HomeMy WebLinkAboutContract 32332 TEXAS DEPARTMENT OF HOUSING AND COMMUNITY AFFAIRS
CONTRACT NO. 615531 FOR THE
FY 2005 COMMUNITY SERVICES BLOCK GRANT PROGRAM
CFDA#93.569
CITY 8r=r9ETARY
SECTION 1. PARTIES TO THE CONTRACT CONTRACT NO
This contract is made by and between the Texas Department of Housing and Community Affairs, an
agency of the State of Texas, (herein the "Department") and City of Fort Worth (herein the
"Subrecipient").
SECTION 2. CONTRACT PERIOD
This contract shall commence on September 1, 2005, and, unless earlier terminated, shall end on
February 28, 2006 (herein the "Contract Period").
SECTION 3. SUBRECIPIENT PERFORMANCE
Pursuant to the Community Services Block Grant Act, 42 U.S.C. §9901 et seq. (herein the "CSBG
Act"), Subrecipient shall operate, on an equitable basis throughout Subrecipient's service area, a
program to ameliorate the causes of poverty. Subrecipient shall provide services and activities of the
type specified in 42 U.S.C. §9907(b) in accordance with the attached Performance Statement (herein
"Exhibit A") and Budget (herein "Exhibit B"). Subrecipient's service area consists of the following
counties: Tarrant.
SECTION 4. DEPARTMENT OBLIGATIONS
A. Measure of Liability
In consideration of Subrecipient's satisfactory performance of this contract, as determined by
Department, Department shall be liable for actual and reasonable costs incurred by Subrecipient
during the contract period for performances rendered under this contract, subject to the
limitations set forth in this Section 4.
1. Department's obligations under this Section are contingent upon the actual receipt by
Department of funds from the U. S. Department of Health and Human Services (hereinafter
"HHS"). If adequate funds are not available to make payments under this contract,
Department shall terminate this contract and shall not be liable for failure to make
payments hereunder.
2. Department is not liable to subrecipient for any cost incurred by Subrecipient which:
a. is subject to reimbursement by a source other than Department;
b. is for the performance of services or activities not authorized by 42 U.S.C. §9907(b),
is for one of the activities prohibited in 42 U.S.C. §9918, or which is not in
accordance with the terms of this contract;
C. is not reported to Department on CSBG Monthly Report (TDHCA Form 85) within
sixty (60) days following the termination of this contract;
d. is not incurred during the Contract Period; � ;� .� jQA �o}�J�
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e. is incurred for the purchase or permanent improvement of real property (other than
low-cost residential weatherization or other energy-related home repairs, if described
in Exhibit A).
B. Excess Payments
Subrecipient shall refund, within fifteen (15) days after Department's request, any sum of money
paid to Subrecipient by Department which Department determines (1) has resulted in an
overpayment to Subrecipient or (2) has not been spent strictly in accordance with the terms of
this contract. Department may offset or withhold any amounts otherwise owed to Subrecipient
under this contract against any amount owed by Subrecipient to Department arising under this
contract.
C. Limits of Liability
Notwithstanding any other provision of this contract, the total of all payments and other
obligations incurred by Department under this contract shall not exceed the sum of Fifteen
Thousand and no/100 Dollars ($15,000.00).
SECTION 5. METHOD OF PAYMENT/ CASH BALANCES
A. Each month Subrecipient may request an advance payment by submitting to Department at its
offices in Travis County, Texas, no later than the twentieth (20th) day of the month prior to the
month for which payment is sought, a properly completed CSBG Monthly
Funding/Financial/Performance Report (-FDHCA Form 85) and a State of Texas Purchase
Voucher for an amount not to exceed Subrecipient's actual cash needs for the month for which
such advance is sought.
B. Subrecipient's requests for advances shall be limited to the minimum amounts needed for the
effective performance of this contract, and shall be timed as closely as possible with
Subrecipient's actual immediate cash requirements. Subrecipient shall establish procedures to
minimize the time elapsing between the transfer of funds from Department to Subrecipient and
the disbursement of such funds by Subrecipient.
C. Department may use a cost reimbursement method of payment if (1) Department determines
that Subrecipient has maintained cash balances in excess of need, (2) Department identifies any
deficiency in the cash controls or financial management system used by Subrecipient or (3)
Subrecipient fails to comply with the reporting requirements of Section 12.
D. All funds paid to Subrecipient pursuant to this contract are paid in trust for the exclusive benefit
of the low-income population of Subrecipient's service area and for the payment of allowable
administrative expenses.
SECTION 6. COST PRINCIPLES AND ADMINISTRATIVE REQUIREMENTS
A. Except as expressly modified by law or the terms of this contract, Subrecipient shall comply with
the cost principles and uniform administrative requirements set forth in the Uniform Grant
Management Standards, 1 T.A.C. §5.141 et seg. (herein "Uniform Grant Management
Standards"). All references therein to "local government" shall be construed to mean
Subrecipient.
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B. None of the costs described in Attachment C of OMB Circular No. A-87, as modified by the
Uniform Grant Management Standards, shall be allowable unless Subrecipient has obtained
Department's prior written approval to incur such cost.
C. Use of Alcoholic Beverages. None of the funds provided under this contract shall be used for
the payment of salaries to any employee who uses alcoholic beverages while on active duty. No
funds provided under this contract for travel expenses shall be used for the purchase of
alcoholic beverages.
SECTION 7. TERMINATION AND SUSPENSION
A. Department may terminate this contract, in whole or in part, at any time Department determines
that there is good cause for termination, including but not limited to Subrecipient's failure to
comply with any term of this contract. Department shall notify Subrecipient in writing at least 30
days before the date of termination.
B. Department shall not be liable for any costs incurred by Subrecipient after termination of this
contract. Notwithstanding the suspension or early termination of this contract, Subrecipient shall
not be relieved of any liability for any damages due to Department by virtue of any breach of this
contract by Subrecipient. Department may withhold any payment otherwise due to Subrecipient
until such time as the exact amount of damages owed to Department by Subrecipient is
determined and paid.
SECTION 8. CHANGES AND AMENDMENTS
A. Any change in the terms of this contract required by a change in state or federal law or
regulation is automatically incorporated herein, effective on the date designated by such law or
regulations.
B. Except as otherwise specifically provided herein, any change in the terms of this contract shall
be made by an amendment in writing and signed by both parties to this contract.
C. Notwithstanding Subsection 8(B), Subrecipient may transfer funds between or among line items
within or between the budget categories of Exhibit B without a written amendment to this
contract, if:
1. the cumulative amount of the transfers between direct budget categories is not more than
five percent (5%) of the contract total shown on Page 1 of Exhibit B; and
2. the transfer will not change the scope or objective of the programs funded under this
contract.
SECTION 9. DEPARTMENT ISSUANCES
Department may issue policy directives which serve to interpret or clarify the terms of this contract.
Such directives shall be issued by Department in the form of CSBG Issuances. Issuances shall not
alter the terms of this contract so as to relieve Department of any obligation to reimburse an allowable
cost incurred by Subrecipient prior to the effective date of the Issuance. All CSBG Issuances
promulgated by Department prior to or during the Contract Period shall govern the performance of this
contract until specifically rescinded by Department.
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SECTION 10. TECHNICAL ASSISTANCE AND MONITORING
Department or its designee may conduct periodic on-site monitoring and evaluation of the efficiency,
economy, and effectiveness of Subrecipient's performance of this contract. Department will advise
Subrecipient in writing of any deficiencies noted during such monitoring. Department will provide
technical assistance to Surecipient and will require or suggest changes in Subrecipient's program
implementation or in Subrecipient's accounting, personnel, procurement, and management
procedures in order to correct any deficiencies noted. Department will conduct follow-up visits to
review and assess the efforts Subrecipient has made to correct previously noted deficiencies.
Department may place Subrecipient on a reimbursement method of payment, terminate this contract,
or invoke other remedies in the event monitoring or other reliable sources reveal material deficiencies
in Subrecipient's performance or if Subrecipient fails to correct any deficiency within the time allowed
by federal law.
SECTION 11. RETENTION AND ACCESSIBILITY OF RECORDS
A. Subrecipient shall maintain fiscal records and supporting documentation for all expenditures
made under this contract in accordance with the Uniform Grant Management Standards,
Common Rule, §_.42.
B. All information collected, assembled, or maintained by Subrecipient shall be made available to
the public during normal business hours in compliance with the Texas Public Information Act,
Texas Government Code, Chapter 552.
C. Subrecipient shall give HHS, the Comptroller General of the United States, and Department, or
their duly authorized representatives, access to and the right to examine and copy, on or off of
the premises of Subrecipient, all records pertaining to this contract. Subrecipient agrees to
maintain such records in an accessible location and to cooperate with any examination
conducted pursuant to this Subsection. Subrecipient shall include the requirements of this
Subsection in all subcontracts.
SECTION 12. REPORTING REQUIREMENTS
A. Subrecipient shall submit to Department page 1 of a CSBG Monthly Funding/Financial/
Performance Report (TDHCA Form 85). The report must be received by Department according
to the schedule set forth in Section 5(A).
B. No later than the twentieth (20th) day of the month following the beginning date of contract, and
each month thereafter of the contract period, Subrecipient shall submit a Monthly Performance
Report in narrative form describing the program accomplishments for the previous month.
Descriptions are to include quantitative data and indicate the geographic areas where activities
were conducted. Other project accomplishments not included as goals in Exhibit A should be
included in the Monthly Performance Report.
C. Subrecipient shall submit to Department no later than sixty (60) days after the termination of this
contract, a final CSBG Report (TDHCA Form 85) containing a full accounting of all funds
expended under this contract. The failure of Subrecipient to provide a full accounting of funds
expended under this contract shall be sufficient reason for Department to deny any future
contracts to Subrecipient.
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D. Subrecipient shall submit to Department no later than sixty (60) days after the termination of this
contract an inventory (TDHCA Form 27) of the nonexpendable personal property (as such is
defined in Attachment N of the Uniform Grant Management Standards) acquired in whole or in
part with funds received under this contract.
E. If Subrecipient fails to submit, in a timely and satisfactory manner, any report or response
required by this contract, including responses to monitoring reports, Department may, in its sole
discretion, withhold any payment otherwise due or requested by Subrecipient hereunder.
Payments withheld pursuant to this paragraph may be held by Department until such time as the
delinquent obligations for which funds are withheld are fulfilled by Subrecipient.
SECTION 13. PROPERTY REQUIREMENTS
A. Subrecipient may not use funds provided under this contract to purchase personal property with
a unit acquisition cost (the net invoice unit price of an item of equipment) of more than $5,000
unless Subrecipient has received the prior written approval of Department for such purchase.
B. Upon the termination or non-renewal of this contract, Department may transfer title to any such
equipment having a unit acquisition cost (the net invoice unit price of an item of equipment) of
$5,000 or more to itself or to any other entity receiving funds under the CSBG Act,
SECTION 14. INDEPENDENT SUBRECIPIENT
Subrecipient is an independent subrecipient. Subrecipient agrees to hold Department harmless and,
to the extent allowed by law, indemnify it against any disallowed costs or other claims which may be
asserted by any third party in connection with Subrecipient's performance of this contract.
SECTION 15. SUBCONTRACTS
A. Subrecipient may not subcontract the primary performance of this contract and only may enter
into contractual agreements for consulting and other professional services including, but not
limited to, auditors and attorneys, if Subrecipient has received Department's prior written
approval. Subrecipient may subcontract for the delivery of client assistance without obtaining
Department's prior approval. Any subcontract for the delivery of client assistance will be subject
to monitoring by the Department as per Section 10.
B. In no event shall any provision of this Section 15, specifically the requirement that Subrecipient
obtain Department's prior written approval of a subcontractor, be construed as relieving
Subrecipient of the responsibility for ensuring that the performances rendered under all
subcontracts are rendered so as to comply with all of the terms of this contract, as if such
performances rendered were rendered by Subrecipient. Department's approval under Section
15 does not constitute adoption, ratification, or acceptance of Subrecipient's or subcontractor's
performance hereunder. Department maintains the right to insist upon Subreipient's full
compliance with the terms of this contract, and by the act of approval under Section 15,
Department does not waive any right of action which may exist or which may subsequently
accrue to Department under this contract.
SECTION 16. CONFLICT OF INTEREST/NEPOTISM
A. Subrecipient represents that neither it nor any member of its governing body presently has any
interest or shall acquire any interest, direct or indirect, which would conflict with the performance
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of this contract and that no person having such interest shall be employed by Subrecipient or
serve as a member of its governing body. No member of Subrecipient's governing body may be
employed by Subrecipient during his service on the board or for twelve months thereafter.
B. Subrecipient shall ensure that no officer, employee, or member of the governing body of
Subrecipient shall vote for or confirm the employment of any person related within the second
degree by affinity or third degree by consanguinity to any member of Subrecipient's governing
body or to any officer or employee who would directly supervise such person. A definition of
such prohibited relationship may be found in §573.021 et seq. of The Texas Government Code.
This prohibition shall not prohibit the continued employment of a person who has been
continuously employed for a period of one year prior to the election or appointment of the officer,
employee, or governing body member related to such person in the prohibited degree.
C. No employee, officer, or agent of Subrecipient shall participate in the selection, award, or
administration of a subcontract supported by funds provided hereunder if a conflict of interest,
real or apparent, would be involved. Such a conflict of interest would arise when: 1) the
employee, officer, or agent; 2) any member of his or her immediate family; 3) his or her partner;
or 4) any organization which employs or is about to employ, any of the above, has a financial or
other interest in the firm or person selected to perform the subcontract.
D. Subrecipient's employees, officers, and agents shall neither solicit nor accept gratuities, favors,
or anything of monetary value from subrecipient, contractors, or potential contractors.
SECTION 17. COMPLIANCE WITH LAW
Subrecipient shall comply with the CSBG Act and with the rules and regulations promulgated there
under, and with all federal, state, and local laws and regulations applicable to the performance of this
contract.
SECTION 18. PROGRAM INCOME
Subrecipient shall account for and expend program income derived from activities financed in whole
or in part with funds provided under this contract in accordance with the Uniform Grant Management
Standards, Common Rule, §_.25.
SECTION 19. NON-DISCRIMINATION AND EQUAL OPPORTUNITY
No person shall on the ground of race, color, religion, sex, national origin, age, disability, political
affiliation or belief be excluded from participation in, be denied the benefits of, be subjected to
discrimination under, or be denied employment in the administration of or in connection with any
program or activity funded in whole or in part with funds made available under this contract.
SECTION 20. LEGAL AUTHORITY
A. Subrecipient represents that it possesses the legal authority to enter into this contract and to
perform the services Subrecipient has obligated itself to perform hereunder.
B. The person signing this contract on behalf of Subrecipient hereby warrants that he/she has been
duly authorized by Subrecipient to execute this contract on behalf of Subrecipient and.to bind
Subrecipient to the terms herein set forth.
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C. Department shall have the right to terminate this contract if there is a dispute as to the legal
authority of either Subrecipient or the person signing this contract to enter into this contract or to
render performances hereunder. Subrecipient is liable to Department for any money it has
received from Department for performance of the provisions of this contract, if Department has
terminated this contract for reasons enumerated in this Section 20.
SECTION 21. AUDIT
A. For any fiscal year included within the Grant Period during which the Subrecipient expended
$500,000 or more in total federal financial assistance, Subrecipient shall arrange for the
performance of an annual audit of the funds received and performances rendered under this
grant agreement. The audit shall be made in accordance with the Single Audit Act Amendments
of 1996, 31 U.S.C. ch. 75, and OMB Circular No. 133 (as revised on 6/30/1997), "Audits of
States, Local Governments, and Non-Profit Organizations." The term "federal financial
assistance" includes awards of federal financial assistance received directly from federal
agencies, or indirectly through units of state and local government.
B. Notwithstanding Subsection A, of this Section 21, Subrecipients expending less than $500,000
in Federal financial assistance, may arrange for the performance of an annual financial
statement audit. The audit report must include verification of all expenditures by budget
category, in accordance with final Monthly/Financial Funding Performance Report (MFFPR)
submitted to close out allocation year.
C. Subrecipient shall submit two (2) copies of the report of such audit to Department within thirty
(30) days after the completion of the audit, but no later than nine (9) months after the end of the
audit period. Subrecipient shall insure that the audit report is made available for public
inspection within thirty (30) days after completion of the audit. Audits performed under this
Section 21 are subject to review and resolution by Department or its authorized representative.
D. For any fiscal year ending within or immediately after the Grant Period, Subrecipient must
submit an "Audit Certification Form" (available from the Department) within ninety (90) days after
the Subrecipients fiscal year end.
E. Department reserves the right to conduct additional audits of the funds received and
performances rendered under this grant agreement. Subrecipient agrees to permit Department
or its authorized representative to audit Subrecipient's records and to obtain any documents,
materials, or information necessary to facilitate such audit.
F. Subrecipient shall be liable to Department for any costs disallowed pursuant to audit(s) of funds
received under this agreement. Subrecipient shall reimburse such disallowed costs with funds
that are not provided under this contract
G. Subrecipient shall procure audit services through an open, competitive process at least once
every four years. The auditor shall retain working papers and reports for a minimum of three
years after the date of issuance of the auditor's report to the auditee. Audit working papers shall
be made available upon request to Department at the completion of the audit, as a part of a
quality review, to resolve audit findings, or to carry out oversight responsibilities consistent with
the purposes of this part. Access to working papers includes the right to obtain copies of
working papers, as is reasonable and necessary.
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SECTION 22. TRAVEL
Allowable travel costs under this contract shall be determined in accordance with OMB Circulars A-
122 or A-87, as applicable, any Department Issuance on travel, and with Subrecipient's written travel
policy. Subrecipient's written travel policy shall delineate the rates, which Subrecipient shall use in
computing the travel and per diem expenses of its board members and employees. Prior to incurring
any costs for travel, subrecipient must provide Department with a copy of its travel policy and
evidence that such policy has been approved by Subrecipient's governing body. If Subrecipient has
no established written travel policy, the travel regulations applicable to Department employees shall
apply.
SECTION 23. POLITICAL ACTIVITY PROHIBITED
A. None of the funds provided under this contract shall be used for influencing the outcome of any
election, or the passage or defeat of any legislative measure. This prohibition shall not be
construed to prevent any official or employee of Subrecipient from furnishing to any member of
its governing body upon request, or to any other local or state official or employee or to any
citizen information in the hands of the employee or official not considered under law to be
confidential information. Any action taken against an employee or official for supplying such
information shall subject the person initiating the action to immediate dismissal from
employment.
B. No funds provided under this contract may be used directly or indirectly to hire employees or in
any other way fund or support candidates for the legislative, executive, or judicial branches of
government of Subrecipient, the State of Texas, or the government of the United States.
C. None of the funds provided under this contract shall be expended in payment of the salary for
full-time employment of any employee who is also the paid lobbyist of any individual, firm,
association, or corporation. None of the funds provided by this contract shall be expended in
payment of the partial salary of a part-time employee who is required to register as a lobbyist by
virtue of the employee's activities for compensation by or on behalf of industry, a profession or
association related to operation of Subrecipient. A part-time employee may serve as a lobbyist
on behalf of industry, a profession, or association so long as such entity is not related to
Subrecipient. Except as authorized by law, no contract funds shall be expended in payment of
membership dues to an organization on behalf of Subrecipient or an employee of Subrecipient if
the organization pays all or part of the salary of a person required to register under Chapter 345,
Government Code.
D. None of the funds provided under this contract shall be paid to any official or employee who
violates any of the provisions of this section.
E. Programs assisted with CSBG funds shall not be carried on in a manner involving the use of
program funds, the provision of services, or the employment or assignment of personnel, in a
manner supporting or resulting in the identification of such programs with
1. any partisan or non partisan political activity or any political activity associated with a
candidate, or contending faction or group, in an election for public or party office;
2. any activity to provide voters or prospective voters with transportation to the polls or similar
assistance in connection with any such election; or
3. any voter registration activity.
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SECTION 24. SECTARIAN INVOLVEMENT PROHIBITED
No funds received by Subrecipient hereunder shall be used, either directly or indirectly, to support any
religious or anti-religious activity.
SECTION 25. COPYRIGHT
Subrecipient may copyright materials developed in the performance of this contract or with funds
expended under this contract. Department and HHS shall each have a royalty-free, nonexclusive,
and irrevocable right to reproduce, publish, or otherwise use, and to authorize others to use, the
copyrighted work for government purposes.
SECTION 26. PREVENTION OF FRAUD AND ABUSE
A. Subrecipient shall establish, maintain, and utilize internal controls sufficient to provide for the
proper and effective management of all program and fiscal activities funded under this contract.
Subrecipient's internal controls and all transactions and other significant events are to be clearly
documented and the documentation shall be readily available for monitoring by Department.
B. Subrecipient shall give Department complete access to all of its records, employees, and agents
for the purpose of monitoring or investigating the CSBG program. Subrecipient shall fully
cooperate with Department's efforts to detect, investigate, and prevent waste, fraud, and abuse.
C. Subrecipient shall not discriminate against any employee or other person who reports a violation
of the terms of this contract or of any law or regulation to Department or to any appropriate law
enforcement authority if the report is made in good faith.
SECTION 27. MAINTENANCE OF EFFORT
Funds provided to Subrecipient under this contract may not be substituted for funds or resources from
any other source nor in any way serve to reduce the funds or resources which would have been
available to or provided through Subrecipient had this contract never been executed.
SECTION 28. NO WAIVER
Any right or remedy given to Department by this contract shall not preclude the existence of any other
right or remedy, nor shall any action taken in the exercise of any right or remedy be deemed a waiver
of any other right or remedy. The failure of Department to exercise any right or remedy on any
occasion shall not constitute a waiver of Department's right to exercise that or any other right or
remedy at a later time.
SECTION 29. SEVERABILITY
If any portion of this contract is held to be invalid by a court or administrative tribunal of competent
jurisdiction, the remainder shall remain valid and binding.
SECTION 30. ORAL AND WRITTEN AGREEMENTS
All oral and written agreements between the parties relating to the subject matter of this contract have
been reduced to writing and are contained in this document and the exhibits attached hereto.
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SECTION 31. SPECIAL CONDITIONS
Subrecipient shall prohibit smoking in any portion of any indoor facility owned or leased
by subrecipient and used routinely or regularly by Subrecipient or any subcontractor for
the provision of health, day care, education, or library services to children under the age
of 18.
SECTION 32. EXHIBITS
The exhibits identified below are hereby made a part of this contract:
A. Exhibit A, Performance Statement
B. Exhibit B, Budget
SIGNED this day of fl 2005.
APPROVED AS TO FORM AND LEGALITY:
Sarah Fullenwider Marty Hendri
Assistant City Attorney City Secretary
CITY O F RT WORTH TEXAS DEPARTMENT OF
HOUSING AND COMMUNITY
AFF IRS
By: B4
i by Wat�o 4dwina Carring on
Assistant 66 Manager Executive Director
This contract is not enforceable against Department unless signed by its Executive
Director or her designee.
EXHIBIT A
COMMUNITY SERVICES BLOCK GRANT PROGRAM
Performance Statement
Contractor: City of Fort Worth
Service Area: Fort Worth area
Contract No.: 615531 Contract Period: 09/01/2005 - 02/28/2006
ACTIVITIES DESCRIPTION
To provide emergency relief assistance to individuals and families from the states of
Louisiana, Mississippi, and Alabama affected by Hurricane Katrina and seek refuge in
the State of Texas.
These Emergency Relief Funds may be used for the provision of emergency services such as:
food, clothing, pharmaceutical goods, personal hygiene items, emergency shelter, bedding and
fuel (gasoline).
------------------------------------------------------------------------
------------------------------------------------------------------------
EXHIBIT B
COMMUNITY SERVICES BLOCK GRANT PROGRAM
BUDGET
Contractor: City of Fort Worth
Contract No.: 615531 Contract Period: 09/01/2005 -02/28/2006
Original Amendment#
------------------------------------------------------------------------
------------------------------------------------------------------------
BUDGET AMOUNT
Food, clothing, pharmaceutical goods, personal hygiene items, $ 15,000
emergency shelter, bedding, fuel (gasoline)
Total $ 15,000
SEP 2 2 RECD
TEXAS
DEPARTMENT OF HOUSING
AND COMMUNITY AFFAIRS
W w w.T DH CA.STAT EJ X.US
............................................
RICK PERRY
Governor MEMORANDUM
Emu P.CARRINGTON
Executive Director
BOARD MEMBERS TO: City of Fort Worth, Parks & Community
Elizabeth Anderson,Chair Services Department
Shadrick Bogany
C.Kent Conine
Vidal Gonzalez FROM: Jesse Mitchel
Patrick R.Gordon Manager
Norberto Salinas Community Services Section
DATE: September 14, 2005
SUBJECT: Community Services Block Grant Program
Contract No. 615531
Enclosed is your signed copy of the above document. If you have any
questions, please contact your assigned program officer.
Enclosure
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