HomeMy WebLinkAboutOrdinance 15930ORDINANCE NO IJ (.~
AN ORDINANCE PROVIDING FOR THE ISSUANCE THE GENERAL
PURPOSE REFUNDING BONDS, SERIES 2004 OF THE CITY OF FORT
WORTH, TEXAS, IN AN AGGREGATE PRINCIPAL AMOUNT NOT' TO
EXCEED $60 000,000 ESTABLISHING PARAMETERS REGARDING THE
SALE OF THE BONDS, APPROVING THE EXECUTION OF A BOND
PURCHASE AGREEMENT AND AN ESCROW AGREEMENT AND ALL
OTHER INSTRUMENTS RELATED THERETO REPEALING ALL
ORDINANCES IN CONFLICT HEREWITH, AND PROVIDING THAT THIS
ORDINANCE SHALL BE IN FORCE AND EFFECT FROM AND AFTER THE
DATE OF ITS PASSAGE.
WHEREAS, the City of Fort Worth (the City or the 'Issuer') desires to refund those
obligations described in Schedule I attached to this Ordinance (the 'Refunded Obligations ') to achieve
a debt service savings with respect to the Refunded Obligations, and
WHEREAS, the bonds hereinafter authorized to refund the Refunded Obligations are to be
issued and delivered pursuant to the laws of the State of Texas, including specifically Chapter 1207
Texas Government Code.
NOW THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF
FORT WORTH, TEXAS.
1 That the bond or bonds of the City of Fort Worth, Texas (the City or the Issuer") to be
called General Purpose RefundingBonds, Series 2004 (the 'Bonds or the Series 2004 Bonds ') shall
be issued under and by virtue of the Constitution and laws of the State of Texas, including specifically
Chapter 1207 Texas Government Code, and the Charter of the City in an aggregate principal amount
not to exceed Sixty Million Dollars ($60 000 000) for the purpose of (i) refunding the Refunded
Obligations, and (ii) paying the costs of issuance associated with the issuance of the Series 2004 Bonds
2. That as authorized by Chapter 1207 Texas Government Code,. the City Manager is hereby
authorized, appointed, and designated to act on behalf of the City in selling and delivering the Serves
2004 Bonds and carrying out the other procedures specified in this Ordinance, including determining
and fixing the date of the Series 2004 Bonds, any additional or different designation or title by which
the Series 2004 Bonds shall be known, the aggregate principal amount of the Series 2004 Bonds sold.
(subject to the limitation set forth in Section 1 hereof) the date of delivery of the Series 2004 Bonds,
the price at which the Series 2004 Bonds will be sold, the years in which the Series 2004 Bonds will
mature (subject to the limitation set forth in Section 1 hereof) the principal amount of Series 2004
Bonds to mature in each of such years, the rate of interest to be borne by each such maturity the
interest payment periods, the dates, price, and terms upon and at which the Series 2004 Bonds shall
be subject to redemption prior to maturity at the option of the City as well as any mandatory sinking
fund redemption provisions, and all other matters relating to the issuance, sale, and delivery of the
Series 2004 Bonds, and the refunding of the Refunded Obligations, including, without hmrtation,
effecting the redemption of the Refunded Obligations and obtainmga municipal bond insurance policy
in support of all or any portion of the Series 2004 Bonds, all of which shall be specified in the Bond
Purchase Agreement (as defined in Section 10 hereo~ provided, that (i) the price to be paid for the
Series 2004 Bonds shall not less than 95 /o of the aggregate original principal amount thereof, plus
accrued interest thereon from the date of their delivery (ii) none of the Series 2004 Bonds shall bear
interest at a rate greater than 10°/a per annum, and (iii) the Series 2004 Bonds shall not be sold for the
purpose of refunding the Refunded Obligations unless the refunding of the Refunded Obligations
results in achieving the minimum net present value debt service savings threshold described in Section
16 of this Ordinance. The amount of the savings to be realized from the refunding of the Refunded
Obligations, on both a gross and a net present value basis, shall be set forth in a certificate (further
described in Section 16 of this Ordinance) to be executed by the Director of Finance. The foregoing
notwithstanding, the Series 2004 Bonds to be issued, sold, and delivered hereunder shall be sold as fully
registered bonds, without interest coupons, numbered consecutively from R 1 upward, payable to the
respective initial registered owners thereof, or to the registered assignee or assignees of the Series 2004
Bonds or any portion or portions thereof, in the denomination of $5,000 or any integral multiple
thereof (an Authorized Denomination') and shall mature not later than March 1 2025
3 (a) That the Series 2004 Bonds may be subject to redemption prior to their scheduled
maturities at the option of the City on the dates and in the manner as provided in the Bond Purchase
Agreement. Should the Bond Purchase Agreement provide for the redemption c f the Series 2004
Bonds prior to their scheduled maturities at the option of the City if less than all of the Series 2004
Bonds are to be redeemed by the City the City shall determine the maturity or maturities and the
amounts thereof to be redeemed and shall direct the Paying Agent/Registrar (hereinafter defined) to
call by lot Series 2004 Bonds, or portions thereof, within such maturity or maturities and in such
principal amounts, for redemption, provided, that during any period in which ownership of the Series
2004 Bonds is determined only by a book entry at a securities depository for the Series 2004 Bonds,
if fewer than all of the Series 2004 Bonds of the same maturity and bearing the same interest rate are
to be redeemed, the particular Series 2004 Bonds of such maturity and bearing such interest rate shall
be selected in accordance with the arrangements between the City and the securities depository
(b) Should the Bond Purchase Agreement provide for the mandatory sinking fund redemption
of the Series 2004 Bonds, the terms and conditions governing any such mandatory sinking fund
redemption and the payments relating thereto shall be as set forth in the Bond Purchase Agreement.
(c) At least 30 days prior to the date fixed for any such redemption the City shall cause (i) a
written notice of such redemption to be deposited in the United States mail, first-class postage prepaid,
addressed to each such registered owner at his address shown on the Registration Books (hereinafter
defined) of the Paying Agent/Registrar and (ii) notice of such redemption either to be published one
(1) time in or posted electronically on the websrte of a financial journal or publication of general
circulation in the United States of America or the State of Texas carrying as a regular feature notices
of municipal bonds called for redemption, pror~ded however that the failure to send, mail, or receive such
notice described in (i) above, or any defect therein or in the sending or mailing thereof, shall not affect
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the validity or effectiveness of the proceedings for the redemption of any Series 2004 Bond, and it is
hereby specifically provided that the provision of notice described in (ii) above shall be the only notice
actually required in connection with or as a prerequisite to the redemption of any Series 2004 Bonds
By the date fixed for any such redemption, due provision shall be made with the Paying
Agent/Regis.trar for the payment of the required redemption price for the Series 2004 Bonds or the
portions thereof which are to be so redeemed, plus accrued interest thereon to the date fixed for
redemption If such notice of redemption is given, and if due provision for such payment is made, all
as provided above, the Series 2004 Bonds or the portions thereofwhich are to be so redeemed, thereby
automatically shall be redeemed prior to their scheduled maturities, and shall not bear interest after the
date fixed for their redemption, and shall not be regarded as being outstanding except for the right of
the registered owner to receive the redemption price plus accrued interest to the date fixed for
redemption from the Paying Agent/Registrar out of the funds provided for such payment. The Paying
Agent/Registrar shall record in the Registration Books all such redemptions of principal of the Series
2004 Bonds or any portion thereof If .a portion of any Series 2004 Bond shall be redeemed a
substitute Series 2004 Bond or Series 2004 Bonds having the same maturity date, bearing interest at the
same rate, in any Authorized Denomination, at the written request of the registered owner, and in an
aggregate principal amount equal to the unredeemed portion thereof, will be issued to the registered
owner upon the surrender thereof for cancellation, at the expense of the City all as provided in this
Ordinance. In addition to the foregoing, the City shall cause the PayingAgent/Registrar to give notice
of any such redemption in the manner set forth in Section 5(h) hereof The failure to cause such notice
to be given, however or any defect therein, shall not affect the validity or effectiveness of such
redemption
4 That the Series 2004 Bonds shall bear interest at the rates per annum and shall be payable
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on the dates as set forth in the Bond Purchase Agreement. Interest on the Series 2004 Bonds shall be
payable to the registered owner of any such Series 2004 Bond in the manner provided in the FORM
OF BOND
5 (a) That the City shall keep or cause to be kept at the designated corporate trust office in
Minneapolis, Minnesota (the 'Designated Trust Office') of Wells Fargo Bank, N.A. (the 'Paying
Agent/Registrar") or such other bank, trust company financial institution, or other agency named in
accordance with the provisions of (g) below books or records of the registration and transfer of the
Series 2004 Bonds (the 'Registration Books ') and the City hereby appoints the PayingAgen r/Registrar
as its registrar and transfer agent to keep such books or records and make such transfers and registra
tions under such reasonable regulations as the City and the Paying Agent/Registrar may prescribe, and
the Paying Agent/Registrar shall make such transfers and registrations as herein provided. It shall be
the duty of the Paying Agent/Registrar to obtain from the registered owner and record in the Regis
tration Books the address of such registered owner to which payments with respect to the Series 2004
Bonds shall be mailed, as herein provided. The City or its designee shall have the right to inspect the
Registration Books during regular business hours of the Paying Agent/Registrar but otherwise the
Paying Agent/Registrar shall keep the Registration Books confidential and, unless otherwise required
bylaw shall not permit their inspection by any other entity Registration of each Series 2004 Bond may
be transferred in the Registration Books only upon presentation and surrender of such bond to the
Paying Agent/Registrar for transfer of registration and cancellation, together with proper written
instruments of assignment, in form and with guarantee of signatures satisfactory to the Paying
Agent/Registrar, evidencing the assignment of such bond, or any portion thereof in any integral
multiple of $5 000 to the assignee or assignees thereof, and the right of such assignee or assignees to
have such bond or any such portion thereof registered in the name of such assignee or assignees
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Upon the assignment and transfer of any Series 2004 Bond or any portion thereof, a new substitute
bond or bonds shall be issued in exchange therefor in the manner herein provided.
(b) The entity in whose name any Series 2004 Bond shall be registered m the Registration
Books at any time shall be treated as the absolute owner thereof for all purposes of this Ordinance,
whether or not such bond shall be overdue, and the City and the Paying Agent/Registrar shall not be
affected by any notice to the contrary and payment of, or on account of, the principal of, premium,
if any and interest on any such bond shall be made only to such registered owner All such payments
shall be valid and effectual to satisfy and discharge the liability upon such bond to the extent of the sum
or sums so paid.
(c) The City hereby further appoints the Paying Agent/Registrar to act as the paying agent for
paying the principal of and interest on the Series 2004 Bonds, and to act as its agent to exchange ,or
replace Series 2004 Bonds, all as provided in this Ordinance. The Paying Agent/Registrar shall keep
proper records of all payments made by the City and the Paying Agent/Registrar with respect to the
Series 2004 Bonds, and of all exchanges thereof, and all replacements thereof, as provided in this
Ordinance.
(d) Each Series 2004 Bond may be exchanged for fully registered bonds in the manner set forth
herein. Each Series 2004 Bond issued and delivered pursuant to this Ordinance, to the extent of the
unredeemed principal amount thereof, may upon surrender thereof at the Designated Trust Office of
the Paying Agent/Registrar, together with a written request therefor duly executed by the registered
owner or the assignee or assignees thereof, or its or their duly authorized attorneys or representatives,
with guarantee of signatures satisfactory to the Paying Agent/Registrar, at the option of the registered
owner or such assignee or assignees, as appropriate, be exchanged for fully registered bonds, without
interest coupons, in the form prescribed in the FORM OF BOND in any Authorized Denomination
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(subject to the requirement hereinafter stated that each substitute bond shall have a single stated
maturity date) as requested in writing by such registered owner or such assignee or assignees, in an
aggregate principal amount equal to the unredeemed principal amount of any Series 2004 Bond or
Series 2004 Bonds so surrendered, and payable to the appropriate registered owner, assignee, orassign
ees, as the case maybe. If a portion of any Series 2004 Bond shall be redeemed prior to its scheduled
maturity as provided herein, a substitute bond or bonds having the same maturity date, bearing interest
at the same rate, in any Authorized Denomination at the request of the registered owner, and in an
aggregate principal amount equal to the unredeemed portion thereof, will be issued to the registered
owner upon surrender thereof for cancellation. If any Series 2004 Bond or portion thereof is assigned
and transferred, each substitute bond issued in exchange therefor shall have the same principal maturity
date and bear interest at the same rate as the Series 2004 Bond for which it is being exchanged. Each
substitute bond shall bear a letter and/or number to distinguish it from each other Series 2004 Bond.
The Paying Agent/Registrar shall exchange or replace Series 2004 Bonds as provided herein, and each
fully registered bond or bonds delivered in exchange for or replacement of any Series 2004 Bond or
portion thereof as permitted or required by any provision of this Ordinance shall constitute one of the
Series 2004 Bonds for all purposes of this Ordinance, and may again be exchanged or replaced. It is
specifically provided, however, that any Series 2004 Bond delivered in exchange for or replacement of
another Series 2004 Bond prior to the first scheduled interest payment date on the Series 2004 Bonds
(as stated on the face thereo~ shall be dated the same date as such Series 2004 Bond, but each
substitute bond so delivered on or after such first scheduled interest payment date shall be dated as of
the interest payment date preceding the date on which such substitute bond is delivered, unless such
substitute bond is delivered on an interest payment date, in which case it shall be dated as of such date
of delivery provzded, however that if at the time of delivery of any substitute bond the interest on the
Series 2004 Bond for which it is being exchanged has not been paid, then such substitute bond shall
be dated as of the date to which such interest has been paid in full. On each substitute bond issued in
exchange for or replacement of any Series 2004 Bond or Series 2004 Bonds issued under this
Ordinance there shall be printed thereon a Paying Agent/Registrar's Authentication Certificate, in the
form hereinafter set forth in the FORM OF BOND (the Authentication Certificate) An authorized
representative ofthe PayingAgent/Registrar shall, before the delivery ofany such substitute bond, date
such substitute bond in the manner set forth above, and manually sign and date the Authentication
Certificate, and no such substitute bond shall be deemed to be issued or outstanding unless the
Authentication Certificate is so executed. The Paying Agent/Registrar promptly shall cancel all Series
2004 Bonds surrendered for exchange or replacement. No additional ordinances, orders, or resolutions
need be passed or adopted by the City Council or any other body or person so as to accomplish the
foregoing exchange or replacement of any Series 2004 Bond or portion hereof, and the Paying
Agent/Registrar shall provide for the printing, execution, and delivery of the substitute bonds in the
manner prescribed herein. Pursuant to Chapter 1206, Texas Government Code, the duty of exchange
or replacement of any Series 2004 Bond as aforesaid is hereby imposed upon the Paying
Agent/Registrar, and, upon the execution of the Authentication Certificate, the exchanged or replaced
bond shall be valid, incontestable, and enforceable in the same manner and with the same effect as the
Series 2004 Bonds which originally were delivered pursuant to this Ordinance, approved by the
Attorney General, and registered by the Comptroller of Public Accounts Neither the City nor the
Paying Agent/Registrar shall be required (1) to issue, transfer, or exchange any bond during a period
beginning at the opening of business 30 days before the day of the first mailing of a notice of
redemption of bonds and ending at the close of business on the day of such mailing, or (2) to transfer
or exchange any bond so selected for redemption in whole when such redemption is scheduled to
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occur within 30 calendar days
(e) All Series 2004 Bonds issued in exchange or replacement of any other Series 2004 Bond or
portion thereof (i) shall be issued in fully registered form, without interest coupons, with the principal
of and interest on such Series 2004 Bonds to be payable only to the registered owners thereof, (ii) may
be redeemed prior to their scheduled maturities, (iii) maybe transferred and assigned, (iv) may be ex
changed for other Series 2004 Bonds, (v) shall have the characteristics, (vi) shall be signed and sealed,
and (vii) the principal of and interest on the Series 2004 Bonds shall be payable, all as pro ided, and in
the manner required or indicated, in the FORM OF BOND
(~ The City shall pay the Paying Agent/Registrar's reasonable and customary fees and charges
for making transfers of Series 2004 Bonds, but the registered owner of any Series 2004 Bond requesting
such transfer shall pay any taxes or other governmental charges required to be paid with respect
thereto The registered owner of any Series 2004 Bond requesting any exchange shall pay the Paying
Agent/Registrar's reasonable and standard or customary fees and charges for exchanging any such bond
or portion thereof, together with any taxes or governmental charges required to be paid with respect
thereto all as a condition precedent to the exercise of such privilege of exchange, except, however, that
in the case of the exchange of an assigned and transferred bond or bonds or any portion or portions
thereof in any integral multiple of $5,000, and in the case of the exchange of the unredeemed portion
of a Series 2004 Bond which has been redeemed in part prior to maturity as provided in this
Ordinance, such fees and charges will be paid by the City In addition, the City hereby covenants with
the registered owners of the Series 2004 Bonds that it will (i) pay the reasonable and standard or
customary fees and charges of the Paying Agent/Registrar for its services with respect to the payment
of the principal of and interest on the Series 2004 Bonds, when due, and (ii) pay the fees and charges
of the Paying Agent/Registrar for services with respect to the transfer or registration of Series 2004
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Bonds solely to the extent above provided, and with respect to the exchange of Series 2004 Bonds
solely to the extent above provided.
(g) The City covenants with the registered owners of the Series 2004 Bonds that at all times
while the Series 2004 Bonds are outstanding the City will provide a competent and legally qualified
bank, trust company financial institution; or other agency to act as and perform the services of Paying,
Agent/Registrar for the Series 2004 Bonds under this Ordinance, and that the Paying Agent/Registrar
will be one entity The City reserves the right to and may at its option, change the Paying
Agent/Registrar upon not less than 60 days written notice to the Paying Agent/Registrar In the event
that the entity at any time acting as Paying Agent/Registrar (or its successor by merger, acquisition, or
other method) should resign or otherwise cease to act as such, the City covenants that promptly it will
appoint a competent and legally qualified national or state banking institution which shall be a
corporation organized and doing business under the laws of the United States of America or of any
state, authorized under such laws to exercise trust powers, subject to supervision or examination by
federal or state authority and whose qualifications substantially are similar to the previous Paying
Agent/Registrar to act as Paying Agent/Registrar under this Ordinance. Upon any change in the
Paying Agent/Registrar, the previous Paying Agent/Registrar promptly shall transfer and deliver the
Registration Books (or a copy thereof) along with all other pertinent books and records relating to the
Series 2004 Bonds, to the new Paying Agent/Registrar designated and appointed by the City Upon
any change in the Paying Agent/Registrar, the City promptly will cause a written notice thereof to be
sent by the new Paying Agent/Registrar to each registered owner of the Series 2004 Bonds, by United
States mail, first-class postage prepaid, which notice also shall give the address of the new Paying
Agent/Registrar By accepting the position and performing as such, each Paying Agent/Registrar shall
be deemed to have agreed to the provisions of this Ordinance, and a certified copy of this Ordinance
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shall be delivered to each Paying Agent/Registrar
(h) (i) In addition to the manner of providing notice o I= redemption of Series 2004
Bonds as set forth in this Ordinance, the Paying Agent/Registrar shall g~ se notice of redemption of
Series 2004 Bonds by United States mail, first-class postage prepaid, at lea t thirty (30) days prior to a
redemption date to each NRMSIR (as defined in Section 13 hereof and th e SID (as defined in Section
13 hereo~ In addition, in the event of a redemption caused by an advance refunding of the Series
2004 Bonds, the Paying Agent/Registrar shall send a second notice of redemption to the persons
specified m the immediately preceding sentence at least thirty (30) days but not more than ninety (90)
days prior to the actual redemption date. Any notice sent to the NRMSIRs or the SID shall be sent
so that they are received at least two (2) days prior to the general mailing or publication date of such
notice The Paying Agent/Registrar shall also send a notice of redemption to the owner of any Series
2004 Bond who has not sent the Series 2004 Bonds in for redemption sixty (60) days after the
redemption date.
(ii) Each redemption notice, whether required in the FORM OF BOND or otherwise by
this Ordinance, shall contain a description of the Series 2004 Bonds to be redeemed, including the
complete name of the Series 2004 Bonds, the series, the date of issue, the interest rate, the maturity
date, the CUSIP number, if any the amounts called for redemption, the publication and mailing date
for the notice, the date of redemption, the redemption price, the name of the Paying Agent/Registrar
and the address at which the Series 2004 Bond may be redeemed, including a contact person and
telephone number
(iii) All redemption payments made by the PayingAgent/Registrar to the registered owners
of the Series 2004 Bonds shall include CUSIP numbers relating to each amount paid to such registered
owner
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6. That the form of all Series 2004 Bonds, including the form of the Comptroller s Registration
Certificate to accompany the Series 2004 Bonds on the initial delivery thereof, the form of the
Authentication Certificate, and the Form of Assignment to be printed on each of the Series 2004
Bonds, shall be, respectively substantially as set forth in Exhibit A to this Ordinance, with such
appropriate variations, omissions, or insertions as are permitted or required by this Ordinance and the
Bond Purchase Agreement.
7 (a) That a special fund or account, to be designated the City of Fort Worth, Texas General
Purpose Refunding Bonds Series 2004 Interest and Redemption Fund (the Interest and Redemption
Fund') is hereby created and shall be established and maintained by the City The Interest and
Redemption Fund shall be kept separate and apart from all other funds and accounts of the City and
shall be used only for paying the interest on and principal of the Series 2004 Bonds All taxes levied
and collected- for and on account of the Series 2004 Bonds shall be deposited, as collected, to the
credit of the Interest and Redemption Fund. During each year while any of the Series 2004 Bonds is
outstanding and unpaid, the City Council of the City shall compute and ascertain the rate and amount
of ad valorem tax, based on the latest approved tax rolls of the City with full allowances being made
for tax delinquencies and costs of tax collections, which will be sufficient to raise and produce the
money required to pay the interest on the Series 2004 Bonds as such interest comes due, and to provide
a sinking fund to pay the principal (including mandatory sinking fund redemption payments, if any) of
the Series 2004 Bonds as such principal matures, but never less than 2% of the outstanding principal
amount of the Series 2004 Bonds as a sinking fund each year Said rate and amount of ad valorem tax
is hereby ordered to be levied and is hereby levied against all taxable property in the City for each year
while any of the Series 2004 Bonds is outstanding and unpaid, and said ad valorem tax shall be assessed
and collected each such year and deposited to the credit of the Interest and Redemption Fund. Said
ad valorem taxes necessary to pay the interest on and principal of the Series 2004 Bonds, as such
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interest comes due, and such principal matures or comes due through operation of the mandatory
sinking fund redemption, if any as provided in the FORM OF BOND are 'Hereby pledged for such
purpose, within the limit prescribed bylaw There is hereby appropriated from the City s general fund
moneys sufficient to pay debt service on the Series 2004 Bonds due and payai:~le on September 1, 2004
Notwithstanding the foregoing, if in advance of the time when ad valorem taxes are scheduled to be
levied for any year, lawfully available funds from the sources described in the or. d~nances that authorized
the issuance of the Refunded Obligations as 'Pledged Revenues are actually or_ deposit or budgeted
for deposit in the Interest and Redemption Fund in an amount at least equal to the amount of taxes
required to be levied pursuant to this Section, then the amount of taxes which otherwise would have
been required to be levied pursuant to this Section may be reduced to the extent and by the amount
of such lawfully available funds then on deposit in the Interest and Redemption Fund or budgeted for
deposit therein.
(b) Chapter 1208, Texas Government Code, applies to the issuance of the Series 2004 Bonds
and the pledge of ad valorem taxes made under Section 7(a) of this Ordinance, and such pledge is
therefore valid, effective, and perfected. If Texas law is amended at any time while the Series 2004
Bonds are outstanding and unpaid such that the pledge of ad valorem taxes made by the City under
Section 7(a) of this Ordinance is to be subject to the filing requirements of Chapter 9 Texas Business
& Commerce Code, then in order to preserve to the registered owners of the Series 2004 Bonds the
perfection of the security interest in said pledge, the City agrees to take such measures as rt determines
are reasonable and necessary under Texas law to comply with the applicable provisions of Chapter 9
Texas Business & Commerce Code and enable a filing to perfect the security interest in said pledge to
occur
8 (a) That m the event any outstanding Series 2004 Bond is damaged, mutilated, lost, stolen,
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or destroyed, the Paying Agent/Registrar shall cause to be printed, executed, and delivered, a new bond
of the same principal amount, maturity and interest rate, as the damaged, mutilated, lost, stolen, or
destroyed Series 2004 Bond, in replacement for such Series 2004 Bond in the manner hereinafter pro-
vided.
(b) Application for replacement of damaged, mutilated, lost, stolen, or destroyed Series 2004
Bonds shall be made to the Paying Agent/Registrar In every case of loss, theft, or destruction of a
Series 2004 Bond, the applicant for a replacement bond shall furnish to the City and to the Paying
Agent/Registrar such security or indemnity as may be required by them to save each of them harmless
from any loss or damage with respect thereto Also in every case of loss, theft, or destruction of a
Series 2004 Bond, the applicant shall furnish to the City and to the Paying Agent/Registrar evidence
to their satisfaction of the loss, theft, or destruction of such Series 2004 Bond, as the case may be. In
every case of damage or mutilation of a Series 2004 Bond, the applicant shall surrender to the Paying
Agent/Registrar for cancellation the Series 2004 Bond so damaged or mutilated.
(c) Notwithstanding the foregoing provisions of this Section, in the event any such Series 2004
Bond shall have matured, and no default has occurred which is then continuing in the payment of the
principal of, redemption premium, if any or interest on the Series 2004 Bond, the City may authorize
the payment of the same (without surrender thereof except in the case of a damaged or mutilated Series
2004 Bond) instead of issuing a replacement Series 2004 Bond, provided security or indemnity is fur
nished as above provided in this Section.
(d) Prior to the issuance of any replacement bond, the Paying Agent/Registrar shall charge the
owner of such Series 2004 Bond with all legal, printing, and other expenses in connection therewith.
Every replacement bond issued pursuant to the provisions of this Section by virtue of the fact that any
Series 2004 Bond is lost, stolen, or destroyed shall constitute a contractual obligation of the City
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whether or not the lost, stolen, or destroyed Series 2004 Bond shall be found at any time, or be
enforceable by anyone, and shall be entitled to all the benefits of this Ordinance equally and
proportionately with any and all other Series 2004 Bonds duly issued under this Ordinance.
(e) In accordance with Chapter 1206, Texas Government Code, this Section ofthis Ordinance
shall constitute authority for the issuance of any such replacement bond without necessity of further
action by the governing body of the City or any other body or person, and the duty of the replacement
of such bonds is hereby authorized and unposed upon the Paying Agent/Registrar, subject to the
conditions imposed by this Section 8 of this Ordinance, and the Paying Agent/Registrar shall
authenticate and deliver such bonds in the form and manner and with the effect, as provided in Section
5(d) of this Ordinance for Series 2004 Bonds issued in exchange for other Series 2004 Bonds
9 That the Mayor the City Secretary the City Manager, any Assistant City Manager or the
Director of Finance of the City and all other officers, employees, and agents of the City and each of
them, shall be and they are hereby expressly authorized, empowered, and directed from time to time
and at any time to do and perform all such acts and things and to execute, acknowledge, and deliver
in the name and under the seal and on behalf of the City all such instruments, whether or not herein
mentioned, as may be necessary or desirable in order to carry out the terms and provisions of this
Ordinance, the Series 2004 Bonds, the Bond Purchase Agreement, the offering documents prepared
in connection with the sale of the Series 2004 Bonds, the refunding of the Refunded Obligations, or
the Escrow Agreement described in Section 17 hereof In case any officer whose signature appears on
any Series 2404 Bond shall cease to be such officer before the delivery of such Series 2004 Bond, such
signature shall nevertheless be valid and sufficient for all purposes the same as if he or she had
remained in office until such delivery The City Manager of the City or the designee thereof is hereby
authorized to have control of the Series 2004 Bonds and all necessary records and proceedings
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pertaining to the Series 2004 Bonds pending their delivery and their investigation, examination and
approval by the Attorney General of the State of Texas, and their registration by the Comptroller of
Public Accounts of the State of Texas Upon registration of the Series 2004 Bonds, said Comptroller
of Public Accounts (or a deputy designated in writing to act for said Comptroller) shall manually sign
the Comptroller's Registration Certificate accompanying the Series 2004 Bonds, an .l the seal of said
Comptroller shall be impressed, or placed in facsimile, on each such certificate.
10 (a) That it is hereby found and determined to be in the best interests of the City for the
Series 2004 Bonds to be issued under this Ordinance to be sold through a negotiated sale pursuant to
the procedures set forth herein. The sale of the Series 2004 Bonds to Morgan Stanley & Co
Incorporated, as senior managing underwriter for a syndicate of investment banking firms (the
Underwriters') listed m the 'Bond Purchase Agreement between the City and the Underwriters, is
hereby authorized. The Bond Purchase Agreement, which shall set forth the terms of the sale of the
Series 2004 Bonds to the Underwriters, in substantially the form attached to this Ordinance as Exhibit
B is hereby accepted, approved and authorized to be delivered in executed form to the Underwriters,
with such changes as maybe necessary to effect the sale of the Series 2004 Bonds to the Underwriters.
The City Manager, acting for and on behalf of the City is authorized to enter into and carry out the
Bond Purchase Agreement with the Underwriters The Series 2004 Bonds shall be sold to the
Undextivriters at such price, and subject to such terms and conditions as set forth in the Bond Purchase
Agreement, as shall be determined by the City Manager, subject to the provisions of Section 1 Section
2 and Section 16 hereof The authority of the City Manager to execute the Bond Purchase Agreement
shall expire if the Bond Purchase Agreement has not been executed and delivered by the City and by
the Underwriters (acting through Morgan Stanley & Co Incorporated, their duly designated
representative) by 5.00 p.m., Tuesday June 29 2004 Any finding or determination made by the City
Ylanager relating to the issuance and sale of the Series 2004 Bonds and the execution of the Bond
Purchase Agreement in connection therewith shall have the same force and effect as a finding or
16-
determination made by the City Council.
(b) The City Manager and the Director of Finance are authorized and di:~-ected to provide for
and oversee the preparation of a preliminary and final official statement in connection with the issuance
of the Series 2004 Bonds, and to approve such preliminary and final official statement and deem such
preliminary official statement final in compliance with the Rule and to provide it -o the Underwriters
of the Series 2004 Bonds in compliance with the Rule.
11 That the Issuer covenants to take any action to assure, or refrain from any action which
would adversely affect, the treatment of the Series 2004 Bonds as obligations describe°:i in section 103
of the Internal Revenue Code of 1986 (the Code') the interest on which is not includable in the
gross income of the holder for purposes of federal income taxation. In furtherance thereof, the
Issuer covenants as follows
(a) to take any action to assure that no more than 10 percent of the proceeds of
the Series 2004 Bonds or the projects refinanced therewith (less amounts deposited to a reserve
fund, if any) are used for any private business use as defined in section 141 (b) (6) of the Code
or, if more than 10 percent of the proceeds are so used, that amounts, whether or not received
by the Issuer, with respect to such private business use, do not, under the terms of this
Ordinance or any underlying arrangement, directly or indirectly secure or provide for the
payment of more than 10 percent of the debt service on the Series 2004 Bonds, in contra-
vention of section 141(b)(2) of the Code,
(b) to take any action to assure that in the event that the private business use
described in subsection (a) hereof exceeds 5 percent of the proceeds of the Series 2004 Bonds
or the projects refinanced therewith (less amounts deposited into a reserve fund, if any) then
the amount in excess of 5 percent is used fora private business use which is related and not
disproportionate within the meaning of section 141(b)(3) of the Code, to the governmental
17
use,
(c) to take any action to assure that no amount which is greater than the lesser of
$5,000 000 or 5 percent of the proceeds of the Series 2004 Bonds (less amounts deposited into
a reserve fund, if any) is directly or indirectly used to finance loans to persons, other than state
or local governmental units, in contravention of section 141(c) of the Code,
(d) to refrain from taking any action which would otherwise result in the Series
2004 Bonds being treated as private activity bonds wrthin the meaning of section 141 (b) of
the Code,
(e) to refrain from taking any action that would result in the Series 2004 Bonds
being federally guaranteed within the meaning of section 149(b) of the Code;
(~ to refrain from using any portion of the proceeds of the Series 2004 Bonds,
directly or indirectly to acquire or to replace funds which were used, directly or indirectly to
acquire investment property (as defined in section 148(b)(2) of the Code) which produces a
materially higher yield over the term of the Series 2004 Bonds, other than investment property
acquired with
(1) proceeds of the Series 2004 Bonds invested for a reasonable temporary
period of 30 days or less, in the case of advance refunding bonds, or for a period of 90
days or less, in the case of current refunding bonds, until such proceeds are needed for
the purpose for which the Series 2004 Bonds are issued,
(2) amounts invested m a bona fide debt service fund, within the meaning
of section 1 148-1(b) of the Treasury Regulations, and
(3) amounts deposited in any reasonably required reserve or replacement
fund to the extent such amounts do not exceed 10 percent of the proceeds of the
Series 2004 Bonds,
(g) to otherwise restrict the use of the proceeds of the Series 2004 Bonds or
18-
amounts treated as proceeds of the Series 2004 Bonds; as may be necessary so that the Series
2004 Bonds do not otherwise contravene the requirements of section 148 of the Code (relating
to arbitrage) and, to the extent applicable, section 149(d) of the Code (relating to advance
refundings) and
(h) to pay to the United States of America at least once during each five year period
(beginning on the date of delivery of the Series 2004 Bonds) an amount that is at least equal to
90 percent of the 'Excess Earnings within the meaning of section 148(f) of the Code and to
pay to the United States of America, not later than 60 days after the Series 2004 Bonds have
been paid in full, 100 percent of the amount then required to be paid as a result of Excess
Earnings under section 148(f) of the Code.
For purposes of the foregoing clauses (a) and (b) above, the Issuer understands that the term
proceeds includes disposition proceeds as defined in the Treasury Regulations and, in the case of
a refunding bond, transferred proceeds (if any) and proceeds of the refunded bonds expended prior
to the date of the issuance of the Series 2004 Bonds It is the understanding of the Issuer that the
covenants contained herein are intended to assure compliance with the Code and any regulations or
rulings promulgated by the U.S. Department of the Treasury pursuant thereto In the event that
regulations or rulings are hereafter promulgated which modify or expand provisions of the Code; as
applicable to the Series 2004 Bonds, the Issuer will not be required to comply with any covenant
contained herein to the extent that such failure to comply in the opinion ofnationally-recognized bond
counsel, will not adversely affect the exemption from federal income taxation of interest on the Series
2004 Bonds under section 103 of the Code. In the event that regulations or rulings are hereafter
promulgated which impose additional requirements which are applicable to the Series 2004 Bonds, the
Issuer agrees to comply with the additional requirements to the extent necessary in the opinion of
nationally-recognized bond counsel, to preserve the exemption from federal income taxation of interest
19-
on the Series 2004 Bonds under section 103 of the Code. In furtherance of the foregoing, the Mayor,
the City Manager any Assistant City Manager, and the Director of Finance may execute any certificates
or other reports required by the Code and to make such elections, on behalf of the City which may
be permitted by the Code as are consistentwrth the purpose for the issuance of the Series 2004 Bonds
In order to facilitate compliance with the above clause (h) a 'Rebate Fund is hereby
established by the City for the sole benefit of the United States of America, and such R~°bate Fund shall
not be subject to the claim of any other person, including without limitation the registered owners of
the Series 2004 Bonds The Rebate Fund is established for the additional purpose of compliance with
section 148 of the Code.
12. That the Issuer covenants that the property financed with the proceeds of the Refunded
Obligations will not be sold or otherwise disposed in a transaction resulting in the receipt by the Issuer
of cash or other compensation, unless the Issuer obtains an opinion of nationally-recognized bond
counsel substantially to the effect that such sale or other disposition will not adversely affect the tax
exempt status of the Series 2004 Bonds or the Refunded Obligations For purposes of this Section,
the portion of the property comprising personal property and disposed of in the ordinary course of
business shall not be treated as a transaction resulting in the receipt of cash or other compensation.
For purposes of this Section, the Issuer shall not be obligated to comply with this covenant if it obtains
an opinion of nationally recognized bond counsel to the effect that such failure to comply will not
adversely affect the excludability for federal income tax purposes from gross income of the interest.
13 (a) Definztzon.r That as used in this Section, the following terms have the meanings ascribed
to such terms below
MSR13" means the Municipal Securities Rulemaking Board.
NKMSIR means each person whom the SEC or its staff has determined to be a
nationally recognized municipal securities information reposrtorywrthin the meaning of the Rule from
time to time.
zo-
Rule" means SEC Rule 15c2 12, as amended from time to tune.
SEC' means the United States Securities and Exchange Commission.
SID" means any person designated by the State of Texas or an authorized department,
officer, or agency thereof as, and determined by the SEC or its staff to be~ a state information
depository within the meaning of the Rule from time to time.
(b) Annual Reports (i) The City shall provide annually to each NRMSIR and any SID within
six months after the end of each fiscal year ending in or after 2004 financial information and operating
data with respect to the City of the general type included in the final Official Statement authorized by
Section 10 of this Ordinance, being the information described in Exhibit C hereto Any financial
statements so to be provided shall be (1) prepared in accordance with the accounting principles
described in Exhibit C hereto or such other accounting principles as the City may be required to
employ from time to time pursuant to state law or regulation, and (2) audited, if the City commissions
an audit of such statements and the audit is completed within the period during which they must be
provided. If the audit of such financial statements is not complete within such period, then the City
shall provide unaudited financial statements by the required time, and shall provide audited financial
statements for the applicable fiscal year to each NRMSIR and any SID when and if the audit report
on such statements becomes available.
(ii) If the City changes its fiscal year, it will notify each NRMSIR and any SID of the change
(and of the date of the new fiscal year end) prior to the next date by which the City otherwise would
be required to provide financial information and operating data pursuant to this Section. The financial
information and operating data to be provided pursuant to this Section maybe set forth in full in one
or more documents or may be included by specific reference to any document (including an official
statement or other offering document, if it is available from the MSRB) that theretofore has been
provided to each NRMSIR and any SID or filed with the SEC.
as
(c) 1Vlatercal Event.Notzce,r The City shall notify any SID and either each NRNISIR or the 1VISRB
in a timely manner, of any of the following events with respect to the Series 2004 Bonds, if such event
is material within the meaning of the federal securities laws
1 Principal and interest payment delinquencies,
2. Non-payment related defaults,
3 Unscheduled draws on debt service reserves reflecting financial difficulties,
4 Unscheduled draws on credit enhancements reflecting financial difficulties,
5 Substitution of credit or liquidity providers, or their failure to perform,
6. Adverse tax opinions or events affecting the tax-exempt status of the Series
2004 Bonds,
7 Modifications to rights of holders of the Series 2004 Bonds,
8. Series 2004 Bond calls,
9 Defeasances,
10 Release, substitution, or sale of property securing repayment of the Series 2004
Bonds, and
11 Rating changes
The City shall notify any SID and either each NRIVISIR or the MSRB in a timely manner, of any failure
by the City to provide financial information or operating data in accordancewith subsection (b) of this
Section by the time required by such subsection.
(d) L.~matataons, Da.rclazmers, and Amendments (i) The City shall be obligated to observe and
perform the covenants specified in this Section for so long as, but only for so long as, the City remains
an obligated person with respect to the Series 2004 Bonds within the meaning of the Rule, except
that the City in any event will give notice of any deposit made in accordance with this Ordinance or
applicable law that causes any Series 2004 Bond no longer to be outstanding
(ii) The provisions of this Section are for the sole benefit of the holders and beneficial owners
of the Senes 2004 Bonds, and nothing in this Section, express or implied, shall give any benefit or any
legal or equitable right, remedy or claim hereunder to any other person The City undertakes to
provide only the financial information, operating data, financial statements, and notices which it has
expressly agreed to provide pursuant to this Section and does not hereby undertake to provide any
other information that may be relevant or material to a complete presentation of the City s financial
results, condition, or prospects or to update any information provided in accordance with this Section
2a
or otherwise, except as expressly provided herein. The City does not make any representation or
warranty concerning such information or its usefulness to a decision to invest in or sell Series 2004
Bonds at any future date.
(iii) UNDERNOCIRCUMSTANCESSHALLTHECITYBELIABLETOTHEHOLDER
OR BENEFICIAL OWNER OF ANY SERIES 2004 BOND OR ANY OTHER PERSON IN
CONTRACT OR TORT FOR DAMAGES RESULTING IN WHOLE OR IN PART FROM ANY
BREACH BY THE CITY WHETHER NEGLIGENT OR WITHOUT FAULT ON ITS PART OF
ANY COVENANT SPECIFIED IN THIS SECTION BUT EVERY RIGHT AND REMEDY OF
ANY SUCH PERSON IN CONTRACT OR TORT FOR OR ON ACCOUNT OF ANY SUCH
BREACH SHALL BE LIMITED TO AN ACTION FOR MANDAMUS OR SPECIFIC
PERFORMANCE.
(iv) No default by the City m observing or performing its obligations under this Section shall
comprise a breach of or default under this Ordinance for purposes of any other provision of this
Ordinance. Nothing in this Section is intended or shall act to disclaim, waive, or otherwise limit the
duties of the City under federal and state securities laws
(v) The provisions of this Section maybe amended by the City from time to time to adapt to
changed circumstances that arise from a change in legal requirements, a change in law or a change in
the identity nature, status, or type of operations of the City but only if (1) the provisions of this
Section, as so amended, would have permitted an underwriter to purchase or sell Series 2004 Bonds
in the primary offering of the Series 2004 Bonds in compliance with the Rule, taking into account any
amendments or interpretations of the Rule since such offering as well as such changed circumstances
and (2) either (a) the holders of a majority in aggregate principal amount (or any greater amount
required by any other provision of this Ordinance that authorizes such an amendment} of the
outstanding Series 2004 Bonds consent to such amendment or (b) a person that is unaffiliated with the
23-
Cary (such as nationally recognized bond counsel) determines t:''~ at such amendment will not materially
impair the interest of the holders and beneficial owners of rli Series 2004 Bonds If the City so
amends the provisions of this Section, rt shall include wrth anv amended financial information or
operating data next provided in accordance with subsection (b ~ of this Section an explanation, in
narrative form, of the reason for the amendment and of the ii: npact of any change in the type of
financial information or operating data so provided. The City may also amend or repeal the provisions
of this continuing disclosure agreement if the SEC amends or repeals the applicable provision of the
Rule or a court of final jurisdiction enters judgment that such provisions of the Rule are invalid, but
only if and to the extent that the provisions of this sentence would not prevent an underwriter from
lawfully purchasing or selling Series 2004 Bonds in the primary offering of the Series 2004 Bonds
14 That the Series 2004 Bonds initially shall be issued and delivered m such manner that
no physical distribution of the Series 2004 Bonds will be made to the public, acid The Depository Trust
Company ("DTC') New York, New York, initially will act as depository for the Series 2004 Bonds
DTC has represented that it is a limited purpose trust company incorporated under the laws of the
State of New York, a member of the Federal Reserve System, a clearing corporation within the
meaning of the New York Uniform Commercial Code, and a clearing agency registered under Section
17A of the Securities Exchange Act of 1934 as amended, and the City accepts, but in no way verifies,
such representations The definitive Series 2004 Bonds delivered to the Underwriters shall be registered
in the name of CEDE & CO the nominee of DTC. It is expected that DTC will hold the Series 2004
Bonds on behalf of the Underwriters and their participants So long as each Series 2004 Bond is
registered in the name of CEDE & CO the Paying Agent/Registrar shall treat and deal wrth DTC the
same in all respects as if it were the actual and beneficial owner thereof It is expected that DTC will
maintain abook-entry system which will identify ownership of the Series 2004 Bonds in integral
24-
amounts of $5,000 with transfers of ownership being effected on the records of DTC and its
participants pursuant to rules and regulations established by them, and that the Series 2004 Bonds
initially deposited with DTC shall be immobilized and not be further exchanged for substitute Series
2004 Bonds except as hereinafter provided. The City is not responsible or liable for any functions of
DTC, will not be responsible for paying any fees or charges with respect to its services, will not be
responsible or liable for maintaining, supervising, or reviewing the records of DTC or its participants,
or protecting any interests or rights of the beneficial owners of the Series 2004 Bonds It shall be the
duty of the DTC Participants, as defined in the Official Statement herein approved, to make all
arrangements with DTC to establish this book-entry system, the beneficial ownership of the Series 2004
Bonds, and the method of paying the fees and charges of DTC. The City does not represent, nor does
it in any way covenant that the initial book-entry system established with DTC will be maintained in
the future. Notwithstanding the initial establishment of the foregoing book-entry system with DTC,
if for any reason any of the originally delivered Series 2004 Bonds is duly filed with the Paying
Agent/Registrar with proper request for transfer and substitution, as provided for in this Ordinance,
substitute Series 2004 Bonds will be duly delivered as provided in this Ordinance, and there will be no.
assurance or representation that any book-entry system will be maintained for such Series 2004 Bonds
In connection with the initial establishment of the foregoing book-entry system with DTC, the City
heretofore has executed a 'Blanket Letter ofRepresentations prepared by DTC in order to implement
the book-entry system described above.
15 (a) Defea.red Bondy That any Series 2004 Bond and the interest thereon shall be deemed to
be paid, retired and no longer outstanding (a 'Defeased Bond') within the meaning of this Ordinance,
except to the extent provided in subsection (d) of this Section, when payment of the principal of such
Series 2004 Bond, plus interest thereon to the due date (whether such due date be by reason of maturity
as-
or otherwise) either (i) shall have been made or caused to be made in accord once with the terms
thereof, or (ii) shall have been provided for on or before such due date by irrevoc~lbly depositing with
or making available to the Paying Agent/Registrar in accordance with an escrow agreement or other
instrument (the Future Escrow Agreement') for such payment (1) lawful money oi,~the United States
of America sufficient to make such payment or (2) Defeasance Securities that mate -e as to principal
and interest in such amounts and at such times as will insure the availability without reinvestment, of
sufficient money to provide for such payment, and when proper arrangements have been made by the
Issuer with the Paying Agent/Registrar for the payment of its services until all Defeased Bonds shall
have become due and payable. At such time as a Series 2004 Bond shall be deemed to be a Defeased
Bond hereunder, as aforesaid, such Series 2004 Bond and the interest thereon shall no longer be
secured by payable from, or entitled to the benefits of, the ad valorem taxes herein levied and pledged
as provided in this Ordinance, and such principal and interest shall be payable solely from such money
or Defeasance Securities Notwithstanding any other provision of this Ordinance to the contrary rt is
hereby provided that any determination not to redeem Defeased Bonds that is made in conjunction
with the payment arrangements specified in subsection 15(a) (') or (ii) shall not be irrevocable; provided
that, in the proceedings providing for such payment arrangements, the Issuer (1) expressly reserves the
right to call the Defeased Bonds for redemption, (2) gives notice of the reservation of that right to the
owners of the Defeased Bonds immediately following the making of the payment arrangements, and
{3) directs that notice of the reservation be included in any redemption notices that rt authorizes
(b) Investment m Defeasance Secuntaes Any moneys so deposited with the Paying
Agent/Registrar may at the written direction of the Issuer be invested in Defeasance Securities,
maturing in the amounts and times as hereinbefore set forth, and all income from such Defeasance
Securities received by the Paying Agent/Registrar that is not required for the payment of the Defeased
Bonds and interest thereon, with respect to which such money has been so deposited, shall be turned
26-
over to the Issuer, or deposited as directed in writing by the Issuer Any 1,uture Escrow Agreement
pursuant to which the money and/or Defeasance Securities are held for the payment of Defeased
Bonds may contain provisions permitting the investment or reinvestmEnt of such moneys in
Defeasance Securities or the substitution of other Defeasance Securities upon the satisfaction of the
requirements specified in subsection 15(a)(i) or (ii) All income from such Defeasance Securities
received by the Paying AgentjRegistrar which is not required for the payment of the Defeased Bonds,
with respect to which such money has been so deposited, shall be remitted to the Issuer or deposited
as directed in writing by the Issuer
(c) Defeasance ,Securztaes Defined. The term 'Defeasance Securities means (i) direct,
noncallable obligations of the United States ofAmerica, including obligations that are unconditionally
guaranteed by the United States ofAmerica, (ii) noncallable obligations of an agency or instrumentality
of the United States ofAmerica, including obligations that are unconditionally guaranteed or insured
by the agency or instrumentality and that, on the date of the purchase thereof are rated as to
investment quality by a nationally recognized investment rating firm not less than AAA or its
equivalent, and (iii) noncallable obligations of a state or an agency or a county municipality or other
political subdivision of a state that have been refunded and that, on the date on the date the governing
body of the Issuer adopts or approves the proceedings authorizing the financial arrangements are rated
as to investment quality by a nationally recognized investment rating firm not less than AAA or its
equivalent.
(d) Paying AgentjRegistrar Servaces Until all Defeased Bonds shall have become due and
payable, the Paying Agent/Registrar shall perform the services of Paying AgentjRegistrar for such
Defeased Bonds the same as if they had not been defeased, and the Issuer shall make proper
arrangements to provide and pay for such services as required by this Ordinance.
27
(e) Selection ofBondfforDefea,rance. In the event that the Issuer elects to defease less than all
of the principal amount of Series 2004 Bonds of a maturity the Paying Agent/Registrar shall select, or
cause to be selected, such amount of Series 2004 Bonds by such random method as it deems fair and
appropriate.
16. That the City hereby finds that the issuance of the Series 2004 Bonds for the purpose of
refunding the Refunded Obligations to realize a net present value savings is a public purpose. As a
condition to the issuance of the Series 2004 Bonds, the refunding of the aggregate principal amount
of the Refunded Obligations must produce (i) a net present value savings, calculated in accordance with
GASB Statement No 7 of at least three and one half percent (3 50%) and (ii) a positive gross savings
The City Manager may elect not to refund any or all of the obligations listed in Schedule I, but in no
event shall the Series 2004 Bonds be issued for the purpose of refunding Refunded Obligatsons if the
refunding of the aggregate principal amount of the obligations selected for refunding does not result
in the minimum savings threshold established in this Section being realized. On or before the date of
delivery of the Series 2004 Bonds the Director of Finance shall execute and deliver to the City Council
a certificate stating that the savings thresholds herein established have been realized. This certificate
shall specifically state both the net present value savings and the gross savings realized by the City as
a result of refunding the Refunded Obligations In addition, the City hereby determines that, subject
to the execution of the Bond Purchase Agreementwrth the Underwriters and the delivery of the Series
2004 Bonds, the Refunded Obligations shall be called for redemption on the redemption date or dates
set forth in Schedule I, at the applicable redemption price to the date fixed for redemption as provided
in Schedule I. The City Manager or the designee thereof shall take such actions as are necessary to
cause the required notice of redemption to be given in accordance wrth the terms of each ordinance
for the Refunded Obligations called for redemption. The determination of the City Manager relating
to the issuance and sale of Series 2004 Bonds to refund Refunded Obligations in such principal amount
2s-
as provided in the Bond Purchase Agreement shall have the same force and effect as if such
determination were made by the City Council.
17 That the City Manager of the City is hereby authorized and directed to execute, the City
Secretary is authorized to attest, and the City Attorney is authorized to approve as to form, on behalf
of the City the Escrow Agreement covering the use of the moneys to be deposited in accordance with
the terms thereof, for the benefit of the holders of the Refunded Obligations being retired with the
proceeds from the sale of the Series 2004 Bonds, between the City and the escrow agent named
therein, in substantially the form attached to this Ordinance as Exhibit D
18 That the City hereby determines, subject to the execution of the Bond Purchase
Agreement with the 1Jnderwriters and the delivery of the Series 2004 Bonds, that the Refunded
Obligations shall be called for redemption on the redemption date or dates set forth in Schedule I, at
the applicable redemption price to the date fixed for redemption as provided in Schedule I. The City
Manager or the designee thereof shall take such actions as are necessary to cause the required notice
of redemption to be given in accordance with the terms of each ordinance for the Refunded
Obligations called for redemption.
19 That the proceeds from the sale of the Series 2004 Bonds shall be used in the manner
described in a letter of instructions executed on behalf of the City by the City s financial advisor The
foregoing notwithstanding, proceeds representing accrued interest on the Series 2004 Bonds shall be
deposited to the credit of the Interest and Redemption Fund and proceeds representing premium on
the Series 2004 Bonds shall be .used in a manner consistent with the provisions of Section 1201 029
Texas Government Code.
20 That for all purposes of this Ordinance, unless the context requires otherwise, all
references to designated Sections and other subdivisions are to the Sections and other subdivisions of
this Ordinance. The words 'herein 'hereof" and 'hereunder and other words of similar import
29-
refer to this Ordinance as awhole and not to anyparticular Section or other subdivision. Exceptwhere
the context otherwise requires, terms defined in this Ordinance to impart the singular number shall be
considered to include the plural number and vice versa. References to any named person means that
party and its successors and assigns References to any constitutional, statutory or regulatory provision
means such provision as it exists on the date this Ordinance is adopted by the City and any future
amendments thereto or successor provisions thereof Any reference to the payment of principal in this
Ordinance shall be deemed to include the payment of any mandatory sinking fund redemption
payments as described herein. Any reference to FORM OF BOND shall refer to the form of the
Series 2004 Bonds set forth in Exhibit A to this Ordinance. The titles and headings of the Sections and
subsections of this Ordinance have been inserted for convenience of reference only and are not to be
considered a part hereof and shall not in any way modify or restrict any of the terms or provisions
hereof The findings set forth in the preamble to this Ordinance are hereby incorporated into the hody
of this Ordinance and made a part hereof for all purposes
21 That all ordinances and resolutions or parts thereof in conflict herewith are hereby
repealed.
22. That in accordance with the provisions of Section 1201 028, Texas Government Code, this
Ordinance shall be effective immediately upon its adoption by the City Council.
23 That it is hereby officially found and determined that the meeting at which this Ordinance
was passed was open to the public, and public notice of the time, place and purpose of said meeting
was given, all as required by Chapter 551 Texas Government Code, as amended.
30-
ADOPTED this March 30 2004
ATTEST. `
Acttn City Secretary
City o Fort Worth, Texas
APP VED AS TO FORM AND LEGALITY
ate
City Attorney
City of Fort Worth, as
(SEAL)
SCHEDULEI
SCHEDULE OF REFUNDED BONDS
General Purpose Bonds, Series 1996
Original
Dated Scheduled Interest
Date Maturity Rates Amount
1/15/1996 3/1/2008 5 000% $ 1,375,000
3/1/2009 5 000% 1,375,000
3/1/2010 5 000% 1,375,000
3/1/2011 5.000% 1,375,000
3/1/2012 5 000% 1,375,000
3/1/2013 5 000% 1,375 000
3/1/2014 5 000% 1,375,000
3/1/2015 5 000% 1,375,000
3/1/2016 5 000% 1,375,000
$12,375 000
The 2008 2016 maturities will be edeemed prior to their cheduled maturities Mazch 1, 2006 at par
General Purpose Bonds, Series 1997
Original
Dated Scheduled Interest
Date Maturi Rates Amount
4/1/1997 3/1/2010 5.500% $ 750,000
3/1/2011 5.500% 750,000
3/1/2012 5.500% 750,000
3/1/2013 5.500% 750,000
3/1/2015 5 625% 1,500,000
3/1/2017 5 625% 1,500,000
$ 6,000,000
The 2010 2017 maturities will be edeemed prior to their cheduled maturities Mazch 1, 2007 at par
Preliminary• object to change.
Combination T nd Revenue Certificates of Obligation, Series 1999
Original
Dated Scheduled Interest
Date Maturity Rates Amount
7115{]999 3!1/2010 4.900% $ 205,000
3!1!2011 5 000% 205,000
3/1!2012 5 000% 205,000
3/1/2013 5100% 205,000
3/1/2014 5125% 205,000
3/1/2015 5.200% 205 000
311!2016 5.250% 205 000
3/1/2017 5.250% 205,000
3/1(2018 5.250% 205 000
3/1/2019 5.300% 205 000
3/1/2020 5.300% 205,000
$ 2,255 000
The 2010 2020 maturities will be edeemed prior to their cheduled maturities March 1, 2007 at paz
General Purpose Bonds, Series 1999
Original
Dated Scheduled Interest
Date Maturi Rates Amount
7!15(1944 3/1/2010 4.900% $ 1,SU0,000
3/1/2011 5.000% 1,500,000
3/1/2012 5125% 1,500,000
3/1/2013 5125% 1,500,000
3/]/2014 5.200% 1,500,000
311/2015 5.250°l0 1,500,000
3/1/2016 5.250% 1,500,000
3/1/2017 5.250% 1,500,000
3/1/2019 5.250% 3 000,000
3/1/2020 5.250% 1,500,000
$16,500,000
The 2010 2020 maturities will be edeemed prior to their cheduled maturities Mazch 1, 2007 at paz
Equipment T Notes Program, Series 2000
Original
Dated Scheduled Interest
Date Maturity Rates Amount
5/1/2000 3/1/2005 5.930% $ 157,857
3/1/2006 5.930% 157,857
3/1/2007 5.930% 157,857
$ 473,571
The 2005 2007 maturities will be edeemed prior to their cheduled maturities June 3, 2004 at paz.
Equipment Tax Notes Program
Original
Dated Scheduled
Date Maturity
3/1/2005
9!1!2005
3/1/2006
9/1/2006
3/1/2007
Interest
Rates
Amount
4185% $ 250,833
4185% 250,833
4185% 250,833
4185% 250,833
4185% 250,833
$ 1,254,165
The 2005 2007 maturities will be edeemed prior to their cheduled maturities June 3, 2004 at par
Equipment Tax Notes Program
Original
Dated Scheduled Interest
Date Maturi Rates Amount
3/1/2005 4 411% $ 228,867
9/1/2005 4 411% 228,867
3/1/2006 4 411% 228,867
9/1/2006 4 411% 228,867
3/1/2007 4 411% 228,867
9/1/2007 4 411% 228,867
3/1/2008 4 411% 228,867
9/1/2008 4 411% 228,867
3!112009 4 411% 228,867
$ 2,059,803
The 2005 2009 maturities will be edeemed prior to their cheduled maturities June 3, 2004 at par
Combination T nd Revenue Certificates of Obligation, Series 2001-A
Original
Dated Scheduled Interest
Date Maturi Rates Amount
7115/2001 3/1/2009 4.500% $ 660,000
311/2010 4.500% 700,000
3/1/2011 4.500% 735,000
3/1/2012 4.500% 775,000
3/1/2013 4 600% 815,000
3/1/2014 4 650% 855,000
3/1/2015 4 750% 900,000
3/1/2016 4.850% 950,000
3/1/2017 4.900% 1,000,000
3/1/2018 5 000% 1,055,000
3/1/2019 5 000% 1,110,000
3/1/2020 5 000% 1 170,000
3!1!2021 5000% 1,230,000
$11,955 000
The 2009 2021 maturities will be edeemed prior to their cheduled maturities March 1, 2006 at paz
EXHIBIT A
NO
FORM OF BOND
UNITED STATES OF AMERICA
STATE O F TEXAS
COUNTIES OF TARRANT AND DENTON
CITY OF FORT WORTH, TEXAS
GENERAL PURPOSE REFUNDING BOND
SERIES 2004
MATURITY DATE INTEREST RATE ORIGINAL ISSUE DATE CUSIP
ON THE MATURITY DATE SPECIFIED ABOVE, THE CITY OF FOR WORTH,
TEXAS (the 'Issuer") being a political subdivision of the State of Texas, hereby promises to pay to
or to the registered assignee hereof (either being hereinafter
called the registered owner') the principal amount of•
DOLLARS
and to pay interest thereon, from the Original Issue Date specified above, to the maturity date specified
above, or the date of its redemption prior to scheduled maturity at the rate of interest per annum
specified above, with said interest being payable on September 1 2004 and semiannually on each
March 1 and September 1 thereafter; except that if the PayingAgent/Registrar s Authentication Certif
icate appearing on the face of this Bond is dated later than September 1 2004 such interest is payable
semiannually on each March 1 and September 1 following such date.
THE PRINCIPAL OF AND INTEREST ON this Bond are payable in lawful money of the
United States of America, without exchange or collection charges The principal of this Bond shall be
paid to the registered owner hereof upon presentation and surrender of this Bond at maturity or
redemption prior to maturity at the designated corporate trust office in Minneapolis, Minnesota (the
'Designated Trust Office') of Wells Fargo Bank, N.A., which is the 'PayingAgent/Registrar for this
Bond. The payment of interest on this Bond shall be made by the Paying Agent/Registrar to the
registered owner hereof as shown by the Registration Books kept by the Paying Agent/Registrar at
the close of business on the 15th day of the month next preceding such interest payment date by
check, dated as of such interest payment date, drawn by the Paying Agent/Registrar on, and payable
solely from, funds of the Issuer required to be on deposit with the Paying Agent/Registrar for such
purpose as hereinafter provided, and such check shall be sent by the Paying Agent/Registrar by United
States mail, first-class postage prepaid, on each such interest payment date, to the registered owner
hereof at its address as it appears on the Registration Books kept by the Paying Agent/Registrar, as
hereinafter described. Any accrued interest due at maturity or upon redemption of this Bond prior to
maturity as provided herein shall be paid to the registered owner upon presentation and surrender of
this Bond for redemption and payment at the Designated Trust Office of the Paying Agent/Registrar
The Issuer covenants with the registered owner of this Bond that no later than each principal payment
and/or interest payment date for this Bond it will make available to the Paying Agent/Registrar from
the Interest and Redemption Fund as defined by the ordinance authorizing the Bonds (the
Ordinance') the amounts required to provide for the payment, in immediately available funds, of all
principal of and interest on the Bonds, when due
IN THE EVENT OF A NON PAYMENT of interest on a scheduled payment date, and for
30 days thereafter, a new record date for such interest payment (a Special Record Date') will be
established by the Paying Agent/Registrar, if and when funds for the payment of such interest have
been received from the Issuer Notice of the Special Record Date and of the scheduled payment date
of the past due interest ("Special Payment Date which shall be 15 days after the Special Record Date)
shall be sent at least five business days prior to the Special Record Date by United States mail, first-class
postage prepaid, to the address of each registered owner of a Bond appearing on the registration books
of the Paying Agent/Registrar at the close of business on the last business day next preceding the date
of mailing of such notice.
IF THE DATE for the payment of the principal of or interest on this Bond shall be a Saturday
Sunday a legal holiday or a day on which banking institutions in the city where the Designated Trust
Office of the Paying Agent/Registrar is located are authorized bylaw or executive order to close, then
the date for such payment shall be the next succeeding day which is not such a Saturday Sunday legal
holiday or day on which banking institutions are authorized to close; and payment on such date shall
have the same force and effect as if made on the original date payment was due. Notwithstanding the
foregoing, during any period in which ownership of the Bonds is determined only by a book entry at
a securities depository for the Bonds, any payment to the securities depository or its nominee or
registered assigns, shall be made in accordance with existing arrangements between the Issuer and the
securities depository
THIS BOND is one of a Series of Bonds of like tenor and effect except as to number, principal
amount, interest rate, maturity and option of redemption, authorized in accordance with the Constitu-
tion and laws of the State of Texas in the principal amount of $ ,for the following purposes,
to-wit: to refund the 'Refunded Obligations (as such term is defined in the Ordinance) and to pay the
costs incurred in connection with the issuance of the Bonds All Bonds of this Series are issuable solely
as fully registered bonds, without interest coupons, in the denomination of any integral multiple of
$5,000 (an Authorized Denomination')
ON SEPTEMBER 1 20_, or on any date thereafter, the Bonds of this Series maturing on
March 1 20_ and thereafter may be redeemed prior to their scheduled maturities, at the option of the
Issuer, in whole, or in part, at par and accrued interest to the date fixed for redemption. The years of
maturity of the Bonds called for redemption at the option of the City prior to stated maturity shall be
selected by the City The Bonds or portions thereof redeemed within a maturity shall be selected by
lot or other method by the Paying Agent/Registrar; proznded, that during any period in which ownership
of the Bonds is determined only by a book entry at a securities depository for the Bonds, if fewer than
all of the Bonds of the same maturity and bearing the same interest rate are to be redeemed, the
particular Bonds of such maturity and bearing such interest rate shall be selected in accordance with
the arrangements between the Issuer and the securities depository
THE BONDS are also subject to mandatory redemption in part by lot pursuant to the terms
of the Ordinance, on Nlarch 1, 20_, with respect to Bonds maturing March 1 20_, in the following
years and in the following amounts, at a price equal to the principal amount thereof and accrued and
unpaid interest to the date of redemption, without premium.
Year Principal Amount ($)
Final Maturity
To the extent, however, that Bonds subject to sinkingfund red ~mption have been previouslypurchased
or called for redemption in part and otherwise than from a inking fund redemption payment, each
annual sinking fund payment for such Bonds shall be reduced by the amount obtained by multiplying
the principal amount of Bonds so purchased or redeemed b~T i.he ratio which each remaining sinking
fund redemption payment for such Bonds bears to the total remaining sinking fund payments, and by
rounding each such payment to the nearest $5 000 integral, provided, that during any period in which
ownership of the Bonds is determined only by a book entry at a securities depository for the Bonds,
the particular Bonds to be called for mandatory redemption shall be selected in accordance with the
arrangements between the Issuer and the securities depository
AT LEAST 30 days prior to the date fixed for any such redemption (a) a written notice of such
redemption shall be given to the registered owner of each Bond or a portion thereof being called for
redemption by depositing such notice in the United States mail, first-class postage prepaid, addressed
to each such registered owner at his address shown on the Registration Books of the Paying
Agent/Registrar and (b) notice of such redemption either shall be published one (1) time in or posted
electronically on the website of a financial journal or publication of general circulation in the United
States of America or the State of Texas carrying as a regular feature notices of municipal bonds called
for redemption, provided, however, that the failure to send, mail, or receive such notice described in
(a) above, or any defect therein or in the sending or mailing thereof, shall not affect the validity or
effectiveness of the proceedings for the redemption of any Bond, and the Ordinance provides that the
provision of notice as described in (b) above shall be the only notice actually required in connection
with or as a prerequisite to the redemption of any Bond. By the date fixed for any such redemption
due provision shall be made by the Issuer with the Paying Agent/Registrar for the payment of the
required redemption price for this Bond or the portion hereof which is to be so redeemed, plus
accrued interest thereon to the date fixed for redemption If such notice of redemption is given, and
if due provision for such payment is made, all as provided above, this Bond, or the portion hereof
which is to be so redeemed, thereby automatically shall be redeemed prior to its scheduled maturity
and shall not bear interest after the date fixed for its redemption, and shall not be regarded as being
outstanding except for the right of the registered owner to receive the redemption price plus accrued
interest to the date fixed for redemption from the Paying Agent/Registrar out of the funds provided
for such payment. The Paying Agent/Registrar shall record in the Registration Books all such
redemptions of principal of this Bond or any portion hereof. If a portion of any Bond shall be
redeemed a substitute Bond or Bonds having the same maturity date, bearing interest at the same rate,
m any Authorized Denomination, at the written request of the registered owner, and in aggregate
principal amount equal to the unredeemed portion thereof, will be issued to the registered owner upon
the surrender thereof for cancellation, at the expense of the Issuer, all as provided in the Ordinance.
AS PROVIDED IN THE ORDINANCE, this Bond, or any unredeemed portion hereof, may
at the request of the registered owner or the assignee or assignees hereof, be assigned, transferred, and
exchanged for a like aggregate principal amount of fully registered bonds, without interest coupons,
payable to the appropriate registered owner, assignee, or assignees, as the case maybe, having.the same
maturity date, and bearing interest at the same rate, in any Authorized Denomination as requested in
writing by the appropriate registered owner, assignee, or assignees, as the case maybe, upon surrender
of this Bond to the Paying Agent/Registrar at its Designated Trust Office for cancellation, all in
accordance with the form and procedures set forth in the Ordinance. Among other requirements for
such assignment and transfer, this Bond must be presented and surrendered to the Paying Agent/Reg-
istrar, together with proper instruments of assignment, in form and with guarantee of signatures
satisfactory to the Paying Agent/Registrar, evidencing assignment of this Bond or any portion or
portions hereof in any integral multiple of $5 000 to the assignee or assignees in whose name or names
this Bond or any such portion or portions hereof is or are to be transferred and registered. The form
of Assignment printed or endorsed on this Bond maybe executed by the registered owner to evidence
the assignment hereof, but such method is not exclusive, and other instruments of assignment
satisfactory to the Paying Agent/Registrar may be used to evidence the assignment of this Bond or any
portion or portions hereof from time to time by the registered owner The one requesting such
exchange shall pay the PayingAgent/Registrar s reasonable standard or customary fees and charges for
exchanging any Bond or portion thereof The foregoing notwithstanding, in the case of the exchange
of a portion of.a Bond which has been redeemed prior to maturity as provided herein, and in the case
of the exchange of an assigned and transferred Bond or Bonds or any portion or portions thereof, such
fees and charges of the Paying Agent/Registrar will be paid by the Issuer In any circumstance, any
taxes or governmental charges required to be paid with respect thereto shall be paid by the one request
ing such assignment, transfer, or exchange as a condition precedent to the exercise of such privilege.
In any circumstance, neither the Issuer nor the Paying Agent/Registrar shall be required (1) to make
any transfer or exchange during a period beginning at the opening of business 30 days before the day
of the first mailing of a notice of redemption of bonds and ending at the close of business on the day
of such mailing, or (2) to transfer or exchange any Bonds so selected for redemption when such
redemption is scheduled to occur within 30 calendar days
WHENEVER the beneficial ownership of this Bond is determined by a book entry at a
securities depository for the Bonds, the foregoing requirements of holding, delivering or transferring
this Bond shall be modified to require the appropriate person or entity to meet the requirements of the
securities depository as to registering or transferring the book entry to produce the same effect.
IN THE EVENT any Paying Agent/Registrar for the Bonds is changed by the Issuer, resigns,
or otherwise ceases to act as such, the Issuer has covenanted in the Ordinance that it promptly will
appoint a competent and legally qualified substitute therefor, and promptly will cause written notice
thereof to be mailed to the registered owners of the Bonds.
IT IS HEREBY CERTIFIED AND RECITED that the issuance of this Bond, and the series
of which rt is a part, is duly authorized by law• that all acts, conditions and things required to be done
precedent to and in the issuance of this series of bonds, and of this Bond, have been properly done
and performed and have happened in regular and due time, form and manner as required by law• that
sufficient and proper provision for the levy and collection of taxes has been made, which, when
collected, shall be appropriated exclusively to the payment of this Bond and the series of which it is a
part; and that the total indebtedness of the City of Fort Worth, Texas, including the entire series of
bonds of which this is one, does not exceed any constitutional, statutory or charter limitation.
BY BECOMING the registered owner of this Bond, the registered owner thereby
acknowledges all of the terms and provisions of the Ordinance, agrees to be bound by such terms and
provisions, acknowledges that the Ordinance is duly recorded and available for inspection m the official
minutes and records of the governing body of the Issuer, and agrees that the terms and provisions of
this Bond and the Ordinance constitute a contract between each registered owner hereof and the
Issuer
IN WITNESS WHEREOF this Bond has been signed with the manual or facsimile signature
of the Mayor or Mayor Pro-Tem of said City attested with the manual or facsimile signature of the City
Secretary and approved as to form and legality with the manual or facsimile signature of the City
Attorney and the official seal of said City has been duly affixed to or impressed, or placed in facsimile,
on this Bond.
ATTEST
xxxxxxxxxxxxxx xxxxxxxxxxxx
City Secretary Mayor
APPROVED AS TO FORM AND LEGALITY
xxxxxxxx
City Attorney
(SEAL)
FORM OF PAYING AGENT/REGISTRAR'S AUTHENTICATION CERTIFICATE
PAYING AGENT/REGISTRAR S AUTHENTICATION CERTIFICATE
It is hereby certified that this Bond has been issued under the provisions of the proceedings
adopted by the Issuer as described in the text of this Bond, and that this Bond has been issued in
conversion of and exchange for or replacement of a bond, bonds, or a portion of a bond or bonds of
an issue which originally was approved by the Attorney General of the State of Texas and registered
by the Comptroller of Public Accounts of the State of Texas
Dated.
WELLS FARGO BANK, N.A.,
Paying Agent/Registrar
By
Authorized Representative
FORM OF ASSIGNMENT
ASSIGNMENT
FOR VALUE RECEIVED the undersigned hereby sells, assigns :rid transfers unto
Please insert Social Security or Taxpayer
Identification Number of Transferee
(Please pent or typewrite name and address, including
zip code of Transferee)
the within Bond and all rights thereunder, and hereby
irrevocably constitutes and appoints
attorney to register the transfer of the within Bond on the
books kept for registration thereof, with full power of
substitution in the premises
Dated...
Signature Guaranteed.
NU"1'1C;ti;. Signature(s) must be guaranteed by
a member firm of the New York Stock
Exchange or a commercial bank or trust
company
NOTICE The signature above must
correspond with the name of the Registered
Owner as it appears upon the front of this
Bond in every particular, without alteration or
enlargement or any change whatsoever
FORM OF COMPTROLLERS CERTIFICATE (ATTACHED TO
THE BONDS UPON INITIAL DELIVERY THEREOF)
OFFICE OF COMPTROLLER
STATE O F TEXAS
REGISTER NO
I hereby certify that there is on file and of record in my office a certificate of the Attorney
General of the State of Texas to the effect that this Bond has b °en examined by him as required by
law and that he finds that it has been issued in conformity with th~~ Constitution and laws of the State
of Texas, and that rt is a valid and binding obligation of the City of .Fort Worth, Texas, payable in the
manner provided by and in the ordinance authorizing same, and said :Bond has this day been registered
by me.
WITNESS MY HAND and seal of office at Austin, Texas
(SEAL)
NOTE TO PRINTER.
*¶not to be on bond
Comptroller of Public Accounts
of the State of Texas
The printer of the Series 2004 Bonds is hereby authorized to print on the Series 2004 Bonds (i) the
form of bond counsel's opinion relating to the Series 2004 Bonds, and (ii) an appropriate statement of
insurance furnished by a municipal bond insurance company providing municipal bond insurance, if
any covering all or any part of the Series 2004 Bonds
EXHIBIT B
Bond Purchase Agreement
Exhibit C
to
Ordinance
DESCRIPTION OF ANNUAL FINANCIAL INFORMA iION
The following information is referred to in Section 13 of this Ordinance.
Annual Financial Statements and Operating Data
The financial information and operating data with respect to the City to Lie provided annually
in accordance with such Section are as specified (and included in the Appendix or under the~headings
of the Official Statement referred to) below
The information of the general type included in tables 1 through 6, inclusive, and 8 through 15
inclusive.
Appendix B to the Official Statement, Excerpts from the Annual Financial Report of the
City of Fort Worth, Texas for the Fiscal Year Ended September 30, 2003
Accounting Principles
The accounting principles referred to in such Section are the accounting principles described
in the notes to the annual financial report referred to above.
EXHIBIT D
Escrow Agreement
THE STATE OF TEXAS
COUNTIES OF TARRANT AND DENTON
CITY OF FORT WORTH
On the 30th day of March, 2004' the City Council of the City of Fort Worth, T met m
egular, open, public meeting in the City Council Chamber m the City Hall with the following
members present, to-wit:
Mike Moncrief, Mayor
Jun Lane,
Chuck Silcox,
Becky Haskin,
Frank Moss,
Clyde Picht, Councilmembers,
John Stevenson,
Ralph McCloud,
Wendy Davis,
Gary J ckson, City Manager,
David Yett, City Attorney
Sylvia Glover, Acting City Secretary
Jun Keyes, Director of Finance
thus onstituting more than quorum present; and after the City Council had transacted rtain
business, the following business was transacted, to-wit:
Councilmember~~uilx/Y introduced an ordinance and moved its passage. The motion was
conded by Councilmember ~~~ The Ordinance was ad by the Acring City Secretary The
motion, rryirig with it the passage of the ordinance prevailed by vote of `YEAS, NAYS. The
f
ordinance passed is follows.
THE STATE OF TEXAS
COUNTIES OF TARRANT AND DENTON
CITY OF FORT WORTH
I, Sylvia Glover, Acting City Secretary of the City of Fort Worth, m the State of T do
hereby rtify that I have compared the attached and foregoing erpt from the rrunutes of the
egular, open, public meeting of the City Council of the City of Fort Worth, T held on March 30
2004 and of Ordinance No. ~~~, which was duly passed at id meeting, and that aid copy
is true and correct copy of aid erpt and the whole of aid Ordinance.
In testunony whereof, I have et my hand and have hereunto affixed the al of id City of
Fort Worth, this 30th day of March, 2004
~~
,,,.R
ri
:_
~,' ~ ~''
Acti City Secretary of the
City of Fort Worth, T
r~~ w