) Director in the Field Office. After the HUD official signs the Agreement, it must be sent to the jurisdiction (or entity) for signature. The jurisdiction (or entity) must sign or electronically sign the Agreement and should retain a copy for its records. The jurisdiction (or entity) must return the signed Agreement to the HUD Field Office. The HUD Field Office must forward the executed Agreement to the CFO National Accounting Center for recording and retain a copy for the Field Office files. For amendments to the Agreement that deoblieate funds because of a reduction by HUD - after notification from the Headquarters' Office of Affordable Housing (OAHP) to proceed, the Agreement (HUD-40093) must be signed or electronically signed by the appropriate HUD official, who is usually the CPD Director in the Field Office. It is not necessary to have the jurisdiction sign the form. (Also, please See #8 below) The Field Office should send one copy to the jurisdiction (or entity) for its records. Forward the HUD signed amendment to the CFO National Accounting Center to initiate the deobligation. Email a copy to Headquarters, OAHP, Financial and Information Services Division so that Headquarters can track the deobligation. Retain a copy for the Field Office files. 1. Participant Name and Address. The participating jurisdiction's (or entity's) name and address as shown in Box 4 of Standard Form 424. 2. Grant Number. The applicable grant number assigned by the HUD for the Pi/entity that corresponds to the fiscal year source of funds for this transaction. 3a. Tax Identification Number. Enter the Tax (Employer). Identification Number (TIN) shown in Box 8b of Standard Form 424. For jurisdictions (or entities) that are already participating in the HOME Program, this must be the TIN associated with the jurisdiction (or entity) for the HOME Program. 3b. Unique Entity Identifier. The identifier required for SAM registration to uniquely identify business entities shown in Box 8c of Standard Form 424 (formerly known as DUNS). For jurisdictions (or entities) that are already participating in the HOME Program, this must be the Unique Entity Identifier associated with the jurisdiction (or entity) for the HOME Program. 4. Appropriation Number. The Appropriation Number from the HUD-185 sub -assigning funds for the Fiscal Year source of funds for this transaction. 5. Budget Start and End Date. Indicate the fiscal years of funds for this transaction. 6. Previous Obligation. Enter the total amount of funds that have been previously obligated for this participant for this FY source of funds. a. Formula Funds. Enter the total amount of formula funds previously obligated to the participant. If this is the funding approval form for the participant's initial allocation for the fiscal year, the amount will be "0". If this is a funding approval form for reallocating or deobligating funds, enter the amount from Box 7 of the previously submitted form HUD-40093 for the FY identified in Box 5. b. Community Housing Development Organization (CHDO) Competitive Reallocation. Enter the amount of funds previously obligated to the PJ/entity by competition for CHDOs. If this is a funding approval form for reallocating or deobligating funds previously allocated by competition for CHDOs, enter the amount from Box 7 of the previously submitted form HUD-40093 for the FY identified in Box 5. 7. Current Transaction. Enter the total amount of funds for this action. Indicate a deobligation either by placing parentheses around the amount deobligated or a minus sign before the amount deobligated. a. Formula Funds. Of the amount indicated in Box 7, indicate the amount that is for formula funds. If this is a formula fund deobligation, show the distribution of that amount of funds in Box 7a.1 CHDO funds and/or Box 7a.2 non-CHDO funds. 1. CHDO. Of the amount indicated in Box 7a, indicate the amount that is CHDO funds. If none, enter "0." Note: If this is a CHDO competitive reallocation, enter the amount in 7b. Page 4 form HUD-40093 Docusign Envelope ID: 9A9DC8D9-293C-4534-91 B5-5E8B80EA8A66 Instructions for Completing the Funding Approval and HOME Investment Partnerships Agreement 2. Non-CHDO. Of the amount indicated in Box 7a, indicate the amount that is Non- CHDO funds. If none, enter "0. b. CHDO Competitive Reallocation or Deobligation. Of the amount indicated in Box 7, indicate the amount that is reallocated or deobligated from the CHDO competition funds. 8. Revised Obligation. Enter the total amount of funds available to the jurisdiction (or entity) after this transaction (Box 6 plus/minus Box 7). Most grants have several source years of funds, therefore, the funding information in #20 must be filled out with the applicable source year of funds and amounts to be deobligated. a. Formula Funds. Enter the total amount of formula funds available to the participating jurisdiction after this transaction (Box 6a plus/minus Box 7a). b. CHDO Competitive Reallocation. Enter the total amount of funds available to the PJ/entity as a competitive reallocation for CHDOs after this transaction (Box 6b plus/minus Box 7b). 9. Special Conditions. If applicable, check the box and attach any special conditions that are part of the Agreement. 10. Federal Award Date. This is the date of obligation which is the initial date of the HUD Authorized Official's signature (Box 15) This date of the initial obligation does not change regardless of the Agreement being amended for a deobligation because of a reduction by HUD. 11. Indirect Cost Rate. If funding assistance will be used for payment of indirect costs pursuant to 2 CFR 200, Subpart E-Cost Principles, complete the Addendum to Agreement Grantee (Indirect Cost Rate(s), including the name of the department/agency, its indirect cost rate (including if the de minimis rate is charged per 2 § CFR 200.414(f)), and the direct cost base to which the rate will be applied (for example, Modified Total Direct Costs (MTCD)). If the rate information provided by Recipient in the Addendum is consistent with the applicable requirements in 2 CFR Part 200, the Addendum will be incorporated into and made part of the Agreement. The Recipient also shall provide HUD with a revised schedule if changes occur, and shall become incorporated herein upon HUD's amendment to the Agreement. If there are more than four agencies/departments carrying out activities with the Funding Assistance, attach a list with the additional agencies/departments that will carry out activities with the Funding Assistance. Do not include indirect cost rates for subrecipients. 12. Period of Performance. Performance begins on the initial date of the HUD Authorized Official's signature (Box 15 and Box 10) and ends on September 30tht of the 6' fiscal year after the expiration of the period of availability for obligation. 13. For the U.S. Department of HUD (Name and Title of Authorized Official). Enter the name and title of the HUD official who is authorized to sign the Agreement on behalf of HUD. This is usually the Field Office CPD Director. 14. Signature. The authorized HUD official signs the Agreement here. 15. Date. Enter the date the authorized HUD official signed the form. In the case of initial agreements. This is also the same date as the Federal Award Date, date of obligation (Box 10). 16. For the Participating Jurisdiction/Entity (Name and Title of Authorized Office). Enter the name and title of the official authorized to sign on behalf of the participating jurisdiction/entity. This is not required if the Agreement is being amended for a deobligation because of a reduction by HUD. 17. Signature of PJ/Entity Official. The PJ/entity official signs the Agreement here. This is not required if the Agreement is being amended for a deobligation because of a reduction by HUD. 18. Date. Enter the date the PJ/Entity official signs the Agreement. This is not required if the Agreement is being amended for a deobligation because of a reduction by HUD. 5 form HUD-40093 Docusign Envelope ID: 9A9DC8D9-293C-4534-91 B5-5E8B80EA8A66 Instructions for Completing the Funding Approval and HOME Investment Partnerships Agreement 19. Type of Agreement. Check either Initial 20. Funding Information. For each source year of Agreement or Amendment #. If an amendment, funding, the following information is provided: indicate the amendment number. Source year of Funds, Appropriation Code, PAS Code (with fiscal year indicator code), and amount. 6 form HUD-40093 Contract Compliance Manager: By signing, I acknowledge that I am the person responsible for the monitoring and administration of this contract, including ensuring all performance and reporting requirements. t-, Y'V- Chad La,Roque (Sep 17, 202411:03 CDT) had LaRoque, Housing Development Manager Neighborhood Services Department K" Kacey Bess, Director Neighborhood Services Department Approved as to form and legality: LeVieunt (Sep 1818, 20 CDT) Leslie L. Hunt, Senior Assistant City Attorney Reviewed/Approved: K l& Ronald Gonzales, Assistant City Secretary , Woo( Attest: o^ .s Avg 0_ 0 % -0O C 000000 Ay Jannette S. Goodall, City Secretary ��� TEXpSoa�" OFFICIAL RECORD CITY SECRETARY FT. WORTH, TX